Baillie Gifford

Q3 2020 13F

As of: Sep 30, 2020
Filed: Nov 12, 2020
US stock: $145.2B · prev $131.2B
Positions: 252 · prev 242
Options notional: $0
Documents: 1· no amendments

Picture99.9% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 99.9%
Foreign stock not listed in the US 0.1%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves230 since the prior filing

+7.4 pp in · −7.4 pp out

New 20 +2.52 pp
Added 115 +4.86 pp
Trimmed 85 −7.09 pp
Exited 10 −0.35 pp

The book

Focused · behaves like 32 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Moderate turnover · 27% a year, about 3.7 years per position

Low
Moderate
High

Top 5 positions31% of US stock

Positions252 in this filing · 10 exited


TSLATesla, Inc.	10.25%	34,706,535	$14.9B	trimmed−41%	+0.56 pp	30 q
AMZNAmazon.Com Inc	7.80%	3,597,753	$11.3B	trimmed−13%	−0.86 pp	30 q
BABAAlibaba Group Holding Limited	5.07%	25,031,910	$7.4B	trimmed−39%	−1.63 pp	25 q
SHOPShopify Inc. Class A subordinate voting shares	3.98%	5,649,097	$5.8B	trimmed−3%	−0.22 pp	13 q
ILMNIllumina Inc	3.77%	17,725,580	$5.5B	added+4%	−1.06 pp	30 q
MELIMercado Libre, Inc	3.62%	4,861,351	$5.3B	added+1%	+0.01 pp	30 q
SPOTSpotify Technology S.A.	3.58%	21,418,661	$5.2B	trimmed−3%	−0.77 pp	10 q
NFLXNetFlix Inc	2.55%	7,411,144	$3.7B	trimmed−4%	−0.12 pp	23 q
GOOGAlphabet Inc. Class C	2.36%	2,331,236	$3.4B	trimmed−7%	−0.35 pp	26 q
TALTAL Education Group	2.19%	41,848,978	$3.2B	trimmed−8%	−0.19 pp	19 q
ZMZoom Communications, Inc. Class A	2.04%	6,296,064	$3.0B	trimmed−6%	+0.75 pp	6 q
METAMeta Platforms, Inc. Class A	2.02%	11,179,534	$2.9B	trimmed−23%	−0.51 pp	30 q
NVDANvidia Corp	1.72%	4,618,389	$2.5B	trimmed−16%	+0.13 pp	19 q
NIONIO Inc.	1.59%	108,936,586	$2.3B	added+11%	+1.01 pp	9 q
RACEFerrari N.V.	1.53%	12,068,622	$2.2B	trimmed−3%	−0.09 pp	19 q
WWayfair Inc.	1.51%	7,525,232	$2.2B	added+24%	+0.59 pp	21 q
MAMastercard Incorporated	1.37%	5,884,680	$2.0B	trimmed−1%	+0.04 pp	30 q
PDDPDD Holdings Inc.	1.22%	23,900,719	$1.8B	trimmed−7%	−0.47 pp	9 q
WDAYWorkday, Inc. Class A	1.22%	8,202,264	$1.8B	trimmed−5%	−0.01 pp	30 q
DXCMDexCom, Inc.	1.20%	4,228,456	$1.7B	trimmed−7%	−0.20 pp	30 q
MCOMoody's Corporation	1.10%	5,534,169	$1.6B	trimmed−2%	−0.08 pp	30 q
PTONPeloton Interactive, Inc. Class A	1.08%	15,781,576	$1.6B	trimmed−7%	+0.33 pp	5 q
MSFTMicrosoft Corp	1.02%	7,020,347	$1.5B	trimmed−2%	−0.09 pp	30 q
TTDThe Trade Desk, Inc.	1.02%	2,852,651	$1.5B	added+2%	+0.15 pp	9 q
SESea Limited	0.98%	9,258,395	$1.4B	added+7%	+0.27 pp	12 q
CRMSalesforce, Inc.	0.95%	5,513,560	$1.4B	added+7%	+0.22 pp	30 q
TDOCTeladoc Health, Inc.	0.94%	6,242,039	$1.4B	added+5%	+0.07 pp	15 q
ISRGIntuitive Surgical Inc.	0.92%	1,877,062	$1.3B	trimmed−8%	+0.04 pp	30 q
ALNYAlnylam Pharmaceuticals, Inc.	0.89%	8,891,488	$1.3B	added+3%	−0.09 pp	30 q
CVNACarvana Co.	0.87%	5,691,766	$1.3B	new	+0.87 pp	new
unresolvedAtlassian Corp Plc	0.81%	6,498,531	$1.2B	trimmed−9%	−0.17 pp	18 q
ZZillow Group, Inc. Class C	0.79%	11,363,074	$1.2B	trimmed−1%	+0.29 pp	21 q
NETCloudflare, Inc. Class A, par value $0.001 per share	0.78%	27,652,576	$1.1B	added+94%	+0.39 pp	2 q
CHGGChegg, Inc.	0.77%	15,736,463	$1.1B	added+7%	+0.02 pp	12 q
ELVElevance Health, Inc.	0.75%	4,043,350	$1.1B	trimmed−1%	−0.07 pp	24 q
TMOThermo Fisher Scientific, Inc.	0.68%	2,237,883	$988M	trimmed−1%	+0.05 pp	12 q
BEKEKE Holdings Inc.	0.62%	14,729,730	$903M	new	+0.62 pp	new
NVCRNovoCure Limited	0.62%	8,124,645	$904M	added+3%	+0.26 pp	12 q
WIXWIX.com Ltd.	0.62%	3,505,497	$893M	trimmed−4%	−0.09 pp	20 q
RYAAYRyanair Holdings plc	0.60%	10,681,929	$873M	added+44%	+0.22 pp	20 q
AJGArthur J. Gallagher & Co.	0.59%	8,177,407	$863M	trimmed−2%	−0.03 pp	12 q
ABMDAbiomed Inc	0.56%	2,945,253	$816M	added+4%	+0.04 pp	20 q
NTESNetEase, inc.	0.56%	1,780,128	$809M	trimmed−12%	−0.10 pp	17 q
TSMTaiwan Semiconductor Manufacturing Company Ltd.	0.54%	9,678,119	$785M	trimmed−59%	−0.49 pp	19 q
MKTXMarketAxess Holdings Inc.	0.52%	1,577,552	$760M	trimmed−22%	−0.25 pp	30 q
TWLOTwilio Inc.	0.51%	2,993,985	$740M	added+45%	+0.16 pp	2 q
ELThe Estee Lauder Companies Inc. Class A	0.47%	3,140,293	$685M	added×2.1	+0.25 pp	20 q
MLMMartin Marietta Materials	0.44%	2,688,976	$633M	trimmed−2%	+0.01 pp	30 q
SGENSeagen Inc.	0.44%	3,294,909	$645M	trimmed−3%	0.00 pp	30 q
TMETencent Music Entertainment Group	0.44%	43,028,837	$636M	added×2.1	+0.23 pp	8 q
TERTeradyne, Inc.	0.44%	8,072,305	$641M	trimmed−1%	−0.08 pp	30 q
MTDMettler-Toledo International	0.40%	605,976	$585M	added+4%	+0.04 pp	30 q
BKNGBooking Holdings Inc.	0.39%	332,805	$569M	added×2.1	+0.19 pp	2 q
DDOGDatadog, Inc. Class A	0.39%	5,556,957	$568M	new	+0.39 pp	new
BRBroadridge Financial Solutions Inc	0.38%	4,188,816	$553M	trimmed−2%	−0.03 pp	6 q
RMDResMed Inc.	0.37%	3,133,368	$537M	trimmed−31%	−0.30 pp	17 q
BYNDBeyond Meat, Inc.	0.35%	3,046,103	$506M	added×28.4	+0.34 pp	2 q
MRNAModerna, Inc.	0.35%	7,225,636	$511M	added+78%	+0.15 pp	8 q
BIDUBaidu, Inc.	0.34%	3,947,668	$500M	trimmed−11%	−0.06 pp	30 q
ROKURoku, Inc. Class A	0.32%	2,483,638	$469M	added+2%	+0.10 pp	7 q
SCIService Corporation International	0.32%	11,071,764	$467M	trimmed−1%	−0.01 pp	9 q
FRCBFirst Republic Bk CA	0.31%	4,149,680	$453M	added+18%	+0.03 pp	30 q
SITESiteOne Landscape Supply, Inc.	0.31%	3,736,808	$456M	trimmed−2%	−0.02 pp	14 q
MKLMarkel Group Inc.	0.30%	442,223	$431M	trimmed−1%	−0.02 pp	30 q
RBARB Global, Inc.	0.30%	7,471,107	$442M	trimmed−28%	−0.02 pp	30 q
TREELendingTree, Inc.	0.29%	1,365,683	$419M	trimmed−0%	−0.01 pp	19 q
RDFNRedfin Corporation	0.29%	8,394,466	$419M	added+3%	+0.03 pp	13 q
ONCBeOne Medicines Ltd.	0.28%	1,435,189	$411M	added×4.4	+0.23 pp	19 q
ALBAlbemarle Corporation	0.27%	4,333,303	$387M	trimmed−2%	+0.01 pp	15 q
AXONAxon Enterprise, Inc.	0.27%	4,307,755	$391M	added+2%	−0.05 pp	8 q
DNLIDenali Therapeutics Inc.	0.27%	10,827,178	$388M	added+17%	+0.10 pp	12 q
WSOWatsco, Inc.	0.27%	1,694,932	$395M	added+2%	+0.05 pp	30 q
APPNAppian Corporation Class A	0.26%	5,900,363	$382M	added+57%	+0.11 pp	7 q
CSGPCoStar Group Inc	0.26%	453,527	$385M	added+3%	+0.02 pp	17 q
unresolvedFiat Chrysler Automobiles NV s	0.26%	30,618,275	$376M	trimmed−4%	+0.02 pp	24 q
FTCHQFarfetch Limited A	0.25%	14,651,791	$369M	added×6.4	+0.22 pp	6 q
PBRPetroleo Brasileiro S.a.-petrobras	0.25%	51,553,965	$367M	added+43%	+0.02 pp	16 q
TCOMTrip.com Group Limited	0.25%	11,696,987	$364M	trimmed−53%	−0.24 pp	30 q
ZGZillow Group Inc Class A	0.25%	3,645,585	$370M	added+3%	+0.10 pp	23 q
CHWYChewy, Inc.	0.24%	6,468,772	$355M	added+21%	+0.06 pp	6 q
VALEVale S.a.	0.23%	31,847,138	$337M	trimmed−2%	−0.03 pp	7 q
ATHMAutohome Inc.	0.21%	3,116,489	$299M	trimmed−2%	+0.03 pp	22 q
LYFTLyft, Inc. Class A	0.21%	11,037,662	$304M	added0%	−0.07 pp	7 q
SPGIS&P Global Inc.	0.21%	831,209	$300M	trimmed−1%	0.00 pp	2 q
SRCLStericycle Inc	0.21%	4,858,857	$306M	trimmed−1%	0.00 pp	19 q
ZLABZai Lab Limited	0.21%	3,602,436	$300M	added+9%	0.00 pp	7 q
GOOGLAlphabet Inc. Class A	0.19%	191,456	$281M	added+11%	0.00 pp	21 q
CBRECbre Group, Inc.	0.19%	5,796,116	$272M	trimmed−2%	−0.01 pp	2 q
EOGEOG Resources, Inc.	0.18%	7,324,159	$263M	trimmed−2%	−0.11 pp	30 q
IBNICICI Bank Limited	0.18%	27,290,950	$268M	trimmed−1%	−0.02 pp	30 q
IBKRInteractive Brokers Group, Inc. Class A	0.18%	5,332,964	$258M	trimmed−25%	−0.05 pp	19 q
AMTTd Ameritrade Holding Corp	0.18%	6,746,337	$264M	trimmed−0%	−0.01 pp	30 q
SNOWSnowflake Inc.	0.17%	997,975	$250M	new	+0.17 pp	new
CPACopa Holdings, S.A.	0.17%	4,895,605	$246M	added+9%	0.00 pp	30 q
IONSIonis Pharmaceuticals, Inc.	0.16%	4,920,843	$233M	trimmed−40%	−0.21 pp	20 q
JEFJefferies Financial Group Inc.	0.16%	12,580,716	$226M	trimmed−2%	+0.01 pp	10 q
WORKSlack Technologies, Inc.	0.16%	8,656,618	$233M	added+7%	−0.03 pp	5 q
WABWabtec Inc.	0.16%	3,745,804	$232M	trimmed−1%	−0.01 pp	19 q
BAPCredicorp LTD	0.16%	1,911,012	$237M	trimmed−1%	−0.04 pp	30 q
GKOSGlaukos Corporation	0.15%	4,384,896	$217M	added+9%	+0.03 pp	12 q
PENPenumbra, Inc.	0.15%	1,094,677	$213M	added+6%	+0.01 pp	13 q
VRMVroom, Inc.	0.15%	4,269,531	$221M	added×3.6	+0.10 pp	2 q
JDJD.com, Inc.	0.14%	2,549,198	$198M	trimmed−65%	−0.19 pp	26 q
HHCThe Howard Hughes Corporation	0.13%	3,374,257	$194M	trimmed−2%	−0.01 pp	27 q
YEXTYext, Inc.	0.12%	11,606,656	$176M	added+6%	−0.02 pp	9 q
CVACCurevac NV	0.12%	3,896,475	$181M	new	+0.12 pp	new
LMNDLemonade, Inc.	0.11%	3,166,585	$157M	new	+0.11 pp	new
CXCemex S.A.B. de C.V.	0.10%	39,088,593	$149M	trimmed−2%	+0.01 pp	30 q
ITUBItau Unibanco Holding S.A.	0.10%	37,288,658	$148M	trimmed−10%	−0.05 pp	30 q
STAAStaar Surgical Co	0.09%	2,321,472	$131M	added+7%	−0.01 pp	16 q
SFIXStitch Fix, Inc. Class A	0.09%	4,996,450	$136M	added+2%	0.00 pp	12 q
VIRVir Biotechnology, Inc.	0.09%	3,715,888	$128M	added+7%	−0.02 pp	4 q
PLANAnaplan, Inc.	0.08%	1,871,644	$117M	held	—	8 q
BBDBanco Bradesco S.A.	0.08%	31,808,658	$109M	added0%	−0.01 pp	16 q
BLBlackLine, Inc.	0.08%	1,251,668	$112M	added+58%	+0.03 pp	11 q
HEI.AHeico Corp Cl A	0.08%	1,371,229	$122M	added+7%	0.00 pp	14 q
KEXKirby Corporation	0.08%	3,192,941	$115M	trimmed−56%	−0.22 pp	19 q
TRUPTrupanion, Inc.	0.08%	1,432,546	$113M	trimmed−0%	+0.03 pp	17 q
EXKExact Sciences Corp	0.07%	1,008,679	$103M	added+12%	+0.01 pp	13 q
FASTFastenal Co	0.07%	2,241,024	$101M	added+2%	0.00 pp	29 q
HDBHDFC Bank Limited	0.07%	2,106,294	$105M	trimmed−10%	−0.01 pp	23 q
PCRXPacira BioSciences, Inc.	0.07%	1,758,989	$106M	added+21%	+0.01 pp	21 q
FQVLFFirst Quantum Minerals	0.06%	10,586,468	$94M	added+44%	+0.02 pp	2 q
UPSUnited Parcel Service, Inc. Class B	0.06%	505,569	$84M	added+5%	+0.02 pp	30 q
AGRAvangrid, Inc.	0.05%	1,482,734	$75M	added+93%	+0.03 pp	2 q
JMIAJumia Technologies AG	0.05%	9,017,500	$72M	trimmed−2%	+0.01 pp	6 q
PBR.APetroleo Brasileiro S.A.-Petrobras	0.05%	9,655,077	$68M	added+3%	−0.01 pp	10 q
PGProcter & Gamble Company	0.05%	547,272	$76M	added+4%	0.00 pp	22 q
unresolvedSnowflake, Inc. Class B Common	0.05%	302,011	$76M	new	+0.05 pp	new
SPLKSplunk Inc	0.05%	375,013	$71M	trimmed−0%	−0.01 pp	28 q
UPWKUpwork Inc.	0.05%	3,762,354	$66M	added+68%	+0.03 pp	6 q
CYBRCyberark Software LTD/ISRAEL	0.05%	642,743	$66M	added+26%	+0.01 pp	3 q
ADAPYAdaptimmune Theraptcs	0.04%	7,078,063	$56M	added+34%	0.00 pp	19 q
AVAVAeroVironment, Inc.	0.04%	912,961	$55M	added+3%	−0.01 pp	30 q
AEPAmerican Electric Power Company, Inc.	0.04%	654,106	$53M	added+60%	+0.02 pp	2 q
CHRWC.H. Robinson Worldwide, Inc.	0.04%	560,869	$57M	added+2%	+0.01 pp	29 q
CLDRCloudera, Inc.	0.04%	5,682,150	$62M	new	+0.04 pp	new
KOCoca-Cola Company	0.04%	1,249,142	$62M	added+3%	0.00 pp	27 q
CDXSCodexis, Inc.	0.04%	5,361,261	$63M	trimmed−0%	−0.01 pp	23 q
EDConsolidated Edison, Inc.	0.04%	761,576	$59M	added+88%	+0.02 pp	18 q
DTEDTE Energy Company	0.04%	477,534	$55M	added+45%	+0.01 pp	2 q
DEDeere & Company	0.04%	245,413	$54M	added+43%	+0.02 pp	3 q
GRFSGrifois, S.A.	0.04%	3,293,555	$57M	trimmed−0%	−0.01 pp	3 q
HUYAHUYA Inc.	0.04%	2,176,449	$52M	added+41%	+0.02 pp	3 q
IPGPIPG Photonics Corporation	0.04%	334,720	$57M	added+3%	0.00 pp	30 q
IRBTiRobot Corporation	0.04%	856,086	$65M	added+1%	−0.01 pp	30 q
LPSNLivePerson Inc	0.04%	1,155,372	$60M	new	+0.04 pp	new
RAMPLiveRamp Holdings, Inc.	0.04%	1,195,137	$62M	added+27%	+0.01 pp	4 q
PEPPepsiCo, Inc.	0.04%	408,675	$57M	added+2%	0.00 pp	30 q
QTWOQ2 Holdings Inc	0.04%	631,482	$58M	added+78%	+0.02 pp	2 q
TXG10x Genomics, Inc. Class A	0.04%	511,447	$64M	added×119.0	+0.04 pp	3 q
XYLXylem Inc	0.04%	770,254	$65M	added+42%	+0.01 pp	15 q
AEEAmeren Corporation	0.03%	603,060	$48M	added+31%	+0.01 pp	4 q
ADIAnalog Devices, Inc.	0.03%	332,035	$39M	added+3%	0.00 pp	30 q
AAPLApple Inc.	0.03%	407,870	$47M	added+2%	0.00 pp	30 q
BZUNBaozun Inc.	0.03%	1,445,929	$47M	trimmed−0%	−0.01 pp	15 q
BLIBerkeley Lights, Inc.	0.03%	605,343	$46M	new	+0.03 pp	new
unresolvedBluebird Bio Inc	0.03%	707,068	$38M	added+2%	0.00 pp	23 q
9213421DBrookfield Renewable Cor-a	0.03%	754,183	$44M	new	+0.03 pp	new
ECLEcolab, Inc.	0.03%	215,152	$43M	added+44%	+0.01 pp	15 q
EBEventbrite, Inc. Class A	0.03%	3,373,350	$37M	added+5%	+0.01 pp	7 q
ESEversource Energy	0.03%	561,586	$47M	added+42%	0.00 pp	19 q
EVEREverQuote, Inc. Class A	0.03%	1,092,198	$42M	added+48%	0.00 pp	4 q
MCDMcDonald's Corporation	0.03%	177,181	$39M	added+2%	+0.01 pp	30 q
RLAYRelay Therapeutics, Inc.	0.03%	5,664,921	$43M	new	+0.03 pp	new
MMYTMakeMyTrip Limited	0.03%	2,680,559	$41M	trimmed−17%	−0.01 pp	15 q
ARCCAres Capital Corporation	0.02%	1,880,870	$26M	added+3%	0.00 pp	2 q
BNRBurning Rock Biotech Limited	0.02%	1,012,272	$25M	added+41%	+0.01 pp	2 q
CSCOCisco Systems, Inc. (DE)	0.02%	611,669	$24M	added+3%	0.00 pp	2 q
FAROFaro Technologies Inc	0.02%	443,555	$27M	trimmed−0%	0.00 pp	30 q
ICLKIclick Interactive Asia-adr	0.02%	3,334,786	$22M	added+45%	+0.01 pp	2 q
INFYInfosys Limited	0.02%	2,329,736	$32M	added+34%	+0.01 pp	27 q
IQiQIYI, Inc.	0.02%	1,142,210	$26M	added+39%	+0.01 pp	2 q
unresolvedNational Instrs Corp	0.02%	952,050	$34M	added0%	−0.01 pp	22 q
TROWT Rowe Price Group Inc	0.02%	177,619	$23M	added+1%	0.00 pp	3 q
SWAVShockwave Medical, Inc.	0.02%	444,424	$34M	added+18%	+0.01 pp	5 q
TRHCTabula Rasa HealthCare, Inc.	0.02%	665,151	$27M	added+45%	0.00 pp	2 q
TNDMTandem Diabetes Care, Inc.	0.02%	295,269	$34M	held	—	9 q
AMBAAmbarella, Inc.	0.02%	500,999	$26M	added+7%	0.00 pp	15 q
AIYActivision Blizzard Inc	0.01%	161,314	$13M	trimmed−91%	−0.09 pp	16 q
APIAgora, Inc.	0.01%	400,000	$17M	held	—	2 q
ALGNAlign Technology Inc	0.01%	33,681	$11M	trimmed−10%	0.00 pp	12 q
AXPAmerican Express Company	0.01%	141,786	$14M	held	—	29 q
AMSCAmerican Superconductor Corp	0.01%	517,270	$7M	new	+0.01 pp	new
AXGNAxogen, Inc.	0.01%	1,080,684	$13M	trimmed−0%	0.00 pp	9 q
BNFTBenefitfocus, Inc.	0.01%	958,001	$11M	trimmed−1%	0.00 pp	13 q
BGTBlackRock Floating Rate Income Trust	0.01%	784,230	$9M	held	—	28 q
BTIBritish American Tobacco p.l.c.	0.01%	218,161	$8M	trimmed−0%	0.00 pp	13 q
CEVACEVA Inc.	0.01%	485,455	$19M	added+5%	0.00 pp	15 q
290AChinook Therapeutics Inc	0.01%	4,265,980	$10M	trimmed−0%	0.00 pp	19 q
CFRCullen/Frost Bankers Inc.	0.01%	230,084	$15M	added+1%	0.00 pp	9 q
D0ADada Nexus Ltd-adr	0.01%	729,694	$19M	added+90%	0.00 pp	2 q
96669EURDmrc LLC	0.01%	761,398	$17M	trimmed−0%	0.00 pp	21 q
DLBDolby Laboratories, Inc.Class A	0.01%	289,840	$19M	added+3%	0.00 pp	30 q
EWEdwards Lifesciences Corp	0.01%	253,481	$20M	added+30%	0.00 pp	8 q
FTVFortive Corporation	0.01%	145,632	$11M	held	—	17 q
HEIHEICO Corporation	0.01%	162,848	$17M	trimmed−6%	0.00 pp	29 q
HCMHUTCHMED (China) Limited	0.01%	271,607	$9M	added+20%	+0.01 pp	18 q
VVRInvesco Senior Income Trust	0.01%	3,195,695	$12M	added+13%	0.00 pp	24 q
MTBM&T Bank Corp.	0.01%	84,580	$8M	held	—	30 q
unresolvedNucana Plc ADR	0.01%	3,049,530	$16M	added×3.7	+0.01 pp	13 q
ORTXOrchard Therapeutics plc	0.01%	2,740,000	$11M	held	—	8 q
5RTRubius Therapeutics Inc	0.01%	4,273,861	$21M	added0%	−0.01 pp	9 q
SHWThe Sherwin-Williams Company	0.01%	19,079	$13M	held	—	29 q
unresolvedSutro Biopharma	0.01%	1,695,654	$17M	added+13%	0.00 pp	2 q
TJXTJX Companies, Inc. (The)	0.01%	234,248	$13M	added+2%	0.00 pp	30 q
TTMTata Motors Limited	0.01%	2,261,383	$21M	new	+0.01 pp	new
UBXGBUnity Biotechnology Inc	0.01%	3,803,014	$13M	held	—	10 q
VARVarian Medical Systems, Inc.	0.01%	65,009	$11M	held	—	29 q
VECOVeeco Instruments Inc	0.01%	1,319,659	$15M	trimmed−0%	0.00 pp	20 q
VRSKVerisk Analytics, Inc.	0.01%	66,186	$12M	held	—	18 q
VVISA Inc.	0.01%	81,362	$16M	trimmed−97%	−0.46 pp	30 q
WATWaters Corp	0.01%	102,465	$20M	trimmed−93%	−0.19 pp	30 q
ZUOZuora, Inc.	0.01%	1,684,777	$17M	added+17%	0.00 pp	7 q
unresolvedMedtronic	0.01%	208,887	$22M	added+2%	0.00 pp	2 q
SSYSStratasys Inc (ISRAEL)	0.01%	898,070	$11M	trimmed−0%	0.00 pp	30 q
TORCAdicet Bio, Inc.	0.00%	181,626	$2M	new	0.00 pp	new
ALECAlector, Inc.	0.00%	63,858	$673,000	added×17.4	0.00 pp	7 q
unresolvedAmerican Well Corp Class A	0.00%	95,700	$3M	new	0.00 pp	new
NLYAnnaly Capital Management. Inc.	0.00%	7,446	$53,000	held	—	9 q
BXKBancolombia S.a.-spons ADR	0.00%	257,155	$7M	held	—	8 q
ABXBarrick Mining Corporation	0.00%	6,005	$168,000	trimmed−24%	0.00 pp	2 q
BILIBilibili Inc.	0.00%	140,911	$6M	added×2.8	0.00 pp	2 q
2663134DBitauto Holdings Ltd-adr	0.00%	16,750	$264,000	held	—	10 q
unresolvedBlue Apron Holdings Inc	0.00%	148,506	$1M	held	—	9 q
BBIOBridgeBio Pharma, Inc.	0.00%	60,469	$2M	added×10.4	0.00 pp	3 q
EXCExelon Corporation	0.00%	19,387	$693,000	held	—	18 q
FTSFortis Inc.	0.00%	18,837	$768,000	held	—	2 q
HCATHealth Catalyst, Inc	0.00%	62,315	$2M	added×10.4	0.00 pp	5 q
KLDOKaleido Biosciences Inc	0.00%	440,000	$5M	held	—	7 q
KEPKorea Electric Power Corp	0.00%	153,980	$1M	held	—	17 q
LINDLindblad Expeditions Holdings Inc.	0.00%	700,000	$6M	held	—	12 q
LVGOLivongo Health, Inc.	0.00%	16,542	$2M	added×10.7	0.00 pp	2 q
37MMrc Global Inc	0.00%	650,000	$3M	held	—	9 q
MASIMasimo Corporation	0.00%	13,636	$3M	added×10.4	0.00 pp	5 q
MBTMobile TeleSystems Public Joint Stock Company	0.00%	29,700	$259,000	held	—	9 q
MYOKMyoKardia, Inc.	0.00%	20,993	$3M	new	0.00 pp	new
NEMNewmont Corporation	0.00%	3,200	$203,000	held	—	2 q
NEENextEra Energy, Inc.	0.00%	3,014	$837,000	held	—	2 q
DNOWDNOW Inc.	0.00%	100,000	$454,000	trimmed−99%	−0.07 pp	26 q
unresolvedNuveen Senior Income Fund	0.00%	375,012	$2M	held	—	28 q
SG7Sage Therapeutics Inc	0.00%	17,030	$1M	added×10.7	0.00 pp	5 q
SOHUSohu.com Limited	0.00%	200,140	$4M	held	—	10 q
SMMTSummit Therapeutics Inc.	0.00%	372,261	$1M	new	0.00 pp	new
Sunpower Corpconvertible	0.00%	7,177,000	$7M	held	—	14 q
unresolvedUxin ADR	0.00%	1,776,100	$2M	held	—	9 q
WECWEC Energy Group, Inc.	0.00%	13,262	$1M	held	—	18 q
unresolvedVyne Therapeutics Inc	0.00%	395,049	$655,000	new	0.00 pp	new
WPMWheaton Precious Metals Corp.	0.00%	8,165	$401,000	held	—	5 q
XPEVXPeng Inc.	0.00%	80,110	$2M	new	0.00 pp	new
SINASina Corp	0.00%	131,550	$6M	held	—	19 q
STNEStoneCo Ltd. Class A	0.00%	127,088	$7M	trimmed−16%	0.00 pp	4 q
unresolvedGrubhub Inc	—	−5,125,532	—	exited	−0.27 pp	—
WUBA58.COM Inc	—	−1,454,059	—	exited	−0.06 pp	—
TERPTerraForm Power, Inc	—	−1,588,134	—	exited	−0.02 pp	—
JTJianpu Technology Inc.	—	−873,219	—	exited	0.00 pp	—
unresolvedMenlo Therapeutics Inc	—	−395,049	—	exited	0.00 pp	—
unresolvedRestorbio Inc	—	−1,271,387	—	exited	0.00 pp	—
SLBSLB Limited	—	−99,477	—	exited	0.00 pp	—
SNAPSnap Inc.	—	−185,160	—	exited	0.00 pp	—
unresolvedVoya Prime Rate Trust	—	−1,110,210	—	exited	0.00 pp	—
WITWipro Limited	—	−64,843	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 7 defects · 13 unresolved
Accession: 0001088875-20-000098
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

The filing disagrees with its own cover page — cover page declares value 145223210000; table sums 145223210 (cover in dollars, table in thousands) — kept, the table is the record
A row was set aside — invalid CUSIP G5960L903
A row was set aside — invalid CUSIP 833445909
A security outside the official 13F list — CUSIP 09523Q101 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 16961L106 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 335934105 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 81181C104 not on the Official 13(f) List for 2020-09-30

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