Baillie Gifford

Q3 2018 13F

As of: Sep 30, 2018
Filed: Nov 13, 2018
US stock: $92.6B · prev $92.7B
Positions: 224 · prev 207
Options notional: $0
Documents: 1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 100.0%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves208 since the prior filing

+4.3 pp in · −4.2 pp out

New 24 +1.77 pp
Added 118 +2.50 pp
Trimmed 59 −3.15 pp
Exited 7 −1.07 pp

The book

Focused · behaves like 31 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 16% a year, about 6.1 years per position

Low
Moderate
High

Top 5 positions33% of US stock

AMZN Amazon.Com Inc trimmed−0.15 pp trimmed−0.159.8%
BABA Alibaba Group Holding Limited added−0.89 pp added−0.898.1%
ILMN Illumina Inc trimmed+1.42 pp trimmed+1.426.4%
BIDU Baidu, Inc. trimmed−0.75 pp trimmed−0.754.6%
TSLA Tesla, Inc. trimmed−1.12 pp trimmed−1.123.8%

Positions224 in this filing · 7 exited


AMZNAmazon.Com Inc	9.81%	4,535,703	$9.1B	trimmed−16%	−0.15 pp	22 q
BABAAlibaba Group Holding Limited	8.06%	45,321,627	$7.5B	added+1%	−0.89 pp	17 q
ILMNIllumina Inc	6.40%	16,137,504	$5.9B	trimmed−2%	+1.42 pp	22 q
BIDUBaidu, Inc.	4.56%	18,477,154	$4.2B	trimmed−9%	−0.75 pp	22 q
TSLATesla, Inc.	3.75%	13,125,451	$3.5B	trimmed−0%	−1.12 pp	22 q
NFLXNetFlix Inc	3.03%	7,493,783	$2.8B	trimmed−2%	−0.19 pp	15 q
METAMeta Platforms, Inc. Class A	3.02%	16,994,166	$2.8B	trimmed−11%	−1.00 pp	22 q
GOOGAlphabet Inc. Class C	2.98%	2,310,356	$2.8B	trimmed−2%	+0.15 pp	18 q
SPOTSpotify Technology S.A.	2.96%	15,176,991	$2.7B	added+17%	+0.61 pp	2 q
CTRPTrip.com Group Limited	2.14%	53,374,222	$2.0B	trimmed−2%	−0.65 pp	22 q
RACEFerrari N.V.	2.12%	14,243,504	$2.0B	trimmed−1%	0.00 pp	11 q
NVDANvidia Corp	2.02%	6,664,591	$1.9B	trimmed−16%	−0.01 pp	11 q
MELIMercado Libre, Inc	1.87%	5,090,672	$1.7B	trimmed−2%	+0.20 pp	22 q
TSMTaiwan Semiconductor Manufacturing Company Ltd.	1.83%	38,382,960	$1.7B	trimmed−14%	+0.08 pp	11 q
ISRGIntuitive Surgical Inc.	1.42%	2,298,444	$1.3B	trimmed−3%	+0.20 pp	22 q
unresolvedFiat Chrysler Automobiles NV s	1.38%	72,408,480	$1.3B	trimmed−4%	−0.18 pp	16 q
MAMastercard Incorporated	1.37%	5,678,766	$1.3B	added+1%	+0.17 pp	22 q
TALTAL Education Group	1.33%	47,890,270	$1.2B	trimmed−2%	−0.60 pp	11 q
ELVElevance Health, Inc.	1.32%	4,452,455	$1.2B	trimmed−7%	+0.08 pp	16 q
unresolvedGrubhub Inc	1.28%	8,530,398	$1.2B	trimmed−8%	+0.23 pp	14 q
9990302DApache Corp	1.26%	24,398,441	$1.2B	trimmed−0%	+0.02 pp	22 q
SGENSeagen Inc.	1.12%	13,485,446	$1.0B	trimmed−5%	+0.10 pp	22 q
MCOMoody's Corporation	1.08%	5,988,970	$1.0B	trimmed−8%	−0.12 pp	22 q
WDAYWorkday, Inc. Class A	1.02%	6,466,673	$944M	trimmed−3%	+0.15 pp	22 q
VVISA Inc.	0.98%	6,051,698	$908M	added0%	+0.12 pp	22 q
CRMSalesforce, Inc.	0.95%	5,553,416	$883M	trimmed−3%	+0.10 pp	22 q
unresolvedAtlassian Corp Plc	0.81%	7,845,015	$754M	trimmed−3%	+0.26 pp	10 q
DXCMDexCom, Inc.	0.79%	5,094,197	$729M	trimmed−2%	+0.26 pp	22 q
unresolvedBluebird Bio Inc	0.73%	4,643,528	$678M	trimmed−4%	−0.09 pp	15 q
NTESNetEase, inc.	0.72%	2,926,463	$668M	trimmed−2%	−0.10 pp	9 q
MKLMarkel Group Inc.	0.71%	557,110	$662M	added+1%	+0.07 pp	22 q
MKTXMarketAxess Holdings Inc.	0.71%	3,682,487	$657M	trimmed−0%	−0.08 pp	22 q
EOGEOG Resources, Inc.	0.68%	4,952,240	$632M	trimmed−0%	+0.01 pp	22 q
RCLRoyal Caribbean Group	0.66%	4,677,791	$608M	trimmed−16%	+0.04 pp	22 q
MLMMartin Marietta Materials	0.65%	3,292,027	$599M	added+49%	+0.12 pp	22 q
FRCBFirst Republic Bk CA	0.64%	6,216,910	$597M	added+2%	0.00 pp	22 q
NIONIO Inc.	0.64%	85,297,388	$595M	new	+0.64 pp	new
TMOThermo Fisher Scientific, Inc.	0.63%	2,381,125	$581M	added0%	+0.10 pp	4 q
RYAAYRyanair Holdings plc	0.61%	5,871,675	$564M	trimmed−1%	−0.12 pp	12 q
RMDResMed Inc.	0.60%	4,841,478	$558M	added0%	+0.06 pp	9 q
IBNICICI Bank Limited	0.58%	63,026,111	$535M	added+46%	+0.21 pp	22 q
AJGArthur J. Gallagher & Co.	0.57%	7,124,847	$530M	added0%	+0.07 pp	4 q
VRSKVerisk Analytics, Inc.	0.57%	4,361,664	$526M	added0%	+0.06 pp	10 q
SHOPShopify Inc. Class A subordinate voting shares	0.55%	3,113,361	$512M	added+85%	+0.29 pp	5 q
WABWabtec Inc.	0.55%	4,896,192	$514M	added+1%	+0.04 pp	11 q
CHRWC.H. Robinson Worldwide, Inc.	0.54%	5,109,844	$500M	added+1%	+0.08 pp	21 q
WATWaters Corp	0.54%	2,564,749	$499M	added0%	+0.01 pp	22 q
AMTTd Ameritrade Holding Corp	0.52%	9,031,953	$477M	added+1%	−0.01 pp	22 q
KEXKirby Corporation	0.51%	5,700,947	$469M	added+87%	+0.24 pp	11 q
IONSIonis Pharmaceuticals, Inc.	0.50%	8,958,113	$462M	trimmed−3%	+0.08 pp	12 q
ZZillow Group, Inc. Class C	0.50%	10,374,923	$459M	added+5%	−0.13 pp	13 q
BAPCredicorp LTD	0.48%	2,000,927	$446M	added+14%	+0.05 pp	22 q
MYGNMyriad Genetics Inc	0.47%	9,547,193	$439M	added+1%	+0.09 pp	21 q
WWayfair Inc.	0.45%	2,845,496	$420M	added+6%	+0.10 pp	13 q
RBARB Global, Inc.	0.44%	11,159,544	$403M	trimmed−1%	+0.03 pp	22 q
ALNYAlnylam Pharmaceuticals, Inc.	0.42%	4,462,826	$391M	added+5%	−0.03 pp	22 q
UAAUnder Armour, Inc.	0.42%	18,217,922	$387M	trimmed−12%	−0.08 pp	13 q
ABMDAbiomed Inc	0.39%	804,607	$362M	trimmed−62%	−0.54 pp	12 q
MTDMettler-Toledo International	0.39%	595,826	$363M	added+1%	+0.02 pp	22 q
SCIService Corporation International	0.39%	8,121,052	$359M	new	+0.39 pp	new
WUBA58.COM Inc	0.38%	4,768,936	$351M	added+1%	+0.03 pp	6 q
IBKRInteractive Brokers Group, Inc. Class A	0.38%	6,364,938	$352M	added+1%	−0.06 pp	11 q
TREELendingTree, Inc.	0.35%	1,388,852	$320M	added+4%	+0.04 pp	11 q
SRCLStericycle Inc	0.34%	5,394,337	$317M	added×2.1	+0.16 pp	11 q
TERTeradyne, Inc.	0.34%	8,633,740	$319M	trimmed−0%	−0.02 pp	22 q
ITUBItau Unibanco Holding S.A.	0.33%	28,185,757	$309M	trimmed−0%	+0.01 pp	22 q
JEFJefferies Financial Group Inc.	0.33%	13,799,592	$303M	added+1%	−0.01 pp	2 q
WIXWIX.com Ltd.	0.33%	2,522,003	$302M	trimmed−3%	+0.05 pp	12 q
JDJD.com, Inc.	0.29%	10,433,446	$272M	trimmed−13%	−0.21 pp	18 q
ALBAlbemarle Corporation	0.28%	2,622,524	$262M	added0%	+0.01 pp	7 q
ATHMAutohome Inc.	0.28%	3,374,030	$261M	added+1%	−0.09 pp	14 q
CPACopa Holdings, S.A.	0.27%	3,165,519	$253M	added+9%	−0.03 pp	22 q
DNOWDNOW Inc.	0.26%	14,669,900	$243M	added+2%	+0.05 pp	18 q
AMDAdvanced Micro Devices	0.25%	7,466,514	$231M	trimmed−48%	+0.02 pp	6 q
CXCemex S.A.B. de C.V.	0.25%	32,540,608	$229M	added+3%	+0.03 pp	22 q
CMGChipotle Mexican Grill, Inc.	0.25%	505,888	$230M	new	+0.25 pp	new
PBRPetroleo Brasileiro S.a.-petrobras	0.24%	18,403,269	$222M	added+10%	+0.06 pp	8 q
HHCThe Howard Hughes Corporation	0.23%	1,686,271	$209M	added+1%	−0.01 pp	19 q
DATATableau Software, Inc.	0.22%	1,782,221	$199M	added+4%	+0.04 pp	11 q
SITESiteOne Landscape Supply, Inc.	0.21%	2,625,922	$198M	trimmed−33%	−0.14 pp	6 q
NVCRNovoCure Limited	0.20%	3,527,100	$185M	added+14%	+0.10 pp	4 q
WSOWatsco, Inc.	0.18%	923,682	$165M	added+5%	+0.01 pp	22 q
CHGGChegg, Inc.	0.17%	5,550,841	$158M	added+19%	+0.03 pp	4 q
GOOGLAlphabet Inc. Class A	0.16%	124,781	$151M	added+9%	+0.02 pp	13 q
BBDBanco Bradesco S.A.	0.15%	19,879,283	$141M	added+14%	+0.02 pp	8 q
HDBHDFC Bank Limited	0.14%	1,339,362	$126M	added+2%	−0.01 pp	15 q
PDDPDD Holdings Inc.	0.14%	4,951,456	$130M	new	+0.14 pp	new
DNLIDenali Therapeutics Inc.	0.13%	5,486,421	$119M	added+3%	+0.04 pp	4 q
FTVFortive Corporation	0.12%	1,306,030	$110M	added+5%	+0.02 pp	9 q
VRTXVertex Pharmaceuticals Inc	0.12%	594,727	$115M	added+3%	+0.01 pp	8 q
unresolvedEllie Mae	0.11%	1,106,020	$105M	added+7%	−0.01 pp	21 q
PENPenumbra, Inc.	0.11%	667,014	$100M	added+7%	+0.02 pp	5 q
PSMTPricesmart Inc	0.11%	1,203,051	$97M	trimmed−3%	−0.01 pp	22 q
SFIXStitch Fix, Inc. Class A	0.11%	2,432,625	$106M	added+6%	+0.04 pp	4 q
AIYActivision Blizzard Inc	0.10%	1,115,956	$93M	trimmed−0%	+0.01 pp	8 q
AVAVAeroVironment, Inc.	0.10%	807,478	$91M	added+6%	+0.04 pp	22 q
CSGPCoStar Group Inc	0.10%	229,260	$96M	added+7%	0.00 pp	9 q
5RTRubius Therapeutics Inc	0.10%	3,909,612	$94M	new	+0.10 pp	new
TTDThe Trade Desk, Inc.	0.10%	595,966	$90M	new	+0.10 pp	new
CELGCelgene Corp	0.09%	910,369	$81M	added+6%	+0.02 pp	9 q
GKOSGlaukos Corporation	0.09%	1,351,531	$88M	added+12%	+0.04 pp	4 q
BRFSNBrf Sa-adr	0.08%	14,118,723	$77M	added×8.5	+0.07 pp	2 q
IRBTiRobot Corporation	0.08%	696,999	$77M	added+3%	+0.02 pp	22 q
MSFTMicrosoft Corp	0.08%	654,627	$75M	added+1%	+0.01 pp	22 q
NEWRNew Relic, Inc.	0.08%	778,041	$73M	added+6%	0.00 pp	4 q
RDFNRedfin Corporation	0.08%	3,762,365	$70M	added+15%	0.00 pp	5 q
STAAStaar Surgical Co	0.08%	1,550,179	$74M	added+34%	+0.04 pp	8 q
UAUnder Armour, Inc. Class C, $0.0003 1/3 par value	0.08%	3,591,488	$70M	added+5%	0.00 pp	8 q
CBPOChina Biologic Products Hold	0.08%	882,105	$71M	trimmed−35%	−0.06 pp	5 q
MMYTMakeMyTrip Limited	0.08%	2,587,819	$71M	added0%	−0.02 pp	7 q
EXKExact Sciences Corp	0.07%	864,129	$68M	added+62%	+0.04 pp	5 q
HEI.AHeico Corp Cl A	0.07%	854,531	$65M	added+8%	+0.02 pp	6 q
TDOCTeladoc Health, Inc.	0.07%	699,827	$60M	added+14%	+0.03 pp	7 q
UBXGBUnity Biotechnology Inc	0.07%	3,803,014	$62M	held	—	2 q
AGIOAgios Pharmaceuticals, Inc.	0.06%	670,443	$52M	added+7%	0.00 pp	3 q
DBXDropbox, Inc. Class A	0.06%	2,185,941	$59M	held	—	3 q
FASTFastenal Co	0.06%	993,938	$58M	added+2%	+0.01 pp	21 q
SESea Limited	0.06%	3,996,024	$55M	added+5%	0.00 pp	4 q
ZGZillow Group Inc Class A	0.06%	1,248,071	$55M	trimmed−0%	−0.02 pp	15 q
ADAPYAdaptimmune Theraptcs	0.05%	3,417,627	$46M	added+13%	+0.01 pp	11 q
BZUNBaozun Inc.	0.05%	933,053	$45M	added+28%	+0.01 pp	7 q
CDXSCodexis, Inc.	0.05%	2,801,237	$48M	added+6%	+0.01 pp	15 q
IPGPIPG Photonics Corporation	0.05%	273,611	$43M	added+15%	−0.01 pp	22 q
TJXTJX Companies, Inc. (The)	0.05%	402,127	$45M	added+1%	+0.01 pp	22 q
TRUPTrupanion, Inc.	0.05%	1,267,692	$45M	added+3%	0.00 pp	9 q
BNFTBenefitfocus, Inc.	0.04%	807,314	$33M	added+16%	+0.01 pp	5 q
BLBlackLine, Inc.	0.04%	591,990	$33M	added+8%	+0.01 pp	3 q
KMXCarMax Inc.	0.04%	467,682	$35M	added+1%	0.00 pp	22 q
KOCoca-Cola Company	0.04%	872,868	$40M	added+3%	0.00 pp	19 q
unresolvedNational Instrs Corp	0.04%	795,776	$38M	added+4%	+0.01 pp	14 q
PCRXPacira BioSciences, Inc.	0.04%	802,009	$39M	added+38%	+0.02 pp	13 q
SPLKSplunk Inc	0.04%	307,705	$37M	added+24%	+0.01 pp	20 q
AXPAmerican Express Company	0.03%	251,942	$27M	trimmed−66%	−0.05 pp	21 q
ADIAnalog Devices, Inc.	0.03%	320,140	$30M	added+2%	0.00 pp	22 q
AAPLApple Inc.	0.03%	124,875	$28M	added+1%	+0.01 pp	22 q
EVHEvolent Health, Inc Class A	0.03%	1,003,149	$28M	added+16%	+0.01 pp	2 q
GGALGrupo Financiero Galicia SA	0.03%	999,180	$25M	new	+0.03 pp	new
JNJJohnson & Johnson	0.03%	221,877	$31M	trimmed−19%	−0.01 pp	22 q
ELThe Estee Lauder Companies Inc. Class A	0.03%	192,461	$28M	held	—	12 q
MCDMcDonald's Corporation	0.03%	151,558	$25M	added+2%	0.00 pp	22 q
PEPPepsiCo, Inc.	0.03%	228,117	$26M	added+2%	0.00 pp	22 q
PBR.APetroleo Brasileiro S.A.-Petrobras	0.03%	2,253,928	$24M	added+15%	+0.01 pp	2 q
PGProcter & Gamble Company	0.03%	375,211	$31M	added+2%	0.00 pp	14 q
SVMKSVMK Inc.	0.03%	1,769,756	$28M	new	+0.03 pp	new
UPSUnited Parcel Service, Inc. Class B	0.03%	215,934	$25M	added+1%	+0.01 pp	22 q
unresolvedCyberArk Software Ltd	0.03%	306,900	$25M	added+16%	+0.01 pp	2 q
ADROChinook Therapeutics Inc	0.02%	3,076,825	$23M	added+9%	0.00 pp	11 q
AEEAmeren Corporation	0.02%	271,560	$17M	added+3%	0.00 pp	11 q
AGRAvangrid, Inc.	0.02%	356,580	$17M	added+1%	0.00 pp	11 q
BMABanco Macro S.A.	0.02%	457,341	$19M	new	+0.02 pp	new
ONCBeOne Medicines Ltd.	0.02%	81,778	$14M	trimmed−2%	+0.01 pp	11 q
EDConsolidated Edison, Inc.	0.02%	217,202	$17M	added+10%	0.00 pp	10 q
CFRCullen/Frost Bankers Inc.	0.02%	140,534	$15M	new	+0.02 pp	new
96669EURDmrc LLC	0.02%	455,523	$14M	added+7%	+0.01 pp	13 q
DLBDolby Laboratories, Inc.Class A	0.02%	222,938	$16M	added+2%	+0.01 pp	22 q
EIXEdison International	0.02%	215,940	$15M	added+2%	+0.01 pp	10 q
EMBJEmbraer S.A.	0.02%	961,454	$19M	trimmed−69%	−0.06 pp	22 q
ESEversource Energy	0.02%	286,013	$18M	added+11%	0.00 pp	11 q
EXCExelon Corporation	0.02%	432,405	$19M	added+1%	0.00 pp	10 q
FAROFaro Technologies Inc	0.02%	342,608	$22M	added+11%	0.00 pp	22 q
HEIHEICO Corporation	0.02%	248,585	$23M	trimmed−2%	0.00 pp	21 q
VVRInvesco Senior Income Trust	0.02%	3,310,700	$14M	trimmed−66%	−0.03 pp	16 q
LINDLindblad Expeditions Holdings Inc.	0.02%	1,072,701	$16M	held	—	4 q
2051428DOmr Art Smgarp Eu Eq PEN-2	0.02%	337,899	$14M	trimmed−32%	0.00 pp	8 q
MTBM&T Bank Corp.	0.02%	104,293	$17M	held	—	22 q
unresolvedMindbody Cl A	0.02%	560,032	$23M	added+21%	0.00 pp	7 q
unresolvedNucana Plc ADR	0.02%	827,308	$21M	added+26%	+0.01 pp	5 q
RPMRPM International, Inc.	0.02%	305,949	$20M	added+3%	0.00 pp	3 q
unresolvedRestorbio Inc	0.02%	983,618	$15M	added+10%	+0.01 pp	3 q
SHWThe Sherwin-Williams Company	0.02%	46,244	$21M	added+2%	0.00 pp	21 q
SOHUSohu.com Limited	0.02%	706,870	$14M	added+1%	−0.01 pp	2 q
TNDMTandem Diabetes Care, Inc.	0.02%	434,700	$19M	new	+0.02 pp	new
TERPTerraForm Power, Inc	0.02%	1,997,934	$23M	added+7%	0.00 pp	2 q
VECOVeeco Instruments Inc	0.02%	1,497,372	$15M	added+16%	0.00 pp	12 q
WECWEC Energy Group, Inc.	0.02%	222,757	$15M	added+2%	0.00 pp	10 q
YEXTYext, Inc.	0.02%	969,494	$23M	new	+0.02 pp	new
AMBAAmbarella, Inc.	0.02%	366,648	$14M	added+12%	+0.01 pp	7 q
SSYSStratasys Inc (ISRAEL)	0.02%	730,521	$17M	added+7%	+0.01 pp	22 q
ALGNAlign Technology Inc	0.01%	13,688	$5M	held	—	4 q
BGTBlackRock Floating Rate Income Trust	0.01%	802,669	$11M	trimmed−16%	0.00 pp	20 q
BTIBritish American Tobacco p.l.c.	0.01%	137,306	$6M	added+8%	0.00 pp	5 q
CEVACEVA Inc.	0.01%	381,740	$11M	added+4%	0.00 pp	7 q
ECLEcolab, Inc.	0.01%	43,245	$7M	added×2.6	+0.01 pp	7 q
HCMHUTCHMED (China) Limited	0.01%	197,746	$6M	trimmed−3%	0.00 pp	10 q
INFYInfosys Limited	0.01%	1,139,539	$12M	added+3%	0.00 pp	19 q
JTJianpu Technology Inc.	0.01%	1,897,456	$9M	held	—	3 q
Liberty Interactive LLCconvertible	0.01%	14,614,000	$10M	added+1%	0.00 pp	6 q
LECOLincoln Electric Holdings Inc	0.01%	71,858	$7M	trimmed−97%	−0.20 pp	22 q
37MMrc Global Inc	0.01%	650,000	$12M	new	+0.01 pp	new
MCHPMicrochip Technology Inc	0.01%	82,660	$7M	held	—	21 q
PCGPG&E Corporation	0.01%	267,109	$12M	held	—	11 q
XPHDXPioneer Floating Rate Fund	0.01%	550,936	$6M	trimmed−32%	0.00 pp	20 q
SLBSLB Limited	0.01%	119,127	$7M	held	—	21 q
Tesla Energy Operationsconvertible	0.01%	13,093,000	$12M	added0%	0.00 pp	6 q
Sunpower Corpconvertible	0.01%	12,460,000	$11M	trimmed−7%	0.00 pp	6 q
VARVarian Medical Systems, Inc.	0.01%	117,375	$13M	held	—	21 q
XYLXylem Inc	0.01%	128,320	$10M	added×2.6	+0.01 pp	7 q
BCRHBlue Capital Reinsurance Hol	0.01%	629,438	$6M	held	—	20 q
SINASina Corp	0.01%	131,550	$9M	trimmed−69%	−0.03 pp	11 q
ACTGAcacia Research Corporation	0.00%	365,820	$1M	held	—	22 q
NLYAnnaly Capital Management. Inc.	0.00%	11,433	$117,000	new	0.00 pp	new
ARIApollo Commercial Real Estate Finance, Inc.	0.00%	7,300	$138,000	new	0.00 pp	new
unresolvedAslan Pharmaceuticals ADR	0.00%	450,133	$3M	held	—	2 q
AXGNAxogen, Inc.	0.00%	12,768	$471,000	new	0.00 pp	new
2663134DBitauto Holdings Ltd-adr	0.00%	58,113	$1M	held	—	2 q
unresolvedBlue Apron Holdings Inc	0.00%	1,313,400	$2M	new	0.00 pp	new
unresolvedChina Rapid Finance ADR	0.00%	300,000	$858,000	held	—	6 q
unresolvedFederal Realty Investment Trust REIT	0.00%	2,100	$266,000	new	0.00 pp	new
HIMXHimax Technologies, Inc.	0.00%	675,800	$4M	held	—	14 q
KEPKorea Electric Power Corp	0.00%	65,300	$860,000	held	—	9 q
MBTMobile TeleSystems Public Joint Stock Company	0.00%	13,600	$116,000	new	0.00 pp	new
unresolvedNuveen Senior Income Fund	0.00%	586,755	$4M	trimmed−58%	−0.01 pp	20 q
RIORio Tinto plc	0.00%	70,626	$4M	held	—	17 q
SVJTYSeverstal Pao SPNS/GDR	0.00%	6,555	$109,000	new	0.00 pp	new
SNAPSnap Inc.	0.00%	246,186	$2M	held	—	2 q
TRGPTarga Resources Corp.	0.00%	1,463	$82,000	new	0.00 pp	new
unresolvedUxin ADR	0.00%	248,400	$2M	new	0.00 pp	new
VGRVector Group Ltd.	0.00%	4,200	$58,000	new	0.00 pp	new
unresolvedVoya Prime Rate Trust	0.00%	764,400	$4M	trimmed−86%	−0.03 pp	16 q
WBWeibo Corporation	0.00%	26,310	$2M	held	—	9 q
WITWipro Limited	0.00%	98,583	$514,000	added×3.2	0.00 pp	14 q
unresolvedLuxoft Holding	0.00%	96,930	$5M	held	—	10 q
SFLSFL Corporation Ltd.	0.00%	8,300	$115,000	new	0.00 pp	new
FOMXFoamix Pharmaceuticals Ltd	0.00%	219,400	$1M	held	—	14 q
unresolvedNew Oriental Ed & Tech Grp I	—	−7,616,578	—	exited	−0.78 pp	—
QSRRestaurant Brands International Inc.	—	−3,388,671	—	exited	−0.22 pp	—
unresolvedFoundation Medicine	—	−404,260	—	exited	−0.06 pp	—
EVFEaton Vance Senior Income Trust	—	−1,050,000	—	exited	−0.01 pp	—
unresolvedApollo Senior Floating Rate Fund Inc	—	−173,769	—	exited	0.00 pp	—
BGBBlackstone Strategic Credit 2027 Term Fund	—	−271,120	—	exited	0.00 pp	—
XJQCXNuveen Credit Strategies Inc	—	−482,000	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 3 defects · 18 unresolved
Accession: 0001088875-18-000055
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A row was set aside — invalid CUSIP M2862V108
A security outside the official 13F list — CUSIP 818150302 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP M2862V108 not on the Official 13(f) List for 2018-09-30

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