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Oaktree Capital

Q3 2022 13F · by Howard Marks, chairman

As of
Sep 30, 2022
Filed
Nov 14, 2022
US stock
$7.9B · prev $7.5B
Positions
258 · prev 276
Options notional
$277M
Documents
1· no amendments

Picture86.5% US stock

Mostly picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 86.5%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 10.5%
  • Puts at notional value 3.0%
  • Calls at notional value 0.0%

Moves99 since the prior filing

+4.9 pp in · −1.4 pp out

Options: 3 moves on a notional base, in the table below.

The book

Concentrated · behaves like 19 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 26% a year, about 3.8 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions44% of US stock

  1. TRMD TORM plc Class A held held14.0%
  2. EXE Expand Energy Corporation trimmed+0.33 pp trimmed+0.3311.7%
  3. VST Vistra Corp. held held6.8%
  4. Garrett Motion Inc convertible held held6.2%
  5. SBLK Star Bulk Carriers Corp. held held5.8%

Positions258 in this filing · 35 exited

TRMDTORM plc Class A14.01%53,812,988$1.1Bheld—17 q
EXEExpand Energy Corporation11.72%9,800,000$923Mtrimmed−7%+0.33 pp7 q
VSTVistra Corp.6.77%25,399,812$533Mheld—22 q
Garrett Motion Incconvertible6.21%68,834,814$489Mheld—4 q
SBLKStar Bulk Carriers Corp.5.77%26,021,457$455Mheld—26 q
PCGPG&E Corporation3.93%24,750,000$309Mtrimmed−15%+0.06 pp10 q
FLMNGSitio Royalties CORP/OLD3.63%12,935,120$286Mnew+3.63 ppnew
RWAYRunway Growth Finance Corp.3.04%21,054,667$239Mheld—4 q
STKLSunOpta, Inc.2.39%20,726,126$189Mheld—23 q
WFRDWeatherford International plc2.36%5,758,916$186Mtrimmed−1%+0.71 pp4 q
ALLYAlly Financial Inc.2.16%6,124,687$170Mheld—34 q
HTZHertz Global Holdings, Inc2.16%10,468,579$170Mtrimmed−10%−0.30 pp4 q
EGLEEagle Bulk Shipping Inc2.07%3,781,561$163Mheld—25 q
ITUBItau Unibanco Holding S.A.1.72%26,277,557$136Mtrimmed−1%+0.19 pp33 q
INFNInfinera Corporation1.55%25,175,384$122Mheld—16 q
VALEVale S.a.1.48%8,742,419$116Madded+13%−0.04 pp9 q
NMIHNMI Holdings Inc.1.38%5,320,000$108Mheld—33 q
CBLCBL & Associates Properties, Inc.1.30%3,983,966$102Mheld—4 q
FYBRFrontier Communications Parent, Inc.1.18%3,982,849$93Mheld—6 q
BRYBerry Corporation (bry)1.11%11,622,000$87Mheld—15 q
IBNICICI Bank Limited1.08%4,061,664$85Mtrimmed−21%−0.13 pp33 q
PBRPetroleo Brasileiro S.a.-petrobras1.06%6,777,577$84Mtrimmed−39%−0.67 pp11 q
AUAngloGold Ashanti plc0.89%5,083,521$70Mtrimmed−3%−0.14 pp36 q
KRCKilroy Realty Corp.0.86%1,615,011$68Mheld—7 q
FCXFreeport-McMoran Inc.0.85%2,452,960$67Madded+2%−0.09 pp5 q
CIVICivitas Resources, Inc.0.84%1,150,000$66Mtrimmed−3%+0.01 pp4 q
EXEELChesapeake Energy Corp -CW260.75%808,001$59Mheld—2 q
CXCemex S.A.B. de C.V.0.64%14,676,326$50Mtrimmed−5%−0.17 pp18 q
BAPCredicorp LTD0.60%386,898$48Mtrimmed−3%−0.04 pp4 q
BBDBanco Bradesco S.A.0.54%11,637,489$43Mtrimmed−3%+0.02 pp12 q
ALVOAlvotech0.54%6,338,660$43Mheld—2 q
PARRPar Pacific Holdings, Inc.0.46%2,210,000$36Mheld—6 q
unresolvedAzul Sa-adr0.45%4,377,824$36Mtrimmed−2%+0.03 pp22 q
BATLBattalion Oil Corporation0.45%3,009,912$36Mheld—11 q
FTAIFTAI Aviation Ltd.0.39%2,033,110$30Mheld—7 q
LBTYKLiberty Global Ltd. Class C0.39%1,875,000$31Mheld—11 q
FSCOaktree Specialty Lending Corporation0.38%5,014,511$30Mheld—20 q
VISTVista Energy S.A.B. de C.V.0.34%2,884,674$27Mtrimmed−15%+0.01 pp13 q
TOLToll Brothers, Inc.0.32%597,000$25Mheld—2 q
VVRInvesco Senior Income Trust0.31%6,602,596$25Madded+86%+0.13 pp2 q
MXMagnachip Semiconductor Corp.0.30%2,300,000$24Mheld—23 q
COOPMr. Cooper Group Inc.0.30%575,000$23Mtrimmed−40%−0.17 pp16 q
unresolvedUniti Group Inc0.30%3,397,592$24Mheld—9 q
PHMPultegroup, Inc.0.29%619,000$23Mheld—2 q
unresolvedCvent Holding Corp0.27%4,000,000$21Mtrimmed−20%−0.04 pp4 q
GTXGarrett Motion Inc.0.26%3,593,111$20Mheld—6 q
AFYAAfya Limited Class A0.25%1,439,270$20Mtrimmed−5%+0.05 pp13 q
PAGSPagSeguro Digital Ltd.0.25%1,507,880$20Mnew+0.25 ppnew
HIMSHims & Hers Health, Inc.0.23%3,271,279$18Mheld—7 q
VALValaris Limited0.23%370,355$18Madded×7.4+0.20 pp6 q
XJQCXNuveen Credit Strategies Inc0.21%3,295,962$17Madded+16%+0.01 pp2 q
PAMPampa Energia S.a.0.21%718,421$16Mtrimmed−13%−0.02 pp17 q
KBHKB Home0.20%605,000$16Mheld—2 q
MTGMGIC Investment Corp.0.20%1,200,000$15Mheld—38 q
ONITOnity Group Inc.0.20%693,976$16Mtrimmed−8%−0.08 pp6 q
TGSTransportadora de Gas del Sur S.A.0.17%1,784,412$13Mtrimmed−9%+0.04 pp17 q
TVGrupo Televisa S.A.0.16%2,364,174$13Mheld—14 q
TXTernium S.A.0.16%445,949$12Mtrimmed−3%−0.06 pp2 q
EXEEZChesapeake Energy -CW260.15%150,000$11Mheld—2 q
unresolvedCanna-global Acquisition Corp0.14%1,100,000$11Mheld—3 q
unresolvedEf Hutton Acquisition Corp I0.13%990,000$10Mnew+0.13 ppnew
unresolvedAurora Technology Acquisition Corp0.12%950,000$10Mheld—3 q
CURRCurrenc Group Inc.0.12%900,000$9Mheld—3 q
JFRNuveen Floating Rate Income Fund0.11%1,036,236$8Madded+43%+0.03 pp2 q
SMRTSmartRent, Inc.0.11%3,693,140$8Madded+23%−0.07 pp3 q
XFCTXFirst Trust Snr FL Rt Inc II0.10%809,115$8Madded×3.7+0.07 pp2 q
MHOM/I Homes, Inc.0.10%210,000$8Mheld—2 q
unresolvedMonterey Capital Acquisition Corp0.10%792,000$8Mnew+0.10 ppnew
unresolvedNuveen Senior Income Fund0.10%1,623,448$8Madded+59%+0.03 pp2 q
unresolvedTpi Composites Inc0.10%700,739$8Mnew+0.10 ppnew
TEOTelecom Argentina S.A.0.10%2,033,741$8Mtrimmed−8%−0.04 pp18 q
unresolvedAlset Capital Acquisition Corp0.09%735,000$7Mheld—3 q
AIEVThunder Power Holdings0.09%735,000$7Mnew+0.09 ppnew
unresolvedGlobal Consumer Acquisition Corp0.09%700,000$7Mheld—5 q
unresolvedNorthview Acquisition Corp0.09%750,000$7Mheld—3 q
ASCBFA Spac II Acq Corp0.09%675,000$7Mheld—2 q
unresolvedBurtech Acquisition Corp0.08%600,000$6Mheld—3 q
EXEEWChesapeake Energy Corp -CW260.08%75,810$6Mheld—2 q
LBRDKLiberty Broadband Corporation Class C0.08%86,999$6Mheld—8 q
unresolvedMurphy Canyon Acquisition Corp0.08%600,000$6Mheld—2 q
unresolvedNuveen Floating Rate Income Opportunity Fund0.08%767,730$6Madded+20%+0.01 pp2 q
unresolvedNuveen Short Duration Credit Opportunities Fund0.08%509,049$6Madded+6%0.00 pp2 q
unresolvedRelativity Acquisition Corp0.08%645,000$6Mheld—2 q
AXACAxios Sustanble Grwth A0.08%600,000$6Mheld—3 q
XFRAXBlackrock Fltng Rt Inc Strat0.07%519,542$6Madded+7%0.00 pp2 q
unresolvedBroad Capital Acquisition Corp0.07%550,000$5Mheld—3 q
unresolvedCenaq Energy Corp0.07%550,000$6Mheld—4 q
unresolvedBlue World Acquisition Corp0.07%550,000$6Mheld—3 q
unresolvedDigital Health Acquisition Corp0.06%500,000$5Mheld—4 q
unresolvedDuet Acquisition Corp0.06%500,000$5Mheld—3 q
unresolvedFintech Ecosystem Development Corp0.06%450,000$5Mheld—3 q
unresolvedIndustrial Human Capital Inc0.06%500,000$5Mheld—4 q
unresolvedJupiter Wellness Acquisition Corp0.06%500,000$5Mheld—3 q
unresolvedRedwoods Acquisition Corp0.06%450,000$4Mheld—2 q
unresolvedSagaliam Acquisition Corp0.06%475,000$5Mheld—3 q
unresolvedWelsbach Technology Metals Acquisition Corp0.06%450,000$4Mheld—3 q
unresolvedWestern Acquisition Ventures Corp0.06%500,000$5Mheld—2 q
unresolvedEvergreen Corp0.06%450,000$5Mheld—2 q
MSSAFMetal Sky Star Acq Corp0.06%496,000$5Mheld—2 q
TETEFTECHNOLOGY&TELECOMM A0.06%450,000$5Mheld—3 q
unresolvedAlpine Acquisition Corp0.05%350,000$4Mheld—4 q
unresolvedAvalon Acquisition Inc0.05%375,000$4Mheld—4 q
BGBBlackstone Strategic Credit 2027 Term Fund0.05%389,043$4Madded+11%0.00 pp2 q
unresolvedDeep Medicine Acquisition Corp0.05%425,000$4Mheld—4 q
DSAQDirect Selling Acquisition Corp.0.05%350,000$4Mheld—4 q
EFTEaton Vance Floating-Rate Income Trust0.05%348,674$4Madded+37%+0.01 pp2 q
unresolvedFinancial Strategies Acquisition Corp0.05%400,000$4Mheld—3 q
FTIIFuturetech II Acq Crp A0.05%410,000$4Mheld—2 q
unresolvedGardiner Healthcare Acquisitions Corp0.05%400,000$4Mheld—3 q
EONREON Resources Inc.0.05%425,000$4Mheld—2 q
IGTAInception Growth Acq Ltd0.05%400,000$4Mheld—3 q
unresolvedRf Acquisition Corp0.05%400,000$4Mheld—2 q
RSVRReservoir Media, Inc.0.05%830,415$4Mtrimmed−11%−0.03 pp5 q
unresolvedRoc Energy Acquisition Corp0.05%400,000$4Mheld—4 q
YOTAYotta Acquisition Cp0.05%398,000$4Mnew+0.05 ppnew
ALSAFAlpha Star Acq Corp0.05%400,000$4Mheld—3 q
unresolvedConsilium Acquisition Corp I Ltd0.05%400,000$4Mheld—3 q
GTIJFGraphjet Tech A0.05%400,000$4Mheld—3 q
unresolvedHainan Manaslu Acquisition Corp0.05%400,000$4Mnew+0.05 ppnew
unresolvedIconic Sports Acquisition Corp0.05%400,000$4Mheld—4 q
unresolvedApollo Senior Floating Rate Fund Inc0.04%276,091$3Madded+56%+0.01 pp2 q
AOGOArogo Capital Acq Crp A0.04%300,000$3Mheld—3 q
unresolvedBeard Energy Transition Acquisition Corp0.04%300,000$3Mheld—3 q
unresolvedClean Earth Acquisitions Corp0.04%300,000$3Mheld—2 q
unresolvedFortune Rise Acquisition Corp0.04%275,000$3Mheld—3 q
unresolvedGenesis Unicorn Capital Corp0.04%320,000$3Mheld—2 q
GLLIGlobalink Investment Inc.0.04%350,000$3Mheld—4 q
unresolvedGlobal Star Acquisition Inc0.04%280,000$3Mnew+0.04 ppnew
GDSTGoldenstone Acq Ltd0.04%350,000$3Mheld—2 q
unresolvedKimbell Tiger Acquisition Corp0.04%300,000$3Mheld—3 q
unresolvedLiberty Resources Acquisition Corp0.04%325,000$3Mheld—4 q
unresolvedMaxpro Capital Acquisition Corp0.04%300,000$3Mheld—4 q
unresolvedMinority Equality Opportunities Acquisition Inc0.04%275,000$3Mheld—4 q
unresolvedSanaby Health Acquisition Corp I0.04%350,000$4Mheld—4 q
UWMCUWM Holdings Corporation0.04%1,000,000$3Mheld—3 q
WINVWinvest Acq Corp0.04%300,000$3Mheld—4 q
unresolvedAscendant Digital Acquisition Corp III0.04%300,000$3Mheld—3 q
unresolvedA Spac I Acquisition Corp0.04%290,000$3Mheld—3 q
unresolvedKeyarch Acquisition Corp0.04%290,000$3Mheld—3 q
unresolvedMountain & Co I Acquisition Corp0.04%300,000$3Mheld—4 q
unresolvedOnyx Acquisition Co I0.04%300,000$3Mheld—4 q
unresolvedRigel Resource Acquisition Corp0.04%350,000$4Mheld—4 q
SACQFSpree Acq Cp 1 Ltd A0.04%350,000$4Mheld—3 q
unresolvedGogreen Investments Corp0.04%300,000$3Mheld—4 q
ALVOWAlvotech0.04%4,666,667$3Mheld—2 q
unresolvedAccretion Acquisition Corp0.03%200,000$2Mheld—4 q
unresolvedAchari Ventures Holdings Corp I0.03%200,000$2Mheld—4 q
unresolvedAetherium Acquisition Corp0.03%200,000$2Mheld—3 q
unresolvedArisz Acquisition Corp0.03%200,000$2Mheld—4 q
unresolvedArmada Acquisition Corp I0.03%250,000$2Mheld—4 q
unresolvedAtlantic Coastal Acquisition Corp II0.03%250,000$3Mheld—3 q
PNSTQPinstripes Holdings Inc A0.03%200,000$2Mheld—3 q
unresolvedBelong Acquisition Corp0.03%200,000$2Mheld—5 q
BGTBlackRock Floating Rate Income Trust0.03%240,282$3Madded+2%0.00 pp2 q
unresolvedBlack Mountain Acquisition Corp0.03%200,000$2Mheld—4 q
unresolvedBlockchain Moon Acquisition Corp0.03%275,000$3Mheld—4 q
unresolvedClover Leaf Capital Corp0.03%200,000$2Mheld—5 q
XEFRXEaton Vance Sr Fltg Rate Tr0.03%246,409$3Madded+10%−0.01 pp2 q
EVCOEverest Consolidator A0.03%200,000$2Mheld—3 q
unresolvedFuture Health Esg Corp0.03%250,000$3Mheld—4 q
unresolvedGlobal Systems Dynamics Inc0.03%250,000$3Mheld—5 q
unresolvedIndustrial Tech Acquisitions II Inc0.03%200,000$2Mheld—3 q
unresolvedJuniper II Corp0.03%250,000$2Mheld—4 q
unresolvedLarkspur Health Acquisition Corp0.03%200,000$2Mheld—3 q
LIONLionheart III Corp -class A0.03%250,000$3Mheld—4 q
unresolvedMercato Partners Acquisition Corp0.03%250,000$3Mheld—4 q
unresolvedMercury Ecommerce Acquisition Corp0.03%200,000$2Mheld—5 q
unresolvedMobiv Acquisition Corp0.03%245,000$2Mnew+0.03 ppnew
unresolvedNabors Energy Transition Corp0.03%200,000$2Mheld—3 q
unresolvedNubia Brand International Corp0.03%255,000$3Mheld—2 q
unresolvedPacifico Acquisition Corp0.03%225,000$2Mheld—4 q
PPYAPapaya Grwth Opp Cp I A0.03%250,000$3Mheld—3 q
unresolvedParabellum Acquisition Corp0.03%200,000$2Mheld—4 q
unresolvedPono Capital Corp0.03%250,000$3Mheld—4 q
unresolvedPono Capital Two Inc0.03%250,000$3Mnew+0.03 ppnew
unresolvedRoth Ch Acquisition IV Co0.03%200,000$2Mheld—5 q
unresolvedSierra Lake Acquisition Corp0.03%250,000$3Mheld—4 q
SWSSClean Engy Spcl Situtins0.03%250,000$2Mheld—5 q
unresolvedAib Acquisition Corp0.03%200,000$2Mheld—3 q
unresolvedBullpen Parlay Acquisition Co0.03%200,000$2Mheld—3 q
EMCUFEmbrace Change Acq Cp Uts0.03%245,000$2Mnew+0.03 ppnew
unresolvedCrypto 1 Acquisition Corp0.03%200,000$2Mheld—3 q
unresolvedFar Peak Acquisition Corp0.03%250,000$2Mnew+0.03 ppnew
unresolvedFat Projects Acquisition Corp0.03%210,000$2Mheld—4 q
GTACGlobal Technology Acquisit-a0.03%200,000$2Mheld—4 q
GGAAFGenesis Growth Tech A0.03%201,400$2Mheld—3 q
FNVTFinnovate Acquisition Corp-a0.03%220,000$2Mheld—4 q
unresolvedHcm Acquisition Corp0.03%200,000$2Mheld—3 q
unresolvedDenali Capital Acquisition Corp0.03%225,000$2Mheld—2 q
unresolvedSoar Technology Acquisition Corp0.03%250,000$3Mheld—4 q
XPXP Inc. Class A0.03%120,289$2Mtrimmed−8%0.00 pp4 q
unresolvedAlpha Healthcare Acquisition Corp III0.02%200,000$2Mheld—5 q
BELFABel Fuse Inc0.02%60,000$2Mtrimmed−16%0.00 pp18 q
unresolvedCascadia Acquisition Corp0.02%150,000$1Mheld—4 q
unresolvedDtrt Health Acquisition Corp0.02%150,000$2Mheld—4 q
unresolvedInsight Acquisition CORP/DE0.02%150,000$1Mheld—4 q
unresolvedKnightswan Acquisition Corp0.02%150,000$2Mheld—3 q
LOMALoma Negra Compañía Industrial Argentina Sociedad Anónima0.02%235,403$1Mtrimmed−6%0.00 pp14 q
unresolvedMonterey Bio Acquisition Corp0.02%150,000$2Mheld—4 q
RNERMount Rainier Acquisition Corp.0.02%150,000$2Mheld—3 q
unresolvedOmnilit Acquisition Corp0.02%140,000$1Mheld—3 q
unresolvedOsiris Acquisition Corp0.02%150,000$1Mheld—5 q
unresolvedShoulderup Technology Acquisition Corp0.02%175,000$2Mheld—3 q
unresolvedTastemaker Acquisition Corp0.02%150,000$1Mheld—5 q
unresolvedVision Sensing Acquisition Corp0.02%150,000$2Mheld—4 q
unresolvedWilliams Rowland Acquisition Corp0.02%150,000$2Mheld—5 q
CLRCFClimaterock A0.02%140,000$1Mheld—2 q
unresolvedFintech Evolution Acquisition Group0.02%150,000$1Mheld—5 q
KACLFKairous Acquisition Corp0.02%150,000$2Mheld—3 q
unresolvedLakeshore Acquisition II Corp0.02%175,000$2Mheld—2 q
unresolvedPerception Capital Corp II0.02%150,000$2Mheld—4 q
ARCKArbor Rapha Capital Bioholdings Corp. I Class A0.01%100,000$1Mheld—4 q
unresolvedArena Fortify Acquisition Corp0.01%50,000$503,000held—3 q
unresolvedArgus Capital Corp0.01%100,000$1Mheld—4 q
ACAQAthena Consumer Acquisition Corp.0.01%100,000$1Mheld—4 q
BSLBlackstone Senior Floating Rate 2027 Term Fund0.01%62,206$781,000added+71%0.00 pp2 q
unresolvedColombier Acquisition Corp0.01%50,000$487,000held—5 q
unresolvedGood Works II Acquisition Corp0.01%100,000$1Mheld—5 q
unresolvedGraf Acquisition Corp IV0.01%100,000$975,000held—5 q
unresolvedHealthwell Acquisition Corp I0.01%100,000$973,000held—5 q
unresolvedHeartland Media Acquisition Corp0.01%100,000$999,000held—3 q
IRRXIntegrated Rail and Resources Acquisition Corp.0.01%100,000$1Mheld—3 q
unresolvedIntelligent Medicine Acquisition Corp0.01%100,000$1Mheld—4 q
unresolvedLf Capital Acquisition Corp II0.01%50,000$502,000held—3 q
unresolvedMarblegate Acquisition Corp0.01%100,000$995,000held—4 q
MCAGMountain Crest Acq V0.01%75,000$747,000held—4 q
unresolvedParsec Capital Acquisitions Corp0.01%75,000$759,000held—4 q
unresolvedProof Acquisition Corp I0.01%75,000$749,000held—3 q
unresolvedSeaport Global Acquisition II Corp0.01%50,000$500,000held—4 q
unresolvedShelter Acquisition Corp I0.01%50,000$495,000held—5 q
unresolvedBioplus Acquisition Corp0.01%100,000$1Mheld—3 q
unresolvedBlockchain Coinvestors Acquisition Corp I0.01%100,000$1Mheld—3 q
unresolvedCounter Press Acquisition Corp0.01%100,000$1Mheld—2 q
unresolvedAndretti Acquisition Corp0.01%100,000$1Mheld—3 q
unresolved8I Acquisition 2 Corp0.01%100,000$1Mheld—4 q
ZEOZeo Energy Corporation Class A0.01%75,000$761,000held—4 q
unresolvedGreen Visor Financial Technology Acquisition Corp I0.01%50,000$506,000held—3 q
unresolvedInnovative International Acquisition Corp0.01%100,000$1Mheld—3 q
WELNFIntegrated Wellness A0.01%100,000$1Mheld—3 q
unresolvedLamf Global Ventures Corp I0.01%50,000$504,000held—3 q
unresolvedLiv Capital Acquisition Corp II0.01%60,000$604,000held—3 q
unresolvedMotive Capital Corp II0.01%100,000$999,000held—3 q
NENoble Corporation plc0.01%19,979$590,000new+0.01 ppnew
unresolvedPatria Latin American Opportunity Acquisition Corp0.01%50,000$509,000held—2 q
unresolvedThrive Acquisition Corp0.01%100,000$1Mheld—4 q
ASBPAspire-Lakewood Holdings, Inc.0.01%100,000$1Mheld—2 q
unresolvedTlgy Acquisition Corp0.01%100,000$1Mheld—3 q
unresolvedTrine II Acquisition Corp0.01%100,000$1Mheld—4 q
unresolvedVahanna Tech Edge Acquisition I Corp0.01%50,000$503,000held—3 q
unresolvedConcord Acquisition Corp III0.00%25,000$250,000held—4 q
CMLSQCumulus Media Inc A0.00%28,937$203,000held—2 q
EVFEaton Vance Senior Income Trust0.00%20,584$108,000new0.00 ppnew
unresolvedFeutune Light Acquisition Corp0.00%735,000$32,000new0.00 ppnew
unresolvedFeutune Light Acquisition Corp0.00%735,000$44,000new0.00 ppnew
SHLSShoals Technologies Group, Inc. Class A0.00%11,980$258,000held—2 q
unresolvedSizzle Acquisition Corp0.00%25,000$251,000held—3 q
SRNESorrento Therapeutics Inc0.00%134,000$210,000held—7 q
unresolvedTkb Critical Technologies 10.00%25,000$253,000held—4 q
SMCISuper Micro Computer, Inc.—−650,000—exited−0.35 pp—
unresolvedMonterey Capital Acquisition Corp—−792,000—exited−0.11 pp—
BELFBBel Fuse Inc—−462,679—exited−0.10 pp—
unresolvedFeutune Light Acquisition Corp—−735,000—exited−0.10 pp—
YOTAUYotta Acquisition Crp Uts—−398,000—exited−0.05 pp—
unresolvedFirst Light Acquisition Group Inc—−300,000—exited−0.04 pp—
unresolvedChardan Nextech Acquisition 2 Corp—−225,000—exited−0.03 pp—
PSTHPershing Square Tontine Holdings, Ltd.—−100,000—exited−0.03 pp—
unresolvedAgrico Acquisition Corp—−200,000—exited−0.03 pp—
JTAIJet.AI Inc.—−250,000—exited−0.03 pp—
unresolvedNorthern Lights Acquisition Corp—−150,000—exited−0.02 pp—
unresolvedChavant Capital Acquisition Corp—−75,000—exited−0.01 pp—
NENoble Corporation plc—−19,979—exited−0.01 pp—
unresolvedAlset Capital Acquisition Corp—−367,500—exited0.00 pp—
FTIIWFuturetech II Acq Crp Wts—−410,000—exited0.00 pp—
unresolvedGoldenstone Acquisition Ltd—−350,000—exited0.00 pp—
EONR.WSEON Resources Inc. Warrants, each whole warrant exercisable for three quarters of one share of Class A at an exercise price of $11.50 per whole share—−425,000—exited0.00 pp—
NVACRNorthView Acquisition Corporation Rights—−750,000—exited0.00 pp—
unresolvedNubia Brand International Corp—−127,500—exited0.00 pp—
unresolvedRf Acquisition Corp—−400,000—exited0.00 pp—
unresolvedRedwoods Acquisition Corp—−450,000—exited0.00 pp—
unresolvedSagaliam Acquisition Corp—−698,577—exited0.00 pp—
CYCUWCycurion, Inc.—−500,000—exited0.00 pp—
ALSWFAlpha Star Acq Corp Wts—−400,000—exited0.00 pp—
ALSTFAlpha Star Acq Corp Rts—−400,000—exited0.00 pp—
unresolvedA Spac I Acquisition Corp—−145,000—exited0.00 pp—
ASCRFA Spac II Acq Corp Rts—−675,000—exited0.00 pp—
unresolvedAurora Technology Acquisition Corp—−950,000—exited0.00 pp—
unresolvedBlue World Acquisition Corp—−550,000—exited0.00 pp—
CLRRFClimaterock Rts—−140,000—exited0.00 pp—
EGUVFEvergreen Corporation -CW27—−450,000—exited0.00 pp—
unresolvedLakeshore Acquisition II Corp—−175,000—exited0.00 pp—
MSSRFMetal Sky Star Acquisi-right—−496,000—exited0.00 pp—
MSSWFMetal Sky Star Acq Cp Wts—−496,000—exited0.00 pp—
unresolvedPatria Latin American Opportunity Acquisition Corp—−25,000—exited0.00 pp—

Other 13(f) securities

Options 2

Contract% of notionalSharesNotional
SPY PUT93.33%725,000$259M
SMH PUT6.67%100,000$19M

Notes 120

Issue% of notesPrincipalValue
Eagle Bulk Shipping Inc6.10%40,495,000$58M
Western Digital Corp2.99%29,989,000$29M
Spotify USA Inc2.74%33,063,000$26M
Supernus Pharmaceuticals2.57%25,143,000$25M
Illumina Inc2.52%25,030,000$24M
Nutanix Inc2.44%23,890,000$23M
Fastly Inc2.40%31,454,000$23M
Blackstone Mortgage Tr2.34%22,367,000$22M
Hope Bancorp Inc2.15%21,433,000$21M
Sea Ltd2.13%29,182,000$20M
Haemonetics Corp2.10%24,998,000$20M
New Relic Inc1.98%19,359,000$19M
Ligand Pharmaceuticals I1.97%19,361,000$19M
Docusign Inc1.86%18,930,000$18M
Digitalbridge Group Inc1.84%17,775,000$18M
Ionis Pharmaceuticals In1.82%19,100,000$17M
Apollo Cmmrl Real Est Fi1.76%17,099,000$17M
Pennymac Corp1.71%17,347,000$16M
Alteryx Inc1.61%17,056,000$15M
New Mountain Finance Cor1.61%15,528,000$15M
Patrick Industries Inc1.52%14,621,000$14M
Innoviva Inc1.45%14,002,000$14M
Kaman Corp1.42%14,382,000$14M
Coupa Software Inc1.41%17,441,000$13M
Chegg Inc1.37%17,057,000$13M
Starwood Property Trust1.36%13,280,000$13M
Kkr Real Estate Fin1.28%12,309,000$12M
Rwt Holdings Inc1.23%13,677,000$12M
Novavax Inc1.22%11,818,000$12M
Herbalife Ltd1.20%12,635,000$11M
Ezcorp Inc1.18%13,049,000$11M
Nabors Industries Inc1.08%11,194,000$10M
Ringcentral Inc1.05%11,785,000$10M
Sfl Corp Ltd1.03%9,807,000$10M
Intercept Pharmas1.02%9,964,000$10M
Nuvasive Inc1.01%9,910,000$10M
Shopify Inc1.00%11,600,000$10M
Tripadvisor Inc1.00%11,839,000$10M
Wix Ltd0.92%9,036,000$9M
Coinbase Global Inc0.91%13,047,000$9M
Pdd Holdings Inc0.86%9,091,000$8M
Mfa Financial Inc0.85%9,246,000$8M
Upstart Holdings Inc0.85%14,500,000$8M
Veeco Instruments Inc0.79%7,595,000$8M
Weibo Corp0.79%7,570,000$8M
Joyy Inc0.75%7,699,000$7M
Alarm.com Hldgs Inc0.74%8,613,000$7M
Snap Inc0.69%9,524,000$7M
Hello Group Inc0.68%6,943,000$7M
Nice Ltd0.67%6,900,000$6M
Dropbox Inc0.61%6,667,000$6M
Greenlight Capital Re0.61%6,030,000$6M
Ford Motor Company0.60%6,227,000$6M
H World Group Ltd0.59%5,756,000$6M
Akamai Technologies Inc0.56%5,729,000$5M
Etsy Inc0.56%6,914,000$5M
Splunk Inc0.56%6,772,000$5M
Shake Shack Inc0.54%7,718,000$5M
Teladoc Health Inc0.54%7,000,000$5M
Livongo Health0.53%5,993,000$5M
Helix Energy Solutions0.52%5,031,000$5M
Nio Inc0.51%6,410,000$5M
Bandwidth Inc0.50%7,367,000$5M
Airbnb Inc0.48%5,478,000$5M
Intercept Pharmas0.47%5,937,000$4M
Dayforce Inc0.46%5,438,000$4M
Okta Inc0.45%5,486,000$4M
Wix Ltd0.44%5,008,000$4M
Bentley Systems0.42%5,273,000$4M
Lyft Inc0.42%4,644,000$4M
Blackline Inc0.39%4,533,000$4M
Envestnet Inc0.39%4,404,000$4M
Splunk Inc0.39%3,876,000$4M
Wisdomtree Investments0.39%4,147,000$4M
Nuvasive Inc0.38%4,133,000$4M
Arbor Realty Trust Inc0.35%3,413,000$3M
Invacare Corp0.35%3,893,000$3M
Redwood Trust Inc0.33%3,194,000$3M
Neogenomics Inc0.31%3,399,000$3M
Quotient Technology Inc0.31%2,950,000$3M
Vnet Group Inc0.31%3,374,000$3M
Vishay Intertechnology0.31%3,180,000$3M
Cloudflare Inc0.30%3,617,000$3M
SHIFT4 Payments Inc0.30%3,263,000$3M
Splunk Inc0.30%3,288,000$3M
Draftkings Holdings Inc0.29%4,209,000$3M
Sea Ltd0.29%2,791,000$3M
Enphase Energy Inc0.28%2,278,000$3M
RAPID7 Inc0.28%3,500,000$3M
Vail Resorts Inc0.28%3,065,000$3M
Zillow Group Inc0.28%2,750,000$3M
Lendingtree Inc0.27%3,620,000$3M
Aerie Pharmaceuticals0.26%2,532,000$2M
Verint Systems Inc0.26%3,000,000$3M
Jazz Investments I Ltd0.25%2,200,000$2M
Jetblue Airways Corp0.25%3,366,000$2M
Pebblebrook Hotel Trust0.24%2,620,000$2M
Progress Software Corp0.24%2,380,000$2M
Halozyme Therapeutics In0.19%2,111,000$2M
Integra Lifesciences Hld0.19%2,053,000$2M
Travere Therapeutics Inc0.19%1,798,000$2M
Biomarin Pharmaceutical0.18%1,700,000$2M
Nrg Energy Inc0.18%1,630,000$2M
Twitter Inc0.18%1,680,000$2M
Omnicell Inc0.17%1,500,000$2M
Cable One Inc0.16%2,000,000$2M
Ionis Pharmaceuticals In0.16%1,496,000$1M
Burlington Stores Inc0.15%1,500,000$1M
M/A-COM Tech Solutions0.15%1,500,000$1M
Peloton Interactive Inc0.15%2,050,000$1M
Tyler Technologies Inc0.15%1,500,000$1M
SHIFT4 Payments Inc0.13%1,659,000$1M
Block Inc0.12%1,400,000$1M
Alteryx Inc0.11%1,258,000$1M
Neogenomics Inc0.10%1,475,000$959,000
Gossamer Bio Inc0.09%828,000$854,000
Pure Storage Inc0.09%800,000$905,000
Snap Inc0.09%1,000,000$863,000
Sunrun Inc0.09%1,263,000$902,000
Greenbrier Cos Inc0.05%494,000$446,000

Source

Form
13F-HR
Reading
0 defects · 141 unresolved
Accession
0000949509-22-000007
SEC cross-check
SEC data set not published yet