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ARK Invest

Q3 2019 13F · by Cathie Wood, CIO

As of
Sep 30, 2019
Filed
Nov 12, 2019
US stock
$4.6B · prev $4.0B
Positions
224 · prev 229
Options notional
$0
Documents
1· no amendments

Picture69.7% US stock

Partial picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 69.7%
  • Foreign stock not listed in the US 30.4%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves260 since the prior filing

The book

Focused · behaves like 36 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 55% a year, about 1.8 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions25% of US stock

  1. TSLA Tesla, Inc. added−0.39 pp added−0.396.2%
  2. FTCFF Fms Enterprises Migun Ltd added+4.84 pp added+4.844.8%
  3. XYZ Block, Inc. added+0.05 pp added+0.054.6%
  4. ILMN Illumina Inc added−0.37 pp added−0.374.6%
  5. FATLF Fattal Hldgs 1998 Ltd new+4.28 pp new+4.284.3%

Positions224 in this filing · 43 exited

TSLATesla, Inc.6.16%1,172,610$282Madded+1%−0.39 pp12 q
FTCFFFms Enterprises Migun Ltd4.84%16,259$222Madded+4.84 pp3 q
XYZBlock, Inc.4.63%3,424,085$212Madded+37%+0.05 pp12 q
ILMNIllumina Inc4.62%695,310$212Madded+29%−0.37 pp12 q
FATLFFattal Hldgs 1998 Ltd4.28%3,722$196Mnew+4.28 ppnew
unresolvedOne Software Technologies Ltd4.11%7,734$188Mnew+4.11 ppnew
BTSEFBet Shemesh Engines Hldgs4.05%14,616$186Mtrimmed−26%+4.04 pp2 q
RMTHFMatrix It Ltd3.81%29,508$175Mnew+3.81 ppnew
SSYSStratasys Inc (ISRAEL)3.63%7,804,069$166Madded+1%−2.08 pp12 q
PTNRFPartner Communs Co Ord3.56%96,284$163Mnew+3.56 ppnew
DANEDanel (Adir Yeoshua) Ltd3.53%6,836$162Mtrimmed−22%+3.52 pp8 q
NVTAInvitae Corporation3.30%7,841,196$151Mtrimmed−17%−2.28 pp12 q
CRSPCRISPR Therapeutics AG2.49%2,782,140$114Madded+2%−0.74 pp10 q
NTLAIntellia Therapeutics, Inc2.47%8,470,576$113Madded+3%−0.93 pp12 q
EDITEditas Medicine, Inc.2.45%4,932,398$112Madded+2%−0.57 pp11 q
NVDANvidia Corp2.02%530,506$92Mtrimmed−50%−2.41 pp12 q
unresolved2U Inc1.80%5,071,776$83Madded×3.6+0.47 pp12 q
SPLKSplunk Inc1.72%667,462$79Madded+32%+0.11 pp12 q
XLNXXilinx Inc1.70%810,328$78Madded+72%+0.30 pp12 q
NSTGQNanoString Technologies, Inc.1.58%3,352,169$72Mtrimmed−5%−1.12 pp12 q
PRLBProto Labs, Inc.1.52%680,038$69Madded+44%+0.14 pp12 q
ZZillow Group, Inc. Class C1.52%2,336,106$70Madded+50%−0.30 pp6 q
TREELendingTree, Inc.1.50%221,461$69Madded×2.2+0.45 pp12 q
TDOCTeladoc Health, Inc.1.42%960,086$65Mtrimmed−2%−0.22 pp9 q
TWTRTwitter, Inc.1.35%1,496,236$62Mtrimmed−54%−1.49 pp12 q
VCYTVeracyte, Inc.1.35%2,582,798$62Mtrimmed−15%−0.83 pp12 q
CRMSalesforce, Inc.1.29%399,685$59Mtrimmed−3%−0.29 pp12 q
TERTeradyne, Inc.1.21%955,696$55Mtrimmed−28%−0.40 pp12 q
HAPNHappen, Inc.1.17%4,084,440$53Mtrimmed−1%−7.37 pp12 q
MTLSMaterialise NV1.14%2,819,385$52Madded+1%−0.23 pp12 q
TCEHYTencent Hldgs UNSP/1.08%1,188,011$49Mtrimmed−33%−0.94 pp9 q
CERSCerus Corp0.98%8,683,170$45Madded+2%−0.22 pp12 q
SYRSSyros Pharmaceuticals Inc0.87%3,834,728$40Madded+1%−0.01 pp12 q
NFLXNetFlix Inc0.82%141,083$38Madded+20%−0.27 pp12 q
CGENCompugen Ltd0.80%8,691,317$37Madded+2%−0.02 pp12 q
9991429DAptiv Irish Holdings Ltd0.75%395,575$35Madded×5.2+0.60 pp8 q
ADSKAutodesk Inc0.65%201,258$30Madded×6.1+0.52 pp12 q
EBEventbrite, Inc. Class A0.64%1,660,664$29Madded+1%−0.03 pp4 q
ROKURoku, Inc. Class A0.64%289,270$29Madded×3.7+0.46 pp2 q
MCRBSeres Therapeutics, Inc.0.62%7,074,965$28Madded+1%+0.05 pp12 q
TTDThe Trade Desk, Inc.0.59%143,485$27Mnew+0.59 ppnew
BABAAlibaba Group Holding Limited0.49%133,930$22Mtrimmed−12%−0.16 pp12 q
MELIMercado Libre, Inc0.46%37,911$21Madded×2.6+0.23 pp12 q
XONEExone CO/THE0.44%2,301,775$20Mtrimmed−0%−0.10 pp12 q
AAPLApple Inc.0.40%82,169$18Mtrimmed−8%−0.05 pp11 q
CLDRCloudera, Inc.0.40%2,079,484$18Mtrimmed−18%+0.06 pp3 q
AMZNAmazon.Com Inc0.37%9,658$17Mtrimmed−14%−0.16 pp12 q
BMYBristol-Myers Squibb Co.0.35%320,712$16Mtrimmed−9%−0.05 pp3 q
GBTCGrayscale Bitcoin Trust ETF0.33%1,424,177$15Mtrimmed−16%−0.32 pp4 q
IOVAIovance Biotherapeutics, Inc.0.32%814,796$15Madded+1%−0.18 pp7 q
PDDPDD Holdings Inc.0.32%455,251$15Mtrimmed−32%−0.03 pp4 q
BIDUBaidu, Inc.0.30%134,268$14Mtrimmed−79%−1.57 pp12 q
ARCTArcturus Therapeutics Holdings Inc.0.29%1,274,413$13Madded+27%+0.05 pp2 q
CLLSCellectis S.A.0.28%1,239,863$13Madded+12%−0.15 pp11 q
IONSIonis Pharmaceuticals, Inc.0.26%196,669$12Madded+25%0.00 pp12 q
REGNRegeneron Pharmaceuticals Inc0.24%40,073$11Madded+40%+0.01 pp12 q
AVAVAeroVironment, Inc.0.21%179,242$10Mtrimmed−1%−0.05 pp12 q
INCYIncyte Genomics Inc0.20%124,229$9Mtrimmed−5%−0.08 pp12 q
CDXSCodexis, Inc.0.19%630,461$9Madded+87%+0.03 pp4 q
unresolvedInovio Pharmaceuticals Inc0.19%4,222,690$9Madded+7%−0.10 pp12 q
PYPLPayPal Holdings, Inc.0.17%73,347$8Mtrimmed−52%−0.27 pp12 q
CDNACareDx, Inc.0.16%317,300$7Madded×2.5+0.04 pp2 q
TWLOTwilio Inc.0.16%66,094$7Madded+11%−0.04 pp4 q
unresolvedGrubhub Inc0.15%121,224$7Mtrimmed−5%−0.10 pp5 q
ADBEAdobe Inc.0.14%23,644$7Mtrimmed−14%−0.06 pp12 q
AMDAdvanced Micro Devices0.13%209,772$6Mtrimmed−1%−0.03 pp5 q
HUBSHubspot, Inc.0.13%39,386$6Mtrimmed−14%−0.07 pp12 q
5RTRubius Therapeutics Inc0.13%730,890$6Madded+5%−0.15 pp5 q
TWSTTwist Bioscience Corporation0.13%245,627$6Madded+15%−0.03 pp2 q
NTNXNutanix, Inc. Class A0.12%209,512$6Mtrimmed−85%−0.80 pp3 q
CBMGCellular Biomedicine Group, Inc.0.11%349,625$5Madded+11%−0.02 pp3 q
FATEFate Therapeutics, Inc.0.11%339,039$5Madded+53%0.00 pp2 q
unresolvedOrganovo Hldgs Inc0.11%18,948,922$5Mtrimmed−10%−0.17 pp12 q
SHOPShopify Inc. Class A subordinate voting shares0.11%16,458$5Mtrimmed−21%−0.05 pp10 q
SPOTSpotify Technology S.A.0.11%46,174$5Mtrimmed−91%−1.72 pp6 q
GHGuardant Health, Inc.0.10%74,203$5Madded0%−0.06 pp2 q
PSNLPersonalis, Inc.0.10%299,464$4Madded+51%−0.04 pp2 q
SNAPSnap Inc.0.10%276,683$4Mnew+0.10 ppnew
TRMBTrimble Inc.0.10%119,467$5Mtrimmed−16%−0.06 pp12 q
unresolvedAtlassian Corp Plc0.10%36,474$5Mtrimmed−14%−0.04 pp4 q
JDJD.com, Inc.0.09%150,755$4Madded+2%−0.02 pp9 q
PACBPacific Biosciences of California, Inc.0.09%756,797$4Madded+0.09 pp2 q
unresolvedBluebird Bio Inc0.08%40,200$4Mtrimmed−63%−0.27 pp12 q
AKXAnsys Inc0.07%15,433$3Mtrimmed−10%−0.02 pp12 q
CSTLCastle Biosciences, Inc.0.07%166,087$3Mnew+0.07 ppnew
CGNXCognex Corp0.07%69,601$3Mtrimmed−3%−0.02 pp8 q
PINSPinterest, Inc. Class A0.07%123,219$3Mnew+0.07 ppnew
TSMTaiwan Semiconductor Manufacturing Company Ltd.0.07%73,213$3Mtrimmed−2%0.00 pp7 q
WDAYWorkday, Inc. Class A0.06%15,131$3Madded×164.5+0.06 pp8 q
ESLTElbit Systems Ltd0.06%17,502$3Mtrimmed−9%−0.01 pp12 q
GWREGuidewire Software, Inc.0.05%21,911$2Madded+22%0.00 pp8 q
INTUIntuit Inc0.05%8,549$2Madded+3%0.00 pp10 q
ISRGIntuitive Surgical Inc.0.05%4,616$2Mtrimmed−15%−0.02 pp6 q
KMTUYKomatsu Ltd S/0.05%95,562$2Mnew+0.05 ppnew
KTOSKratos Defense & Security Solutions, Inc.0.05%127,246$2Mtrimmed−7%−0.03 pp5 q
RKUNYRakuten Group Inc S/0.05%222,127$2Mtrimmed−1%−0.02 pp7 q
4AMNikon Slm Solutions AG0.05%174,371$2Mtrimmed−29%−0.04 pp9 q
MPNGFMeituan Dianping Ord Cl B0.05%214,400$2Mnew+0.05 ppnew
RNSHFRenishaw PLC0.05%46,479$2Mnew+0.05 ppnew
unresolvedStraumann Holding AG0.05%2,545$2Mtrimmed−18%−0.02 pp2 q
LNNFFLine Corp0.05%80,154$2Madded+6%0.00 pp3 q
RKUNFRakuten Group Inc0.05%233,205$2Madded+6%−0.02 pp8 q
NXPINXP Semiconductors N.V.0.05%19,585$2Mtrimmed−7%0.00 pp5 q
TITMFTitomic Ltd0.05%1,471,255$2Mnew+0.05 ppnew
GOOGAlphabet Inc. Class C0.04%1,479$2Mtrimmed−7%0.00 pp12 q
DEDeere & Company0.04%10,426$2Mtrimmed−18%−0.01 pp9 q
FLIRFLIR Systems, Inc. (DE)0.04%31,790$2Mnew+0.04 ppnew
HPQHP Inc.0.04%101,047$2Mtrimmed−20%−0.03 pp12 q
ICEIntercontinental Exchange Inc.0.04%21,364$2Madded+38%+0.01 pp7 q
unresolvedPluristem Therapeutics Inc0.04%539,417$2Mtrimmed−90%−0.77 pp2 q
DDD3D Systems Corporation0.04%246,937$2Madded+9%−0.01 pp12 q
FRIIFFrance Mgi Digital Graph0.04%37,489$2Madded+0.04 pp7 q
SBHGFSbi Holdings Inc Ord0.04%89,800$2Madded+5%−0.01 pp8 q
GMGeneral Motors Company0.03%42,329$2Mtrimmed−7%−0.01 pp11 q
HDBHDFC Bank Limited0.03%27,516$2Madded+76%0.00 pp8 q
IBKRInteractive Brokers Group, Inc. Class A0.03%28,010$2Madded+4%−0.01 pp8 q
IRDMIridium Communications Inc.0.03%68,199$1Mnew+0.03 ppnew
MSFTMicrosoft Corp0.03%8,505$1Mtrimmed−16%0.00 pp12 q
TRUTransUnion0.03%14,811$1Madded+4%0.00 pp8 q
WRCDFWirecard AG Ord0.03%8,874$1Madded+6%−0.01 pp3 q
ADYYFAdyen NV Ord0.03%2,212$1Madded+29%0.00 pp3 q
ZZHGFZhongan Online P&C Ord0.03%489,100$1Madded+6%0.00 pp3 q
ALTRAltair Engineering Inc. Class A0.02%28,093$973,000trimmed−7%−0.01 pp2 q
ABTUGBXAquabounty Technologies0.02%374,541$936,000added+3%−0.01 pp7 q
CFMSConformis, Inc.0.02%369,660$688,000trimmed−16%−0.03 pp2 q
METAMeta Platforms, Inc. Class A0.02%5,285$941,000trimmed−97%−0.77 pp2 q
SPAXXFidelity Govt Mmkt0.02%1,037,841$1Mnew+0.02 ppnew
XONPrecigen, Inc.0.02%180,084$1Mnew+0.02 ppnew
NDAQNasdaq, Inc.0.02%9,987$992,000added+4%0.00 pp8 q
PTCPtc, Inc0.02%13,315$908,000added+3%−0.01 pp12 q
SCHWThe Charles Schwab Corporation0.02%20,922$875,000added+4%0.00 pp8 q
VRSKVerisk Analytics, Inc.0.02%6,754$1Mtrimmed−33%−0.02 pp8 q
DSYDassault Systems0.02%7,621$1Mnew+0.02 ppnew
FANDFFirstrand Ltd0.02%194,813$847,000added+5%0.00 pp8 q
AJRDAerojet Rocketdyne Holdings, Inc.0.01%8,077$408,000trimmed−33%0.00 pp2 q
ALGNAlign Technology Inc0.01%1,739$315,000trimmed−85%−0.07 pp12 q
AMEAmetek, Inc.0.01%5,476$503,000trimmed−7%0.00 pp12 q
ARNCHowmet Aerospace Inc.0.01%14,374$374,000trimmed−25%0.00 pp12 q
unresolvedBellicum Pharmaceuticals Inc0.01%384,427$404,000trimmed−70%−0.05 pp6 q
FAROFaro Technologies Inc0.01%10,013$484,000added+10%0.00 pp12 q
unresolvedGeneral Electric Co0.01%36,456$326,000trimmed−13%0.00 pp12 q
KALUKaiser Aluminum Corporation0.01%3,811$377,000added+6%0.00 pp2 q
LECOLincoln Electric Holdings Inc0.01%4,323$375,000new+0.01 ppnew
2051428DOmr Art Smgarp Eu Eq PEN-20.01%15,678$563,000trimmed−4%0.00 pp4 q
MOG.AMoog Inc.0.01%3,895$316,000trimmed−53%−0.01 pp7 q
NNDMNano Dimension Ltd.0.01%741,741$298,000trimmed−7%0.00 pp12 q
NICENICE Ltd0.01%3,117$448,000trimmed−14%0.00 pp8 q
NUVANuVasive, Inc.0.01%6,301$399,000trimmed−12%0.00 pp4 q
RDHLRedhill Biopharma Ltd.0.01%55,886$393,000trimmed−7%0.00 pp8 q
SEDGSolarEdge Technologies, Inc.0.01%7,414$621,000trimmed−36%−0.01 pp8 q
SYKStryker Corporation0.01%1,741$377,000trimmed−18%0.00 pp7 q
TEVATeva Pharmaceutical Industries Limited0.01%56,698$390,000added+65%0.00 pp8 q
TMOThermo Fisher Scientific, Inc.0.01%897$261,000held—2 q
UCTTUltra Clean Holdings, Inc.0.01%26,094$382,000trimmed−15%0.00 pp12 q
UPSUnited Parcel Service, Inc. Class B0.01%3,526$422,000added+5%0.00 pp12 q
unresolvedWirecard AG - ADR0.01%3,389$271,000trimmed−5%0.00 pp8 q
BDTBertrandt AG0.01%5,280$402,000new+0.01 ppnew
SMAWFSiemens AG Ord0.01%3,241$350,000added+0.01 pp9 q
MDTMedtronic plc0.01%3,616$393,000trimmed−20%0.00 pp5 q
SPNNSapiens International Corp0.01%28,706$564,000trimmed−14%0.00 pp5 q
OERLFOc Oerlikon Corp Akt Shs0.01%33,320$334,000added+14%0.00 pp2 q
ALLTAllot Ltd.0.01%60,192$485,000trimmed−2%0.00 pp2 q
AUDCAudioCodes Ltd0.01%28,466$538,000trimmed−7%0.00 pp8 q
BZQIFBezeq Israel Telecom0.01%652,021$411,000trimmed−2%0.00 pp8 q
BRSYFBrainsway Ltd Ord0.01%90,614$453,000new+0.01 ppnew
CAMTCamtek Ltd0.01%53,861$505,000added+10%0.00 pp8 q
CELJFCellcom Israel Ltd Ord0.01%141,782$394,000added+29%0.00 pp8 q
CRNTCeragon Networks Ltd0.01%160,406$431,000added+22%0.00 pp8 q
CHKPCheck Point Software Technologies Ltd0.01%3,971$435,000trimmed−4%0.00 pp8 q
CYBRCyberark Software LTD/ISRAEL0.01%3,283$328,000trimmed−22%0.00 pp8 q
unresolvedEvogene Ltd - ADR0.01%209,248$331,000added+3%0.00 pp12 q
FOMXFoamix Pharmaceuticals Ltd0.01%196,160$596,000added+34%0.00 pp8 q
unresolvedGalmed Pharmaceuticals Ltd0.01%72,595$347,000added+19%0.00 pp5 q
FVRRFiverr International Ltd.0.01%19,210$359,000new+0.01 ppnew
MLNXMellanox Technologies Ltd0.01%4,134$453,000added0%0.00 pp12 q
GILTGilat Satellite Networks Ltd0.01%53,196$446,000trimmed−2%0.00 pp8 q
HLTEFHilan Tech Ltd0.01%12,867$493,000new+0.01 ppnew
unresolvedIntercure Ltd0.01%231,749$290,000added+32%0.00 pp3 q
ITRNIturan Location and Control Ltd.0.01%15,194$377,000added+13%0.00 pp8 q
KMDAKamada Ltd0.01%77,573$398,000trimmed−5%0.00 pp8 q
unresolvedMediWound Ltd0.01%130,468$417,000added+36%0.00 pp2 q
NVMINova Ltd.0.01%17,617$560,000added+2%0.00 pp8 q
RDWRRadware Ltd.0.01%18,881$458,000trimmed−0%0.00 pp8 q
SILCSilicom Ltd0.01%15,244$482,000added+20%0.00 pp8 q
TAROTaro Pharmaceutical Indus0.01%5,563$420,000added+16%0.00 pp8 q
TSEMTower Semiconductor Ltd0.01%27,850$536,000added+4%0.00 pp8 q
URGNUroGen Pharma Ltd.0.01%14,235$339,000added+5%0.00 pp8 q
WIXWIX.com Ltd.0.01%3,259$380,000trimmed−19%0.00 pp8 q
unresolvedHexagon AB0.01%9,669$497,000added+5%0.00 pp9 q
ATIATI Inc.0.00%1,932$39,000trimmed−3%0.00 pp12 q
CRSCarpenter Technology Corp0.00%1,039$54,000added+2%0.00 pp12 q
DOCUDocuSign, Inc.0.00%585$36,000new0.00 ppnew
DDDuPont de Nemours, Inc.0.00%661$47,000added+57%0.00 pp2 q
EMNEastman Chemical Company0.00%600$44,000trimmed−3%0.00 pp12 q
KODKEastman Kodak Company0.00%20,180$53,000trimmed−3%0.00 pp12 q
FTEXXFidelity Muni Mmkt0.00%1,544$2,000new0.00 ppnew
FDRXXFidelity Govt Cash Reserv0.00%3,675$4,000new0.00 ppnew
FRGXXFidelity Inv Mmkt Govt-inst0.00%0$0new0.00 ppnew
FZDXXFidelity Money Market-prem0.00%204$0new0.00 ppnew
FPLSF5N Plus Inc0.00%23,087$41,000new0.00 ppnew
HXLHexcel Corporation0.00%594$49,000trimmed−22%0.00 pp9 q
MSCIMSCI, Inc.0.00%145$32,000trimmed−76%0.00 pp8 q
MDSOMedidata Solutions, Inc.0.00%211$19,000trimmed−97%−0.02 pp12 q
POLAvient Corporation0.00%1,556$51,000trimmed−10%0.00 pp12 q
SFTBYSoftbank Grp UNSP/0.00%1,988$39,000trimmed−76%0.00 pp9 q
MMM3M Company0.00%274$45,000new0.00 ppnew
VVISA Inc.0.00%223$38,000held—8 q
XRXXerox Holdings Corporation0.00%1,343$40,000new0.00 ppnew
ZSZscaler, Inc.0.00%0$0new0.00 ppnew
BAYZFBayer A G Ord0.00%390$28,000new0.00 ppnew
EVKIFEvonik Industries AG0.00%1,576$39,000new0.00 ppnew
HENOFHenkel AG & Co Kgaa0.00%486$51,000trimmed−51%0.00 pp2 q
SGLFFSgl Group Ord0.00%6,991$36,000new0.00 ppnew
ARKAFArkema Ord0.00%521$49,000new0.00 ppnew
FANUFFanuc Corporation0.00%220$41,000held—7 q
unresolvedGMO internet Inc0.00%2,700$46,000new0.00 ppnew
NTDOFNintendo Co Ltd Ord0.00%171$64,000held—9 q
unresolvedSoftBank Group Corp0.00%1,110$44,000held—9 q
TRYIFToray Indus Inc Ord0.00%7,096$52,000trimmed−1%0.00 pp9 q
unresolvedIntec Pharma Ltd0.00%144,414$105,000added+87%−0.01 pp5 q
DSMKoninklijke Dsm NV0.00%373$45,000new0.00 ppnew
ASXFFAsx Ltd Ord0.00%1,579$94,000held—8 q
XROLFXero Ltd Ord0.00%3,465$146,000held—8 q
SDVKFSandvik AB0.00%2,959$45,000new0.00 ppnew
JMIAJumia Technologies AG—−272,881—exited−0.18 pp—
3690Yrglm Inc—−201,600—exited−0.08 pp—
unresolvedRenishaw PLC—−42,556—exited−0.06 pp—
unresolvedHilan Ltd—−17,566—exited−0.04 pp—
DASTYDassault Systemes SA—−8,172—exited−0.03 pp—
BWAYBrainsway Ltd.—−82,313—exited−0.02 pp—
MTRXMatrix Service Co—−35,995—exited−0.02 pp—
ARCSArcis Resources Corp—−116,127—exited−0.01 pp—
unresolvedBertrandt AG—−4,666—exited−0.01 pp—
PTNRPartner Communications—−112,426—exited−0.01 pp—
unresolvedSiemens Ag-reg—−3,208—exited−0.01 pp—
unresolvedArrk Corp—−396,233—exited−0.01 pp—
RDCMRadcom Ltd.—−59,552—exited−0.01 pp—
BAYNBay National Corp—−390—exited0.00 pp—
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.—−445—exited0.00 pp—
CELGCelgene Corp—−0—exited0.00 pp—
CTVACorteva, Inc.—−421—exited0.00 pp—
MBGYYMercedes-benz Unsp /—−0—exited0.00 pp—
EVKGEver-glory Intl Group Inc—−1,621—exited0.00 pp—
FISVFiserv, Inc.—−1,078—exited0.00 pp—
HDP1Hortonworks Inc—−0—exited0.00 pp—
IFNNYInfineon Techs AG S/—−0—exited0.00 pp—
KLACKLA Corporation—−0—exited0.00 pp—
unresolvedLoxo Oncology Inc—−0—exited0.00 pp—
OPRAOpera Limited—−7,342—exited0.00 pp—
unresolvedProdways Group SA—−0—exited0.00 pp—
RHTRed Hat Inc—−0—exited0.00 pp—
RDFNRedfin Corporation—−0—exited0.00 pp—
unresolvedArkema SA—−960—exited0.00 pp—
SSLSandstorm Gold Ltd—−2,813—exited0.00 pp—
SRPTSarepta Therapeutics,, Inc.—−0—exited0.00 pp—
ONCESpark Therapeutics, Inc.—−0—exited0.00 pp—
unresolvedSgl Carbon SE—−5,553—exited0.00 pp—
WABWabtec Inc.—−0—exited0.00 pp—
XRXXerox Holdings Corporation—−1,489—exited0.00 pp—
ZUOZuora, Inc.—−0—exited0.00 pp—
HELKFHenkel Kgaa And Co Ord—−237—exited0.00 pp—
99952EURLinde PLC/OLD—−0—exited0.00 pp—
GMOYFGmo Internet Inc Ord—−2,700—exited0.00 pp—
unresolvedAttunity Ltd—−0—exited0.00 pp—
ORBKOrbotech Ltd—−0—exited0.00 pp—
unresolvedPointer Telocation Ltd—−0—exited0.00 pp—
SCIXFSuny Cellular Com Ltd Ord—−0—exited0.00 pp—

Source

Form
13F-HR
Reading
56 defects · 20 unresolved
Accession
0001104659-19-062387
Options
none in this filing
Notes
none in this filing
SEC cross-check
SEC data set not published yet
  • A security outside the official 13F list — CUSIP 316048107 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 316067107 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 31607A703 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 31617H102 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 31617H805 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 33833X101 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 389637109 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 500458401 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 63008G203 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 75102W108 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 83404D109 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 88032Q109 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP 97654L108 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP D0712D163 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP D1014N107 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP D22359133 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP D2R90Y117 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP D3207M110 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP D6949M108 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP D69671218 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP D6T690109 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP F0392W125 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP F2457H472 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP F4090S113 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP G59669104 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP G75006117 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP H59187106 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP H8300N119 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP J13440102 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP J1727L103 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP J38932109 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP J51699106 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP J64264104 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP J6991H100 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP J75963108 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP J89494116 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M20119109 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M2012Q100 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M2043H103 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M27013107 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M4148G105 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M42619102 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M5299H123 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M549GJ103 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M6859E153 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M78465107 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP M9866H102 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP N3501V104 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP N5017D122 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP Q0604U105 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP Q90630114 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP Q98665104 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP S5202Z131 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP W40063104 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP W74857165 not on the Official 13(f) List for 2019-09-30
  • A security outside the official 13F list — CUSIP Y989DF109 not on the Official 13(f) List for 2019-09-30