ARK Invest

Q3 2020 13F · by Cathie Wood, CIO

As of: Sep 30, 2020
Filed: Oct 30, 2020
US stock: $16.9B · prev $9.3B
Positions: 223 · prev 213
Options notional: $0
Documents: 1· no amendments

Picture96.9% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 96.9%
Foreign stock not listed in the US 3.1%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves238 since the prior filing

+8.1 pp in · −8.1 pp out

New 28 +5.17 pp
Added 144 +2.96 pp
Trimmed 48 −4.25 pp
Exited 18 −3.82 pp

The book

Focused · behaves like 34 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 20% a year, about 5.1 years per position

Low
Moderate
High

Top 5 positions30% of US stock

TSLA Tesla, Inc. trimmed+0.46 pp trimmed+0.468.7%
NVTA Invitae Corporation added−0.62 pp added−0.627.1%
XYZ Block, Inc. trimmed−1.19 pp trimmed−1.195.6%
ROKU Roku, Inc. Class A added+0.27 pp added+0.274.4%
CRSP CRISPR Therapeutics AG added−0.92 pp added−0.924.2%

Positions223 in this filing · 18 exited


TSLATesla, Inc.	8.73%	3,430,778	$1.5B	trimmed−4%	+0.46 pp	16 q
NVTAInvitae Corporation	7.14%	27,754,739	$1.2B	added+17%	−0.62 pp	16 q
XYZBlock, Inc.	5.62%	5,829,902	$948M	trimmed−3%	−1.19 pp	16 q
ROKURoku, Inc. Class A	4.43%	3,954,611	$747M	added+19%	+0.27 pp	6 q
CRSPCRISPR Therapeutics AG	4.20%	8,457,320	$707M	added+30%	−0.92 pp	14 q
ZZillow Group, Inc. Class C	2.95%	4,901,109	$498M	new	+2.95 pp	new
unresolved2U Inc	2.66%	13,238,782	$448M	added+38%	−1.27 pp	16 q
TDOCTeladoc Health, Inc.	2.62%	2,012,786	$441M	added×15.2	+2.35 pp	13 q
TREELendingTree, Inc.	2.45%	1,347,905	$414M	added+43%	−0.48 pp	16 q
PRLBProto Labs, Inc.	2.38%	3,094,035	$401M	added+40%	−0.30 pp	16 q
PEverpure, Inc.	2.34%	25,593,384	$394M	added×2.3	+0.27 pp	3 q
WORKSlack Technologies, Inc.	2.24%	14,044,461	$377M	added×3.0	+0.66 pp	2 q
MCRBSeres Therapeutics, Inc.	2.06%	12,293,033	$348M	trimmed−1%	+1.42 pp	16 q
ILMNIllumina Inc	1.79%	978,663	$302M	added+5%	−1.91 pp	16 q
EDITEditas Medicine, Inc.	1.78%	10,670,424	$299M	added+41%	−0.62 pp	15 q
PDPagerDuty, Inc.	1.71%	10,620,814	$288M	added×2.0	+0.11 pp	3 q
CGENCompugen Ltd	1.70%	17,672,228	$287M	added+25%	−0.58 pp	16 q
SPOTSpotify Technology S.A.	1.62%	1,124,066	$273M	added×2.8	+0.49 pp	10 q
IOVAIovance Biotherapeutics, Inc.	1.54%	7,903,308	$260M	added+87%	+0.29 pp	11 q
PINSPinterest, Inc. Class A	1.49%	6,040,263	$251M	trimmed−20%	−0.31 pp	5 q
SPLKSplunk Inc	1.42%	1,271,655	$239M	added+30%	−0.68 pp	16 q
TWSTTwist Bioscience Corporation	1.42%	3,160,478	$240M	added+92%	+0.62 pp	6 q
MTLSMaterialise NV	1.38%	6,319,679	$233M	added+33%	+0.22 pp	16 q
VCYTVeracyte, Inc.	1.35%	7,018,770	$228M	added+39%	−0.06 pp	16 q
NTLAIntellia Therapeutics, Inc	1.34%	11,404,752	$227M	added0%	−1.24 pp	16 q
TWLOTwilio Inc.	1.27%	866,707	$214M	added×6.7	+0.97 pp	8 q
TSMTaiwan Semiconductor Manufacturing Company Ltd.	1.26%	2,618,632	$212M	added×24.9	+1.20 pp	11 q
PACBPacific Biosciences of California, Inc.	1.16%	19,844,780	$196M	added×2.4	+0.85 pp	6 q
XLNXXilinx Inc	1.14%	1,848,208	$193M	trimmed−12%	−1.07 pp	16 q
METAMeta Platforms, Inc. Class A	1.13%	729,778	$191M	added×4.3	+0.71 pp	6 q
CERSCerus Corp	1.11%	30,000,071	$188M	added+38%	−0.43 pp	16 q
HUYAHUYA Inc.	1.11%	7,834,947	$188M	added×4.3	+0.75 pp	3 q
NSTGQNanoString Technologies, Inc.	1.01%	3,822,106	$171M	added+10%	−0.09 pp	16 q
DOCUDocuSign, Inc.	0.96%	752,146	$162M	added×45.2	+0.93 pp	5 q
SESea Limited	0.92%	1,004,874	$155M	added×4.1	+0.64 pp	4 q
TCEHYTencent Hldgs UNSP/	0.89%	2,217,845	$150M	added×2.5	+0.29 pp	13 q
SSYSStratasys Inc (ISRAEL)	0.89%	12,070,385	$151M	added+7%	−1.04 pp	16 q
ICEIntercontinental Exchange Inc.	0.86%	1,442,504	$144M	added×24.0	+0.80 pp	11 q
ZSZscaler, Inc.	0.86%	1,030,864	$145M	added+32%	−0.06 pp	5 q
SNPSSynopsys Inc	0.80%	631,126	$135M	added×6.7	+0.60 pp	3 q
IRDMIridium Communications Inc.	0.67%	4,400,942	$113M	added+35%	−0.23 pp	5 q
NTDOYNintendo Co Ltd UNSP/	0.65%	1,557,294	$110M	new	+0.65 pp	new
ARCTArcturus Therapeutics Holdings Inc.	0.64%	2,495,842	$107M	added+30%	−0.32 pp	6 q
SYRSSyros Pharmaceuticals Inc	0.59%	11,212,506	$99M	added+32%	−0.39 pp	16 q
MELIMercado Libre, Inc	0.50%	77,799	$84M	added+58%	−0.02 pp	16 q
UUnity Software Inc.	0.46%	890,404	$78M	new	+0.46 pp	new
BABAAlibaba Group Holding Limited	0.45%	257,372	$76M	added+68%	+0.09 pp	16 q
AMZNAmazon.Com Inc	0.45%	24,266	$76M	added+37%	−0.08 pp	16 q
CLLSCellectis S.A.	0.45%	4,135,083	$76M	added+49%	−0.08 pp	15 q
CDNACareDx, Inc.	0.42%	1,859,227	$71M	added+46%	−0.07 pp	6 q
PSNLPersonalis, Inc.	0.42%	3,293,141	$71M	added+59%	+0.13 pp	6 q
SNAPSnap Inc.	0.41%	2,621,392	$68M	added+37%	−0.07 pp	5 q
FATEFate Therapeutics, Inc.	0.34%	1,439,970	$58M	added+41%	−0.04 pp	6 q
GBTCGrayscale Bitcoin Trust ETF	0.34%	5,170,460	$57M	added+40%	−0.04 pp	8 q
EXKExact Sciences Corp	0.32%	529,196	$54M	new	+0.32 pp	new
JDJD.com, Inc.	0.32%	692,704	$54M	added×4.5	+0.22 pp	13 q
INCYIncyte Genomics Inc	0.31%	579,326	$52M	added+74%	−0.06 pp	16 q
XONEExone CO/THE	0.29%	4,062,980	$50M	added+26%	−0.01 pp	16 q
NVDANvidia Corp	0.28%	87,264	$47M	added+45%	+0.03 pp	16 q
ADPTAdaptive Biotechnologies Corporation	0.26%	884,722	$43M	added×2.9	+0.10 pp	2 q
PYPLPayPal Holdings, Inc.	0.26%	225,157	$44M	added+37%	−0.05 pp	16 q
NFLXNetFlix Inc	0.25%	84,439	$42M	added×2.5	+0.08 pp	16 q
CRMSalesforce, Inc.	0.22%	144,644	$36M	added+8%	−0.05 pp	16 q
HAPNHappen, Inc.	0.21%	7,487,851	$35M	added×2.0	+0.03 pp	16 q
TTDThe Trade Desk, Inc.	0.20%	66,201	$34M	added+81%	+0.04 pp	5 q
CRWDCrowdStrike Holdings, Inc. Class A	0.19%	236,572	$32M	added+77%	+0.05 pp	2 q
TWTRTwitter, Inc.	0.18%	665,508	$30M	added+56%	+0.04 pp	16 q
HUBSHubspot, Inc.	0.17%	100,945	$29M	added+16%	−0.04 pp	16 q
TXG10x Genomics, Inc. Class A	0.17%	231,097	$29M	trimmed−31%	−0.15 pp	2 q
ADYEYAdyen NV UNSP/	0.16%	708,698	$26M	added×16.9	+0.15 pp	2 q
AAPLApple Inc.	0.16%	229,924	$27M	trimmed−45%	−0.25 pp	15 q
GHGuardant Health, Inc.	0.16%	234,021	$26M	trimmed−49%	−0.24 pp	6 q
VRTXVertex Pharmaceuticals Inc	0.16%	97,352	$26M	new	+0.16 pp	new
ADBEAdobe Inc.	0.15%	50,608	$25M	added+25%	−0.04 pp	16 q
SDGRSchrodinger, Inc.	0.15%	517,035	$25M	added×3.3	0.00 pp	2 q
TERTeradyne, Inc.	0.15%	307,698	$24M	trimmed−82%	−1.44 pp	16 q
unresolvedAtlassian Corp Plc	0.15%	136,738	$25M	added+83%	0.00 pp	8 q
ADYYFAdyen NV Ord	0.15%	13,722	$25M	added×3.0	+0.08 pp	7 q
ACCDAccolade, Inc.	0.14%	593,584	$23M	new	+0.14 pp	new
CSTLCastle Biosciences, Inc.	0.14%	447,725	$23M	trimmed−6%	−0.05 pp	5 q
DEDeere & Company	0.14%	107,456	$24M	added×2.4	+0.07 pp	13 q
IONSIonis Pharmaceuticals, Inc.	0.14%	502,560	$24M	added+46%	−0.08 pp	16 q
OKTAOkta, Inc. Class A	0.14%	114,015	$24M	added+85%	+0.01 pp	2 q
TRMBTrimble Inc.	0.14%	493,639	$24M	added+94%	+0.02 pp	16 q
GOOGAlphabet Inc. Class C	0.13%	14,849	$22M	added×4.8	+0.08 pp	2 q
BYDDYByd Co Ltd UNSP/	0.13%	665,516	$21M	new	+0.13 pp	new
KTOSKratos Defense & Security Solutions, Inc.	0.13%	1,106,685	$21M	added+98%	+0.04 pp	9 q
YAHOFLy Corporation	0.13%	3,207,251	$21M	added×2.2	+0.05 pp	4 q
TAKTakeda Pharmaceutical Company Limited	0.12%	1,156,297	$21M	new	+0.12 pp	new
CATCaterpillar Inc.	0.11%	123,641	$18M	added+95%	+0.02 pp	3 q
unresolvedPluristem Therapeutics Inc	0.11%	1,743,618	$18M	added+49%	0.00 pp	6 q
WKHSWorkhorse Group, Inc	0.11%	729,863	$18M	added×7.1	+0.09 pp	2 q
MPNGFMeituan Dianping Ord Cl B	0.11%	619,289	$19M	added+97%	+0.03 pp	5 q
unresolvedEvogene Ltd - ADR	0.11%	4,618,845	$18M	added×11.7	+0.11 pp	16 q
ABTUGBXAquabounty Technologies	0.10%	3,860,659	$17M	added×3.4	+0.06 pp	11 q
CDXSCodexis, Inc.	0.10%	1,412,299	$17M	added+41%	−0.02 pp	8 q
FLIRFLIR Systems, Inc. (DE)	0.10%	451,880	$16M	added×2.2	+0.01 pp	5 q
PHRPhreesia, Inc.	0.10%	512,590	$16M	added×22.7	+0.09 pp	2 q
KMTUYKomatsu Ltd S/	0.09%	681,482	$15M	added+79%	+0.01 pp	5 q
ZZHGFZhongan Online P&C Ord	0.09%	2,982,615	$15M	added×2.6	+0.03 pp	7 q
ADSKAutodesk Inc	0.08%	55,188	$13M	trimmed−84%	−0.79 pp	16 q
AVAVAeroVironment, Inc.	0.07%	201,537	$12M	added+44%	−0.05 pp	16 q
BIDUBaidu, Inc.	0.07%	94,537	$12M	added×2.2	+0.01 pp	16 q
ONVOOrganovo Holdings Inc	0.07%	1,422,394	$11M	new	+0.07 pp	new
SBHGFSbi Holdings Inc Ord	0.07%	430,594	$11M	added×2.2	+0.02 pp	12 q
WIXWIX.com Ltd.	0.07%	44,825	$11M	added×5.3	+0.05 pp	12 q
NXPINXP Semiconductors N.V.	0.07%	90,162	$11M	added+65%	0.00 pp	9 q
IPOAVirgin Galactic Holdings Inc	0.06%	505,397	$10M	added×2.7	+0.03 pp	2 q
WDAYWorkday, Inc. Class A	0.06%	49,851	$11M	trimmed−53%	−0.15 pp	12 q
AKXAnsys Inc	0.05%	27,988	$9M	added+55%	−0.01 pp	16 q
GWREGuidewire Software, Inc.	0.05%	78,215	$8M	added×2.8	+0.02 pp	12 q
IBKRInteractive Brokers Group, Inc. Class A	0.05%	166,857	$8M	added+64%	0.00 pp	12 q
INTUIntuit Inc	0.05%	26,879	$9M	added×3.0	+0.02 pp	14 q
ISRGIntuitive Surgical Inc.	0.05%	12,820	$9M	added+33%	−0.01 pp	10 q
SCHWThe Charles Schwab Corporation	0.05%	214,896	$8M	added×6.4	+0.04 pp	12 q
ESLTElbit Systems Ltd	0.05%	69,898	$8M	added+92%	0.00 pp	16 q
DCYHFDiscovery Hldgs Ltd Ord	0.05%	996,641	$8M	added×3.3	+0.03 pp	4 q
BLIBerkeley Lights, Inc.	0.04%	86,332	$7M	new	+0.04 pp	new
HDBHDFC Bank Limited	0.04%	144,896	$7M	added+79%	0.00 pp	12 q
NIUNiu Technologies	0.04%	367,407	$7M	new	+0.04 pp	new
PDDPDD Holdings Inc.	0.04%	81,232	$6M	trimmed−68%	−0.20 pp	8 q
ROKRockwell Automation, Inc.	0.04%	27,712	$6M	added×2.1	+0.01 pp	3 q
TCSTcs Group Holding-gdr Reg S	0.04%	242,678	$6M	added×4.7	+0.03 pp	2 q
TRUTransUnion	0.04%	84,946	$7M	added×3.5	+0.02 pp	12 q
VRSKVerisk Analytics, Inc.	0.04%	34,541	$6M	added×2.7	+0.02 pp	12 q
YHEKFYeahka Ltd	0.04%	1,106,000	$7M	new	+0.04 pp	new
QBTCBitcoin FUND/THE	0.03%	313,436	$5M	held	—	2 q
LSPDLightspeed Commerce Inc.	0.03%	170,054	$5M	added×3.4	+0.02 pp	2 q
SICPSilvergate Capital Corp A	0.02%	226,764	$3M	added×2.2	0.00 pp	4 q
SURFSurface Oncology, Inc.	0.02%	454,069	$3M	new	+0.02 pp	new
4AMNikon Slm Solutions AG	0.02%	279,373	$3M	added+41%	0.00 pp	13 q
RNSHFRenishaw PLC	0.02%	41,388	$3M	added+4%	0.00 pp	5 q
OPENOpendoor Technologies Inc	0.02%	199,715	$4M	new	+0.02 pp	new
ALTRAltair Engineering Inc. Class A	0.01%	53,575	$2M	added+18%	−0.01 pp	6 q
CBMGCellular Biomedicine Group, Inc.	0.01%	71,010	$1M	trimmed−88%	−0.09 pp	7 q
HPQHP Inc.	0.01%	131,320	$2M	added+29%	−0.01 pp	16 q
MSFTMicrosoft Corp	0.01%	9,842	$2M	added+31%	−0.01 pp	16 q
NNDMNano Dimension Ltd.	0.01%	419,675	$1M	added×4.0	+0.01 pp	16 q
NICENICE Ltd	0.01%	4,218	$958,000	trimmed−33%	0.00 pp	12 q
PTCPtc, Inc	0.01%	24,935	$2M	added+23%	−0.01 pp	16 q
RDHLRedhill Biopharma Ltd.	0.01%	122,860	$1M	trimmed−16%	0.00 pp	12 q
DDD3D Systems Corporation	0.01%	347,853	$2M	added+62%	−0.01 pp	16 q
DSYDassault Systems	0.01%	11,433	$2M	added+29%	−0.01 pp	5 q
FRIIFFrance Mgi Digital Graph	0.01%	52,053	$2M	added+46%	−0.01 pp	11 q
SPNNSapiens International Corp	0.01%	30,300	$927,000	trimmed−39%	0.00 pp	9 q
unresolvedStraumann Holding AG	0.01%	2,425	$2M	added+20%	−0.01 pp	6 q
BZQIFBezeq Israel Telecom	0.01%	796,730	$926,000	trimmed−47%	0.00 pp	12 q
CAMTCamtek Ltd	0.01%	62,142	$956,000	trimmed−40%	0.00 pp	12 q
CELJFCellcom Israel Ltd Ord	0.01%	213,343	$872,000	trimmed−30%	0.00 pp	12 q
CRNTCeragon Networks Ltd	0.01%	366,555	$913,000	trimmed−29%	0.00 pp	12 q
CHKPCheck Point Software Technologies Ltd	0.01%	7,183	$864,000	trimmed−27%	0.00 pp	12 q
DANEDanel (Adir Yeoshua) Ltd	0.01%	8,522	$988,000	trimmed−40%	0.00 pp	12 q
FATLFFattal Hldgs 1998 Ltd	0.01%	18,692	$1M	trimmed−9%	0.00 pp	5 q
FVRRFiverr International Ltd.	0.01%	10,231	$1M	trimmed−70%	−0.02 pp	5 q
GILTGilat Satellite Networks Ltd	0.01%	158,212	$862,000	new	+0.01 pp	new
HLTEFHilan Tech Ltd	0.01%	19,479	$851,000	trimmed−34%	0.00 pp	5 q
INMDInMode Ltd.	0.01%	24,207	$876,000	trimmed−47%	0.00 pp	4 q
RMTHFMatrix It Ltd	0.01%	36,435	$857,000	trimmed−38%	0.00 pp	5 q
NVMINova Ltd.	0.01%	17,316	$903,000	trimmed−39%	0.00 pp	12 q
PERIPerion Network Ltd.	0.01%	152,230	$1M	trimmed−30%	0.00 pp	4 q
ARKKARK Innovation ETF	0.00%	1,110	$102,000	new	0.00 pp	new
AJRDAerojet Rocketdyne Holdings, Inc.	0.00%	10,640	$424,000	added+66%	0.00 pp	6 q
ALGNAlign Technology Inc	0.00%	1,872	$613,000	trimmed−12%	−0.01 pp	16 q
ATIATI Inc.	0.00%	6,111	$53,000	added+20%	0.00 pp	16 q
AMEAmetek, Inc.	0.00%	6,300	$626,000	added+24%	0.00 pp	16 q
ARNCArconic Corporation	0.00%	24,415	$465,000	trimmed−22%	0.00 pp	2 q
unresolvedAyala Pharmaceuticals Inc	0.00%	12,063	$139,000	new	0.00 pp	new
unresolvedBiondvax Pharmaceuticals Ltd	0.00%	19,856	$776,000	new	0.00 pp	new
CRSCarpenter Technology Corp	0.00%	2,649	$48,000	added+27%	0.00 pp	16 q
DDDuPont de Nemours, Inc.	0.00%	1,114	$62,000	added+5%	0.00 pp	6 q
EMNEastman Chemical Company	0.00%	803	$63,000	added+9%	0.00 pp	16 q
EBEventbrite, Inc. Class A	0.00%	9,767	$106,000	trimmed−37%	0.00 pp	8 q
FAROFaro Technologies Inc	0.00%	10,475	$639,000	added+22%	0.00 pp	16 q
unresolvedGeneral Electric Co	0.00%	57,632	$359,000	added+36%	0.00 pp	16 q
HXLHexcel Corporation	0.00%	1,362	$46,000	added+5%	0.00 pp	13 q
KALUKaiser Aluminum Corporation	0.00%	5,790	$310,000	added+58%	0.00 pp	6 q
LECOLincoln Electric Holdings Inc	0.00%	4,538	$418,000	added+26%	0.00 pp	5 q
MPNGYMeituan UNSP/	0.00%	10,879	$691,000	trimmed−12%	−0.01 pp	4 q
MOG.AMoog Inc.	0.00%	7,726	$491,000	added+50%	0.00 pp	11 q
NUVANuVasive, Inc.	0.00%	6,884	$334,000	added+38%	0.00 pp	8 q
SHOPShopify Inc. Class A subordinate voting shares	0.00%	188	$192,000	trimmed−64%	−0.01 pp	14 q
SNOWSnowflake Inc.	0.00%	100	$25,000	new	0.00 pp	new
SYKStryker Corporation	0.00%	2,140	$446,000	added+41%	0.00 pp	11 q
TEVATeva Pharmaceutical Industries Limited	0.00%	75,087	$677,000	trimmed−25%	−0.01 pp	12 q
TMOThermo Fisher Scientific, Inc.	0.00%	77	$34,000	new	0.00 pp	new
MMM3M Company	0.00%	379	$61,000	added+38%	0.00 pp	5 q
UCTTUltra Clean Holdings, Inc.	0.00%	17,231	$370,000	added+4%	0.00 pp	16 q
UPSUnited Parcel Service, Inc. Class B	0.00%	3,400	$567,000	added+29%	0.00 pp	16 q
XRXXerox Holdings Corporation	0.00%	3,520	$66,000	added+55%	0.00 pp	5 q
YAHOYLy Corp UNS/	0.00%	62,911	$838,000	trimmed−5%	−0.01 pp	4 q
VLPNFVoest Alpine Eisenbhnsys	0.00%	2,715	$72,000	new	0.00 pp	new
BDTBertrandt AG	0.00%	10,898	$409,000	added+49%	0.00 pp	5 q
EVKIFEvonik Industries AG	0.00%	2,173	$56,000	added+26%	0.00 pp	5 q
HENOFHenkel AG & Co Kgaa	0.00%	613	$64,000	added+32%	0.00 pp	6 q
SGLFFSgl Group Ord	0.00%	15,845	$57,000	added+16%	0.00 pp	5 q
SMAWFSiemens AG Ord	0.00%	3,174	$402,000	added+1%	0.00 pp	13 q
SMEGFSiemens Energy AG	0.00%	1,587	$43,000	new	0.00 pp	new
ARKAFArkema Ord	0.00%	586	$62,000	added+15%	0.00 pp	5 q
MLCie Generale Des Etabli	0.00%	3,786	$407,000	new	0.00 pp	new
MDTMedtronic plc	0.00%	4,181	$434,000	added+50%	0.00 pp	9 q
OERLFOc Oerlikon Corp Akt Shs	0.00%	47,694	$380,000	added+28%	0.00 pp	6 q
GMOYFGmo Internet Inc Ord	0.00%	2,700	$69,000	held	—	4 q
TRYIFToray Indus Inc Ord	0.00%	12,408	$56,000	added+46%	0.00 pp	13 q
ALLTAllot Ltd.	0.00%	79,702	$725,000	trimmed−23%	−0.01 pp	6 q
AUDCAudioCodes Ltd	0.00%	26,104	$821,000	trimmed−41%	−0.02 pp	12 q
BAVBatm Advanced Communications	0.00%	494,663	$699,000	new	0.00 pp	new
CYBRCyberark Software LTD/ISRAEL	0.00%	7,732	$800,000	trimmed−34%	−0.01 pp	12 q
unresolvedGamida Cell Ltd	0.00%	186,415	$774,000	new	0.00 pp	new
ITRNIturan Location and Control Ltd.	0.00%	55,311	$770,000	trimmed−15%	−0.01 pp	12 q
KMDAKamada Ltd	0.00%	92,818	$793,000	new	0.00 pp	new
PTNRFPartner Communs Co Ord	0.00%	194,874	$763,000	trimmed−25%	−0.01 pp	5 q
PYPDPolyPid Ltd.	0.00%	40,433	$445,000	new	0.00 pp	new
RADARada Electronic Inds Ltd	0.00%	141,506	$839,000	trimmed−39%	−0.02 pp	3 q
RDWRRadware Ltd.	0.00%	32,753	$794,000	trimmed−32%	−0.01 pp	12 q
SILCSilicom Ltd	0.00%	21,763	$705,000	new	0.00 pp	new
TAROTaro Pharmaceutical Indus	0.00%	12,696	$696,000	trimmed−16%	−0.01 pp	12 q
TSEMTower Semiconductor Ltd	0.00%	40,501	$738,000	trimmed−29%	−0.01 pp	12 q
URGNUroGen Pharma Ltd.	0.00%	34,212	$660,000	trimmed−28%	−0.01 pp	12 q
unresolvedOne Software Technologies Ltd	0.00%	10,561	$838,000	trimmed−30%	−0.01 pp	5 q
DSMKoninklijke Dsm NV	0.00%	417	$69,000	added+29%	0.00 pp	5 q
FANDFFirstrand Ltd	0.00%	13,580	$30,000	held	—	12 q
unresolvedHexagon AB	0.00%	9,127	$691,000	added+4%	−0.01 pp	13 q
SDVKFSandvik AB	0.00%	3,173	$62,000	added+11%	0.00 pp	5 q
ZGZillow Group Inc Class A	—	−5,033,059	—	exited	−3.11 pp	—
unresolvedInovio Pharmaceuticals Inc	—	−771,427	—	exited	−0.22 pp	—
AYXAlteryx, Inc.	—	−108,037	—	exited	−0.19 pp	—
unresolvedOrganovo Hldgs Inc	—	−27,138,427	—	exited	−0.16 pp	—
VMWVMware, Inc	—	−43,850	—	exited	−0.07 pp	—
SEDGSolarEdge Technologies, Inc.	—	−10,918	—	exited	−0.02 pp	—
RKUNFRakuten Group Inc	—	−238,613	—	exited	−0.02 pp	—
BTSEFBet Shemesh Engines Hldgs	—	−44,459	—	exited	−0.01 pp	—
unresolvedGalmed Pharmaceuticals Ltd	—	−232,172	—	exited	−0.01 pp	—
SLGLSol-Gel Technologies Ltd.	—	−127,152	—	exited	−0.01 pp	—
BLCMBellicum Pharmaceuticals, Inc.	—	−94	—	exited	0.00 pp	—
KODKEastman Kodak Company	—	−18,332	—	exited	0.00 pp	—
HWMHowmet Aerospace Inc.	—	−24,629	—	exited	0.00 pp	—
POLAvient Corporation	—	−1,991	—	exited	0.00 pp	—
PGENPrecigen, Inc.	—	−474	—	exited	0.00 pp	—
RKUNYRakuten Group Inc S/	—	−13,623	—	exited	0.00 pp	—
WRCDFWirecard AG Ord	—	−1,324	—	exited	0.00 pp	—
9991429DAptiv Irish Holdings Ltd	—	−1,901	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 46 defects · 11 unresolved
Accession: 0001104659-20-119777
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A security outside the official 13F list — CUSIP 00783V104 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 05606L100 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 09175G104 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 389637109 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 500458401 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 58533E103 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 654445303 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 87238U203 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 88032Q109 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP 98877X101 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP A9101Y103 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP D1014N107 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP D2R90Y117 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP D3207M110 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP D6949M108 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP D69671218 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP D6T47E106 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP D6T690109 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP F0392W125 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP F2457H472 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP F4090S113 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP F61824144 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP G59669104 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP G75006117 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP G9835C108 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP H59187106 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP H8300N119 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP J1822R104 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP J6991H100 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP J89494116 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP J9894K105 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP M19199112 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP M2012Q100 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP M27013107 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP M4148G105 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP M5299H123 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP M6859E153 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP M78465107 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP M9866H102 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP N3501V104 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP N5017D122 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP S2192Y109 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP S5202Z131 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP W40063104 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP W74857165 not on the Official 13(f) List for 2020-09-30
A security outside the official 13F list — CUSIP Y989DF109 not on the Official 13(f) List for 2020-09-30

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