Oaktree Capital
Picture
Moves
Options: 8 moves on a notional base, in the table below.
The book
- Very concentrated
- Concentrated
- Focused
- Diversified
- Low
- Moderate
- High
Top 5 positions
- trimmed+0.68
- held
- new+7.12
- held
- trimmed−0.70
Positions
| VSTVistra Corp. | 22.12% | 35,715,343 | $889M | trimmed−20% | +0.68 pp | 6 q |
| SBLKStar Bulk Carriers Corp. | 10.99% | 30,557,767 | $442M | held | — | 10 q |
| TRMDTORM plc Class A | 7.12% | 47,600,172 | $286M | new | +7.12 pp | new |
| ALLYAlly Financial Inc. | 5.74% | 8,712,400 | $230M | held | — | 18 q |
| TRCOTribune Media Company Class A | 5.21% | 5,442,870 | $209M | trimmed−28% | −0.70 pp | 16 q |
| TSMTaiwan Semiconductor Manufacturing Company Ltd. | 3.99% | 3,625,809 | $160M | added+13% | +1.61 pp | 22 q |
| NMIHNMI Holdings Inc. | 3.20% | 5,681,992 | $129M | held | — | 17 q |
| IBNICICI Bank Limited | 2.23% | 10,534,345 | $89M | added+8% | +0.64 pp | 17 q |
| PBR.APetroleo Brasileiro S.A.-Petrobras | 2.12% | 8,135,360 | $85M | trimmed−11% | +0.48 pp | 6 q |
| ITUBItau Unibanco Holding S.A. | 2.06% | 7,536,959 | $83M | trimmed−17% | +0.13 pp | 17 q |
| CMBTCmb.tech NV | 1.99% | 9,182,915 | $80M | trimmed−3% | +0.21 pp | 2 q |
| VICIVICI Properties Inc. | 1.92% | 3,576,319 | $77M | trimmed−8% | +0.29 pp | 3 q |
| STKLSunOpta, Inc. | 1.48% | 8,092,699 | $59M | held | — | 7 q |
| PCGPG&E Corporation | 1.39% | 1,215,000 | $56M | added×2.4 | +0.96 pp | 2 q |
| CEOCNOOC Limited | 1.36% | 275,740 | $54M | added+5% | +0.44 pp | 12 q |
| VALEVale S.a. | 1.22% | 3,302,681 | $49M | added+33% | +0.57 pp | 12 q |
| CCSCentury Communities, Inc. | 1.19% | 1,819,003 | $48M | held | — | 16 q |
| INFYInfosys Limited | 1.18% | 4,655,979 | $47M | trimmed−40% | −0.35 pp | 7 q |
| Becton Dickinson And Coconvertible | 1.07% | 655,020 | $43M | trimmed−15% | +0.11 pp | 6 q |
| Crown Castle Intl Corpconvertible | 0.87% | 32,000 | $35M | new | +0.87 pp | new |
| CXCemex S.A.B. de C.V. | 0.84% | 4,808,700 | $34M | added×2.2 | +0.55 pp | 2 q |
| AUAngloGold Ashanti plc | 0.83% | 3,907,565 | $34M | added+6% | +0.22 pp | 20 q |
| unresolvedAzul Sa-adr | 0.83% | 1,873,216 | $33M | added+7% | +0.25 pp | 6 q |
| AABAAltaba Inc. | 0.82% | 483,866 | $33M | trimmed−87% | −4.54 pp | 6 q |
| Fortive Corporationconvertible | 0.82% | 30,577 | $33M | new | +0.82 pp | new |
| unresolvedEnergy Xxi Gulf Coast Inc | 0.81% | 3,910,545 | $33M | held | — | 7 q |
| VRSVerso Corporation | 0.81% | 961,319 | $32M | trimmed−59% | −0.24 pp | 9 q |
| MXMagnachip Semiconductor Corp. | 0.80% | 3,250,000 | $32M | held | — | 7 q |
| unresolvedWmih Corp | 0.80% | 23,130,531 | $32M | new | +0.80 pp | new |
| SMCISuper Micro Computer, Inc. | 0.77% | 1,500,000 | $31M | new | +0.77 pp | new |
| WBWeibo Corporation | 0.74% | 406,600 | $30M | new | +0.74 pp | new |
| BRFSNBrf Sa-adr | 0.70% | 5,117,302 | $28M | added+18% | +0.29 pp | 6 q |
| BBDBanco Bradesco S.A. | 0.69% | 3,936,583 | $28M | new | +0.69 pp | new |
| Hess Corpconvertible | 0.67% | 336,700 | $27M | added+45% | +0.31 pp | 3 q |
| Nextera Energy Incconvertible | 0.66% | 468,855 | $27M | added+20% | +0.21 pp | 6 q |
| unresolvedStonemor Partners LP | 0.57% | 4,477,857 | $23M | held | — | 8 q |
| CTRPTrip.com Group Limited | 0.55% | 593,153 | $22M | added+11% | +0.03 pp | 5 q |
| MTGMGIC Investment Corp. | 0.54% | 1,640,000 | $22M | held | — | 22 q |
| YUMCYum China Holdings, Inc. | 0.54% | 614,500 | $22M | new | +0.54 pp | new |
| NOGNorthern Oil and Gas, Inc. | 0.44% | 4,389,667 | $18M | trimmed−25% | +0.07 pp | 2 q |
| unresolvedBonanza Creek Energy Inc | 0.42% | 571,208 | $17M | added+59% | +0.14 pp | 3 q |
| Sempra Energyconvertible | 0.42% | 166,700 | $17M | new | +0.42 pp | new |
| South Jersey Industriesconvertible | 0.42% | 300,000 | $17M | new | +0.42 pp | new |
| unresolvedMatlin And Partners Acquisition Corp | 0.40% | 1,500,000 | $16M | held | — | 7 q |
| BATRKAtlanta Braves Holdings, Inc. Series C | 0.39% | 570,102 | $16M | held | — | 10 q |
| Qts Realty Trust Incconvertible | 0.39% | 148,000 | $16M | new | +0.39 pp | new |
| Sempra Energyconvertible | 0.38% | 152,340 | $15M | trimmed−32% | −0.09 pp | 3 q |
| NXPINXP Semiconductors N.V. | 0.35% | 166,000 | $14M | new | +0.35 pp | new |
| Intl Flavor & Fragrancesconvertible | 0.34% | 250,000 | $14M | new | +0.34 pp | new |
| XECCimarex Energy Co | 0.33% | 141,130 | $13M | held | — | 2 q |
| Stanley Black & Decker Iconvertible | 0.33% | 120,000 | $13M | new | +0.33 pp | new |
| TEOTelecom Argentina S.A. | 0.31% | 712,500 | $12M | added×3.0 | +0.22 pp | 2 q |
| TSQTownsquare Media, Inc. | 0.31% | 1,595,224 | $12M | held | — | 17 q |
| BAC.PRLBank Of America Corp | 0.24% | 7,600 | $10M | trimmed−12% | +0.02 pp | 7 q |
| WFC.PRLWells Fargo & Company | 0.20% | 6,293 | $8M | trimmed−6% | +0.03 pp | 6 q |
| GLIBAGci Liberty Inc - Class A | 0.19% | 150,000 | $8M | held | — | 3 q |
| PAMPampa Energia S.a. | 0.19% | 240,000 | $7M | new | +0.19 pp | new |
| Vistra Energy Corpconvertible | 0.15% | 61,700 | $6M | trimmed−72% | −0.27 pp | 2 q |
| HKHalcon Resources Corporation | 0.14% | 1,270,000 | $6M | new | +0.14 pp | new |
| OIBR/USDOi Sa-adr | 0.14% | 2,054,854 | $6M | new | +0.14 pp | new |
| BELFBBel Fuse Inc | 0.12% | 175,060 | $5M | held | — | 3 q |
| TGSTransportadora de Gas del Sur S.A. | 0.12% | 320,000 | $5M | new | +0.12 pp | new |
| unresolvedVeon Ltd | 0.12% | 1,678,900 | $5M | held | — | 7 q |
| Dominion Energy Incconvertible | 0.11% | 97,000 | $5M | new | +0.11 pp | new |
| EGLEEagle Bulk Shipping Inc | 0.11% | 785,363 | $4M | held | — | 9 q |
| SIGASIGA Technologies Inc. | 0.10% | 602,886 | $4M | added×8.0 | +0.09 pp | 2 q |
| unresolvedBellatrix Exploration Ltd | 0.09% | 3,350,000 | $3M | trimmed−11% | +0.01 pp | 5 q |
| OCSIOaktree Strategic Income Cor | 0.08% | 392,000 | $3M | held | — | 4 q |
| MBTMobile TeleSystems Public Joint Stock Company | 0.06% | 298,500 | $3M | held | — | 22 q |
| unresolvedCapital Product Partners LP | 0.06% | 819,228 | $2M | held | — | 17 q |
| XOGExtraction Oil & Gas Inc | 0.05% | 172,787 | $2M | held | — | 8 q |
| FPIFarmland Partners Inc. | 0.05% | 322,142 | $2M | new | +0.05 pp | new |
| BELFABel Fuse Inc | 0.04% | 71,613 | $2M | added×3.4 | +0.03 pp | 2 q |
| MPOAmplify Energy Corp. | 0.04% | 190,307 | $2M | held | — | 8 q |
| SDSandRidge Energy, Inc. | 0.04% | 135,000 | $1M | held | — | 8 q |
| INDAiShares MSCI India ETF | 0.03% | 31,700 | $1M | trimmed−3% | +0.01 pp | 8 q |
| FSCOaktree Specialty Lending Corporation | 0.03% | 276,000 | $1M | held | — | 4 q |
| CMLSQCumulus Media Inc A | 0.02% | 42,075 | $716,000 | new | +0.02 pp | new |
| UPLUltra Petroleum Corp. | 0.02% | 683,632 | $766,000 | trimmed−4% | −0.01 pp | 6 q |
| SPYState Street SPDR S&P 500 ETF Trust | — | −2,306,500 | — | exited | −12.72 pp | — |
| unresolvedTorm PLC | — | −47,600,172 | — | exited | −7.63 pp | — |
| SMHVanEck Semiconductor ETF | — | −700,000 | — | exited | −1.46 pp | — |
| unresolvedOcean Rig Udw Inc | — | −1,100,000 | — | exited | −0.66 pp | — |
| unresolvedNationstar Mortgage Holdings Inc | — | −1,810,000 | — | exited | −0.65 pp | — |
| RYAMRayonier Advanced Materials Inc. | — | −1,000,000 | — | exited | −0.35 pp | — |
| Nextera Energy Incconvertible | — | −193,500 | — | exited | −0.29 pp | — |
| NCMINational CineMedia, Inc. | — | −1,300,000 | — | exited | −0.22 pp | — |
| Nabors Industries Ltdconvertible | — | −110,000 | — | exited | −0.10 pp | — |
| Wpx Energy Incconvertible | — | −60,000 | — | exited | −0.09 pp | — |
| BMABanco Macro S.A. | — | −22,306 | — | exited | −0.03 pp | — |
Other 13(f) securities
Options
| Contract | % of notional | Shares | Notional |
|---|---|---|---|
| SPY CALL | 77.00% | 3,600,000 | $1.0B |
| SPY PUT | 10.69% | 500,000 | $145M |
| SMH PUT | 5.48% | 700,000 | $75M |
| MU PUT | 4.33% | 1,300,000 | $59M |
| CTB PUT | 2.50% | 1,200,000 | $34M |
Notes
| Issue | % of notes | Principal | Value |
|---|---|---|---|
| Dish Network Corp | 3.21% | 68,875,000 | $66M |
| Weatherford Intl Ltd | 2.84% | 61,872,000 | $58M |
| Golar Lng Ltd | 2.44% | 47,838,000 | $50M |
| Acres Commercial Realty | 2.31% | 47,415,000 | $47M |
| Intercept Pharmas | 2.14% | 43,316,000 | $44M |
| Ensco Jersey Finance Ltd | 2.10% | 43,185,000 | $43M |
| Blackstone Mortgage Tr | 2.09% | 42,910,000 | $43M |
| Horizon Pharma Inv Ltd | 2.03% | 41,281,000 | $42M |
| Exantas Capital Corp | 1.87% | 38,093,000 | $38M |
| Booking Holdings Inc | 1.79% | 30,884,000 | $37M |
| Exact Sciences Corp | 1.60% | 26,463,000 | $33M |
| Apollo Cmmrl Real Est Fi | 1.59% | 32,406,000 | $33M |
| Trip.com Group Ltd | 1.45% | 30,380,000 | $30M |
| Whiting Petroleum Corp | 1.32% | 28,097,000 | $27M |
| Colony Capital Inc | 1.31% | 28,505,000 | $27M |
| Nuvasive Inc | 1.29% | 20,805,000 | $26M |
| Huron Consulting Group I | 1.27% | 26,753,000 | $26M |
| Pennymac Corp | 1.25% | 25,642,000 | $26M |
| Pattern Energy Group Inc | 1.22% | 25,097,000 | $25M |
| Pandora Media LLC | 1.21% | 25,245,000 | $25M |
| Pra Group Inc | 1.21% | 25,708,000 | $25M |
| Nuance Communications | 1.20% | 23,850,000 | $25M |
| Liberty Media Corp | 1.18% | 20,625,000 | $24M |
| Cardtronics Inc | 1.17% | 24,789,000 | $24M |
| Viavi Solutions Inc | 1.16% | 22,000,000 | $24M |
| Twitter Inc | 1.15% | 24,301,000 | $24M |
| Macquarie Infrastructure | 1.14% | 23,597,000 | $23M |
| Illumina Inc | 1.13% | 16,000,000 | $23M |
| Seacor Holdings Inc | 1.13% | 23,824,000 | $23M |
| Ssr Mining Inc | 1.12% | 23,403,000 | $23M |
| Verint Systems Inc | 1.10% | 21,911,000 | $23M |
| Guidewire Software Inc | 1.08% | 20,655,000 | $22M |
| Citrix Systems Inc | 1.07% | 14,237,000 | $22M |
| Servicenow Inc | 1.06% | 14,585,000 | $22M |
| Ares Capital Corp | 1.04% | 21,319,000 | $21M |
| Ii-vi Inc | 1.02% | 17,865,000 | $21M |
| Rwt Holdings Inc | 1.01% | 20,452,000 | $21M |
| Ih Merger Sub LLC | 1.00% | 18,561,000 | $20M |
| Hercules Capital Inc | 1.00% | 21,177,000 | $21M |
| Biomarin Pharmaceutical | 0.98% | 18,865,000 | $20M |
| Transocean Inc | 0.98% | 13,615,000 | $20M |
| J2 Global Communications | 0.97% | 15,360,000 | $20M |
| Lumentum Holdings Inc | 0.94% | 16,000,000 | $19M |
| Finisar Corp | 0.91% | 20,316,000 | $19M |
| Inphi Corp | 0.87% | 15,500,000 | $18M |
| Osi Systems Inc | 0.86% | 18,380,000 | $18M |
| Goldman Sachs Bdc Inc | 0.85% | 17,259,000 | $17M |
| Spirit Realty Capital In | 0.84% | 17,155,000 | $17M |
| Wright Medical Group NV | 0.84% | 11,990,000 | $17M |
| Forestar Group Inc | 0.82% | 16,928,000 | $17M |
| Redwood Trust Inc | 0.82% | 17,070,000 | $17M |
| Biomarin Pharmaceutical | 0.80% | 13,720,000 | $17M |
| New Mountain Finance Cor | 0.80% | 16,292,000 | $16M |
| Allscripts Healthcare So | 0.77% | 15,000,000 | $16M |
| Teva Pharm Fin Co LLC | 0.77% | 16,755,000 | $16M |
| Jazz Investments I Ltd | 0.75% | 14,357,000 | $15M |
| Neurocrine Biosciences | 0.74% | 8,895,000 | $15M |
| Expand Energy Corp | 0.71% | 14,795,000 | $15M |
| Ezcorp Inc | 0.69% | 14,351,000 | $14M |
| Nabors Industries Inc | 0.67% | 17,610,000 | $14M |
| Realpage Inc | 0.64% | 8,080,000 | $13M |
| Navistar Intl Corp | 0.62% | 12,755,000 | $13M |
| Jazz Investments I Ltd | 0.61% | 12,200,000 | $12M |
| Travere Therapeutics Inc | 0.60% | 12,000,000 | $12M |
| Western Asset Mtge Cap | 0.60% | 12,273,000 | $12M |
| Interdigital Inc | 0.59% | 10,230,000 | $12M |
| Cheniere Energy Inc | 0.56% | 14,163,000 | $11M |
| Yandex NV | 0.56% | 11,534,000 | $11M |
| Echo Global Logistics | 0.55% | 10,900,000 | $11M |
| New York Mortgage Trust | 0.54% | 11,175,000 | $11M |
| Oasis Petroleum Inc | 0.54% | 8,265,000 | $11M |
| Blackrock Tcp Cap Corp | 0.54% | 10,891,000 | $11M |
| Cemex Sab De Cv | 0.53% | 10,845,000 | $11M |
| Encore Capital Group Inc | 0.53% | 11,536,000 | $11M |
| Green Plains Inc | 0.52% | 11,058,000 | $11M |
| Ironwood Pharmaceuticals | 0.52% | 8,215,000 | $11M |
| Vipshop Holding Ltd | 0.52% | 10,961,000 | $11M |
| Sm Energy Co | 0.51% | 9,500,000 | $10M |
| Sfl Corp Ltd | 0.50% | 10,265,000 | $10M |
| Hci Group Inc | 0.49% | 10,110,000 | $10M |
| Vitamin Shoppe Inc | 0.49% | 11,495,000 | $10M |
| Pra Group Inc | 0.47% | 9,365,000 | $10M |
| Tpg Specialty Lending In | 0.47% | 9,655,000 | $10M |
| Ptc Therapeutics Inc | 0.46% | 8,200,000 | $9M |
| Lundbeck Seatle Bioph In | 0.45% | 8,525,000 | $9M |
| Innoviva Inc | 0.44% | 8,805,000 | $9M |
| Atlas Air Worldwide Hldg | 0.40% | 7,155,000 | $8M |
| Wayfair Inc | 0.40% | 5,365,000 | $8M |
| Hubspot Inc | 0.39% | 4,860,000 | $8M |
| Pacira Biosciences Inc | 0.39% | 7,500,000 | $8M |
| Rovi Corp | 0.38% | 8,255,000 | $8M |
| Teladoc Health Inc | 0.38% | 3,825,000 | $8M |
| Titan Machinery Inc | 0.38% | 7,871,000 | $8M |
| Synaptics Inc | 0.37% | 7,930,000 | $8M |
| Cemex Sab De Cv | 0.36% | 7,370,000 | $7M |
| Dht Holdings Inc | 0.36% | 7,256,000 | $7M |
| Dexcom Inc | 0.36% | 4,790,000 | $7M |
| Granite Point Mtge Trst | 0.35% | 6,895,000 | $7M |
| Nuance Communications | 0.35% | 7,700,000 | $7M |
| Prospect Capital Corp | 0.35% | 7,135,000 | $7M |
| Helix Energy Solutions | 0.34% | 6,416,000 | $7M |
| Kaman Corp | 0.34% | 5,880,000 | $7M |
| Finisar Corp | 0.32% | 6,625,000 | $7M |
| Mandiant Inc | 0.32% | 6,773,000 | $6M |
| Starwood Property Trust | 0.31% | 5,750,000 | $6M |
| Blackrock Capital Invest | 0.30% | 5,950,000 | $6M |
| Nxp Semiconductor NV | 0.30% | 6,000,000 | $6M |
| Two Harbors Inv Corp | 0.30% | 6,056,000 | $6M |
| Trip.com Group Ltd | 0.28% | 5,915,000 | $6M |
| Electronics For Imaging | 0.28% | 5,730,000 | $6M |
| Envestnet Inc | 0.27% | 5,113,000 | $6M |
| Acorda Therapeutics Inc | 0.25% | 6,000,000 | $5M |
| Novavax Inc | 0.23% | 7,495,000 | $5M |
| Pdl Biopharma Inc | 0.23% | 4,695,000 | $5M |
| Vitamin Oldco Holdings | 0.22% | 5,802,000 | $4M |
| Navistar Intl Corp | 0.22% | 4,470,000 | $5M |
| Macquarie Infrastructure | 0.20% | 4,636,000 | $4M |
| Hci Group Inc | 0.19% | 3,810,000 | $4M |
| Steel Connect Inc | 0.18% | 3,700,000 | $4M |
| Canadian Solar Inc | 0.17% | 3,475,000 | $3M |
| Cleveland-cliffs Inc | 0.17% | 2,075,000 | $3M |
| Sunpower Corp | 0.15% | 3,749,000 | $3M |
| Qiagen NV | 0.14% | 2,200,000 | $3M |
| Eeg Glider Inc | 0.13% | 3,375,000 | $3M |
| Vector Group Ltd | 0.12% | 2,445,000 | $3M |
| Hannon Armstrong Sustain | 0.11% | 2,339,000 | $2M |
| Pretium Resources Inc | 0.09% | 1,990,000 | $2M |
| Blackrock Tcp Cap Corp | 0.06% | 1,290,000 | $1M |
| Tesla Energy Operations | 0.04% | 844,000 | $739,000 |