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Matrix Asset Advisors

Q3 2014 13F · by David Katz, CIO

As of
Sep 30, 2014
Filed
Nov 6, 2014
US stock
$860M · prev $879M
Positions
79 · prev 79
Options notional
$0
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves68 since the prior filing

The book

Focused · behaves like 39 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Low turnover · 7.4% a year, about 13.5 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions18% of US stock

  1. JPM JPMorgan Chase & Co. trimmed+0.18 pp trimmed+0.184.1%
  2. WFC Wells Fargo & Co. trimmed−0.02 pp trimmed−0.023.9%
  3. MSFT Microsoft Corp trimmed+0.15 pp trimmed+0.153.3%
  4. JNJ Johnson & Johnson trimmed−0.02 pp trimmed−0.023.3%
  5. PG Procter & Gamble Company trimmed+0.26 pp trimmed+0.263.3%

Positions79 in this filing · 2 exited

JPMJPMorgan Chase & Co.4.10%584,440$35Mtrimmed−2%+0.18 pp6 q
WFCWells Fargo & Co.3.91%647,453$34Mtrimmed−2%−0.02 pp6 q
MSFTMicrosoft Corp3.32%616,003$29Mtrimmed−8%+0.15 pp6 q
JNJJohnson & Johnson3.30%266,022$28Mtrimmed−5%−0.02 pp6 q
PGProcter & Gamble Company3.26%334,581$28Mtrimmed−0%+0.26 pp6 q
METMetLife, Inc.3.21%514,205$28Mtrimmed−2%−0.10 pp6 q
SLBSLB Limited3.16%266,863$27Mtrimmed−3%−0.54 pp6 q
ETNEaton Corporation, plc3.01%407,890$26Madded+17%−0.05 pp3 q
BBTTruist Financial Corporation3.00%694,176$26Madded+1%−0.07 pp6 q
OXYOccidental Petroleum Corporation2.98%266,466$26Madded0%−0.12 pp6 q
unresolvedDu Pont E I De Nemours & Co2.94%352,163$25Madded+3%+0.41 pp6 q
COFCapital One Financial2.89%304,502$25Madded+1%+0.07 pp6 q
CSCOCisco Systems, Inc. (DE)2.88%982,701$25Mtrimmed−1%+0.08 pp6 q
ZBHZimmer Biomet Holdings, Inc.2.84%243,021$24Mtrimmed−2%−0.08 pp6 q
CVXChevron Corporation2.80%201,525$24Madded+1%−0.16 pp6 q
QCOMQualcomm Inc2.76%317,161$24Madded+2%−0.04 pp5 q
DVNDevon Energy Corporation2.74%345,120$24Madded+1%−0.33 pp6 q
MSMorgan Stanley2.74%680,953$24Mtrimmed−3%+0.17 pp6 q
STTState Street Corporation2.74%320,136$24Mtrimmed−3%+0.22 pp6 q
HOLXHologic Inc2.62%925,620$23Mtrimmed−0%−0.05 pp4 q
COPConocoPhillips2.53%283,721$22Mtrimmed−1%−0.27 pp6 q
TMOThermo Fisher Scientific, Inc.2.44%172,335$21Mtrimmed−0%+0.12 pp6 q
0VQJLTe Connectivity Ltd2.43%378,234$21Mtrimmed−1%−0.26 pp6 q
CVSCvs Health Corporation2.39%258,378$21Mtrimmed−5%+0.06 pp6 q
MCDMcDonald's Corporation2.33%211,235$20Madded+1%−0.06 pp6 q
PEPPepsiCo, Inc.2.32%213,891$20Madded+1%+0.16 pp6 q
TEVATeva Pharmaceutical Industries Limited2.27%363,462$20Mtrimmed−0%+0.09 pp6 q
CATCaterpillar Inc.2.09%181,299$18Mtrimmed−2%−0.20 pp6 q
unresolvedHewlett Packard Co2.03%493,203$17Madded+1%+0.15 pp6 q
unresolvedJohnson Controls1.96%382,636$17Madded+4%−0.14 pp6 q
KOCoca-Cola Company1.78%358,215$15Mtrimmed−14%−0.22 pp6 q
AXPAmerican Express Company1.74%170,801$15Mtrimmed−0%−0.11 pp6 q
SYMCGen Digital Inc.0.98%360,134$8Madded+56%+0.38 pp2 q
TDCTeradata Corporation0.95%195,011$8Madded+60%+0.39 pp2 q
SCHWThe Charles Schwab Corporation0.87%255,013$7Mtrimmed−38%−0.39 pp6 q
unresolvedGeneral Electric Co0.59%197,864$5Madded+4%+0.02 pp6 q
XOMExxon Mobil Corp0.58%52,639$5Mtrimmed−0%−0.03 pp6 q
GILDGilead Sciences Inc0.53%43,106$5Madded+1%+0.13 pp2 q
IBMInternational Business Machines Corporation0.51%23,217$4Madded+2%+0.04 pp6 q
TGTTarget Corporation0.51%70,399$4Madded+2%+0.06 pp2 q
MRKMerck & Co., Inc.0.48%69,293$4Madded+3%+0.04 pp6 q
TWXTime Warner Inc0.46%52,708$4Madded0%+0.04 pp6 q
UPSUnited Parcel Service, Inc. Class B0.46%40,175$4Madded+2%0.00 pp6 q
unresolvedComcast Corp. Spl Cl A0.45%72,710$4Mtrimmed−0%+0.01 pp6 q
RDS.BRoyal Dutch Shell PLC0.44%47,279$4Madded+4%−0.01 pp6 q
VZVerizon Communications0.40%68,863$3Madded+5%+0.03 pp4 q
DUKDuke Energy Corporation0.37%42,344$3Madded+7%+0.04 pp6 q
PFEPfizer Inc.0.37%108,781$3Madded+4%+0.02 pp6 q
EDConsolidated Edison, Inc.0.34%51,373$3Madded+5%+0.02 pp6 q
KMBKimberly-Clark Corp.0.34%26,826$3Madded+4%+0.01 pp6 q
UTXZRTX Corporation0.32%26,437$3Madded0%−0.03 pp6 q
GISGeneral Mills, Inc.0.31%53,286$3Madded+4%0.00 pp6 q
MMM3M Company0.29%17,565$2Mheld—6 q
TAT&T Inc.0.28%67,622$2Madded+6%+0.02 pp6 q
unresolvedUnilever Spn.Adr 1:10.27%55,743$2Madded+5%0.00 pp6 q
ORCLOracle Corp0.20%44,815$2Madded0%−0.01 pp6 q
APDAir Products & Chemicals, Inc.0.19%12,747$2Mtrimmed−3%0.00 pp6 q
SOThe Southern Company0.19%37,926$2Madded+5%0.00 pp5 q
SW5Southwestern Energy Co0.16%40,505$1Mheld—6 q
9990302DApache Corp0.14%12,493$1Mheld—6 q
KELKellanova0.13%18,722$1Madded+3%−0.01 pp6 q
CGENCompugen Ltd0.08%82,000$703,000held—4 q
WMTWalmart Inc.0.05%6,000$459,000trimmed−1%0.00 pp6 q
AAPLApple Inc.0.04%3,782$381,000added+1%0.00 pp5 q
MDYState Street SPDR S&P MIDCAP 400 ETF Trust0.04%1,223$305,000held—3 q
AFLAflac Inc.0.03%3,895$227,000held—6 q
BRK.BBERKSHIRE HATHAWAY Class B0.03%1,863$257,000added+1%0.00 pp6 q
AMJJP Morgan Alerian MLP Index ETN 5/24/240.03%5,540$294,000added+18%0.00 pp3 q
SDYState Street SPDR S&P Dividend ETF0.03%3,115$233,000new+0.03 ppnew
unresolvedPsivida Corp0.02%30,000$133,000added+25%+0.01 pp6 q
SRNESorrento Therapeutics Inc0.01%23,128$105,000held—5 q
APMRFAmper SA Madrid0.01%155,304$122,000held—4 q
unresolvedCyclone Power Technologies, Inc0.00%25,000$0held—3 q
unresolvedEnvironmental Energy Service0.00%10,000$0held—6 q
unresolvedItracker System, Inc.0.00%110,000$0held—6 q
unresolvedSevion Therapeutics0.00%21,089$34,000new0.00 ppnew
unresolvedTiger X Medical Inc.0.00%226,071$29,000held—3 q
unresolvedTrunity Holdings, Inc.0.00%142,828$21,000added+100%0.00 pp6 q
WPHMWinston Pharms Inc0.00%10,115$0held—6 q
unresolvedCurrencyShares Swiss Franc Tru—−2,000—exited−0.03 pp—
unresolvedSenesco Technologies Inc—−20,000—exited−0.01 pp—

Source

Form
13F-HR
Reading
8 defects · 13 unresolved
Accession
0001140361-14-040526
Options
none in this filing
Notes
none in this filing
SEC cross-check
SEC data set not published yet
  • A security outside the official 13F list — CUSIP 23254W104 not on the Official 13(f) List for 2014-09-30
  • A security outside the official 13F list — CUSIP 29406Q101 not on the Official 13(f) List for 2014-09-30
  • A security outside the official 13F list — CUSIP 46573A107 not on the Official 13(f) List for 2014-09-30
  • A security outside the official 13F list — CUSIP 81834Q104 not on the Official 13(f) List for 2014-09-30
  • A security outside the official 13F list — CUSIP 88677A104 not on the Official 13(f) List for 2014-09-30
  • A security outside the official 13F list — CUSIP 898183108 not on the Official 13(f) List for 2014-09-30
  • A security outside the official 13F list — CUSIP 975657107 not on the Official 13(f) List for 2014-09-30
  • A security outside the official 13F list — CUSIP E04600198 not on the Official 13(f) List for 2014-09-30