Cooperman (Omega)

Q3 2013 13F · by Leon Cooperman, CEO

As of: Sep 30, 2013
Filed: Nov 14, 2013
US stock: $6.6B · prev $6.5B
Positions: 74 · prev 74
Options notional: $0
Documents: 1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 100.0%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves63 since the prior filing

+17.3 pp in · −18.1 pp out

New 11 +10.00 pp
Added 24 +7.28 pp
Trimmed 17 −3.33 pp
Exited 11 −14.75 pp

The book

Diversified · behaves like 43 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Moderate turnover · 63% a year, about 1.6 years per position

Low
Moderate
High

Top 5 positions20% of US stock

SLM SLM Corporation trimmed+0.27 pp trimmed+0.274.9%
AIG American International Group, Inc. trimmed+0.29 pp trimmed+0.294.3%
unresolved Sirius Xm Radio Inc held held4.2%
unresolved Atlas Energy LP added+0.34 pp added+0.343.3%
unresolved Sprint Corporation new+3.32 pp new+3.323.3%

Positions74 in this filing · 11 exited


SLMSLM Corporation	4.87%	12,917,228	$322M	trimmed−2%	+0.27 pp	2 q
AIGAmerican International Group, Inc.	4.27%	5,806,600	$282M	trimmed−0%	+0.29 pp	2 q
unresolvedSirius Xm Radio Inc	4.21%	71,893,003	$279M	held	—	2 q
unresolvedAtlas Energy LP	3.32%	4,011,167	$219M	added+1%	+0.34 pp	2 q
unresolvedSprint Corporation	3.32%	35,293,890	$219M	new	+3.32 pp	new
MSIMotorola Solutions, Inc. New	3.29%	3,661,701	$217M	added+11%	+0.36 pp	2 q
unresolvedSandridge Energy Inc	3.04%	34,256,163	$201M	added+17%	+0.91 pp	2 q
QCOMQualcomm Inc	2.88%	2,826,100	$190M	trimmed−25%	−0.63 pp	2 q
unresolvedChimera Investment Corp	2.84%	61,832,671	$188M	added+9%	+0.23 pp	2 q
CCitigroup Inc.	2.81%	3,832,300	$186M	added+46%	+0.88 pp	2 q
HALHalliburton Company	2.65%	3,642,400	$175M	added+2%	+0.36 pp	2 q
unresolvedNyse Euronext	2.62%	4,123,799	$173M	held	—	2 q
unresolvedAtlas Pipeline Partners LP	2.53%	4,303,569	$167M	trimmed−0%	+0.01 pp	2 q
BSXBoston Scientific Corp.	2.39%	13,467,416	$158M	trimmed−18%	+0.05 pp	2 q
DISHDISH Network Corp.	2.39%	3,510,970	$158M	trimmed−3%	+0.03 pp	2 q
unresolvedKkr Financial Holdings LLC	2.35%	15,061,010	$156M	added+2%	−0.04 pp	2 q
RIGTransocean LTD.	2.35%	3,483,545	$155M	added0%	−0.21 pp	2 q
EMNEastman Chemical Company	2.17%	1,844,481	$144M	trimmed−0%	+0.19 pp	2 q
ASPSAltisource Portfolio Solutions S.A.	2.15%	1,016,478	$142M	trimmed−18%	+0.35 pp	2 q
METMetLife, Inc.	2.10%	2,950,985	$139M	trimmed−0%	+0.03 pp	2 q
LYBLyondellBasell Industries N.V. Class A	2.10%	1,893,133	$139M	added+1%	+0.19 pp	2 q
KMIKinder Morgan, Inc.	2.03%	3,771,759	$134M	trimmed−25%	−0.92 pp	2 q
ETRAE*trade Financial Corp	1.92%	7,680,786	$127M	trimmed−3%	+0.38 pp	2 q
COFCapital One Financial	1.79%	1,716,900	$118M	held	—	2 q
unresolvedExpress Scripts Hldg Co	1.78%	1,902,798	$118M	trimmed−30%	−0.81 pp	2 q
unresolvedXl Group PLC	1.70%	3,650,037	$112M	added0%	+0.01 pp	2 q
unresolvedPolycom Inc	1.56%	9,424,548	$103M	added+23%	+0.33 pp	2 q
unresolvedAtlas Resource Partners LP	1.53%	4,843,083	$101M	added+16%	+0.13 pp	2 q
FCXFreeport-McMoran Inc.	1.43%	2,852,300	$94M	new	+1.43 pp	new
DNRDenbury Resources, Inc.	1.37%	4,917,727	$91M	added+38%	+0.42 pp	2 q
MCKMcKesson Corporation	1.34%	691,382	$89M	added+3%	+0.16 pp	2 q
PVHPVH Corp.	1.34%	747,000	$89M	added+3%	−0.05 pp	2 q
UNHUNITEDHEALTH GROUP INCORPORATED (Delaware)	1.33%	1,224,933	$88M	held	—	2 q
PENNPENN Entertainment, Inc.	1.30%	1,557,487	$86M	new	+1.30 pp	new
HCAHCA Healthcare, Inc.	1.24%	1,915,500	$82M	new	+1.24 pp	new
unresolvedLinn Energy Llc-units	1.16%	2,961,583	$77M	trimmed−53%	−2.03 pp	2 q
EXXIEnergy Xxi Ltd	1.09%	2,384,912	$72M	added×2.3	+0.74 pp	2 q
ATMLAtmel Corp	1.02%	9,048,095	$67M	added+8%	+0.08 pp	2 q
HOUSAnywhere Real Estate Inc.	1.02%	1,567,420	$67M	new	+1.02 pp	new
unresolvedHarbinger Group Inc	0.99%	6,500,000	$66M	added+30%	+0.41 pp	2 q
unresolvedKkr & Co L P DEL	0.96%	3,093,665	$64M	held	—	2 q
CZRCaesars Entertainment, Inc.	0.93%	3,109,447	$61M	added×2.7	+0.69 pp	2 q
unresolvedValidus Holdings Ltd	0.88%	1,579,928	$58M	added+59%	+0.33 pp	2 q
TMOThermo Fisher Scientific, Inc.	0.86%	615,370	$57M	added+26%	+0.23 pp	2 q
unresolvedComcast Corp. Spl Cl A	0.78%	1,193,300	$52M	new	+0.78 pp	new
unresolvedPennymac Finl Svcs Inc	0.78%	2,759,600	$52M	held	—	2 q
LORLLoral Space and Communications, Inc.	0.77%	754,766	$51M	held	—	2 q
PMTPennyMac Mortgage Investment Trust	0.75%	2,175,170	$49M	added×10.4	+0.68 pp	2 q
LENLennar Corporation Class A	0.66%	1,234,100	$44M	new	+0.66 pp	new
WMBWilliams Companies Inc.	0.66%	1,202,538	$44M	trimmed−44%	−0.40 pp	2 q
unresolvedSupervalu Inc	0.63%	5,051,019	$42M	trimmed−32%	−0.08 pp	2 q
WPXWPX Energy, Inc.	0.62%	2,113,524	$41M	held	—	2 q
unresolvedNew Residential Invt Corp	0.57%	5,717,478	$38M	held	—	2 q
unresolvedNewcastle Invt Corp	0.54%	6,350,619	$36M	trimmed−11%	−0.03 pp	2 q
TCRDTHL Credit, Inc.	0.35%	1,481,384	$23M	held	—	2 q
LNCOLinnco LLC Com Shs Repstg Ltd Liability	0.26%	472,453	$17M	held	—	2 q
OCNOnity Group Inc.	0.25%	292,300	$16M	held	—	2 q
unresolvedOrient Express Hotels Ltd	0.24%	1,205,022	$16M	added+51%	+0.09 pp	2 q
unresolvedLin Media LLC	0.18%	600,000	$12M	new	+0.18 pp	new
MRKMerck & Co., Inc.	0.15%	203,200	$10M	held	—	2 q
unresolvedResource America Inc Cl A	0.14%	1,191,733	$10M	held	—	2 q
unresolvedCenter Bancorp Inc	0.12%	545,000	$8M	held	—	2 q
unresolvedResource Capital Corp	0.09%	1,000,000	$6M	held	—	2 q
MITTTPG Mortgage Investment Trust, Inc.	0.05%	200,000	$3M	trimmed−26%	−0.03 pp	2 q
JPMJPMorgan Chase & Co.	0.04%	47,900	$2M	added+12%	+0.01 pp	2 q
EWCiShares MSCI Canada ETF	0.03%	60,000	$2M	new	+0.03 pp	new
DXJWisdomTree Japan Hedged Equity Fund	0.03%	35,000	$2M	held	—	2 q
unresolvedApollo Invt Corp	0.02%	150,000	$1M	held	—	2 q
XLBState Street Materials Select Sector SPDR ETF	0.02%	36,000	$2M	new	+0.02 pp	new
XLFState Street Financial Select Sector SPDR ETF	0.02%	75,000	$1M	new	+0.02 pp	new
unresolvedCrosstex Energy LP	0.01%	23,100	$460,000	held	—	2 q
unresolvedTwo Harbors Investment Corp	0.01%	100,000	$971,000	held	—	2 q
TGPNSeapeak LLC	0.01%	20,000	$882,000	held	—	2 q
unresolvedSilver Bay Realty Trust Corp	0.00%	4,882	$76,000	held	—	2 q
unresolvedSprint Nextel Corp	—	−95,112,117	—	exited	−10.23 pp	—
OXYOccidental Petroleum Corporation	—	−980,104	—	exited	−1.34 pp	—
WFCWells Fargo & Co.	—	−1,654,900	—	exited	−1.05 pp	—
CROXCrocs, Inc.	—	−2,016,089	—	exited	−0.51 pp	—
ASNAAscena Retail Group Inc	—	−1,874,500	—	exited	−0.50 pp	—
ORCLOracle Corp	—	−800,000	—	exited	−0.38 pp	—
EAElectronic Arts Inc	—	−750,000	—	exited	−0.26 pp	—
LVSLas Vegas Sands Corp.	—	−272,100	—	exited	−0.22 pp	—
AAPLApple Inc.	—	−31,000	—	exited	−0.19 pp	—
unresolvedGoogle Inc.	—	−4,850	—	exited	−0.07 pp	—
unresolvedGmx Resources Inc	—	−212,971	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 0 defects · 30 unresolved
Accession: 0001140361-13-042691
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

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