Ariel Investments

Q2 2013 13F · by John Rogers, CIO

As of: Jun 30, 2013
Filed: Aug 13, 2013
US stock: $6.1B
Positions: 148
Options notional: $0
Documents: 1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 100.0%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves

First filing on record. Nothing to compare against.

The book

Diversified · behaves like 55 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Turnover · first filing on record

Low
Moderate
High

Top 5 positions17% of US stock

IPG The Interpublic Group of Companies, Inc. held held3.9%
LAZ Lazard, Inc. held held3.6%
FAF First American Financial Corporation held held3.1%
unresolved Gannett Inc held held3.1%
unresolved Hospira Inc held held3.0%

Positions148 in this filing · 0 exited


IPGThe Interpublic Group of Companies, Inc.	3.94%	16,559,506	$241M	held	—	new
LAZLazard, Inc.	3.62%	6,881,941	$221M	held	—	new
FAFFirst American Financial Corporation	3.12%	8,650,370	$191M	held	—	new
unresolvedGannett Inc	3.08%	7,697,805	$188M	held	—	new
unresolvedHospira Inc	3.01%	4,811,105	$184M	held	—	new
WUThe Western Union Company	2.99%	10,691,853	$183M	held	—	new
JLLJones Lang LaSalle, Inc.	2.78%	1,864,432	$170M	held	—	new
ISCAInternational Speedway Corp	2.75%	5,340,785	$168M	held	—	new
unresolvedJanus Cap Group Inc	2.61%	18,758,651	$160M	held	—	new
unresolvedCity National Corp.	2.47%	2,381,473	$151M	held	—	new
unresolvedKkr & Co L P DEL	2.30%	7,162,095	$141M	held	—	new
unresolvedInternational Game Technology	2.21%	8,098,468	$135M	held	—	new
BIDTribeca Strategic Acquisition Corp. Class A	1.94%	3,128,374	$119M	held	—	new
SNASnap-on Incorporated	1.93%	1,319,511	$118M	held	—	new
unresolvedDevry Ed Group Inc	1.89%	3,720,465	$115M	held	—	new
BIOBio-Rad Laboratories, Inc.Class A	1.86%	1,012,406	$114M	held	—	new
CRLCharles River Laboratories International, Inc.	1.83%	2,734,450	$112M	held	—	new
BRSBristow Group, Inc.	1.78%	1,666,637	$109M	held	—	new
MDPMeredith Corporation	1.77%	2,268,101	$108M	held	—	new
unresolvedMadison Square Garden Co	1.68%	1,735,385	$103M	held	—	new
NWLNewell Brands Inc.	1.67%	3,897,968	$102M	held	—	new
unresolvedDun & Bradstreet Corp/The	1.63%	1,022,768	$100M	held	—	new
MCFContango Oil & Gas Co.	1.62%	2,930,904	$99M	held	—	new
AXEAnixter International Inc	1.57%	1,263,189	$96M	held	—	new
FICOFair Isaac Corporation	1.54%	2,054,724	$94M	held	—	new
CBRECbre Group, Inc.	1.47%	3,853,368	$90M	held	—	new
NTRSNorthern Trust Corp	1.37%	1,445,562	$84M	held	—	new
unresolvedSt Jude Med Inc	1.34%	1,795,866	$82M	held	—	new
AFLAflac Inc.	1.33%	1,400,110	$81M	held	—	new
unresolvedTowers Watson & Co.	1.29%	963,505	$79M	held	—	new
BRCBrady Corporation	1.27%	2,524,252	$78M	held	—	new
LFUSLittelfuse Inc	1.27%	1,043,290	$78M	held	—	new
VIABViacom Inc. Class B	1.26%	1,129,524	$77M	held	—	new
SSDSimpson Manufacturing Co., Inc.	1.23%	2,547,643	$75M	held	—	new
TMOThermo Fisher Scientific, Inc.	1.22%	885,018	$75M	held	—	new
ITWIllinois Tool Works Inc.	1.18%	1,043,667	$72M	held	—	new
IEXIDEX Corporation	1.15%	1,311,384	$71M	held	—	new
SWKStanley Black & Decker, Inc.	1.12%	884,965	$68M	held	—	new
ZBHZimmer Biomet Holdings, Inc.	1.08%	880,911	$66M	held	—	new
unresolvedCBS Corp	1.06%	1,332,246	$65M	held	—	new
MHKMohawk Industries, Inc.	1.06%	576,501	$65M	held	—	new
TILEInterface Inc	1.02%	3,687,415	$63M	held	—	new
SJMThe J.M. Smucker Company	0.99%	587,734	$61M	held	—	new
RCLRoyal Caribbean Group	0.99%	1,818,766	$61M	held	—	new
BXBlackstone Inc.	0.94%	2,717,695	$57M	held	—	new
unresolvedWashington Post Co	0.94%	118,700	$57M	held	—	new
BENFranklin Templeton, Inc.	0.92%	411,786	$56M	held	—	new
JWNNordstrom, Inc.	0.91%	923,543	$55M	held	—	new
unresolvedCoach Inc	0.87%	928,907	$53M	held	—	new
unresolvedMitcham Industries, Inc.	0.77%	2,789,471	$47M	held	—	new
OMCOmnicom Group Inc.	0.75%	725,663	$46M	held	—	new
TISITeam, Inc.	0.69%	1,116,286	$42M	held	—	new
MTSCMTS Systems Corp	0.64%	691,567	$39M	held	—	new
unresolvedSymmetry Medical Inc.	0.55%	4,028,701	$34M	held	—	new
unresolvedApollo Group Inc Class A	0.52%	1,807,377	$32M	held	—	new
BCOThe Brink's Company	0.43%	1,037,556	$26M	held	—	new
CCLCarnival Corporation Ltd.	0.43%	763,537	$26M	held	—	new
TROWT Rowe Price Group Inc	0.41%	340,162	$25M	held	—	new
unresolvedBlount Intl Inc New	0.32%	1,664,395	$20M	held	—	new
TIFTiffany & Co.	0.31%	256,703	$19M	held	—	new
MKCMcCormick & Company, Incorporated Non-VTG CS	0.30%	261,965	$18M	held	—	new
PEWPctel Inc	0.30%	2,175,417	$18M	held	—	new
unresolvedCowen group Inc.	0.27%	5,773,080	$17M	held	—	new
unresolvedErickson Inc.	0.27%	882,551	$17M	held	—	new
unresolvedImation Corp	0.26%	3,694,765	$16M	held	—	new
unresolvedPozen Inc.	0.26%	3,228,236	$16M	held	—	new
unresolvedVical Inc	0.26%	5,134,817	$16M	held	—	new
unresolvedRentech, Inc.	0.25%	7,364,188	$15M	held	—	new
unresolvedXO Group Inc.	0.25%	1,342,079	$15M	held	—	new
unresolvedPendrell Corp.	0.24%	5,686,228	$15M	held	—	new
unresolvedHCC Insurance Holdings, Inc.	0.23%	320,264	$14M	held	—	new
RSTRosetta Stone Inc	0.23%	951,654	$14M	held	—	new
ORBCORBCOMM, Inc.	0.22%	2,963,249	$13M	held	—	new
unresolvedPrivatebancorp Inc	0.21%	604,603	$13M	held	—	new
unresolvedAV Homes, Inc.	0.20%	676,914	$12M	held	—	new
MATWMatthews International Corp	0.20%	326,563	$12M	held	—	new
MIDDMiddleby Corp	0.18%	65,759	$11M	held	—	new
unresolvedRubicon Technology, Inc.	0.18%	1,417,420	$11M	held	—	new
unresolvedSpartan Motors Inc.	0.18%	1,753,441	$11M	held	—	new
BOBEBob Evans Farms, Inc.	0.17%	226,332	$11M	held	—	new
HMNHorace Mann Educators Corporation	0.17%	433,834	$11M	held	—	new
unresolvedFurmanite Corp.	0.16%	1,499,203	$10M	held	—	new
unresolvedHardinge Inc.	0.16%	663,071	$10M	held	—	new
MSFTMicrosoft Corp	0.16%	275,424	$10M	held	—	new
ARCARC Document Solutions, Inc.	0.15%	2,270,507	$9M	held	—	new
unresolvedGaiam, Inc.	0.15%	2,056,903	$9M	held	—	new
MKLMarkel Group Inc.	0.15%	16,893	$9M	held	—	new
unresolvedBallantyne Strong, Inc.	0.14%	2,037,896	$9M	held	—	new
JAKKJakks Pacific Inc	0.14%	775,191	$9M	held	—	new
OESXOrion Energy Systems, Inc.	0.14%	3,472,198	$9M	held	—	new
unresolvedSigma Designs Inc	0.14%	1,694,950	$9M	held	—	new
JNJJohnson & Johnson	0.13%	95,387	$8M	held	—	new
LFCRLifecore Biomedical, Inc.	0.13%	598,499	$8M	held	—	new
ALOTAstroNova, Inc.	0.12%	668,442	$7M	held	—	new
CPIXCumberland Pharmaceuticals Inc	0.12%	1,425,705	$7M	held	—	new
NOVNOV Inc.	0.12%	110,915	$8M	held	—	new
TGTTarget Corporation	0.12%	102,735	$7M	held	—	new
unresolvedWalgreen Co	0.12%	164,450	$7M	held	—	new
unresolvedBolt Technology Corp.	0.11%	378,246	$6M	held	—	new
CALYCallaway Golf Company	0.11%	1,014,120	$7M	held	—	new
CRWSCrown Crafts Inc	0.11%	1,090,135	$7M	held	—	new
LMTLockheed Martin Corp.	0.11%	62,870	$7M	held	—	new
XOMExxon Mobil Corp	0.10%	67,730	$6M	held	—	new
IBMInternational Business Machines Corporation	0.10%	32,552	$6M	held	—	new
PRCPPerceptron Inc	0.10%	769,336	$6M	held	—	new
unresolvedEdgewater Technology Inc.	0.09%	1,275,939	$5M	held	—	new
MSMorgan Stanley	0.09%	216,625	$5M	held	—	new
RLHRed Lions Hotel Corporation	0.09%	888,564	$5M	held	—	new
unresolvedVersar Inc.	0.09%	1,268,190	$6M	held	—	new
AETIStabilis Solutions, Inc.	0.08%	678,268	$5M	held	—	new
GSGoldman Sachs Group Inc.	0.08%	32,395	$5M	held	—	new
CHKChesapeake Energy Corp	0.07%	214,480	$4M	held	—	new
JPMJPMorgan Chase & Co.	0.07%	84,236	$4M	held	—	new
unresolvedMarket Leader, Inc.	0.07%	386,995	$4M	held	—	new
BAXBaxter International Inc.	0.06%	49,271	$3M	held	—	new
unresolvedDover Motorsports, Inc.	0.06%	1,755,470	$4M	held	—	new
BNYBank of New York Mellon Corporation	0.05%	113,125	$3M	held	—	new
CSPICSP Inc.	0.05%	369,236	$3M	held	—	new
unresolvedRyanair Holdings PLC ADR	0.05%	58,396	$3M	held	—	new
TNAVTelenav Inc.	0.05%	591,769	$3M	held	—	new
unresolvedDirectv	0.04%	43,285	$3M	held	—	new
VEAVanguard FTSE Developed Markets ETF	0.04%	71,153	$3M	held	—	new
CVUCPI Aerostructures, Inc.	0.03%	189,292	$2M	held	—	new
CHLChina Mobile Limited	0.03%	33,993	$2M	held	—	new
unresolvedGlaxosmithkline PLC	0.03%	39,366	$2M	held	—	new
BIDUBaidu, Inc.	0.02%	11,432	$1M	held	—	new
unresolvedHarman Intl Inds Inc	0.02%	23,591	$1M	held	—	new
VGKVanguard FTSE Europe ETF	0.02%	29,509	$1M	held	—	new
ACTGAcacia Research Corporation	0.01%	14,055	$314,000	held	—	new
EBSEmergent Biosolutions, Inc.	0.01%	27,500	$397,000	held	—	new
GNTXGentex Corp	0.01%	17,720	$408,000	held	—	new
GILDGilead Sciences Inc	0.01%	12,056	$618,000	held	—	new
GIFIGulf Island Fabrication Inc	0.01%	21,600	$414,000	held	—	new
unresolvedMb Financial Inc New	0.01%	25,000	$670,000	held	—	new
unresolvedMulti-Fineline Electronix, Inc.	0.01%	22,200	$329,000	held	—	new
NOKNokia Corporation	0.01%	98,566	$369,000	held	—	new
DGXQuest Diagnostics Inc.	0.01%	7,445	$451,000	held	—	new
SLBSLB Limited	0.01%	6,743	$483,000	held	—	new
unresolvedTibco Software Inc	0.01%	28,231	$604,000	held	—	new
TKCTurkcell Iletisim Hizmetleri A.s.	0.01%	23,686	$340,000	held	—	new
NVDANvidia Corp	0.00%	17,890	$251,000	held	—	new
unresolvedQlogic Corp	0.00%	27,938	$267,000	held	—	new
RDS.ARoyal Dutch Shell PLC	0.00%	3,573	$228,000	held	—	new
unresolvedTellabs, Inc.	0.00%	130,318	$257,000	held	—	new
unresolvedTessera Technologies, Inc.	0.00%	12,800	$266,000	held	—	new
TMToyota Motor Corporation	0.00%	2,430	$293,000	held	—	new
VPLVanguard FTSE Pacific ETF	0.00%	3,736	$209,000	held	—	new
unresolvedAvago Technologies Ltd	0.00%	6,859	$256,000	held	—	new