Oaktree Capital
Picture
Moves
Options: 6 moves on a notional base, in the table below.
The book
- Very concentrated
- Concentrated
- Focused
- Diversified
- Low
- Moderate
- High
Top 5 positions
Positions
| VSTVistra Corp. | 17.30% | 24,051,399 | $626M | trimmed−60% | −2.38 pp | 8 q |
| TRMDTORM plc Class A | 9.89% | 47,600,172 | $358M | trimmed−50% | +0.77 pp | 3 q |
| ALLYAlly Financial Inc. | 8.47% | 11,143,541 | $306M | trimmed−52% | +0.90 pp | 20 q |
| SBLKStar Bulk Carriers Corp. | 6.43% | 35,384,197 | $233M | trimmed−48% | −2.47 pp | 12 q |
| NMIHNMI Holdings Inc. | 4.06% | 5,681,992 | $147M | trimmed−50% | +1.17 pp | 19 q |
| CZRCaesars Entertainment, Inc. | 3.66% | 15,250,000 | $133M | trimmed−24% | +1.72 pp | 2 q |
| EGLEEagle Bulk Shipping Inc | 3.38% | 26,267,467 | $122M | trimmed−50% | −0.05 pp | 11 q |
| TSMTaiwan Semiconductor Manufacturing Company Ltd. | 3.28% | 2,900,352 | $119M | trimmed−62% | −0.77 pp | 24 q |
| IBNICICI Bank Limited | 3.27% | 10,313,083 | $118M | trimmed−45% | +0.51 pp | 19 q |
| ITUBItau Unibanco Holding S.A. | 2.94% | 12,064,930 | $106M | trimmed−45% | +0.07 pp | 19 q |
| INFNInfinera Corporation | 2.52% | 20,975,384 | $91M | trimmed−50% | +0.13 pp | 2 q |
| BRYBerry Corporation (bry) | 2.49% | 7,806,717 | $90M | new | +2.49 pp | new |
| PBR.APetroleo Brasileiro S.A.-Petrobras | 2.19% | 5,545,468 | $79M | trimmed−50% | +0.36 pp | 8 q |
| CMBTCmb.tech NV | 1.83% | 8,107,246 | $66M | trimmed−56% | +0.01 pp | 4 q |
| CEOCNOOC Limited | 1.77% | 344,381 | $64M | trimmed−45% | +0.40 pp | 14 q |
| BABAAlibaba Group Holding Limited | 1.76% | 349,648 | $64M | trimmed−45% | +0.52 pp | 2 q |
| CCSCentury Communities, Inc. | 1.21% | 1,819,003 | $44M | trimmed−50% | +0.31 pp | 18 q |
| unresolvedAzul Sa-adr | 1.19% | 1,479,868 | $43M | trimmed−49% | +0.05 pp | 8 q |
| SMCISuper Micro Computer, Inc. | 1.17% | 2,000,000 | $42M | held | — | 3 q |
| AUAngloGold Ashanti plc | 1.15% | 3,170,233 | $42M | trimmed−48% | +0.05 pp | 22 q |
| INFYInfosys Limited | 1.10% | 3,640,465 | $40M | trimmed−45% | +0.20 pp | 9 q |
| unresolvedBonanza Creek Energy Inc | 1.07% | 1,700,156 | $39M | trimmed−50% | +0.07 pp | 5 q |
| AABAAltaba Inc. | 0.99% | 483,866 | $36M | trimmed−50% | +0.19 pp | 8 q |
| BRFSNBrf Sa-adr | 0.96% | 5,971,024 | $35M | trimmed−45% | +0.08 pp | 8 q |
| YUMCYum China Holdings, Inc. | 0.92% | 744,536 | $33M | trimmed−59% | +0.06 pp | 3 q |
| VICIVICI Properties Inc. | 0.91% | 1,500,000 | $33M | trimmed−74% | −0.62 pp | 5 q |
| WBWeibo Corporation | 0.91% | 528,618 | $33M | trimmed−39% | +0.19 pp | 3 q |
| CXCemex S.A.B. de C.V. | 0.81% | 6,331,930 | $29M | trimmed−45% | +0.02 pp | 4 q |
| MTGMGIC Investment Corp. | 0.81% | 2,220,000 | $29M | trimmed−50% | +0.15 pp | 24 q |
| XECCimarex Energy Co | 0.80% | 415,735 | $29M | trimmed−39% | +0.20 pp | 4 q |
| STKLSunOpta, Inc. | 0.77% | 8,092,699 | $28M | trimmed−50% | −0.12 pp | 9 q |
| MXMagnachip Semiconductor Corp. | 0.66% | 3,250,000 | $24M | trimmed−50% | +0.08 pp | 9 q |
| NBISNebius Group N.V. Class A | 0.63% | 660,649 | $23M | trimmed−45% | +0.16 pp | 2 q |
| PCGPG&E Corporation | 0.60% | 1,215,000 | $22M | trimmed−50% | −0.22 pp | 4 q |
| VRSVerso Corporation | 0.57% | 961,319 | $21M | trimmed−50% | −0.04 pp | 11 q |
| YETIYETI Holdings, Inc. | 0.53% | 633,938 | $19M | trimmed−50% | +0.26 pp | 2 q |
| COOPMr. Cooper Group Inc. | 0.51% | 1,927,544 | $18M | trimmed−50% | −0.13 pp | 2 q |
| unresolvedStonemor Partners LP | 0.47% | 4,477,857 | $17M | trimmed−50% | +0.20 pp | 10 q |
| HKHalcon Resources Corporation | 0.43% | 11,500,000 | $16M | trimmed−50% | −0.13 pp | 3 q |
| TEOTelecom Argentina S.A. | 0.42% | 1,044,000 | $15M | trimmed−44% | 0.00 pp | 4 q |
| Becton Dickinson And Coconvertible | 0.38% | 221,210 | $14M | trimmed−51% | +0.01 pp | 8 q |
| PAMPampa Energia S.a. | 0.34% | 441,500 | $12M | trimmed−35% | +0.03 pp | 3 q |
| unresolvedContura Energy Inc | 0.32% | 199,560 | $12M | trimmed−72% | −0.35 pp | 2 q |
| Crown Castle Intl Corpconvertible | 0.31% | 9,506 | $11M | trimmed−80% | −0.39 pp | 3 q |
| Nextera Energy Incconvertible | 0.30% | 176,390 | $11M | trimmed−82% | −0.49 pp | 8 q |
| Sempra Energyconvertible | 0.26% | 88,190 | $9M | trimmed−78% | −0.30 pp | 3 q |
| TSQTownsquare Media, Inc. | 0.25% | 1,595,224 | $9M | trimmed−50% | +0.06 pp | 19 q |
| TGSTransportadora de Gas del Sur S.A. | 0.25% | 689,000 | $9M | trimmed−32% | +0.03 pp | 3 q |
| GLIBAGci Liberty Inc - Class A | 0.23% | 150,000 | $8M | trimmed−50% | +0.05 pp | 5 q |
| Danaher Corpconvertible | 0.20% | 7,000 | $7M | new | +0.20 pp | new |
| BATRKAtlanta Braves Holdings, Inc. Series C | 0.20% | 266,900 | $7M | trimmed−77% | −0.20 pp | 12 q |
| Qts Realty Trust Incconvertible | 0.18% | 61,340 | $7M | trimmed−80% | −0.23 pp | 3 q |
| Dominion Energy Incconvertible | 0.17% | 120,650 | $6M | trimmed−89% | −0.56 pp | 3 q |
| Fortive Corporationconvertible | 0.16% | 5,500 | $6M | new | +0.16 pp | new |
| Dte Energy Coconvertible | 0.15% | 96,000 | $5M | trimmed−78% | −0.17 pp | 2 q |
| BELFBBel Fuse Inc | 0.12% | 175,060 | $4M | trimmed−50% | +0.03 pp | 5 q |
| OIBR/USDOi Sa-adr | 0.11% | 2,201,646 | $4M | trimmed−50% | +0.01 pp | 3 q |
| Vistra Energy Corpconvertible | 0.11% | 41,300 | $4M | trimmed−79% | −0.15 pp | 4 q |
| American Electric Powerconvertible | 0.10% | 70,000 | $4M | new | +0.10 pp | new |
| Stanley Black & Decker Iconvertible | 0.10% | 37,500 | $4M | new | +0.10 pp | new |
| unresolvedVeon Ltd | 0.10% | 1,678,900 | $4M | trimmed−50% | −0.01 pp | 9 q |
| WFC.PRLWells Fargo & Company | 0.10% | 2,875 | $4M | trimmed−75% | −0.11 pp | 8 q |
| OCSIOaktree Strategic Income Cor | 0.09% | 392,000 | $3M | trimmed−50% | 0.00 pp | 6 q |
| BAC.PRLBank Of America Corp | 0.07% | 1,960 | $3M | trimmed−79% | −0.10 pp | 9 q |
| FPIFarmland Partners Inc. | 0.06% | 350,000 | $2M | trimmed−50% | +0.01 pp | 3 q |
| MBTMobile TeleSystems Public Joint Stock Company | 0.06% | 298,500 | $2M | trimmed−50% | 0.00 pp | 24 q |
| Flagstar Bank Naconvertible | 0.06% | 47,149 | $2M | new | +0.06 pp | new |
| INDAiShares MSCI India ETF | 0.05% | 47,000 | $2M | trimmed−29% | +0.02 pp | 10 q |
| BELFABel Fuse Inc | 0.04% | 71,613 | $2M | trimmed−50% | +0.01 pp | 4 q |
| MPOAmplify Energy Corp. | 0.04% | 139,473 | $1M | trimmed−63% | 0.00 pp | 10 q |
| FSCOaktree Specialty Lending Corporation | 0.04% | 276,000 | $1M | trimmed−50% | +0.01 pp | 6 q |
| unresolvedUS Well Services Inc | 0.04% | 1,500,000 | $2M | trimmed−50% | +0.01 pp | 2 q |
| unresolvedBellatrix Exploration Ltd | 0.03% | 3,350,000 | $1M | trimmed−50% | −0.01 pp | 7 q |
| SDSandRidge Energy, Inc. | 0.03% | 135,000 | $1M | trimmed−50% | 0.00 pp | 10 q |
| SIGASIGA Technologies Inc. | 0.03% | 159,782 | $959,000 | new | +0.03 pp | new |
| unresolvedCapital Product Partners LP | 0.03% | 117,032 | $1M | new | +0.03 pp | new |
| XOGExtraction Oil & Gas Inc | 0.02% | 172,787 | $731,000 | trimmed−50% | 0.00 pp | 10 q |
| DSSIDiamond S Shipping Inc | 0.02% | 80,382 | $836,000 | new | +0.02 pp | new |
| UPLUltra Petroleum Corp. | 0.01% | 590,799 | $361,000 | trimmed−54% | 0.00 pp | 8 q |
| VALEVale S.a. | — | −6,033,850 | — | exited | −1.13 pp | — |
| CJC&J Energy Services, Inc. | — | −2,650,000 | — | exited | −0.51 pp | — |
| NXPINXP Semiconductors N.V. | — | −352,600 | — | exited | −0.37 pp | — |
| unresolvedRowan Cos PLC | — | −2,788,292 | — | exited | −0.33 pp | — |
| Intl Flavor & Fragrancesconvertible | — | −379,000 | — | exited | −0.27 pp | — |
| HYGiShares iBoxx $ High Yield Corporate Bond ETF | — | −123,000 | — | exited | −0.14 pp | — |
| NOGNorthern Oil and Gas, Inc. | — | −3,579,334 | — | exited | −0.12 pp | — |
| South Jersey Industriesconvertible | — | −186,000 | — | exited | −0.12 pp | — |
| TRCOTribune Media Company Class A | — | −79,102 | — | exited | −0.05 pp | — |
| unresolvedCapital Product Partners LP | — | −1,638,456 | — | exited | −0.05 pp | — |
Other 13(f) securities
Options
| Contract | % of notional | Shares | Notional |
|---|---|---|---|
| SPY PUT | 56.02% | 500,000 | $141M |
| MU PUT | 36.88% | 2,250,000 | $93M |
| LRCX PUT | 7.10% | 100,000 | $18M |
Notes
| Issue | % of notes | Principal | Value |
|---|---|---|---|
| Acres Commercial Realty | 3.82% | 54,185,000 | $53M |
| Weatherford Intl Ltd | 3.48% | 59,790,000 | $49M |
| Pennymac Corp | 2.44% | 33,921,000 | $34M |
| Huron Consulting Group I | 2.06% | 29,132,000 | $29M |
| Dish Network Corp | 1.97% | 32,291,000 | $28M |
| Whiting Petroleum Corp | 1.96% | 28,150,000 | $27M |
| Pra Group Inc | 1.88% | 27,068,000 | $26M |
| Cardtronics Inc | 1.86% | 26,161,000 | $26M |
| Colony Capital Inc | 1.85% | 27,018,000 | $26M |
| Zillow Inc | 1.58% | 21,554,000 | $22M |
| Pattern Energy Group Inc | 1.55% | 21,410,000 | $22M |
| Rwt Holdings Inc | 1.52% | 20,972,000 | $21M |
| Twitter Inc | 1.51% | 21,381,000 | $21M |
| Assertio Therapeutics In | 1.47% | 26,583,000 | $20M |
| Zillow Group Inc | 1.46% | 22,227,000 | $20M |
| Green Plains Inc | 1.45% | 21,116,000 | $20M |
| Seacor Holdings Inc | 1.42% | 20,169,000 | $20M |
| Macquarie Infrastructure | 1.37% | 21,660,000 | $19M |
| Encore Capital Group Inc | 1.36% | 20,474,000 | $19M |
| Hercules Capital Inc | 1.34% | 19,041,000 | $19M |
| New York Mortgage Trust | 1.31% | 18,247,000 | $18M |
| Apollo Cmmrl Real Est Fi | 1.27% | 18,143,000 | $18M |
| Patrick Industries Inc | 1.27% | 19,754,000 | $18M |
| Tesla Energy Operations | 1.27% | 18,289,000 | $18M |
| Illumina Inc | 1.22% | 12,500,000 | $17M |
| Forestar Group Inc | 1.19% | 16,600,000 | $17M |
| Ensco Jersey Finance Ltd | 1.17% | 21,007,000 | $16M |
| Trip.com Group Ltd | 1.15% | 15,776,000 | $16M |
| Veeco Instruments Inc | 1.11% | 18,031,000 | $15M |
| Microchip Technology Inc | 1.07% | 13,500,000 | $15M |
| Acorda Therapeutics Inc | 1.06% | 16,632,000 | $15M |
| Blackstone Mortgage Tr | 1.02% | 13,981,000 | $14M |
| Ssr Mining Inc | 1.02% | 14,141,000 | $14M |
| Echo Global Logistics | 0.99% | 13,810,000 | $14M |
| New Mountain Finance Cor | 0.97% | 13,513,000 | $14M |
| Dish Network Corp | 0.94% | 15,890,000 | $13M |
| Qiagen NV | 0.94% | 12,000,000 | $13M |
| On Semiconductor Corp | 0.93% | 10,500,000 | $13M |
| Teva Pharm Fin Co LLC | 0.92% | 13,878,000 | $13M |
| Sfl Corp Ltd | 0.92% | 12,913,000 | $13M |
| Herbalife Ltd | 0.91% | 12,020,000 | $13M |
| Intercept Pharmas | 0.90% | 12,689,000 | $13M |
| Viavi Solutions Inc | 0.86% | 10,660,000 | $12M |
| Blackrock Capital Invest | 0.85% | 11,935,000 | $12M |
| Guidewire Software Inc | 0.82% | 10,500,000 | $11M |
| Insmed Inc | 0.80% | 11,000,000 | $11M |
| Radius Health Inc | 0.80% | 13,450,000 | $11M |
| Expand Energy Corp | 0.79% | 11,790,000 | $11M |
| Ih Merger Sub LLC | 0.78% | 9,461,000 | $11M |
| J2 Global Communications | 0.77% | 8,000,000 | $11M |
| Lumentum Holdings Inc | 0.76% | 9,000,000 | $11M |
| Osi Systems Inc | 0.76% | 10,390,000 | $11M |
| Goldman Sachs Bdc Inc | 0.75% | 10,650,000 | $11M |
| Ionis Pharmaceuticals In | 0.74% | 7,640,000 | $10M |
| Workday Inc | 0.73% | 7,158,000 | $10M |
| Western Asset Mtge Cap | 0.72% | 10,304,000 | $10M |
| Pra Group Inc | 0.71% | 11,030,000 | $10M |
| Inphi Corp | 0.70% | 7,975,000 | $10M |
| Titan Machinery Inc | 0.70% | 9,725,000 | $10M |
| Nevro Corp | 0.67% | 9,284,000 | $9M |
| Clovis Oncology Inc | 0.65% | 9,680,000 | $9M |
| Exact Sciences Corp | 0.65% | 8,905,000 | $9M |
| Verint Systems Inc | 0.64% | 8,061,000 | $9M |
| Neurocrine Biosciences | 0.63% | 6,500,000 | $9M |
| Nuance Communications | 0.63% | 9,375,000 | $9M |
| Blackrock Tcp Cap Corp | 0.63% | 8,733,000 | $9M |
| Tpg Specialty Lending In | 0.63% | 8,707,000 | $9M |
| Nxp Semiconductor NV | 0.62% | 8,389,000 | $9M |
| Vitamin Shoppe Inc | 0.61% | 9,525,000 | $9M |
| Travere Therapeutics Inc | 0.60% | 9,000,000 | $8M |
| Vector Group Ltd | 0.59% | 8,085,000 | $8M |
| Ezcorp Inc | 0.57% | 7,952,000 | $8M |
| Finisar Corp | 0.57% | 8,096,000 | $8M |
| Synaptics Inc | 0.56% | 8,415,000 | $8M |
| Golar Lng Ltd | 0.55% | 8,000,000 | $8M |
| Spirit Realty Capital In | 0.55% | 7,613,000 | $8M |
| Hannon Armstrong Sustain | 0.53% | 7,275,000 | $7M |
| Cypress Semiconductor Co | 0.52% | 5,685,000 | $7M |
| Mandiant Inc | 0.52% | 7,479,000 | $7M |
| Horizon Pharma Inv Ltd | 0.52% | 6,385,000 | $7M |
| Cemex Sab De Cv | 0.51% | 7,165,000 | $7M |
| Jazz Investments I Ltd | 0.51% | 7,000,000 | $7M |
| Cemex Sab De Cv | 0.46% | 6,385,000 | $6M |
| Helix Energy Solutions | 0.46% | 6,455,000 | $6M |
| Royal Gold Inc | 0.43% | 6,034,000 | $6M |
| Nuvasive Inc | 0.42% | 5,260,000 | $6M |
| H World Group Ltd | 0.41% | 5,000,000 | $6M |
| Dht Holdings Inc | 0.41% | 5,714,000 | $6M |
| Redfin Corp | 0.41% | 5,925,000 | $6M |
| Air Transport Services G | 0.40% | 5,500,000 | $6M |
| Vitamin Oldco Holdings | 0.40% | 6,884,000 | $6M |
| Transocean Inc | 0.40% | 5,000,000 | $6M |
| Tutor Perini Corp | 0.40% | 5,806,000 | $6M |
| Zendesk Inc | 0.40% | 3,835,000 | $6M |
| Nuance Communications | 0.39% | 5,500,000 | $5M |
| Rh | 0.39% | 5,000,000 | $5M |
| Tesla Inc | 0.39% | 5,000,000 | $5M |
| Ironwood Pharmaceuticals | 0.38% | 4,750,000 | $5M |
| Caesars Holdings Inc | 0.36% | 3,500,000 | $5M |
| Liberty Media Corp | 0.36% | 4,500,000 | $5M |
| Jazz Investments I Ltd | 0.35% | 5,000,000 | $5M |
| Covis Finco Sarl | 0.34% | 5,365,000 | $5M |
| Flexion Therapeutics Inc | 0.32% | 5,064,000 | $4M |
| Dermira Inc | 0.30% | 4,740,000 | $4M |
| Medicines Company | 0.29% | 4,840,000 | $4M |
| Hci Group Inc | 0.28% | 3,923,000 | $4M |
| Live Nation Entertainmen | 0.28% | 3,340,000 | $4M |
| Calamp Corp | 0.27% | 3,844,000 | $4M |
| Tesla Inc | 0.27% | 3,605,000 | $4M |
| Ares Capital Corp | 0.23% | 3,200,000 | $3M |
| Invacare Corp | 0.22% | 3,415,000 | $3M |
| Ringcentral Inc | 0.20% | 1,952,000 | $3M |
| Q2 Holdings Inc | 0.19% | 2,000,000 | $3M |
| Infinera Corp | 0.16% | 2,780,000 | $2M |
| Sarepta Therapeutics Inc | 0.16% | 1,260,000 | $2M |
| Biomarin Pharmaceutical | 0.15% | 2,100,000 | $2M |
| Trip.com Group Ltd | 0.15% | 2,000,000 | $2M |
| Ii-vi Inc | 0.15% | 1,945,000 | $2M |
| Gopro Inc | 0.14% | 1,940,000 | $2M |
| Sunpower Corp | 0.14% | 2,374,000 | $2M |
| Cheniere Energy Inc | 0.13% | 2,312,000 | $2M |
| Lendingtree Inc | 0.13% | 1,000,000 | $2M |
| Eeg Glider Inc | 0.12% | 3,285,000 | $2M |
| Meritor Inc | 0.10% | 1,500,000 | $1M |
| Pretium Resources Inc | 0.09% | 1,395,000 | $1M |
| Pdl Biopharma Inc | 0.08% | 914,000 | $1M |
| Invacare Corp | 0.05% | 810,000 | $698,000 |
| Pdc Energy Inc | 0.02% | 335,000 | $314,000 |