Baillie Gifford

Q3 2019 13F

As of: Sep 30, 2019
Filed: Nov 7, 2019
US stock: $87.9B · prev $94.3B
Positions: 225 · prev 226
Options notional: $0
Documents: 1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 100.0%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves203 since the prior filing

+2.3 pp in · −2.3 pp out

New 9 +0.23 pp
Added 87 +2.07 pp
Trimmed 97 −1.32 pp
Exited 10 −1.03 pp

The book

Focused · behaves like 32 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 13% a year, about 8.0 years per position

Low
Moderate
High

Top 5 positions31% of US stock

BABA Alibaba Group Holding Limited added+0.80 pp added+0.809.4%
AMZN Amazon.Com Inc trimmed−0.18 pp trimmed−0.188.8%
ILMN Illumina Inc added−0.58 pp added−0.586.0%
TSLA Tesla, Inc. added+0.51 pp added+0.513.7%
META Meta Platforms, Inc. Class A trimmed−0.05 pp trimmed−0.053.2%

Positions225 in this filing · 10 exited


BABAAlibaba Group Holding Limited	9.44%	49,631,398	$8.3B	added+3%	+0.80 pp	21 q
AMZNAmazon.Com Inc	8.76%	4,436,932	$7.7B	trimmed−0%	−0.18 pp	26 q
ILMNIllumina Inc	5.97%	17,257,903	$5.3B	added+3%	−0.58 pp	26 q
TSLATesla, Inc.	3.69%	13,451,571	$3.2B	added0%	+0.51 pp	26 q
METAMeta Platforms, Inc. Class A	3.21%	15,843,349	$2.8B	trimmed−1%	−0.05 pp	26 q
GOOGAlphabet Inc. Class C	3.19%	2,303,591	$2.8B	trimmed−1%	+0.51 pp	22 q
MELIMercado Libre, Inc	2.90%	4,618,089	$2.5B	trimmed−1%	−0.13 pp	26 q
SPOTSpotify Technology S.A.	2.48%	19,130,947	$2.2B	added0%	−0.48 pp	6 q
RACEFerrari N.V.	2.38%	13,579,009	$2.1B	added0%	+0.04 pp	15 q
NFLXNetFlix Inc	2.34%	7,695,532	$2.1B	trimmed−1%	−0.68 pp	19 q
SHOPShopify Inc. Class A subordinate voting shares	2.15%	6,057,006	$1.9B	trimmed−6%	+0.11 pp	9 q
MAMastercard Incorporated	1.86%	6,013,670	$1.6B	trimmed−2%	+0.14 pp	26 q
TALTAL Education Group	1.80%	46,291,431	$1.6B	trimmed−0%	−0.07 pp	15 q
CTRPTrip.com Group Limited	1.57%	47,161,056	$1.4B	trimmed−1%	−0.29 pp	26 q
NVDANvidia Corp	1.48%	7,500,797	$1.3B	trimmed−1%	+0.16 pp	15 q
MKTXMarketAxess Holdings Inc.	1.45%	3,894,644	$1.3B	trimmed−11%	−0.04 pp	26 q
TSMTaiwan Semiconductor Manufacturing Company Ltd.	1.39%	26,316,692	$1.2B	trimmed−2%	+0.27 pp	15 q
MCOMoody's Corporation	1.36%	5,816,481	$1.2B	trimmed−3%	+0.12 pp	26 q
ISRGIntuitive Surgical Inc.	1.29%	2,099,807	$1.1B	trimmed−1%	+0.11 pp	26 q
ELVElevance Health, Inc.	1.17%	4,283,924	$1.0B	trimmed−3%	−0.15 pp	20 q
VVISA Inc.	1.15%	5,865,725	$1.0B	trimmed−2%	+0.04 pp	26 q
BIDUBaidu, Inc.	1.12%	9,576,806	$984M	trimmed−36%	−0.73 pp	26 q
unresolvedAtlassian Corp Plc	1.04%	7,296,416	$915M	trimmed−1%	+0.02 pp	14 q
WDAYWorkday, Inc. Class A	0.97%	5,016,854	$853M	trimmed−0%	−0.13 pp	26 q
MSFTMicrosoft Corp	0.90%	5,702,590	$793M	trimmed−2%	+0.08 pp	26 q
MLMMartin Marietta Materials	0.88%	2,826,315	$775M	trimmed−2%	+0.18 pp	26 q
CRMSalesforce, Inc.	0.87%	5,138,108	$763M	trimmed−1%	+0.03 pp	26 q
DXCMDexCom, Inc.	0.82%	4,825,321	$720M	trimmed−0%	+0.05 pp	26 q
TMOThermo Fisher Scientific, Inc.	0.76%	2,297,443	$669M	trimmed−2%	+0.03 pp	8 q
ALNYAlnylam Pharmaceuticals, Inc.	0.75%	8,235,974	$662M	added+33%	+0.27 pp	26 q
MKLMarkel Group Inc.	0.75%	559,506	$661M	trimmed−2%	+0.09 pp	26 q
NVCRNovoCure Limited	0.74%	8,653,618	$647M	trimmed−2%	+0.15 pp	8 q
RMDResMed Inc.	0.73%	4,743,858	$641M	trimmed−2%	+0.11 pp	13 q
AJGArthur J. Gallagher & Co.	0.71%	7,001,705	$627M	trimmed−3%	+0.04 pp	8 q
KEXKirby Corporation	0.71%	7,591,623	$624M	trimmed−1%	+0.07 pp	15 q
EOGEOG Resources, Inc.	0.67%	7,956,583	$591M	added+65%	+0.19 pp	26 q
unresolvedGrubhub Inc	0.64%	10,003,404	$562M	trimmed−0%	−0.19 pp	18 q
SGENSeagen Inc.	0.64%	6,561,252	$560M	trimmed−2%	+0.15 pp	26 q
NTESNetEase, inc.	0.63%	2,068,097	$550M	trimmed−0%	+0.07 pp	13 q
SCIService Corporation International	0.63%	11,629,258	$556M	trimmed−2%	+0.04 pp	5 q
WATWaters Corp	0.62%	2,457,390	$549M	trimmed−2%	+0.05 pp	26 q
PDDPDD Holdings Inc.	0.60%	16,388,782	$528M	added×7.9	+0.55 pp	5 q
IBNICICI Bank Limited	0.58%	41,701,471	$508M	trimmed−4%	0.00 pp	26 q
TTDThe Trade Desk, Inc.	0.58%	2,733,387	$513M	added+9%	−0.03 pp	5 q
IONSIonis Pharmaceuticals, Inc.	0.57%	8,415,289	$504M	trimmed−0%	−0.01 pp	16 q
TERTeradyne, Inc.	0.55%	8,402,796	$487M	trimmed−2%	+0.11 pp	26 q
ABMDAbiomed Inc	0.54%	2,692,621	$479M	added+21%	−0.07 pp	16 q
unresolvedFiat Chrysler Automobiles NV s	0.54%	36,987,296	$479M	added0%	−0.01 pp	20 q
9990302DApache Corp	0.53%	18,064,880	$462M	trimmed−24%	−0.20 pp	26 q
BRBroadridge Financial Solutions Inc	0.53%	3,723,830	$463M	added+95%	+0.27 pp	2 q
RYAAYRyanair Holdings plc	0.52%	6,928,413	$460M	trimmed−4%	+0.03 pp	16 q
WWayfair Inc.	0.51%	3,989,311	$447M	trimmed−0%	−0.11 pp	17 q
MTDMettler-Toledo International	0.50%	629,865	$444M	trimmed−0%	−0.06 pp	26 q
TREELendingTree, Inc.	0.48%	1,362,434	$423M	trimmed−1%	−0.13 pp	15 q
RBARB Global, Inc.	0.48%	10,591,487	$423M	trimmed−4%	+0.09 pp	26 q
CMGChipotle Mexican Grill, Inc.	0.46%	480,371	$404M	trimmed−2%	+0.08 pp	5 q
IBKRInteractive Brokers Group, Inc. Class A	0.45%	7,416,727	$398M	added0%	+0.02 pp	15 q
BAPCredicorp LTD	0.45%	1,893,429	$395M	trimmed−8%	−0.05 pp	26 q
PBRPetroleo Brasileiro S.a.-petrobras	0.44%	26,986,438	$390M	trimmed−7%	−0.04 pp	12 q
CHGGChegg, Inc.	0.41%	12,034,434	$360M	trimmed−4%	−0.10 pp	8 q
AMTTd Ameritrade Holding Corp	0.40%	7,565,909	$353M	trimmed−1%	−0.01 pp	26 q
ZZillow Group, Inc. Class C	0.39%	11,470,542	$342M	trimmed−1%	−0.18 pp	17 q
ITUBItau Unibanco Holding S.A.	0.38%	39,521,137	$332M	trimmed−9%	−0.05 pp	26 q
FRCBFirst Republic Bk CA	0.37%	3,369,370	$326M	trimmed−0%	+0.02 pp	26 q
unresolvedBluebird Bio Inc	0.36%	3,455,816	$317M	trimmed−18%	−0.21 pp	19 q
CPACopa Holdings, S.A.	0.35%	3,138,346	$310M	trimmed−1%	+0.02 pp	26 q
ALBAlbemarle Corporation	0.34%	4,282,792	$298M	added+59%	+0.14 pp	11 q
SITESiteOne Landscape Supply, Inc.	0.33%	3,929,401	$291M	trimmed−2%	+0.03 pp	10 q
VALEVale S.a.	0.33%	25,353,700	$292M	added+39%	+0.07 pp	3 q
WIXWIX.com Ltd.	0.33%	2,447,806	$286M	added0%	−0.04 pp	16 q
WABWabtec Inc.	0.32%	3,964,421	$285M	trimmed−2%	+0.01 pp	15 q
ATHMAutohome Inc.	0.31%	3,296,706	$274M	trimmed−2%	0.00 pp	18 q
MYGNMyriad Genetics Inc	0.30%	9,243,803	$265M	trimmed−3%	+0.02 pp	25 q
SRCLStericycle Inc	0.30%	5,261,879	$268M	trimmed−2%	+0.03 pp	15 q
TDOCTeladoc Health, Inc.	0.29%	3,757,300	$254M	added×4.3	+0.23 pp	11 q
WSOWatsco, Inc.	0.29%	1,506,922	$255M	added+3%	+0.04 pp	26 q
AXONAxon Enterprise, Inc.	0.28%	4,282,036	$243M	trimmed−2%	−0.02 pp	4 q
JEFJefferies Financial Group Inc.	0.28%	13,429,669	$247M	trimmed−3%	0.00 pp	6 q
CSGPCoStar Group Inc	0.27%	393,714	$234M	trimmed−0%	+0.04 pp	13 q
BBDBanco Bradesco S.A.	0.26%	28,375,181	$231M	added+5%	−0.02 pp	12 q
WUBA58.COM Inc	0.26%	4,638,638	$229M	trimmed−2%	−0.05 pp	10 q
ROKURoku, Inc. Class A	0.26%	2,227,943	$227M	trimmed−2%	+0.04 pp	3 q
HHCThe Howard Hughes Corporation	0.24%	1,653,975	$214M	trimmed−3%	+0.02 pp	23 q
TMETencent Music Entertainment Group	0.23%	16,104,538	$206M	added+47%	+0.06 pp	4 q
DNOWDNOW Inc.	0.21%	16,298,963	$187M	trimmed−1%	−0.05 pp	22 q
GKOSGlaukos Corporation	0.20%	2,826,590	$177M	added0%	−0.03 pp	8 q
PTONPeloton Interactive, Inc. Class A	0.20%	6,848,821	$172M	new	+0.20 pp	new
GOOGLAlphabet Inc. Class A	0.18%	127,182	$155M	added+3%	+0.04 pp	17 q
CXCemex S.A.B. de C.V.	0.18%	40,658,045	$159M	added+15%	+0.02 pp	26 q
NIONIO Inc.	0.18%	100,066,736	$156M	trimmed−0%	−0.09 pp	5 q
APPNAppian Corporation Class A	0.17%	3,146,639	$149M	added×3.4	+0.13 pp	3 q
HDBHDFC Bank Limited	0.17%	2,551,609	$146M	trimmed−0%	−0.01 pp	19 q
PENPenumbra, Inc.	0.17%	1,092,115	$147M	trimmed−0%	−0.02 pp	9 q
YEXTYext, Inc.	0.17%	9,652,903	$153M	added+13%	−0.01 pp	5 q
LYFTLyft, Inc. Class A	0.16%	3,513,341	$143M	added×2.0	+0.04 pp	3 q
FTVFortive Corporation	0.15%	1,877,639	$129M	added0%	−0.01 pp	13 q
JDJD.com, Inc.	0.15%	4,593,514	$130M	trimmed−45%	−0.12 pp	22 q
DNLIDenali Therapeutics Inc.	0.13%	7,363,463	$113M	trimmed−1%	−0.03 pp	8 q
HEI.AHeico Corp Cl A	0.13%	1,215,084	$118M	trimmed−0%	0.00 pp	10 q
ZLABZai Lab Limited	0.12%	3,136,100	$101M	added+50%	+0.04 pp	3 q
ZGZillow Group Inc Class A	0.12%	3,497,530	$103M	added×2.5	+0.05 pp	19 q
AIYActivision Blizzard Inc	0.11%	1,909,363	$101M	added+1%	+0.01 pp	12 q
CHWYChewy, Inc.	0.11%	3,963,007	$97M	added+19%	−0.01 pp	2 q
RDFNRedfin Corporation	0.11%	5,891,270	$99M	added+2%	0.00 pp	9 q
PLANAnaplan, Inc.	0.10%	1,871,644	$88M	held	—	4 q
SFIXStitch Fix, Inc. Class A	0.10%	4,482,859	$86M	trimmed−0%	−0.05 pp	8 q
NEWRNew Relic, Inc.	0.09%	1,238,848	$76M	trimmed−2%	−0.03 pp	8 q
FASTFastenal Co	0.08%	2,150,877	$70M	added+6%	+0.01 pp	25 q
JMIAJumia Technologies AG	0.08%	9,007,098	$71M	added0%	−0.17 pp	2 q
MMYTMakeMyTrip Limited	0.08%	3,206,722	$73M	trimmed−1%	0.00 pp	11 q
BZUNBaozun Inc.	0.07%	1,341,996	$57M	added+2%	0.00 pp	11 q
ONCBeOne Medicines Ltd.	0.07%	488,894	$60M	added×5.0	+0.06 pp	15 q
CHRWC.H. Robinson Worldwide, Inc.	0.07%	728,596	$62M	added+4%	+0.01 pp	25 q
KOCoca-Cola Company	0.07%	1,154,288	$63M	added+6%	+0.01 pp	23 q
PBR.APetroleo Brasileiro S.A.-Petrobras	0.07%	4,602,439	$60M	trimmed−6%	0.00 pp	6 q
PGProcter & Gamble Company	0.07%	484,210	$60M	added+4%	+0.02 pp	18 q
SESea Limited	0.07%	1,949,414	$60M	trimmed−43%	−0.05 pp	8 q
EBEventbrite, Inc. Class A	0.06%	2,948,267	$52M	added0%	+0.01 pp	3 q
EXKExact Sciences Corp	0.06%	616,970	$56M	trimmed−13%	−0.03 pp	9 q
MRNAModerna, Inc.	0.06%	3,214,797	$51M	added0%	+0.01 pp	4 q
PEPPepsiCo, Inc.	0.06%	363,137	$50M	added+4%	+0.01 pp	26 q
STAAStaar Surgical Co	0.06%	1,908,288	$49M	added+7%	0.00 pp	12 q
AVAVAeroVironment, Inc.	0.05%	795,646	$43M	added+1%	0.00 pp	26 q
KMXCarMax Inc.	0.05%	454,635	$40M	added+3%	+0.01 pp	26 q
CDXSCodexis, Inc.	0.05%	3,271,100	$45M	added+2%	−0.01 pp	19 q
IRBTiRobot Corporation	0.05%	764,234	$47M	added+2%	−0.02 pp	26 q
PCRXPacira BioSciences, Inc.	0.05%	1,151,710	$44M	added+16%	0.00 pp	17 q
SPLKSplunk Inc	0.05%	339,289	$40M	added+2%	+0.01 pp	24 q
TJXTJX Companies, Inc. (The)	0.05%	754,350	$42M	added+4%	+0.01 pp	26 q
TERPTerraForm Power, Inc	0.05%	2,240,163	$41M	trimmed−50%	−0.02 pp	6 q
UPSUnited Parcel Service, Inc. Class B	0.05%	339,222	$41M	added+5%	+0.01 pp	26 q
AGIOAgios Pharmaceuticals, Inc.	0.04%	1,083,694	$35M	added0%	−0.02 pp	7 q
ADIAnalog Devices, Inc.	0.04%	307,850	$34M	added+7%	+0.01 pp	26 q
BLBlackLine, Inc.	0.04%	665,419	$32M	added+2%	0.00 pp	7 q
IPGPIPG Photonics Corporation	0.04%	280,413	$38M	added+2%	−0.01 pp	26 q
ELThe Estee Lauder Companies Inc. Class A	0.04%	188,260	$37M	held	—	16 q
MCDMcDonald's Corporation	0.04%	164,591	$35M	trimmed−14%	0.00 pp	26 q
unresolvedNational Instrs Corp	0.04%	871,485	$37M	added+4%	0.00 pp	18 q
5RTRubius Therapeutics Inc	0.04%	4,240,767	$33M	added0%	−0.03 pp	5 q
Tesla Energy Operationsconvertible	0.04%	38,386,000	$38M	trimmed−0%	0.00 pp	10 q
TRUPTrupanion, Inc.	0.04%	1,344,862	$34M	added+1%	−0.01 pp	13 q
unresolvedCyberArk Software Ltd	0.04%	336,100	$34M	added+2%	0.00 pp	6 q
AXPAmerican Express Company	0.03%	220,721	$26M	added+2%	0.00 pp	25 q
HEIHEICO Corporation	0.03%	240,579	$30M	trimmed−1%	0.00 pp	25 q
TNDMTandem Diabetes Care, Inc.	0.03%	434,700	$26M	held	—	5 q
unresolved2U Inc	0.03%	1,831,243	$30M	added+2%	−0.04 pp	3 q
UBXGBUnity Biotechnology Inc	0.03%	3,803,014	$23M	held	—	6 q
ZMZoom Communications, Inc. Class A	0.03%	300,000	$23M	held	—	2 q
AMBAAmbarella, Inc.	0.03%	400,246	$25M	added+2%	+0.01 pp	11 q
AAPLApple Inc.	0.02%	93,212	$21M	trimmed−10%	0.00 pp	26 q
BMABanco Macro S.A.	0.02%	755,615	$20M	added+30%	−0.02 pp	5 q
BNFTBenefitfocus, Inc.	0.02%	872,967	$21M	added+1%	0.00 pp	9 q
CFRCullen/Frost Bankers Inc.	0.02%	224,977	$20M	added+5%	0.00 pp	5 q
96669EURDmrc LLC	0.02%	528,304	$21M	added+3%	0.00 pp	17 q
DLBDolby Laboratories, Inc.Class A	0.02%	262,416	$17M	added+6%	0.00 pp	26 q
ECLEcolab, Inc.	0.02%	69,651	$14M	added+8%	+0.01 pp	11 q
FAROFaro Technologies Inc	0.02%	403,675	$20M	added+2%	0.00 pp	26 q
INFYInfosys Limited	0.02%	1,408,871	$16M	added+8%	+0.01 pp	23 q
VVRInvesco Senior Income Trust	0.02%	3,273,300	$14M	trimmed−1%	0.00 pp	20 q
Liberty Interactive LLCconvertible	0.02%	27,773,000	$21M	added+21%	0.00 pp	10 q
MTBM&T Bank Corp.	0.02%	96,766	$15M	held	—	26 q
SPBSpectrum Brands Holdings, Inc.	0.02%	335,706	$18M	new	+0.02 pp	new
UPWKUpwork Inc.	0.02%	1,303,600	$17M	added+2%	0.00 pp	2 q
XYLXylem Inc	0.02%	205,609	$16M	added+8%	0.00 pp	11 q
ZUOZuora, Inc.	0.02%	1,159,768	$17M	added+1%	0.00 pp	3 q
SSYSStratasys Inc (ISRAEL)	0.02%	817,607	$17M	added+2%	0.00 pp	26 q
ADAPYAdaptimmune Theraptcs	0.01%	4,164,807	$6M	added+1%	−0.01 pp	15 q
ALGNAlign Technology Inc	0.01%	51,052	$9M	held	—	8 q
AXGNAxogen, Inc.	0.01%	989,400	$12M	added+1%	−0.01 pp	5 q
BXKBancolombia S.a.-spons ADR	0.01%	257,155	$13M	trimmed−70%	−0.04 pp	4 q
BGTBlackRock Floating Rate Income Trust	0.01%	787,770	$10M	trimmed−2%	0.00 pp	24 q
BTIBritish American Tobacco p.l.c.	0.01%	219,966	$8M	added+5%	0.00 pp	9 q
CEVACEVA Inc.	0.01%	421,818	$13M	added+1%	0.00 pp	11 q
EVHEvolent Health, Inc Class A	0.01%	1,084,001	$8M	added+1%	0.00 pp	6 q
FTCHQFarfetch Limited A	0.01%	1,309,051	$11M	added×2.8	0.00 pp	2 q
GGALGrupo Financiero Galicia SA	0.01%	1,004,661	$13M	added0%	−0.03 pp	5 q
JTJianpu Technology Inc.	0.01%	2,085,056	$5M	trimmed−45%	−0.01 pp	7 q
LINDLindblad Expeditions Holdings Inc.	0.01%	700,000	$12M	trimmed−35%	−0.01 pp	8 q
2051428DOmr Art Smgarp Eu Eq PEN-2	0.01%	318,120	$11M	added+3%	0.00 pp	12 q
37MMrc Global Inc	0.01%	650,000	$8M	held	—	5 q
unresolvedNucana Plc ADR	0.01%	827,308	$6M	held	—	9 q
ORTXOrchard Therapeutics plc	0.01%	925,000	$11M	held	—	4 q
XPHDXPioneer Floating Rate Fund	0.01%	541,036	$6M	trimmed−2%	0.00 pp	24 q
unresolvedRestorbio Inc	0.01%	1,271,387	$11M	held	—	7 q
SHWThe Sherwin-Williams Company	0.01%	19,584	$11M	held	—	25 q
WORKSlack Technologies, Inc.	0.01%	341,276	$8M	new	+0.01 pp	new
Sunpower Corpconvertible	0.01%	5,930,000	$5M	added+24%	+0.01 pp	10 q
VARVarian Medical Systems, Inc.	0.01%	72,439	$9M	held	—	25 q
VECOVeeco Instruments Inc	0.01%	867,779	$10M	added+1%	0.00 pp	16 q
VRSKVerisk Analytics, Inc.	0.01%	79,376	$13M	held	—	14 q
BCRHBlue Capital Reinsurance Hol	0.01%	618,438	$5M	trimmed−2%	+0.01 pp	24 q
SINASina Corp	0.01%	131,550	$5M	held	—	15 q
ACTGAcacia Research Corporation	0.00%	365,820	$980,000	held	—	26 q
ADROChinook Therapeutics Inc	0.00%	4,126,456	$4M	added+1%	−0.01 pp	15 q
ALECAlector, Inc.	0.00%	2,072	$30,000	trimmed−5%	0.00 pp	3 q
ABEVAmbev S.a.	0.00%	2,511	$12,000	new	0.00 pp	new
NLYAnnaly Capital Management. Inc.	0.00%	17,762	$156,000	held	—	5 q
ARIApollo Commercial Real Estate Finance, Inc.	0.00%	12,100	$232,000	held	—	5 q
unresolvedAslan Pharmaceuticals ADR	0.00%	418,671	$724,000	trimmed−2%	0.00 pp	6 q
2663134DBitauto Holdings Ltd-adr	0.00%	54,492	$816,000	held	—	6 q
unresolvedBlue Apron Holdings Inc	0.00%	148,506	$1M	held	—	5 q
EDConsolidated Edison, Inc.	0.00%	8,400	$794,000	trimmed−95%	−0.02 pp	14 q
EWEdwards Lifesciences Corp	0.00%	1,256	$276,000	trimmed−5%	0.00 pp	4 q
ESEversource Energy	0.00%	10,000	$855,000	trimmed−95%	−0.02 pp	15 q
EXCExelon Corporation	0.00%	14,700	$710,000	trimmed−95%	−0.01 pp	14 q
HCATHealth Catalyst, Inc	0.00%	2,492	$79,000	new	0.00 pp	new
HCMHUTCHMED (China) Limited	0.00%	217,911	$4M	held	—	14 q
KLDOKaleido Biosciences Inc	0.00%	440,000	$3M	held	—	3 q
KEPKorea Electric Power Corp	0.00%	96,300	$1M	held	—	13 q
MASIMasimo Corporation	0.00%	438	$65,000	new	0.00 pp	new
MBTMobile TeleSystems Public Joint Stock Company	0.00%	21,100	$171,000	held	—	5 q
unresolvedNuveen Senior Income Fund	0.00%	376,702	$2M	trimmed−2%	0.00 pp	24 q
SG7Sage Therapeutics Inc	0.00%	490	$69,000	new	0.00 pp	new
SLBSLB Limited	0.00%	110,529	$4M	held	—	25 q
SVJTYSeverstal Pao SPNS/GDR	0.00%	10,286	$148,000	held	—	5 q
SWAVShockwave Medical, Inc.	0.00%	891	$27,000	new	0.00 pp	new
SNAPSnap Inc.	0.00%	185,160	$3M	held	—	6 q
SOHUSohu.com Limited	0.00%	200,140	$2M	held	—	6 q
TRGPTarga Resources Corp.	0.00%	2,599	$104,000	held	—	5 q
unresolvedUxin ADR	0.00%	1,776,100	$4M	held	—	5 q
unresolvedVoya Prime Rate Trust	0.00%	764,400	$4M	held	—	20 q
WECWEC Energy Group, Inc.	0.00%	9,300	$884,000	trimmed−95%	−0.02 pp	14 q
WPMWheaton Precious Metals Corp.	0.00%	5,310	$139,000	new	0.00 pp	new
WITWipro Limited	0.00%	157,565	$575,000	added+4%	0.00 pp	18 q
FOMXFoamix Pharmaceuticals Ltd	0.00%	219,400	$667,000	held	—	18 q
RCLRoyal Caribbean Group	—	−4,636,301	—	exited	−0.60 pp	—
DATATableau Software, Inc.	—	−1,783,410	—	exited	−0.31 pp	—
AEEAmeren Corporation	—	−356,428	—	exited	−0.03 pp	—
AGRAvangrid, Inc.	—	−490,110	—	exited	−0.03 pp	—
BRFSNBrf Sa-adr	—	−2,022,530	—	exited	−0.02 pp	—
JNJJohnson & Johnson	—	−105,784	—	exited	−0.02 pp	—
PSMTPricesmart Inc	—	−373,578	—	exited	−0.02 pp	—
HIMXHimax Technologies, Inc.	—	−675,800	—	exited	0.00 pp	—
RIORio Tinto plc	—	−70,626	—	exited	0.00 pp	—
WBWeibo Corporation	—	−26,310	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 4 defects · 14 unresolved
Accession: 0001088875-19-000066
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A row was set aside — invalid CUSIP M2862V108
A security outside the official 13F list — CUSIP 09523Q101 not on the Official 13(f) List for 2019-09-30
A security outside the official 13F list — CUSIP 818150302 not on the Official 13(f) List for 2019-09-30
A security outside the official 13F list — CUSIP M2862V108 not on the Official 13(f) List for 2019-09-30

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