Soros Fund Management

Q2 2018 13F · by Dawn Fitzpatrick, CIO

As of: Jun 30, 2018
Filed: Aug 14, 2018
US stock: $4.3B · prev $4.7B
Positions: 161 · prev 183
Options notional: $1.4B
Documents: 1· no amendments

Picture68.8% US stock

Partial picture · of what this 13F reports is US stock

US stock listed on a US exchange 68.8%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 9.5%
Puts at notional value 14.4%
Calls at notional value 7.4%

Moves259 since the prior filing

+26.5 pp in · −29.3 pp out

New 56 +15.29 pp
Added 49 +11.26 pp
Trimmed 46 −4.62 pp
Exited 78 −24.70 pp

Options: 30 moves on a notional base, in the table below.

The book

Focused · behaves like 22 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 171% a year, about 0.6 years per position

Low
Moderate
High

Top 5 positions41% of US stock

LBRDK Liberty Broadband Corporation Class C trimmed−0.89 pp trimmed−0.8912.9%
VICI VICI Properties Inc. held held10.3%
CZR Caesars Entertainment, Inc. held held8.6%
NXPI NXP Semiconductors N.V. added+2.90 pp added+2.904.9%
AABA Altaba Inc. trimmed+0.19 pp trimmed+0.194.6%

Positions161 in this filing · 78 exited


LBRDKLiberty Broadband Corporation Class C	12.95%	7,344,036	$556M	trimmed−4%	−0.89 pp	9 q
VICIVICI Properties Inc.	10.33%	21,498,926	$444M	held	—	2 q
CZRCaesars Entertainment, Inc.	8.60%	34,498,395	$369M	held	—	21 q
NXPINXP Semiconductors N.V.	4.89%	1,920,494	$210M	added×2.4	+2.90 pp	7 q
AABAAltaba Inc.	4.60%	2,699,619	$198M	trimmed−4%	+0.19 pp	5 q
SPOTSpotify Technology S.A.	2.85%	728,700	$123M	new	+2.85 pp	new
unresolvedAetna Inc New	2.19%	512,928	$94M	trimmed−6%	+0.25 pp	4 q
unresolvedRockwell Collins Inc	1.99%	634,080	$85M	added+14%	+0.41 pp	4 q
unresolvedXl Group Ltd	1.67%	1,281,490	$72M	added+81%	+0.85 pp	2 q
JPMJPMorgan Chase & Co.	1.60%	657,921	$69M	trimmed−9%	−0.07 pp	2 q
TAT&T Inc.	1.50%	2,000,000	$64M	new	+1.50 pp	new
BACBank of America Corporation	1.41%	2,149,053	$61M	trimmed−11%	−0.12 pp	3 q
unresolvedPandora Media Inc	1.31%	7,123,275	$56M	new	+1.31 pp	new
WFCWells Fargo & Co.	1.23%	949,674	$53M	trimmed−16%	−0.02 pp	2 q
AMZNAmazon.Com Inc	1.18%	29,900	$51M	trimmed−32%	−0.17 pp	2 q
NFLXNetFlix Inc	1.10%	120,200	$47M	trimmed−45%	−0.27 pp	3 q
CCitigroup Inc.	0.90%	578,568	$39M	trimmed−18%	−0.10 pp	2 q
NOWServicenow, Inc.	0.89%	221,339	$38M	added×2.0	+0.51 pp	2 q
unresolvedValidus Holdings Ltd	0.89%	563,770	$38M	held	—	2 q
LPLALPL Financial Holdings Inc.	0.87%	571,971	$37M	added×2.1	+0.51 pp	3 q
EAElectronic Arts Inc	0.82%	250,000	$35M	added+14%	+0.26 pp	2 q
RNGRingcentral, Inc.	0.78%	475,000	$33M	added+17%	+0.24 pp	4 q
EQTEqt Corp	0.77%	600,000	$33M	trimmed−42%	−0.26 pp	5 q
CRMSalesforce, Inc.	0.77%	243,269	$33M	added×2.1	+0.48 pp	2 q
MRVLMarvell Technology, Inc.	0.75%	1,500,000	$32M	added+21%	+0.20 pp	3 q
GLIBAGci Liberty Inc - Class A	0.74%	704,220	$32M	trimmed−15%	−0.18 pp	2 q
unresolvedSigma Designs Inc	0.73%	5,118,789	$31M	held	—	9 q
TIVOTivo Inc	0.73%	2,325,901	$31M	held	—	8 q
COUPCoupa Software Incorporated	0.72%	500,000	$31M	new	+0.72 pp	new
DVNDevon Energy Corporation	0.72%	700,000	$31M	new	+0.72 pp	new
METAMeta Platforms, Inc. Class A	0.72%	159,200	$31M	new	+0.72 pp	new
IIntelsat SA	0.70%	1,814,549	$30M	added+33%	+0.59 pp	2 q
CMAComerica Incorporated	0.68%	322,503	$29M	added+35%	+0.20 pp	3 q
LGFLions Gate Entertainment-a	0.65%	1,126,000	$28M	trimmed−10%	−0.03 pp	4 q
ALLTAllot Ltd.	0.62%	4,986,063	$27M	held	—	11 q
ETRAE*trade Financial Corp	0.60%	423,344	$26M	added+70%	+0.31 pp	2 q
IACIIac / Interactivecorp (De) Com Stk	0.60%	167,700	$26M	added+3%	+0.06 pp	2 q
SERVTerminix Global Holdings Inc	0.60%	431,493	$26M	trimmed−20%	+0.02 pp	3 q
TTWOTake-Two Interactive Software Inc	0.60%	217,500	$26M	added×2.9	+0.44 pp	6 q
USBU.S. Bancorp	0.57%	488,076	$24M	added+1%	+0.05 pp	2 q
MSMorgan Stanley	0.56%	508,558	$24M	added+2%	−0.01 pp	2 q
DISCADiscovery, Inc. Series A	0.54%	850,000	$23M	trimmed−45%	−0.16 pp	2 q
DNRDenbury Resources, Inc.	0.53%	4,700,000	$23M	added+3%	+0.27 pp	4 q
IYRiShares U.S. Real Estate ETF	0.49%	263,401	$21M	new	+0.49 pp	new
URBNUrban Outfitters Inc	0.43%	413,410	$18M	trimmed−27%	−0.01 pp	4 q
ZIONZions Bancorporation N.A.	0.43%	350,938	$18M	added+40%	+0.15 pp	3 q
CVECenovus Energy Inc.	0.42%	1,750,000	$18M	added×3.5	+0.33 pp	4 q
LULUlululemon athletica inc.	0.42%	145,030	$18M	added×6.4	+0.38 pp	2 q
SPGIS&P Global Inc.	0.41%	86,613	$18M	trimmed−15%	0.00 pp	2 q
EXRExtra Space Storage, Inc.	0.40%	170,347	$17M	new	+0.40 pp	new
AXPAmerican Express Company	0.39%	169,539	$17M	trimmed−7%	+0.03 pp	2 q
HUBSHubspot, Inc.	0.39%	132,466	$17M	new	+0.39 pp	new
CBChubb Limited	0.39%	132,936	$17M	trimmed−8%	−0.02 pp	2 q
TMHCTaylor Morrison Home Corporation	0.38%	782,039	$16M	trimmed−13%	−0.06 pp	3 q
PNCPNC Financial Services Group	0.37%	116,901	$16M	trimmed−20%	−0.10 pp	2 q
AFLAflac Inc.	0.35%	346,675	$15M	added+2%	+0.04 pp	2 q
HLTHilton Worldwide Holdings Inc.	0.35%	190,300	$15M	new	+0.35 pp	new
ALLThe Allstate Corporation	0.33%	154,723	$14M	trimmed−5%	0.00 pp	2 q
GOOGLAlphabet Inc. Class A	0.33%	12,400	$14M	trimmed−51%	−0.22 pp	4 q
BNYBank of New York Mellon Corporation	0.33%	265,600	$14M	added+2%	+0.05 pp	2 q
COFCapital One Financial	0.33%	153,716	$14M	added+8%	+0.04 pp	2 q
GSGoldman Sachs Group Inc.	0.33%	64,814	$14M	trimmed−3%	−0.02 pp	2 q
AIGAmerican International Group, Inc.	0.32%	259,497	$14M	trimmed−13%	−0.02 pp	2 q
CMECME Group Inc.	0.30%	79,636	$13M	added+5%	+0.04 pp	7 q
ICEIntercontinental Exchange Inc.	0.29%	168,875	$12M	added+3%	+0.04 pp	2 q
COLDAmericold Realty Trust, Inc.	0.28%	551,439	$12M	new	+0.28 pp	new
MRSHMarsh	0.28%	144,183	$12M	trimmed−25%	−0.05 pp	2 q
TRVThe Travelers Companies, Inc.	0.28%	99,645	$12M	added+11%	+0.02 pp	2 q
GOOSCanada Goose Holdings Inc.	0.27%	197,000	$12M	new	+0.27 pp	new
OKTAOkta, Inc. Class A	0.27%	231,801	$12M	new	+0.27 pp	new
RFRegions Financial Corp.	0.27%	651,839	$12M	added+31%	+0.08 pp	3 q
SIVBQSvb Financial Group	0.27%	39,878	$12M	added×2.4	+0.18 pp	2 q
AMDAdvanced Micro Devices	0.26%	745,400	$11M	added+90%	+0.18 pp	3 q
PRUPrudential Financial, Inc.	0.26%	118,775	$11M	added+20%	+0.04 pp	2 q
PGRProgressive Corporation	0.25%	184,881	$11M	trimmed−28%	−0.08 pp	2 q
SCHWThe Charles Schwab Corporation	0.25%	206,733	$11M	trimmed−41%	−0.13 pp	3 q
ASBAssociated Banc-Corp	0.24%	380,593	$10M	new	+0.24 pp	new
AAPLApple Inc.	0.23%	54,500	$10M	new	+0.23 pp	new
BBTTruist Financial Corporation	0.23%	198,869	$10M	trimmed−22%	−0.05 pp	2 q
unresolvedPinnacle Foods Inc DEL	0.23%	149,044	$10M	new	+0.23 pp	new
unresolvedBrookfield Business Partners	0.23%	263,373	$10M	trimmed−7%	+0.01 pp	3 q
INTCIntel Corp	0.22%	191,100	$10M	added×3.3	+0.16 pp	2 q
NTRSNorthern Trust Corp	0.22%	89,969	$9M	trimmed−22%	−0.03 pp	2 q
PXDPioneer Natural Resource Co.	0.22%	50,000	$9M	added+67%	+0.11 pp	2 q
MLMMartin Marietta Materials	0.21%	40,500	$9M	added+21%	+0.06 pp	3 q
EEMiShares MSCI Emerging Markets ETF	0.20%	199,430	$9M	new	+0.20 pp	new
TROWT Rowe Price Group Inc	0.20%	73,951	$9M	trimmed−37%	−0.07 pp	2 q
BENFranklin Templeton, Inc.	0.19%	257,585	$8M	added+54%	+0.07 pp	2 q
TSGIStars Group INC/THE	0.19%	226,000	$8M	new	+0.19 pp	new
TPRTapestry, Inc.	0.19%	170,700	$8M	new	+0.19 pp	new
CVXChevron Corporation	0.18%	60,000	$8M	new	+0.18 pp	new
DISCKDiscovery Inc-c	0.18%	300,000	$8M	added×2.0	+0.12 pp	2 q
HBANHuntington Bancshares Inc	0.18%	526,527	$8M	trimmed−21%	−0.03 pp	2 q
NYCBFlagstar Bank, National Association	0.18%	709,637	$8M	added×2.5	+0.10 pp	2 q
ULTAUlta Beauty, Inc.	0.18%	33,100	$8M	new	+0.18 pp	new
CBOECboe Global Markets, Inc.	0.17%	68,111	$7M	trimmed−11%	−0.01 pp	2 q
METMetLife, Inc.	0.17%	165,422	$7M	added+31%	+0.05 pp	2 q
NRGNRG Energy, Inc.	0.17%	244,000	$7M	new	+0.17 pp	new
XLPState Street Consumer Staples Select Sector SPDR ETF	0.17%	138,310	$7M	new	+0.17 pp	new
AMPAmeriprise Financial, Inc.	0.16%	50,247	$7M	added+19%	+0.03 pp	2 q
DFSDiscover Financial Services	0.16%	99,397	$7M	trimmed−24%	−0.04 pp	2 q
STTState Street Corporation	0.16%	75,041	$7M	added+19%	+0.03 pp	2 q
BLQADBlackrock Inc	0.15%	12,983	$6M	added+60%	+0.06 pp	2 q
unresolvedExpress Scripts Hldg Co	0.15%	85,200	$7M	added×2.8	+0.11 pp	2 q
MTBM&T Bank Corp.	0.15%	38,400	$7M	added+68%	+0.06 pp	2 q
unresolvedAon PLC	0.15%	47,608	$7M	added×3.0	+0.10 pp	2 q
AIYActivision Blizzard Inc	0.14%	80,300	$6M	new	+0.14 pp	new
unresolvedEnvision Healthcare Corp	0.14%	139,700	$6M	new	+0.14 pp	new
EVRGEvergy, Inc.	0.14%	105,069	$6M	new	+0.14 pp	new
FRCBFirst Republic Bk CA	0.14%	63,307	$6M	trimmed−1%	+0.02 pp	2 q
MSCIMSCI, Inc.	0.14%	37,335	$6M	new	+0.14 pp	new
unresolvedAndeavor	0.13%	41,548	$5M	new	+0.13 pp	new
PVHPVH Corp.	0.13%	37,700	$6M	new	+0.13 pp	new
unresolvedPinnacle Entmt Inc New	0.13%	165,000	$6M	added+65%	+0.07 pp	2 q
SOThe Southern Company	0.13%	120,462	$6M	new	+0.13 pp	new
unresolvedTpg Pace Energy Hldgs Corp	0.13%	501,926	$5M	added×2.0	+0.08 pp	2 q
JEFJefferies Financial Group Inc.	0.12%	217,392	$5M	new	+0.12 pp	new
MSFTMicrosoft Corp	0.12%	53,500	$5M	trimmed−69%	−0.21 pp	7 q
PPLPPL Corporation	0.12%	185,713	$5M	new	+0.12 pp	new
PEParsley Energy Inc	0.12%	175,000	$5M	new	+0.12 pp	new
unresolvedSunTrust Banks Inc	0.12%	78,065	$5M	trimmed−16%	−0.01 pp	2 q
UNHUNITEDHEALTH GROUP INCORPORATED (Delaware)	0.12%	20,700	$5M	new	+0.12 pp	new
ZZillow Group, Inc. Class C	0.12%	89,200	$5M	new	+0.12 pp	new
KEYKeyCorp	0.11%	247,703	$5M	added×2.4	+0.07 pp	2 q
PACWPacWest Bancorp	0.11%	97,100	$5M	new	+0.11 pp	new
unresolvedRsp Permian Inc	0.11%	105,200	$5M	new	+0.11 pp	new
SYU1Synovus Financial Corp	0.11%	88,449	$5M	new	+0.11 pp	new
FHNFirst Horizon Corporation	0.10%	250,000	$4M	new	+0.10 pp	new
unresolvedU S G Corp	0.10%	98,000	$4M	new	+0.10 pp	new
NTBThe Bank of N.T. Butterfield & Son Limited	0.10%	95,337	$4M	new	+0.10 pp	new
FGFgl Holdings	0.10%	510,938	$4M	trimmed−85%	−0.61 pp	3 q
EWBCEast-West Bancorp Inc	0.09%	61,196	$4M	added+37%	+0.03 pp	2 q
FITBFifth Third Bancorp	0.09%	136,491	$4M	trimmed−56%	−0.12 pp	2 q
ELThe Estee Lauder Companies Inc. Class A	0.09%	28,200	$4M	added×2.1	+0.05 pp	2 q
QCOMQualcomm Inc	0.09%	70,100	$4M	new	+0.09 pp	new
AMTTd Ameritrade Holding Corp	0.09%	72,522	$4M	new	+0.09 pp	new
TEVATeva Pharmaceutical Industries Limited	0.09%	160,000	$4M	new	+0.09 pp	new
DDominion Energy, Inc	0.08%	50,192	$3M	trimmed−78%	−0.24 pp	2 q
unresolvedIlg Inc	0.08%	101,393	$3M	added×3.7	+0.06 pp	3 q
unresolvedKapstone Paper & Packaging C	0.08%	97,383	$3M	trimmed−72%	−0.17 pp	2 q
NYTNew York Times Co.	0.08%	126,400	$3M	held	—	2 q
WMBWilliams Companies Inc.	0.08%	125,482	$3M	trimmed−81%	−0.27 pp	2 q
ETREntergy Corporation	0.07%	35,000	$3M	new	+0.07 pp	new
unresolvedLasalle Hotel Pptys	0.07%	92,500	$3M	new	+0.07 pp	new
OMFOneMain Holdings, Inc.	0.07%	90,140	$3M	new	+0.07 pp	new
RRCRange Resources Corp	0.07%	175,000	$3M	new	+0.07 pp	new
DAYDayforce, Inc.	0.06%	75,000	$2M	new	+0.06 pp	new
KMIKinder Morgan, Inc.	0.06%	150,578	$3M	new	+0.06 pp	new
NDAQNasdaq, Inc.	0.06%	30,226	$3M	trimmed−41%	−0.03 pp	2 q
AGLESpyre Therapeutics, Inc.	0.05%	206,407	$2M	new	+0.05 pp	new
CRCCalifornia Resources Corporation	0.05%	50,000	$2M	trimmed−90%	−0.13 pp	8 q
SGRYSurgery Partners, Inc.	0.05%	133,411	$2M	trimmed−65%	−0.09 pp	2 q
TIFTiffany & Co.	0.05%	16,800	$2M	new	+0.05 pp	new
GSKYGreenSky, Inc. Class A	0.04%	84,522	$2M	new	+0.04 pp	new
HUCKHuckleberry.ai, Inc. Class B	0.03%	39,533	$1M	new	+0.03 pp	new
LNCLincoln National Corp.	0.02%	16,045	$999,000	trimmed−63%	−0.05 pp	2 q
OPTUOptimum Communications, Inc.	0.01%	20,815	$355,000	new	+0.01 pp	new
TMUST-Mobile US, Inc.	0.01%	9,000	$538,000	new	+0.01 pp	new
unresolvedEastman Kodak Co	0.00%	8,383	$0	held	—	19 q
unresolvedEastman Kodak Co	0.00%	8,383	$0	held	—	19 q
unresolvedFgl Hldgs	0.00%	1,000,000	$0	held	—	3 q
KWKennedy-wilson Holdings, Inc.	—	−5,911,347	—	exited	−2.17 pp	—
LRCXLam Research Corp	—	−283,230	—	exited	−1.21 pp	—
TWXTime Warner Inc	—	−471,472	—	exited	−0.94 pp	—
AMLPAlerian MLP ETF	—	−4,658,900	—	exited	−0.92 pp	—
BAXBaxter International Inc.	—	−668,115	—	exited	−0.92 pp	—
ZAYOZayo Group Holdings, Inc.	—	−1,275,900	—	exited	−0.92 pp	—
TMOThermo Fisher Scientific, Inc.	—	−193,000	—	exited	−0.84 pp	—
99803EURLaboratory Crp Of Amer Hldgs	—	−242,781	—	exited	−0.83 pp	—
TGTTarget Corporation	—	−525,086	—	exited	−0.77 pp	—
unresolvedCigna Corporation	—	−213,700	—	exited	−0.76 pp	—
KREState Street SPDR S&P Regional Banking ETF	—	−550,300	—	exited	−0.70 pp	—
SEDGSolarEdge Technologies, Inc.	—	−585,057	—	exited	−0.65 pp	—
Crown Castle Intl Corpconvertible	—	−25,000	—	exited	−0.59 pp	—
SBACSBA Communications Corp	—	−160,000	—	exited	−0.58 pp	—
INXNInterxion Holding NV	—	−405,000	—	exited	−0.53 pp	—
CNQCanadian Natural Resources Limited	—	−760,000	—	exited	−0.50 pp	—
GMGeneral Motors Company	—	−600,000	—	exited	−0.46 pp	—
unresolvedMonsanto Co	—	−182,089	—	exited	−0.45 pp	—
MSCCMicrosemi Corp	—	−320,045	—	exited	−0.44 pp	—
COTYCoty Inc	—	−1,105,230	—	exited	−0.43 pp	—
MUMicron Technology, Inc.	—	−395,912	—	exited	−0.43 pp	—
HCAHCA Healthcare, Inc.	—	−200,000	—	exited	−0.41 pp	—
HYGiShares iBoxx $ High Yield Corporate Bond ETF	—	−227,500	—	exited	−0.41 pp	—
BIOBio-Rad Laboratories, Inc.Class A	—	−75,000	—	exited	−0.40 pp	—
unresolvedLiberty Interactive Corp	—	−700,000	—	exited	−0.37 pp	—
MOHMolina Healthcare, Inc.	—	−204,762	—	exited	−0.35 pp	—
unresolvedBlue Buffalo Pet Prods Inc	—	−393,000	—	exited	−0.33 pp	—
UHSUniversal Health Services, Inc. Class B	—	−132,100	—	exited	−0.33 pp	—
CHTRCharter Comm Inc Del CL A New	—	−48,000	—	exited	−0.31 pp	—
CTLLumen Technologies, Inc.	—	−850,225	—	exited	−0.29 pp	—
ZBHZimmer Biomet Holdings, Inc.	—	−128,000	—	exited	−0.29 pp	—
AVYAAvaya Holdings Corp.	—	−600,000	—	exited	−0.28 pp	—
NOMDNomad Foods Limited	—	−725,365	—	exited	−0.24 pp	—
CCICrown Castle Inc.	—	−100,000	—	exited	−0.23 pp	—
Sempra Energyconvertible	—	−100,000	—	exited	−0.22 pp	—
RDUSRadius Health Inc	—	−280,000	—	exited	−0.21 pp	—
unresolvedCatalyst Biosciences Inc	—	−363,070	—	exited	−0.20 pp	—
MCKMcKesson Corporation	—	−68,255	—	exited	−0.20 pp	—
EGEverest Group, Ltd.	—	−35,744	—	exited	−0.19 pp	—
ARRYArray Biopharma Inc	—	−526,500	—	exited	−0.18 pp	—
HGVHilton Grand Vacations Inc.	—	−175,000	—	exited	−0.16 pp	—
SUSuncor Energy, Inc.	—	−225,000	—	exited	−0.16 pp	—
LENLennar Corporation Class A	—	−124,111	—	exited	−0.15 pp	—
PAGPPlains GP Holdings, L.P. Class A Units representing Limited Partner Interests	—	−336,249	—	exited	−0.15 pp	—
PYPLPayPal Holdings, Inc.	—	−85,800	—	exited	−0.14 pp	—
IVZInvesco LTD	—	−204,318	—	exited	−0.14 pp	—
PAMPampa Energia S.a.	—	−100,000	—	exited	−0.13 pp	—
unresolvedGreat Plains Energy Inc	—	−175,000	—	exited	−0.12 pp	—
HRTGHeritage Insurance Holdings Inc	—	−371,078	—	exited	−0.12 pp	—
NVDANvidia Corp	—	−24,600	—	exited	−0.12 pp	—
unresolvedFiat Chrysler Automobiles NV s	—	−279,737	—	exited	−0.12 pp	—
EBAYeBay Inc	—	−125,000	—	exited	−0.11 pp	—
unresolvedCsra Inc	—	−115,000	—	exited	−0.10 pp	—
CHDNChurchill Downs Inc	—	−19,270	—	exited	−0.10 pp	—
unresolvedOrbital Atk Inc	—	−36,200	—	exited	−0.10 pp	—
OIHNVanEck Oil Services ETF	—	−204,400	—	exited	−0.10 pp	—
VOYAVoya Financial, Inc.	—	−97,500	—	exited	−0.10 pp	—
MULEMuleSoft, Inc.	—	−100,500	—	exited	−0.09 pp	—
BFAMBright Horizons Family Solutions Inc.	—	−40,000	—	exited	−0.08 pp	—
VISNVistance Networks, Inc.	—	−100,000	—	exited	−0.08 pp	—
PCGPG&E Corporation	—	−90,808	—	exited	−0.08 pp	—
TRCOTribune Media Company Class A	—	−93,175	—	exited	−0.08 pp	—
LNTAlliant Energy Corporation	—	−65,000	—	exited	−0.06 pp	—
KEGKey Energy Services, Inc.	—	−259,917	—	exited	−0.06 pp	—
MTCHMatch Group, Inc	—	−59,400	—	exited	−0.06 pp	—
VVISA Inc.	—	−21,900	—	exited	−0.06 pp	—
XELXcel Energy, Inc.	—	−60,000	—	exited	−0.06 pp	—
unresolvedFranks Intl N V	—	−500,000	—	exited	−0.06 pp	—
DBXDropbox, Inc. Class A	—	−75,000	—	exited	−0.05 pp	—
FTRFrontier Communications Corp.	—	−350,000	—	exited	−0.05 pp	—
PAYCPaycom Software, Inc.	—	−21,600	—	exited	−0.05 pp	—
CYCypress Semiconductor	—	−100,000	—	exited	−0.04 pp	—
unresolvedDell Technologies Inc	—	−29,100	—	exited	−0.04 pp	—
SNAPSnap Inc.	—	−80,000	—	exited	−0.03 pp	—
EEFTEuronet Worldwide Inc	—	−14,400	—	exited	−0.02 pp	—
9M1NMoneygram International Inc	—	−87,290	—	exited	−0.02 pp	—
LIVNLivaNova PLC	—	−11,431	—	exited	−0.02 pp	—
EXFExfo Inc	—	−74,052	—	exited	−0.01 pp	—

Other 13(f) securities

Options 21

Contract	% of notional	Shares	Notional
SPY PUT	45.99%	2,307,800	$626M
SPY CALL	12.46%	625,000	$170M
T CALL	9.44%	4,000,000	$128M
EMB PUT	5.10%	650,000	$69M
SMH PUT	5.00%	663,100	$68M
QQQ PUT	4.89%	387,500	$67M
CVX CALL	4.66%	502,000	$63M
CNQ CALL	2.65%	1,000,000	$36M
T PUT	2.36%	1,000,000	$32M
MRVL CALL	1.58%	1,000,000	$21M
MGM PUT	0.82%	385,000	$11M
TWTR CALL	0.80%	250,000	$11M
NXPI PUT	0.77%	95,600	$10M
LNWO CALL	0.72%	200,000	$10M
Valeant Pharmaceuticals Intl PUT	0.60%	350,000	$8M
MTG CALL	0.55%	700,000	$8M
ETRA CALL	0.48%	107,700	$7M
TEVA PUT	0.45%	250,000	$6M
I CALL	0.39%	319,400	$5M
NYCB CALL	0.16%	200,400	$2M
CYH CALL	0.14%	570,000	$2M

Notes 21

Issue	% of notes	Principal	Value
Servicesource Intl Inc	20.11%	121,085,000	$119M
Rovi Corp	18.79%	116,687,000	$111M
Caesars Holdings Inc	8.90%	30,719,943	$53M
Tesla Inc	6.53%	35,000,000	$39M
Cypress Semiconductor Co	4.94%	22,000,000	$29M
Inseego Corp	4.55%	30,769,000	$27M
Viavi Solutions Inc	4.28%	25,000,000	$25M
Cemex Sab De Cv	4.07%	24,000,000	$24M
Liberty Media Corp	4.02%	45,000,000	$24M
Veeco Instruments Inc	3.67%	24,500,000	$22M
Cemex Sab De Cv	3.23%	19,000,000	$19M
Dish Network Corp	2.96%	18,000,000	$17M
Navistar Intl Corp	2.62%	15,000,000	$15M
Ciena Corp	2.58%	11,500,000	$15M
Knowles Corp	2.27%	12,000,000	$13M
Weatherford Intl Ltd	1.67%	10,000,000	$10M
Kb Home	1.56%	8,500,000	$9M
Integrated Device Tech	0.97%	5,000,000	$6M
Biomarin Pharmaceutical	0.90%	5,000,000	$5M
Redwood Trust Inc	0.84%	5,000,000	$5M
On Semiconductor Corp	0.55%	2,500,000	$3M

Source

Form: 13F-HR
Reading: 0 defects · 23 unresolved
Accession: 0001567619-18-001005
SEC cross-check: SEC data set not published yet

Search