Soros Fund Management

Q3 2015 13F · by George Soros, founder

As of: Sep 30, 2015
Filed: Nov 16, 2015
US stock: $5.1B · prev $6.9B
Positions: 202 · prev 234
Options notional: $762M
Documents: 1· no amendments

Picture76.8% US stock

Mostly picture · of what this 13F reports is US stock

US stock listed on a US exchange 76.8%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 11.7%
Puts at notional value 3.7%
Calls at notional value 7.8%

Moves310 since the prior filing

+32.9 pp in · −35.0 pp out

New 80 +17.85 pp
Added 43 +15.06 pp
Trimmed 46 −10.22 pp
Exited 112 −24.81 pp

Options: 29 moves on a notional base, in the table below.

The book

Diversified · behaves like 58 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 165% a year, about 0.6 years per position

Low
Moderate
High

Top 5 positions18% of US stock

ACT Allergan PLC added+3.44 pp added+3.444.1%
AGRO Adecoagro S.a. held held4.1%
CY Cypress Semiconductor added+0.61 pp added+0.613.3%
unresolved Dow Chemical Co trimmed−0.35 pp trimmed−0.353.3%
META Meta Platforms, Inc. Class A trimmed−0.03 pp trimmed−0.033.2%

Positions202 in this filing · 112 exited


ACTAllergan PLC	4.14%	774,566	$211M	added×4.9	+3.44 pp	2 q
AGROAdecoagro S.a.	4.06%	25,915,076	$206M	held	—	10 q
CYCypress Semiconductor	3.32%	19,811,445	$169M	added+25%	+0.61 pp	7 q
unresolvedDow Chemical Co	3.27%	3,919,221	$166M	trimmed−19%	−0.35 pp	6 q
METAMeta Platforms, Inc. Class A	3.20%	1,805,875	$162M	trimmed−30%	−0.03 pp	9 q
YPFYPF Sociedad Anonima	3.04%	10,133,956	$154M	trimmed−8%	−1.35 pp	9 q
ZTSZoetis Inc.	2.85%	3,520,997	$145M	added+28%	+0.93 pp	10 q
ENDPQEndo International PLC	2.75%	2,016,984	$140M	trimmed−12%	+0.09 pp	4 q
PYPLPayPal Holdings, Inc.	2.71%	4,428,759	$137M	new	+2.71 pp	new
EBAYeBay Inc	2.60%	5,405,913	$132M	added+69%	−0.20 pp	8 q
unresolvedTime Warner Cable Inc	2.48%	702,554	$126M	trimmed−52%	−1.29 pp	2 q
unresolvedPolycom Inc	2.22%	10,738,012	$113M	added+1%	+0.45 pp	8 q
CITCIT Group Inc.	2.21%	2,801,256	$112M	new	+2.21 pp	new
VIPSVipshop Holdings Limited	1.95%	5,881,922	$99M	added+24%	+0.41 pp	9 q
NEENextEra Energy, Inc.	1.93%	1,007,055	$98M	trimmed−25%	+0.02 pp	3 q
unresolvedLevel 3 Communications Inc	1.72%	2,005,471	$88M	trimmed−4%	+0.12 pp	6 q
unresolvedQunar ADR	1.63%	2,756,958	$83M	added×2.0	+0.79 pp	3 q
DISHDISH Network Corp.	1.49%	1,295,520	$76M	held	—	10 q
unresolvedPmc-sierra Inc	1.49%	11,161,666	$76M	added+84%	+0.73 pp	5 q
AALAmerican Airlines Group Inc.	1.47%	1,918,419	$74M	added+51%	+0.73 pp	8 q
ESNTEssent Group LTD	1.46%	2,981,278	$74M	trimmed−33%	−0.32 pp	8 q
SLBSLB Limited	1.33%	982,116	$68M	new	+1.33 pp	new
NRGNRG Energy, Inc.	1.26%	4,321,456	$64M	added+71%	+0.42 pp	2 q
VIAVViavi Solutions Inc.	1.11%	10,466,666	$56M	new	+1.11 pp	new
DALDelta Air Lines, Inc.	1.09%	1,236,349	$55M	added+63%	+0.64 pp	2 q
KHCThe Kraft Heinz Company	1.03%	741,133	$52M	new	+1.03 pp	new
MSIMotorola Solutions, Inc. New	1.03%	764,859	$52M	trimmed−20%	+0.24 pp	10 q
YUMYum! Brands, Inc.	1.03%	655,000	$52M	held	—	4 q
CHDNChurchill Downs Inc	1.02%	387,381	$52M	held	—	10 q
LUVSouthwest Airlines Co.	1.00%	1,338,253	$51M	added+92%	+0.66 pp	2 q
LORLLoral Space and Communications, Inc.	0.98%	1,055,440	$50M	held	—	10 q
unresolvedEnergen Corp	0.96%	981,780	$49M	added×5.7	+0.79 pp	10 q
unresolvedBroadcom Corp	0.91%	895,077	$46M	added+81%	+0.54 pp	3 q
MDLZMondelez International, Inc. Class A	0.91%	1,102,731	$46M	trimmed−18%	+0.10 pp	10 q
unresolvedMonsanto Co	0.89%	529,120	$45M	trimmed−54%	−0.91 pp	9 q
unresolvedCaesars Acquisition Co	0.88%	6,274,465	$45M	held	—	8 q
unresolvedLions Gate Entmnt Corp	0.87%	1,202,443	$44M	added×7.8	+0.79 pp	2 q
LSCCLattice Semiconductor Corp	0.85%	11,266,666	$43M	added+11%	−0.02 pp	4 q
ALLYAlly Financial Inc.	0.84%	2,084,595	$42M	held	—	6 q
ROVIRovi Corporation Com Stk (De)	0.84%	4,066,666	$43M	added+24%	+0.08 pp	3 q
GLPIGaming and Leisure Properties, Inc.	0.81%	1,384,826	$41M	added+12%	+0.15 pp	3 q
AMZNAmazon.Com Inc	0.78%	77,877	$40M	new	+0.78 pp	new
SCHWThe Charles Schwab Corporation	0.73%	1,296,455	$37M	trimmed−34%	−0.20 pp	2 q
CTRPTrip.com Group Limited	0.71%	572,354	$36M	added×2.0	+0.41 pp	7 q
ALLEAllegion Public Limited Company	0.70%	617,230	$36M	trimmed−29%	−0.06 pp	8 q
unresolvedTravelport Worldwide Ltd	0.69%	2,650,000	$35M	held	—	5 q
NFLXNetFlix Inc	0.65%	317,534	$33M	new	+0.65 pp	new
INTUIntuit Inc	0.63%	360,429	$32M	new	+0.63 pp	new
MXLMaxLinear, Inc.	0.63%	2,563,407	$32M	trimmed−1%	+0.17 pp	3 q
ARCPVereit Inc	0.59%	3,886,300	$30M	new	+0.59 pp	new
ABTAbbott Laboratories	0.58%	731,481	$29M	added+21%	+0.15 pp	10 q
CZRCaesars Entertainment, Inc.	0.58%	5,018,427	$30M	added+5%	+0.16 pp	10 q
Nextera Energy Incconvertible	0.58%	575,000	$30M	new	+0.58 pp	new
Allergan PLCconvertible	0.56%	30,000	$28M	held	—	2 q
GMGeneral Motors Company	0.53%	888,899	$27M	trimmed−22%	−0.02 pp	10 q
unresolvedDelek US Hldgs Inc	0.52%	957,073	$27M	added+41%	+0.16 pp	3 q
TMUST-Mobile US, Inc.	0.52%	669,923	$27M	held	—	6 q
JDJD.com, Inc.	0.51%	993,462	$26M	added×3.3	+0.36 pp	2 q
DHTDht Holdings, Inc.	0.51%	3,507,400	$26M	added+19%	+0.18 pp	3 q
unresolvedSmart & Final Stores Inc	0.50%	1,609,414	$25M	trimmed−22%	−0.04 pp	3 q
LITELumentum Holdings Inc.	0.49%	1,461,666	$25M	new	+0.49 pp	new
unresolvedCalifornia Res Corp	0.47%	9,122,024	$24M	added+11%	−0.25 pp	3 q
NBLNoble Energy, Inc.	0.47%	795,969	$24M	trimmed−6%	−0.06 pp	3 q
unresolvedChipmos Tech Bermuda Ltd	0.46%	1,422,921	$23M	added+4%	+0.02 pp	6 q
unresolvedAltera Corp	0.44%	441,606	$22M	added×4.5	+0.37 pp	2 q
ZAYOZayo Group Holdings, Inc.	0.44%	877,713	$22M	added+12%	+0.15 pp	4 q
unresolvedWestern Refng Inc	0.42%	487,469	$22M	trimmed−68%	−0.56 pp	8 q
AGOAssured Guaranty, LTD	0.42%	849,924	$21M	held	—	7 q
unresolvedAmerican Capital Agency Corp	0.41%	1,122,873	$21M	new	+0.41 pp	new
MBIMBIA Inc.	0.36%	2,970,736	$18M	added+70%	+0.21 pp	7 q
RDNRadian Group Inc.	0.35%	1,125,504	$18M	trimmed−46%	−0.22 pp	9 q
PRGOPerrigo Company PLC	0.35%	113,921	$18M	added+23%	+0.10 pp	2 q
BAXBaxter International Inc.	0.33%	509,700	$17M	new	+0.33 pp	new
BXPBXP, Inc.	0.33%	140,333	$17M	new	+0.33 pp	new
unresolvedFederal Realty Investment Trust REIT	0.33%	121,734	$17M	new	+0.33 pp	new
SPGSimon Property Group, Inc.	0.32%	89,614	$16M	new	+0.32 pp	new
WELLWelltower Inc.	0.32%	237,386	$16M	new	+0.32 pp	new
VTRVentas, Inc.	0.31%	282,600	$16M	new	+0.31 pp	new
unresolvedExar Corp	0.30%	2,577,027	$15M	trimmed−2%	−0.07 pp	10 q
unresolvedSigma Aldrich Corp	0.30%	108,381	$15M	held	—	2 q
VRSKVerisk Analytics, Inc.	0.30%	206,684	$15M	trimmed−11%	+0.05 pp	10 q
LYBLyondellBasell Industries N.V. Class A	0.30%	181,412	$15M	trimmed−90%	−2.38 pp	4 q
WIXWIX.com Ltd.	0.29%	832,479	$15M	added×2.4	+0.17 pp	3 q
BUDAnheuser-Busch INBEV SA/NV	0.27%	129,000	$14M	added×2.2	+0.17 pp	5 q
TRIPTripAdvisor, Inc.	0.27%	220,900	$14M	new	+0.27 pp	new
unresolvedExa Corp	0.26%	1,257,067	$13M	trimmed−8%	+0.04 pp	3 q
unresolvedSoufun Holdings Ltd ADR	0.26%	1,969,051	$13M	added+38%	+0.09 pp	3 q
DISCADiscovery, Inc. Series A	0.25%	484,550	$13M	trimmed−20%	−0.04 pp	5 q
EPCEdgewell Personal Care Company	0.23%	142,228	$12M	added×5.5	+0.19 pp	2 q
VSTOVista Outdoor Inc.	0.22%	255,852	$11M	held	—	3 q
MTGMGIC Investment Corp.	0.21%	1,176,914	$11M	trimmed−25%	−0.05 pp	7 q
unresolvedPlains Gp Hldgs L P	0.21%	615,415	$11M	new	+0.21 pp	new
STWDStarwood Property Trust, Inc.	0.21%	525,000	$11M	held	—	2 q
WYNNWynn Resorts Ltd	0.20%	187,103	$10M	new	+0.20 pp	new
HDHome Depot, Inc.	0.19%	83,426	$10M	trimmed−18%	+0.03 pp	7 q
unresolvedNrg Yield Inc	0.19%	814,670	$9M	new	+0.19 pp	new
unresolvedAvago Technologies Ltd	0.19%	77,724	$10M	new	+0.19 pp	new
ETRAE*trade Financial Corp	0.18%	346,441	$9M	trimmed−60%	−0.20 pp	2 q
unresolvedMead Johnson Nut'n Co	0.18%	130,000	$9M	added+86%	+0.09 pp	4 q
MCDMcDonald's Corporation	0.16%	84,516	$8M	new	+0.16 pp	new
ODPOffice Depot Inc	0.16%	1,279,719	$8M	added+45%	+0.05 pp	4 q
FNSRFinisar Corp	0.15%	666,666	$7M	added×10.0	+0.13 pp	5 q
ORLYO'Reilly Automotive, Inc.	0.15%	30,600	$8M	trimmed−5%	+0.04 pp	5 q
TAPMolson Coors Beverage Company Class B	0.14%	88,210	$7M	added×4.0	+0.12 pp	3 q
SUNEQSunedison Inc	0.14%	1,008,349	$7M	trimmed−26%	−0.45 pp	8 q
unresolvedQlogic Corp	0.13%	666,666	$7M	new	+0.13 pp	new
ABEOAbeona Therapeutics Inc.	0.12%	1,462,122	$6M	added+60%	+0.05 pp	2 q
EQTEqt Corp	0.12%	95,494	$6M	trimmed−88%	−0.78 pp	10 q
HN9Hanesbrands Inc	0.12%	205,000	$6M	new	+0.12 pp	new
unresolvedRepublic Awys Hldgs Inc	0.12%	1,061,899	$6M	new	+0.12 pp	new
WBAWalgreens Boots Alliance, Inc	0.12%	71,821	$6M	trimmed−87%	−0.56 pp	4 q
unresolvedCameron International Corp	0.11%	92,091	$6M	new	+0.11 pp	new
unresolvedMazor Robotics Ltd	0.11%	514,565	$6M	held	—	7 q
NLYAnnaly Capital Management. Inc.	0.10%	503,018	$5M	new	+0.10 pp	new
LOWLowe's Companies Inc.	0.10%	73,313	$5M	trimmed−30%	0.00 pp	3 q
MXIMMaxim Integrated Products	0.10%	146,713	$5M	new	+0.10 pp	new
NPTNNeophotonics Corp	0.10%	714,938	$5M	new	+0.10 pp	new
unresolvedNovatel Wireless Inc	0.10%	2,375,866	$5M	added+15%	0.00 pp	2 q
OLNOlin Corp.	0.10%	310,400	$5M	new	+0.10 pp	new
SJMThe J.M. Smucker Company	0.10%	43,700	$5M	new	+0.10 pp	new
BKDBrookdale Senior Living, Inc.	0.09%	195,000	$4M	new	+0.09 pp	new
unresolvedKrispy Kreme Doughnuts Inc	0.09%	322,512	$5M	trimmed−50%	−0.09 pp	3 q
unresolvedAlon USA Energy Inc	0.08%	229,318	$4M	trimmed−9%	+0.01 pp	3 q
WWayfair Inc.	0.08%	115,824	$4M	trimmed−53%	−0.06 pp	3 q
CMBTCmb.tech NV	0.08%	275,992	$4M	new	+0.08 pp	new
unresolvedCharter Comm's Inc	0.07%	20,000	$4M	new	+0.07 pp	new
MODNModel N, Inc.	0.07%	366,666	$4M	new	+0.07 pp	new
HOUSAnywhere Real Estate Inc.	0.07%	98,207	$4M	trimmed−91%	−0.67 pp	4 q
XLBState Street Materials Select Sector SPDR ETF	0.07%	90,900	$4M	new	+0.07 pp	new
AVBAvalonBay Communities, Inc.	0.06%	18,121	$3M	new	+0.06 pp	new
VMRKVivmark Residential	0.06%	42,541	$3M	new	+0.06 pp	new
ESSEssex Property Trust, Inc	0.06%	14,160	$3M	new	+0.06 pp	new
unresolvedPenn Va Corp	0.06%	6,003,509	$3M	held	—	10 q
unresolvedPennymac Finl Svcs Inc	0.06%	187,382	$3M	held	—	6 q
unresolvedPrecision Castparts Corp	0.06%	13,000	$3M	trimmed−42%	−0.01 pp	3 q
unresolvedGenco Shipping & Trading Ltd	0.06%	747,838	$3M	new	+0.06 pp	new
AGYSAgilysys, Inc. (DE)	0.05%	245,805	$3M	added+85%	+0.03 pp	2 q
CMECME Group Inc.	0.05%	30,000	$3M	held	—	10 q
CALXCalix, Inc.	0.05%	353,097	$3M	trimmed−75%	−0.11 pp	3 q
CHRSCoherus Oncology, Inc.	0.05%	127,600	$3M	held	—	2 q
WUBA58.COM Inc	0.05%	57,399	$3M	added×12.0	+0.05 pp	2 q
LPSNLivePerson Inc	0.05%	316,718	$2M	new	+0.05 pp	new
CLXClorox Company	0.04%	17,300	$2M	new	+0.04 pp	new
unresolvedCoca Cola Enterprises Inc Ne	0.04%	40,700	$2M	new	+0.04 pp	new
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.04%	146,011	$2M	trimmed−52%	−0.01 pp	8 q
GSITGSI Technology	0.04%	562,726	$2M	trimmed−1%	0.00 pp	3 q
unresolvedQuantum Corp	0.04%	3,266,666	$2M	trimmed−39%	−0.09 pp	3 q
XLEState Street Energy Select Sector SPDR ETF	0.04%	34,600	$2M	new	+0.04 pp	new
FNFabrinet	0.04%	100,000	$2M	new	+0.04 pp	new
unresolvedDynegy Inc New DEL	0.03%	1,270,300	$1M	added+7%	−0.04 pp	6 q
KELKellanova	0.03%	24,600	$2M	new	+0.03 pp	new
SIMOSilicon Motion Technology Corporation	0.03%	54,012	$1M	new	+0.03 pp	new
unresolvedDynegy Inc	0.02%	39,527	$817,000	new	+0.02 pp	new
GBTGlobal Blood Therapeutics, Inc.	0.02%	21,000	$885,000	new	+0.02 pp	new
GSATGlobalstar, Inc.	0.02%	500,000	$785,000	held	—	6 q
GGALGrupo Financiero Galicia SA	0.02%	61,583	$1M	trimmed−69%	−0.03 pp	5 q
HSYThe Hershey Company	0.02%	9,100	$836,000	new	+0.02 pp	new
unresolvedJanus Cap Group Inc	0.02%	87,061	$1M	new	+0.02 pp	new
KMBKimberly-Clark Corp.	0.02%	7,900	$861,000	new	+0.02 pp	new
RMBSRambus Inc	0.02%	93,900	$1M	new	+0.02 pp	new
SPYState Street SPDR S&P 500 ETF Trust	0.02%	6,300	$1M	trimmed−67%	−0.04 pp	7 q
99998USDLiberty Global PLC Lilac - A	0.02%	35,000	$1M	new	+0.02 pp	new
1LGEUSDLiberty Global PLC Lilac - C	0.02%	35,900	$1M	new	+0.02 pp	new
unresolvedAbeona Therapeutics Inc	0.01%	250,000	$375,000	held	—	2 q
unresolvedAlliance One Intl Inc	0.01%	36,099	$736,000	trimmed−10%	0.00 pp	2 q
MDRXVeradigm Inc	0.01%	38,200	$474,000	new	+0.01 pp	new
UHALU-Haul Holding Company	0.01%	800	$315,000	new	+0.01 pp	new
AMGNAmgen Inc	0.01%	2,100	$290,000	new	+0.01 pp	new
1885807DAthenahealth Inc	0.01%	3,700	$493,000	new	+0.01 pp	new
BDXBecton, Dickinson and Co.	0.01%	3,700	$491,000	new	+0.01 pp	new
BIOBio-Rad Laboratories, Inc.Class A	0.01%	2,200	$295,000	new	+0.01 pp	new
unresolvedBioamber Inc	0.01%	194,000	$345,000	held	—	10 q
TECHBio-Techne Corp.	0.01%	5,500	$509,000	new	+0.01 pp	new
BMYBristol-Myers Squibb Co.	0.01%	5,000	$296,000	new	+0.01 pp	new
unresolvedDentsply Intl Inc New	0.01%	9,800	$496,000	new	+0.01 pp	new
KODKEastman Kodak Company	0.01%	24,123	$377,000	held	—	8 q
IDXXIdexx Laboratories Inc	0.01%	6,800	$505,000	trimmed−62%	−0.01 pp	2 q
ISRGIntuitive Surgical Inc.	0.01%	1,100	$506,000	new	+0.01 pp	new
unresolvedInvensense Inc	0.01%	51,811	$481,000	held	—	7 q
MGNXMacroGenics, Inc.	0.01%	19,488	$417,000	held	—	6 q
unresolvedPandora Media Inc	0.01%	15,000	$320,000	new	+0.01 pp	new
PEPPepsiCo, Inc.	0.01%	8,000	$754,000	new	+0.01 pp	new
XOPState Street SPDR S&P Oil & Gas Exploration & Production ETF	0.01%	16,790	$551,000	held	—	2 q
SIX1Six Flags Entertainment Corp.	0.01%	6,200	$284,000	new	+0.01 pp	new
unresolvedTasman Metals Ord (Cve)	0.01%	1,666,666	$456,000	held	—	10 q
unresolvedTowerstream Corp	0.01%	431,800	$462,000	held	—	10 q
unresolvedViolin Memory Inc	0.01%	416,666	$575,000	held	—	8 q
ALKSAlkermes Inc. plc	0.01%	7,900	$463,000	new	+0.01 pp	new
EXXIEnergy Xxi Ltd	0.01%	500,000	$525,000	held	—	4 q
BABAAlibaba Group Holding Limited	0.00%	1,000	$59,000	trimmed−98%	−0.07 pp	5 q
CBOECboe Global Markets, Inc.	0.00%	3,200	$215,000	new	0.00 pp	new
CMGChipotle Mexican Grill, Inc.	0.00%	300	$216,000	new	0.00 pp	new
unresolvedEastman Kodak Co	0.00%	8,383	$29,000	held	—	8 q
unresolvedEastman Kodak Co	0.00%	8,383	$25,000	held	—	8 q
unresolvedForest City Enterprises Inc	0.00%	10,000	$201,000	new	0.00 pp	new
IPGThe Interpublic Group of Companies, Inc.	0.00%	11,700	$224,000	new	0.00 pp	new
unresolvedKey Energy Svcs Inc	0.00%	500,000	$235,000	held	—	4 q
BPOPPopular Inc	0.00%	7,000	$212,000	new	0.00 pp	new
unresolvedPriceline Grp Inc	0.00%	200	$247,000	new	0.00 pp	new
VFCV.F. Corporation	0.00%	3,300	$225,000	new	0.00 pp	new
WENThe Wendy's Company	0.00%	16,400	$142,000	new	0.00 pp	new
unresolvedXl Group PLC	0.00%	5,600	$203,000	new	0.00 pp	new
HLFHerbalife Ltd.	—	−1,968,833	—	exited	−1.58 pp	—
LENLennar Corporation Class A	—	−1,575,650	—	exited	−1.17 pp	—
DHID.R. Horton Inc.	—	−2,796,105	—	exited	−1.11 pp	—
unresolvedJds Uniphase Corp	—	−6,266,666	—	exited	−1.06 pp	—
UALUnited Airlines Holdings, Inc.	—	−1,302,512	—	exited	−1.00 pp	—
unresolvedKraft Foods Group Inc	—	−801,133	—	exited	−0.99 pp	—
NICENICE Ltd	—	−1,026,666	—	exited	−0.95 pp	—
unresolvedDirectv	—	−695,956	—	exited	−0.94 pp	—
PHMPultegroup, Inc.	—	−3,169,581	—	exited	−0.93 pp	—
unresolvedAlcoa Inc.	—	−5,338,700	—	exited	−0.87 pp	—
CCJCameco Corporation	—	−3,699,897	—	exited	−0.77 pp	—
unresolvedYahoo Inc	—	−1,317,950	—	exited	−0.75 pp	—
ATMLAtmel Corp	—	−5,166,666	—	exited	−0.74 pp	—
LCHappen, Inc.	—	−3,300,000	—	exited	−0.71 pp	—
DRCDresser-rand Group Inc	—	−488,733	—	exited	−0.61 pp	—
unresolvedCBS Corp	—	−713,457	—	exited	−0.58 pp	—
unresolvedNewfield Expl Co	—	−1,099,593	—	exited	−0.58 pp	—
unresolvedClicksoftware Technologies L	—	−3,130,000	—	exited	−0.57 pp	—
unresolvedVeris Residential Inc	—	−2,065,251	—	exited	−0.55 pp	—
PCRXPacira BioSciences, Inc.	—	−531,800	—	exited	−0.55 pp	—
unresolvedAmerican Rlty Cap Pptys Inc	—	−3,886,300	—	exited	−0.46 pp	—
unresolvedNew Oriental Ed & Tech Grp I	—	−1,293,349	—	exited	−0.46 pp	—
PXDPioneer Natural Resource Co.	—	−211,931	—	exited	−0.43 pp	—
SSNCSS&C Technologies Inc	—	−423,162	—	exited	−0.38 pp	—
unresolvedBaker Hughes Inc.	—	−407,580	—	exited	−0.37 pp	—
TOLToll Brothers, Inc.	—	−664,000	—	exited	−0.37 pp	—
TEVATeva Pharmaceutical Industries Limited	—	−423,308	—	exited	−0.36 pp	—
XPOXPO, Inc.	—	−469,330	—	exited	−0.31 pp	—
ABXBarrick Mining Corporation	—	−1,886,000	—	exited	−0.29 pp	—
SLCAU.s. Silica Holdings, Inc.	—	−607,020	—	exited	−0.26 pp	—
unresolvedEnergizer Hldgs Inc	—	−116,228	—	exited	−0.22 pp	—
unresolvedHospira Inc	—	−172,139	—	exited	−0.22 pp	—
OKEOneok, Inc.	—	−379,017	—	exited	−0.22 pp	—
ATHMAutohome Inc.	—	−279,158	—	exited	−0.21 pp	—
unresolvedSolarCity Corp	—	−274,816	—	exited	−0.21 pp	—
unresolvedMkt Vectors Gld Miners ETF	—	−761,000	—	exited	−0.20 pp	—
unresolvedFreescale Semiconductor Ltd	—	−326,666	—	exited	−0.19 pp	—
MSCCMicrosemi Corp	—	−281,066	—	exited	−0.14 pp	—
BIDUBaidu, Inc.	—	−42,800	—	exited	−0.12 pp	—
unresolvedBarclays Bk PLC	—	−418,000	—	exited	−0.12 pp	—
EXTRExtreme Networks	—	−3,113,884	—	exited	−0.12 pp	—
unresolvedQihoo 360 Technology Co. ADR	—	−117,359	—	exited	−0.12 pp	—
unresolvedSagent Pharmaceuticals Inc	—	−347,200	—	exited	−0.12 pp	—
RICEEqt Re Merger Sub Inc	—	−363,200	—	exited	−0.11 pp	—
unresolvedSBA Comms Corp	—	−63,300	—	exited	−0.11 pp	—
NXPINXP Semiconductors N.V.	—	−70,166	—	exited	−0.10 pp	—
ALKAlaska Air Group, Inc.	—	−98,983	—	exited	−0.09 pp	—
unresolvedReynolds American	—	−85,835	—	exited	−0.09 pp	—
TDCTeradata Corporation	—	−166,666	—	exited	−0.09 pp	—
TXTTextron, Inc.	—	−146,254	—	exited	−0.09 pp	—
URIUnited Rentals, Inc.	—	−71,044	—	exited	−0.09 pp	—
CRICarter's Inc.	—	−50,896	—	exited	−0.08 pp	—
PBR.APetroleo Brasileiro S.A.-Petrobras	—	−636,742	—	exited	−0.08 pp	—
STMSTMicroelectronics N.V.	—	−666,666	—	exited	−0.08 pp	—
unresolvedB/E Aerospace Inc	—	−84,500	—	exited	−0.07 pp	—
2663134DBitauto Holdings Ltd-adr	—	−85,077	—	exited	−0.06 pp	—
BABoeing Company	—	−28,000	—	exited	−0.06 pp	—
COHRCoherent Corp.	—	−61,677	—	exited	−0.06 pp	—
unresolvedLeucadia National	—	−170,000	—	exited	−0.06 pp	—
OPKOpko Health Inc.	—	−235,600	—	exited	−0.06 pp	—
unresolvedYouku Inc ADR	—	−179,265	—	exited	−0.06 pp	—
TSUTIM Participacoes S.A.	—	−200,000	—	exited	−0.05 pp	—
CCitigroup Inc.	—	−50,000	—	exited	−0.04 pp	—
HANHawaiian Holdings Inc	—	−106,342	—	exited	−0.04 pp	—
VODVodafone Group PLC	—	−78,000	—	exited	−0.04 pp	—
ERICEricsson	—	−166,666	—	exited	−0.03 pp	—
unresolvedPeabody Energy Corp	—	−1,029,400	—	exited	−0.03 pp	—
RSTIRofin-sinar Technologies Inc	—	−86,373	—	exited	−0.03 pp	—
TEOTelecom Argentina S.A.	—	−113,000	—	exited	−0.03 pp	—
unresolvedValeant Pharmaceuticals Intl	—	−9,254	—	exited	−0.03 pp	—
TAT&T Inc.	—	−44,600	—	exited	−0.02 pp	—
TRUTransUnion	—	−50,000	—	exited	−0.02 pp	—
BCBPrimo Water Corp	—	−75,000	—	exited	−0.01 pp	—
IBBiShares Biotechnology ETF	—	−2,400	—	exited	−0.01 pp	—
JMEINJumei International-adr	—	−17,400	—	exited	−0.01 pp	—
MRTNMarten Transport Ltd	—	−16,900	—	exited	−0.01 pp	—
MLCOMelco Resorts & Entertainment Limited	—	−19,200	—	exited	−0.01 pp	—
NTESNetEase, inc.	—	−2,600	—	exited	−0.01 pp	—
YYJOYY Inc.	—	−5,700	—	exited	−0.01 pp	—
AUDCAudioCodes Ltd	—	−280,552	—	exited	−0.01 pp	—
CHKPCheck Point Software Technologies Ltd	—	−4,500	—	exited	−0.01 pp	—
unresolvedMobileye Nv	—	−8,100	—	exited	−0.01 pp	—
unresolvedAeropostale	—	−210,800	—	exited	0.00 pp	—
unresolvedArch Coal Inc	—	−553,200	—	exited	0.00 pp	—
unresolvedBio Path Holdings Ord (Nmq)	—	−17,600	—	exited	0.00 pp	—
unresolvedCinedigm Corp	—	−38,900	—	exited	0.00 pp	—
unresolvedCytori Therapeutics Inc	—	−22,400	—	exited	0.00 pp	—
unresolvedFxcm Inc	—	−133,000	—	exited	0.00 pp	—
unresolvedHarvest Natural Resources In	—	−35,000	—	exited	0.00 pp	—
unresolvedLeapfrog Enterprises Inc	—	−13,100	—	exited	0.00 pp	—
unresolvedMcclatchy Co	—	−11,900	—	exited	0.00 pp	—
unresolvedMidstates Pete Co Inc	—	−26,600	—	exited	0.00 pp	—
unresolvedMiller Energy Res Inc	—	−15,300	—	exited	0.00 pp	—
unresolvedNeuralstem Inc	—	−18,000	—	exited	0.00 pp	—
unresolvedNoranda Alum Hldg Corp	—	−20,800	—	exited	0.00 pp	—
unresolvedOhr Pharmaceutical Inc	—	−12,100	—	exited	0.00 pp	—
unresolvedPain Therapeutics Inc	—	−21,700	—	exited	0.00 pp	—
unresolvedPetroquest Energy Inc	—	−12,600	—	exited	0.00 pp	—
QUIKQuickLogic Corp	—	−11,900	—	exited	0.00 pp	—
ZQKQuicksilver,inc.	—	−323,800	—	exited	0.00 pp	—
unresolvedResolute Energy Corp	—	−18,800	—	exited	0.00 pp	—
unresolvedSpeed Comm Inc	—	−88,700	—	exited	0.00 pp	—
unresolvedSwift Energy Co	—	−12,900	—	exited	0.00 pp	—
unresolved22ND Centy Group Inc	—	−17,200	—	exited	0.00 pp	—
EGYVaalco Energy, Inc.	—	−12,400	—	exited	0.00 pp	—
unresolvedWarren Res Inc	—	−32,000	—	exited	0.00 pp	—
unresolvedWillbros Group Inc DEL	—	−10,100	—	exited	0.00 pp	—
unresolvedChc Group Ltd	—	−11,700	—	exited	0.00 pp	—
PGNParagon Offshore PLC	—	−134,900	—	exited	0.00 pp	—
VTGDFVantage Drilling Co Ord	—	−38,100	—	exited	0.00 pp	—
unresolvedEzchip Semiconductor Limited	—	−21,166	—	exited	0.00 pp	—
AERAercap Holdings N.V.	—	−7,500	—	exited	0.00 pp	—

Other 13(f) securities

Options 20

Contract	% of notional	Shares	Notional
SPY PUT	21.03%	836,000	$160M
FXI CALL	19.28%	4,140,000	$147M
Dow Chemical Co CALL	11.39%	2,045,500	$87M
SPY CALL	8.32%	330,500	$63M
BABA CALL	7.63%	985,000	$58M
CVX CALL	7.56%	730,000	$58M
GM CALL	3.83%	971,300	$29M
IWM PUT	3.58%	250,000	$27M
CHK PUT	3.37%	3,500,000	$26M
BUD PUT	2.22%	159,000	$17M
B/E Aerospace Inc CALL	1.99%	345,000	$15M
BAC CALL	1.95%	952,000	$15M
XPO CALL	1.42%	455,000	$11M
SBA Comms Corp CALL	1.25%	91,000	$10M
CMG PUT	1.18%	12,500	$9M
TAP PUT	1.04%	95,200	$8M
VMW CALL	1.03%	100,000	$8M
Lions Gate Entmnt Corp CALL	0.79%	163,600	$6M
BUD CALL	0.70%	50,000	$5M
BKD CALL	0.45%	148,000	$3M

Notes 10

Issue	% of notes	Principal	Value
Nuance Communications	23.16%	174,586,000	$179M
Viavi Solutions Inc	18.09%	148,666,000	$139M
Webmd Health Corp	13.45%	102,534,000	$104M
Invensense Inc	11.57%	98,814,000	$89M
Quantum Corp	10.53%	80,980,000	$81M
Ciena Corp	7.65%	59,500,000	$59M
Homeaway Inc	6.40%	53,195,000	$49M
Ixia	5.91%	45,314,000	$46M
Cornerstone Ondemand Inc	1.63%	12,500,000	$13M
Liberty Media Corp	1.63%	13,200,000	$13M

Source

Form: 13F-HR
Reading: 0 defects · 60 unresolved
Accession: 0001140361-15-041720
SEC cross-check: SEC data set not published yet

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