Oaktree Capital
Picture
Moves
Options: 3 moves on a notional base, in the table below.
The book
- Very concentrated
- Concentrated
- Focused
- Diversified
- Low
- Moderate
- High
Top 5 positions
Revealed late, restated
Positions
| SBLKStar Bulk Carriers Corp. | 9.52% | 39,006,017 | $573M | held | — | 20 q |
| VSTVistra Corp. | 8.80% | 29,936,602 | $529M | trimmed−1% | −3.90 pp | 16 q |
| EXEExpand Energy Corporation | 8.61% | 11,939,117 | $518M | new | +8.61 pp | new |
| ALLYAlly Financial Inc. | 8.40% | 11,174,687 | $505M | trimmed−20% | −2.27 pp | 28 q |
| TRMDTORM plc Class A | 8.17% | 53,812,988 | $492M | held | — | 11 q |
| COLDAmericold Realty Trust, Inc. | 7.53% | 11,771,646 | $453M | held | — | 2 q |
| STKLSunOpta, Inc. | 5.09% | 20,726,126 | $306M | added×2.6 | +3.07 pp | 17 q |
| PCGPG&E Corporation | 4.38% | 22,500,000 | $263M | held | — | 4 q |
| INFNInfinera Corporation | 4.03% | 25,175,384 | $242M | held | — | 10 q |
| SHLSShoals Technologies Group, Inc. Class A | 2.88% | 4,977,751 | $173M | new | +2.88 pp | new |
| CXCemex S.A.B. de C.V. | 2.78% | 23,951,583 | $167M | trimmed−2% | +0.08 pp | 12 q |
| EGLEEagle Bulk Shipping Inc | 2.33% | 3,887,224 | $140M | trimmed−8% | +0.62 pp | 19 q |
| ITUBItau Unibanco Holding S.A. | 2.07% | 25,086,742 | $124M | trimmed−2% | −1.27 pp | 27 q |
| NMIHNMI Holdings Inc. | 1.91% | 4,865,000 | $115M | trimmed−2% | −0.49 pp | 27 q |
| SMCISuper Micro Computer, Inc. | 1.85% | 2,850,000 | $111M | trimmed−14% | −0.39 pp | 11 q |
| VALEVale S.a. | 1.84% | 6,368,157 | $111M | trimmed−6% | −0.58 pp | 3 q |
| IBNICICI Bank Limited | 1.38% | 5,167,262 | $83M | trimmed−16% | −0.57 pp | 27 q |
| PBRPetroleo Brasileiro S.a.-petrobras | 1.35% | 9,548,807 | $81M | added+51% | −0.16 pp | 5 q |
| BBDBanco Bradesco S.A. | 1.24% | 15,815,882 | $74M | added+11% | −0.36 pp | 6 q |
| AUAngloGold Ashanti plc | 1.23% | 3,370,107 | $74M | added+9% | −0.27 pp | 30 q |
| BRYBerry Corporation (bry) | 1.18% | 12,913,313 | $71M | held | — | 9 q |
| MXMagnachip Semiconductor Corp. | 1.17% | 2,831,537 | $71M | trimmed−12% | +0.24 pp | 17 q |
| VMRKVivmark Residential | 1.10% | 927,000 | $66M | added+94% | +0.50 pp | 3 q |
| KRCKilroy Realty Corp. | 0.99% | 910,011 | $60M | new | +0.99 pp | new |
| COOPMr. Cooper Group Inc. | 0.87% | 1,507,286 | $52M | held | — | 10 q |
| LBTYKLiberty Global Ltd. Class C | 0.85% | 2,000,000 | $51M | trimmed−1% | −0.17 pp | 5 q |
| HIMSHims & Hers Health, Inc. | 0.83% | 3,773,437 | $50M | new | +0.83 pp | new |
| FTAIFTAI Aviation Ltd. | 0.77% | 1,643,110 | $46M | new | +0.77 pp | new |
| unresolvedAzul Sa-adr | 0.72% | 2,133,957 | $43M | trimmed−6% | −0.38 pp | 16 q |
| MTGMGIC Investment Corp. | 0.70% | 3,020,000 | $42M | trimmed−2% | −0.13 pp | 32 q |
| unresolvedExtraction Oil & Gas Inc | 0.67% | 1,113,995 | $40M | new | +0.67 pp | new |
| unresolvedUniti Group Inc | 0.62% | 3,397,592 | $37M | held | — | 3 q |
| BATLBattalion Oil Corporation | 0.54% | 3,009,912 | $33M | held | — | 5 q |
| AFYAAfya Limited Class A | 0.51% | 1,661,906 | $31M | trimmed−7% | −0.45 pp | 7 q |
| XECCimarex Energy Co | 0.41% | 415,735 | $25M | held | — | 12 q |
| TVGrupo Televisa S.A. | 0.38% | 2,596,801 | $23M | trimmed−4% | −0.09 pp | 8 q |
| MELIMercado Libre, Inc | 0.29% | 11,998 | $18M | trimmed−7% | −0.17 pp | 5 q |
| LBRDKLiberty Broadband Corporation Class C | 0.22% | 86,999 | $13M | held | — | 2 q |
| PAMPampa Energia S.a. | 0.21% | 849,000 | $13M | held | — | 11 q |
| TEOTelecom Argentina S.A. | 0.21% | 2,260,500 | $12M | held | — | 12 q |
| TGSTransportadora de Gas del Sur S.A. | 0.16% | 1,994,729 | $10M | held | — | 11 q |
| BELFBBel Fuse Inc | 0.15% | 462,679 | $9M | held | — | 13 q |
| VISTVista Energy S.A.B. de C.V. | 0.13% | 3,133,000 | $8M | held | — | 7 q |
| BAKBraskem S.A. | 0.12% | 519,550 | $7M | held | — | 5 q |
| IEAInfrastructure and Energy Alternatives, Inc. | 0.12% | 431,184 | $7M | added×9.2 | +0.10 pp | 8 q |
| ASCArdmore Shipping Corporation | 0.12% | 1,600,000 | $7M | held | — | 5 q |
| unresolvedOaktree Acquisition Corp II | 0.10% | 4,666,667 | $6M | held | — | 2 q |
| Flagstar Bank Naconvertible | 0.07% | 89,250 | $4M | new | +0.07 pp | new |
| INDAiShares MSCI India ETF | 0.06% | 86,900 | $4M | added+8% | −0.01 pp | 18 q |
| OIBR/USDOi Sa-adr | 0.06% | 2,201,646 | $4M | held | — | 11 q |
| OCSIOaktree Strategic Income Cor | 0.06% | 392,000 | $3M | held | — | 14 q |
| unresolvedVeon Ltd | 0.05% | 1,677,722 | $3M | trimmed−11% | −0.01 pp | 17 q |
| LOMALoma Negra Compañía Industrial Argentina Sociedad Anónima | 0.04% | 342,000 | $2M | held | — | 8 q |
| SRNESorrento Therapeutics Inc | 0.04% | 320,000 | $3M | new | +0.04 pp | new |
| FSCOaktree Specialty Lending Corporation | 0.03% | 276,000 | $2M | held | — | 14 q |
| AMPYAmplify Energy Corp. | 0.02% | 410,041 | $1M | held | — | 18 q |
| BELFABel Fuse Inc | 0.02% | 71,613 | $1M | held | — | 12 q |
| CRCCalifornia Resources Corporation | 0.01% | 27,162 | $653,000 | trimmed−84% | −0.08 pp | 2 q |
| TSMTaiwan Semiconductor Manufacturing Company Ltd. | — | −398,949 | — | exited | −0.93 pp | — |
| AMXNAmerica Movil-spn ADR Cl L | — | −2,778,470 | — | exited | −0.86 pp | — |
| unresolvedLufax Holding Ltd | — | −2,645,651 | — | exited | −0.80 pp | — |
| KCKingsoft Cloud Holdings Limited | — | −505,676 | — | exited | −0.47 pp | — |
| unresolvedOaktree Acquisition Corp | — | −4,016,667 | — | exited | −0.33 pp | — |
| CHRDChord Energy Corporation | — | −285,918 | — | exited | −0.23 pp | — |
| TSQTownsquare Media, Inc. | — | −1,595,224 | — | exited | −0.23 pp | — |
| HFROHighland Opportunities and Income Fund | — | −400,000 | — | exited | −0.09 pp | — |
| LEALear Corporation | — | −14,587 | — | exited | −0.05 pp | — |
Other 13(f) securities
Options
| Contract | % of notional | Shares | Notional |
|---|---|---|---|
| EXEEL CALL | 95.05% | 916,741 | $16M |
| TLT PUT | 3.31% | 4,000 | $542,000 |
| US Well Services Inc CALL | 1.65% | 1,500,000 | $270,000 |
Notes
| Issue | % of notes | Principal | Value |
|---|---|---|---|
| Eagle Bulk Shipping Inc | 4.73% | 49,130,000 | $55M |
| Acres Commercial Realty | 4.42% | 53,691,000 | $51M |
| Dish Network Corp | 2.81% | 33,604,000 | $32M |
| Arbor Realty Trust Inc | 2.36% | 26,063,000 | $27M |
| Mandiant Inc | 2.36% | 27,378,000 | $27M |
| Fortive Corporation | 1.97% | 22,298,000 | $23M |
| Supernus Pharmaceuticals | 1.92% | 22,802,000 | $22M |
| Blackstone Mortgage Tr | 1.81% | 20,279,000 | $21M |
| Starwood Property Trust | 1.68% | 18,487,000 | $19M |
| Hope Bancorp Inc | 1.65% | 19,342,000 | $19M |
| Apollo Cmmrl Real Est Fi | 1.57% | 17,987,000 | $18M |
| Dish Network Corp | 1.53% | 18,334,000 | $18M |
| Western Digital Corp | 1.53% | 17,230,000 | $18M |
| Greenbrier Cos Inc | 1.52% | 16,047,000 | $18M |
| Intercept Pharmas | 1.52% | 21,435,000 | $18M |
| Mfa Financial Inc | 1.51% | 17,395,000 | $17M |
| Nutanix Inc | 1.39% | 16,341,000 | $16M |
| Ligand Pharmaceuticals I | 1.38% | 15,259,000 | $16M |
| Pennymac Corp | 1.37% | 15,647,000 | $16M |
| Goldman Sachs Bdc Inc | 1.34% | 14,993,000 | $15M |
| Pluralsight Inc | 1.34% | 15,689,999 | $15M |
| Digitalbridge Group Inc | 1.31% | 14,915,000 | $15M |
| Hercules Capital Inc | 1.29% | 14,548,000 | $15M |
| Ares Capital Corp | 1.27% | 13,431,000 | $15M |
| Kkr Real Estate Fin | 1.27% | 14,221,000 | $15M |
| New Mountain Finance Cor | 1.23% | 13,536,000 | $14M |
| Macquarie Infrastructure | 1.22% | 14,373,000 | $14M |
| Innoviva Inc | 1.19% | 13,630,000 | $14M |
| Sfl Corp Ltd | 1.12% | 12,859,000 | $13M |
| Jazz Investments I Ltd | 1.11% | 12,479,000 | $13M |
| Rwt Holdings Inc | 1.10% | 12,680,000 | $13M |
| Spirit Realty Capital In | 1.09% | 12,385,000 | $13M |
| New Relic Inc | 1.00% | 11,765,000 | $12M |
| Alteryx Inc | 0.98% | 11,956,000 | $11M |
| Nuvasive Inc | 0.97% | 10,928,000 | $11M |
| Precigen Inc | 0.96% | 12,950,000 | $11M |
| Ares Capital Corp | 0.92% | 10,336,000 | $11M |
| Liberty Latin America | 0.90% | 10,479,000 | $10M |
| Vishay Intertechnology | 0.90% | 9,520,999 | $10M |
| New York Mortgage Trust | 0.87% | 9,829,000 | $10M |
| Tilray Brands Inc | 0.87% | 10,761,000 | $10M |
| Helix Energy Solutions | 0.83% | 9,855,000 | $10M |
| Seacor Holdings Inc | 0.82% | 9,593,000 | $9M |
| Travere Therapeutics Inc | 0.81% | 8,986,000 | $9M |
| Blackrock Tcp Cap Corp | 0.81% | 9,113,000 | $9M |
| Qiagen NV | 0.81% | 7,800,000 | $9M |
| Ezcorp Inc | 0.79% | 11,161,000 | $9M |
| Booking Holdings Inc | 0.79% | 7,733,000 | $9M |
| Weibo Corp | 0.78% | 9,292,000 | $9M |
| Akamai Technologies Inc | 0.76% | 7,995,000 | $9M |
| Golar Lng Ltd | 0.72% | 8,493,000 | $8M |
| Pretium Resources Inc | 0.72% | 8,010,000 | $8M |
| Benefitfocus Inc | 0.70% | 8,769,000 | $8M |
| Euronet Worldwide Inc | 0.69% | 7,000,000 | $8M |
| Jazz Investments I Ltd | 0.68% | 7,193,000 | $8M |
| Aurora Cannabis Inc | 0.66% | 8,608,000 | $8M |
| Pebblebrook Hotel Trust | 0.66% | 6,500,000 | $8M |
| Twitter Inc | 0.66% | 7,374,000 | $8M |
| Veeco Instruments Inc | 0.66% | 7,806,000 | $8M |
| Patrick Industries Inc | 0.64% | 6,270,000 | $7M |
| Pdc Energy Inc | 0.59% | 6,767,000 | $7M |
| Radius Health Inc | 0.58% | 7,173,000 | $7M |
| Theravance Biopharma Inc | 0.58% | 6,543,000 | $7M |
| Proofpoint Inc | 0.56% | 6,000,000 | $6M |
| Dycom Industries Inc | 0.55% | 5,780,000 | $6M |
| Hello Group Inc | 0.55% | 7,173,000 | $6M |
| Ssr Mining Inc | 0.55% | 5,357,999 | $6M |
| Scorpio Tankers Inc | 0.55% | 6,361,000 | $6M |
| Evolent Health Inc | 0.52% | 5,526,000 | $6M |
| Integra Lifesciences Hld | 0.52% | 5,400,000 | $6M |
| Sfl Corp Ltd | 0.51% | 5,990,000 | $6M |
| Team Inc | 0.51% | 5,926,000 | $6M |
| Greenlight Capital Re | 0.50% | 6,221,000 | $6M |
| Helix Energy Solutions | 0.48% | 5,780,000 | $6M |
| Herbalife Ltd | 0.48% | 5,341,000 | $6M |
| Cyberark Software Ltd | 0.47% | 5,000,000 | $5M |
| Iqiyi Inc | 0.47% | 5,900,000 | $5M |
| Calamp Corp | 0.46% | 5,878,000 | $5M |
| Nrg Energy Inc | 0.46% | 4,500,000 | $5M |
| Conmed Corp | 0.45% | 3,300,000 | $5M |
| Paratek Pharmaceuticals | 0.45% | 5,780,000 | $5M |
| Southwest Airlines Co | 0.45% | 3,012,000 | $5M |
| Atlas Air Worldwide Hldg | 0.44% | 4,783,000 | $5M |
| Liberty Media Corp | 0.44% | 3,951,000 | $5M |
| Pdd Holdings Inc | 0.44% | 4,750,000 | $5M |
| Quotient Technology Inc | 0.44% | 4,383,000 | $5M |
| Clovis Oncology Inc | 0.42% | 6,349,000 | $5M |
| Trip.com Group Ltd | 0.42% | 4,978,000 | $5M |
| Invacare Corp | 0.42% | 4,981,000 | $5M |
| Newpark Resources Inc | 0.42% | 4,823,000 | $5M |
| Meritor Inc | 0.41% | 4,067,000 | $5M |
| Microchip Technology Inc | 0.41% | 4,000,000 | $5M |
| Avaya Holdings Corp | 0.40% | 3,713,000 | $5M |
| Shopify Inc | 0.40% | 4,000,000 | $5M |
| Aerie Pharmaceuticals | 0.36% | 4,000,000 | $4M |
| Air Transport Services G | 0.35% | 3,564,000 | $4M |
| Tabula Rasa Hlthcr Inc | 0.35% | 3,922,000 | $4M |
| Pure Storage Inc | 0.33% | 3,429,000 | $4M |
| Boingo Wireless | 0.31% | 3,587,000 | $4M |
| Green Plains Inc | 0.31% | 2,989,000 | $4M |
| Joyy Inc | 0.31% | 3,000,000 | $4M |
| Green Plains Inc | 0.29% | 3,000,000 | $3M |
| Neogenomics Inc | 0.29% | 3,300,000 | $3M |
| Heritage Insurance | 0.28% | 3,111,000 | $3M |
| Vonage Holdings Corp | 0.28% | 3,083,000 | $3M |
| Exact Sciences Corp | 0.27% | 2,250,000 | $3M |
| Iqiyi Inc | 0.27% | 3,000,000 | $3M |
| Insulet Corporation | 0.24% | 2,115,000 | $3M |
| Apollo Cmmrl Real Est Fi | 0.23% | 2,723,000 | $3M |
| Atlas Air Worldwide Hldg | 0.20% | 1,914,000 | $2M |
| Blackstone Mortgage Tr | 0.19% | 2,088,000 | $2M |
| Mandiant Inc | 0.19% | 1,978,000 | $2M |
| Lumentum Holdings Inc | 0.17% | 1,649,000 | $2M |
| Timkensteel | 0.17% | 1,933,000 | $2M |
| American Airlines Group | 0.16% | 1,100,000 | $2M |
| Insmed Inc | 0.15% | 1,562,999 | $2M |
| H World Group Ltd | 0.11% | 1,000,000 | $1M |
| Illumina Inc | 0.10% | 1,000,000 | $1M |
| Ringcentral Inc | 0.10% | 1,000,000 | $1M |
| Hci Group Inc | 0.09% | 777,000 | $1M |
| Two Harbors Inv Corp | 0.09% | 961,000 | $985,000 |
| Workday Inc | 0.09% | 600,000 | $1M |
| Viavi Solutions Inc | 0.08% | 664,000 | $876,000 |
| Corenergy Infrastructure | 0.05% | 581,000 | $538,000 |