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ARK Invest

Q3 2021 13F · by Cathie Wood, CIO

As of
Sep 30, 2021
Filed
Nov 12, 2021
US stock
$41.6B · prev $53.7B
Positions
289 · prev 285
Options notional
$10M
Documents
1· no amendments

Picture97.2% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 97.2%
  • Foreign stock not listed in the US 2.8%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves336 since the prior filing

+13.1 pp in · −13.0 pp out

Options: 11 moves on a notional base, in the table below.

The book

Diversified · behaves like 43 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 47% a year, about 2.1 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions23% of US stock

  1. TSLA Tesla, Inc. trimmed+0.49 pp trimmed+0.497.4%
  2. TDOC Teladoc Health, Inc. added+0.05 pp added+0.055.0%
  3. COIN Coinbase Global, Inc. Class A added+1.17 pp added+1.173.8%
  4. U Unity Software Inc. added+1.20 pp added+1.203.6%
  5. ROKU Roku, Inc. Class A trimmed−0.48 pp trimmed−0.483.6%

Positions289 in this filing · 40 exited

TSLATesla, Inc.7.36%3,952,292$3.1Btrimmed−27%+0.49 pp20 q
TDOCTeladoc Health, Inc.5.01%16,459,812$2.1Badded+3%+0.05 pp17 q
COINCoinbase Global, Inc. Class A3.82%6,993,163$1.6Badded+24%+1.17 pp2 q
UUnity Software Inc.3.61%11,908,598$1.5Badded+1%+1.20 pp5 q
ROKURoku, Inc. Class A3.57%4,737,742$1.5Btrimmed−0%−0.48 pp10 q
XYZBlock, Inc.3.53%6,120,486$1.5Btrimmed−24%−0.12 pp20 q
PATHUiPath, Inc.3.02%23,933,868$1.3Badded×2.0+1.52 pp2 q
SHOPShopify Inc. Class A subordinate voting shares3.00%922,608$1.3Btrimmed−24%−0.32 pp18 q
ZMZoom Communications, Inc. Class A2.78%4,418,458$1.2Badded+20%+0.14 pp4 q
EXKExact Sciences Corp2.69%11,728,629$1.1Badded+9%+0.21 pp5 q
SPOTSpotify Technology S.A.2.50%4,614,109$1.0Btrimmed−4%+0.04 pp14 q
TWLOTwilio Inc.2.49%3,248,577$1.0Btrimmed−13%−0.24 pp12 q
ZZillow Group, Inc. Class C2.39%11,286,900$995Madded+11%+0.08 pp5 q
NTLAIntellia Therapeutics, Inc2.17%6,743,556$905Mtrimmed−12%−0.15 pp20 q
PLTRPalantir Technologies Inc. Class A2.15%37,242,249$895Madded+21%+0.64 pp4 q
CRSPCRISPR Therapeutics AG2.04%7,585,674$849Mtrimmed−2%−0.30 pp18 q
DKNGDraftKings Inc. Class A2.03%17,535,061$844Madded+29%+0.71 pp3 q
TWTRTwitter, Inc.2.00%13,784,899$832Madded+11%+0.41 pp3 q
NVTAInvitae Corporation1.77%25,917,886$737Madded+21%+0.43 pp20 q
FATEFate Therapeutics, Inc.1.55%10,902,258$646Madded+46%+0.34 pp10 q
BEAMBeam Therapeutics Inc.1.43%6,841,722$595Madded+6%−0.12 pp4 q
PACBPacific Biosciences of California, Inc.1.39%22,723,075$581Madded+11%+0.06 pp10 q
IRDMIridium Communications Inc.1.15%11,972,702$477Mtrimmed−12%+0.14 pp9 q
DOCUDocuSign, Inc.1.13%1,821,484$469Mtrimmed−35%−0.33 pp9 q
TXG10x Genomics, Inc. Class A1.08%3,101,951$452Mtrimmed−28%−0.49 pp6 q
TWSTTwist Bioscience Corporation1.01%3,946,409$422Mtrimmed−22%−0.24 pp10 q
HOODRobinhood Markets, Inc. Class A1.00%9,876,801$416Mnew+1.00 ppnew
PDPagerDuty, Inc.0.99%9,996,968$414Madded+16%+0.31 pp7 q
TSPHCreateai Holdings Inc A0.92%10,314,228$383Madded+59%+0.06 pp2 q
TRMBTrimble Inc.0.88%4,433,239$365Mtrimmed−16%+0.08 pp20 q
VCYTVeracyte, Inc.0.78%6,980,201$324Madded+4%+0.28 pp20 q
SGFYSignify Health, Inc.0.77%17,933,990$320Madded×4.5+0.54 pp3 q
VRTXVertex Pharmaceuticals Inc0.74%1,709,751$310Mtrimmed−4%+0.07 pp5 q
SESea Limited0.73%953,280$304Mtrimmed−66%−0.72 pp8 q
GBTCGrayscale Bitcoin Trust ETF0.72%8,820,036$299Mtrimmed−8%+0.19 pp12 q
IONSIonis Pharmaceuticals, Inc.0.69%8,511,384$285Mtrimmed−4%+0.03 pp20 q
IOVAIovance Biotherapeutics, Inc.0.69%11,649,837$287Mtrimmed−37%−0.20 pp15 q
unresolved2U Inc0.68%8,412,272$282Mtrimmed−10%−0.05 pp20 q
DNAGinkgo Bioworks Holdings, Inc.0.65%23,230,855$269Mnew+0.65 ppnew
EDITEditas Medicine, Inc.0.62%6,297,359$259Mtrimmed−12%−0.14 pp19 q
REGNRegeneron Pharmaceuticals Inc0.62%428,147$259Mtrimmed−40%−0.12 pp4 q
ACCDAccolade, Inc.0.53%5,231,496$221Mtrimmed−3%−0.02 pp5 q
TAKTakeda Pharmaceutical Company Limited0.53%13,501,650$221Mtrimmed−13%+0.04 pp5 q
CDNACareDx, Inc.0.52%3,410,153$216Mtrimmed−25%−0.26 pp10 q
KTOSKratos Defense & Security Solutions, Inc.0.51%9,563,962$213Madded+15%+0.07 pp13 q
VEEVVeeva Systems Inc.0.51%736,180$212Mtrimmed−16%0.00 pp4 q
PYPLPayPal Holdings, Inc.0.48%762,007$198Mtrimmed−21%−0.04 pp20 q
INCYIncyte Genomics Inc0.47%2,872,346$198Mtrimmed−3%+0.01 pp20 q
unresolvedSkillz Inc0.44%18,836,108$185Mtrimmed−23%−0.55 pp3 q
JDJD.com, Inc.0.42%2,399,639$173Mtrimmed−62%−0.51 pp17 q
PRLBProto Labs, Inc.0.42%2,619,323$174Mtrimmed−14%−0.10 pp20 q
ADPTAdaptive Biotechnologies Corporation0.40%4,856,421$165Madded+11%+0.07 pp6 q
BLIBerkeley Lights, Inc.0.40%8,502,916$166Madded+23%−0.18 pp5 q
MELIMercado Libre, Inc0.38%94,727$159Mtrimmed−22%+0.03 pp20 q
SSYSStratasys Inc (ISRAEL)0.37%7,229,607$156Mtrimmed−19%−0.06 pp20 q
PTONPeloton Interactive, Inc. Class A0.36%1,722,817$150Madded+2%−0.03 pp4 q
CSTLCastle Biosciences, Inc.0.33%2,057,867$137Mtrimmed−19%−0.01 pp9 q
CDXSCodexis, Inc.0.33%5,833,501$136Mtrimmed−13%+0.05 pp12 q
ETSYEtsy, Inc.0.30%595,192$124Madded+68%+0.16 pp2 q
SDGRSchrodinger, Inc.0.30%2,283,876$125Mtrimmed−13%−0.07 pp6 q
ARCTArcturus Therapeutics Holdings Inc.0.29%2,529,509$121Mtrimmed−12%+0.11 pp10 q
LMTLockheed Martin Corp.0.29%353,571$122Madded+22%+0.09 pp3 q
OPENOpendoor Technologies Inc0.29%5,884,810$121Mtrimmed−42%−0.04 pp5 q
MTLSMaterialise NV0.27%5,594,437$112Mtrimmed−10%−0.01 pp20 q
DDD3D Systems Corporation0.27%4,012,169$111Madded+1%−0.03 pp20 q
ADYYFAdyen NV Ord0.27%40,867$114Mtrimmed−22%+0.03 pp11 q
NNDMNano Dimension Ltd.0.26%18,925,002$107Madded+16%+0.01 pp20 q
CERSCerus Corp0.25%17,085,744$104Mtrimmed−18%+0.02 pp20 q
QSIQuantum-Si Incorporated Class A0.25%12,698,381$106Madded×3.1+0.16 pp2 q
PSNLPersonalis, Inc.0.24%5,165,360$99Madded+5%+0.01 pp10 q
RBLXRoblox Corporation0.24%1,296,213$98Madded+34%+0.08 pp3 q
FTCHQFarfetch Limited A0.23%2,515,223$94Mnew+0.23 ppnew
PFEPfizer Inc.0.23%2,217,669$95Mnew+0.23 ppnew
KMTUYKomatsu Ltd S/0.22%3,887,491$93Madded+38%+0.09 pp9 q
DEDeere & Company0.21%265,823$89Madded+7%+0.05 pp17 q
MASS908 Devices Inc.0.21%2,750,877$89Madded+12%+0.03 pp4 q
HAPNHappen, Inc.0.20%2,888,278$82Mtrimmed−59%−0.04 pp20 q
PINSPinterest, Inc. Class A0.20%1,603,748$82Mtrimmed−3%−0.04 pp9 q
SPLKSplunk Inc0.20%563,772$82Madded+31%+0.08 pp20 q
RPTXRepare Therapeutics Inc.0.19%2,966,739$78Madded+46%+0.07 pp4 q
SLGCSomaLogic, Inc. Class A0.19%6,334,312$78Mnew+0.19 ppnew
VUZIVuzix Corporation0.19%7,383,848$77Madded+71%+0.04 pp3 q
AVAVAeroVironment, Inc.0.18%874,349$75Madded+97%+0.10 pp20 q
BFLYButterfly Network, Inc.0.18%7,190,816$75Mtrimmed−9%−0.03 pp3 q
NSTGQNanoString Technologies, Inc.0.18%1,565,538$75Mtrimmed−48%−0.18 pp20 q
GOOGAlphabet Inc. Class C0.17%26,858$72Mtrimmed−61%−0.15 pp6 q
METAMeta Platforms, Inc. Class A0.17%210,084$71Mtrimmed−27%−0.02 pp10 q
unresolved1Life Healthcare0.17%3,588,540$73Madded+10%−0.03 pp3 q
SMFRGeneDx Holdings Corp. Class A0.17%9,395,504$71Mnew+0.17 ppnew
SICPSilvergate Capital Corp A0.17%619,661$72Mtrimmed−12%+0.02 pp8 q
SNAPSnap Inc.0.17%974,621$72Mtrimmed−56%−0.11 pp9 q
YAHOFLy Corporation0.17%11,038,176$71Mtrimmed−40%0.00 pp8 q
DISThe Walt Disney Company0.16%393,879$67Madded×2.6+0.11 pp2 q
INTUIntuit Inc0.16%122,464$66Mtrimmed−16%+0.03 pp18 q
TCSTcs Group Holding-gdr Reg S0.16%741,733$68Mtrimmed−12%+0.02 pp6 q
SRTAStrata Critical Medical, Inc. Class A0.15%5,897,572$61Madded+50%+0.07 pp2 q
unresolvedMarkforged Holding Corp0.15%9,308,302$61Mnew+0.15 ppnew
TERTeradyne, Inc.0.15%561,829$61Mtrimmed−80%−0.54 pp20 q
WDAYWorkday, Inc. Class A0.15%245,102$61Mtrimmed−14%+0.02 pp16 q
STNEStoneCo Ltd. Class A0.15%1,817,433$63Madded×3.1+0.08 pp2 q
DCYHFDiscovery Hldgs Ltd Ord0.15%6,678,658$60Madded+30%+0.07 pp8 q
ICEIntercontinental Exchange Inc.0.14%499,099$57Mtrimmed−41%−0.05 pp15 q
NIUNiu Technologies0.14%2,434,920$56Madded+6%0.00 pp5 q
PDDPDD Holdings Inc.0.14%656,969$60Mtrimmed−57%−0.22 pp12 q
RXRXRecursion Pharmaceuticals, Inc. Class A0.14%2,593,836$60Madded+9%−0.02 pp2 q
unresolvedVerve Therapeutics Inc0.14%1,267,705$60Madded×2.3+0.08 pp2 q
GENIGenius Sports Limited0.14%3,054,052$57Mnew+0.14 ppnew
CGENCompugen Ltd0.14%9,832,678$59Mtrimmed−18%−0.04 pp20 q
BILLBILL Holdings, Inc.0.13%197,637$53Mtrimmed−12%+0.05 pp3 q
NETCloudflare, Inc. Class A, par value $0.001 per share0.13%466,636$53Mtrimmed−24%+0.01 pp4 q
LPSNLivePerson Inc0.13%950,194$56Mnew+0.13 ppnew
MGAMagna International0.13%705,999$53Madded+28%+0.04 pp4 q
OKTAOkta, Inc. Class A0.13%225,425$54Mtrimmed−38%−0.04 pp2 q
AKXAnsys Inc0.12%141,229$48Mtrimmed−20%+0.01 pp20 q
ACHRArcher Aviation Inc.0.12%5,737,569$51Mnew+0.12 ppnew
unresolvedKhosla Ventures Acqustn Co I0.12%4,744,357$48Mnew+0.12 ppnew
ZYZymergen Inc.0.12%3,782,501$50Madded×3.4+0.04 pp2 q
ADYEYAdyen NV UNSP/0.11%1,577,916$44Mtrimmed−35%0.00 pp6 q
AMZNAmazon.Com Inc0.11%13,314$44Mtrimmed−28%−0.01 pp20 q
CLLSCellectis S.A.0.11%3,782,763$48Mtrimmed−19%−0.02 pp19 q
ESLTElbit Systems Ltd0.11%322,242$47Mtrimmed−12%+0.02 pp20 q
PRNTThe 3D Printing ETF0.10%1,131,579$40Madded+3%+0.02 pp3 q
CATCaterpillar Inc.0.10%217,865$42Mtrimmed−11%0.00 pp7 q
TCEHYTencent Hldgs UNSP/0.10%731,096$44Mtrimmed−88%−0.74 pp17 q
BIDUBaidu, Inc.0.09%234,905$36Mtrimmed−65%−0.17 pp20 q
TDYTeledyne Technologies Incorporated0.09%84,037$36Mtrimmed−19%+0.01 pp3 q
SURFSurface Oncology, Inc.0.08%4,618,354$35Madded+3%+0.02 pp5 q
SNPSSynopsys Inc0.08%106,208$32Mtrimmed−32%0.00 pp7 q
unresolvedVelo3D Inc0.08%3,957,926$33Mnew+0.08 ppnew
DASTFDassault Systems0.08%648,446$34Mtrimmed−27%0.00 pp9 q
unresolvedConcord Acquisition Corp0.07%2,799,532$28Mnew+0.07 ppnew
LHXL3Harris Technologies, Inc.0.07%139,076$31Mtrimmed−8%+0.01 pp3 q
ABTUGBXAquabounty Technologies0.06%6,196,878$25Mtrimmed−9%−0.01 pp15 q
unresolvedDynamics Special Purpose Corp0.06%2,327,123$23Madded+12%+0.02 pp2 q
XONEExone CO/THE0.06%1,125,369$26Mtrimmed−49%−0.03 pp20 q
KMTUFKomatsu Ltd Ord0.06%1,028,088$25Madded+15%+0.02 pp3 q
BYDDYByd Co Ltd UNSP/0.05%346,606$22Mtrimmed−60%−0.05 pp5 q
CFMSConformis, Inc.0.05%14,551,646$19Mnew+0.05 ppnew
ETHEGrayscale Ethereum Staking ETF Shares0.05%721,961$21Madded0%+0.02 pp3 q
KSPIJoint Stock Company Kaspi.kz American Depository Shares0.05%204,890$22Mtrimmed−12%0.00 pp4 q
4AMNikon Slm Solutions AG0.05%899,359$19Mtrimmed−24%−0.01 pp17 q
THLEFThales Spons Ord0.05%223,576$22Mtrimmed−8%0.00 pp3 q
JDLGFJd Logistics Inc0.05%5,417,313$23Madded+2%0.00 pp2 q
unresolvedStraumann Holding AG0.05%10,581$19Mtrimmed−45%−0.01 pp10 q
CLLKFBico Group AB B0.05%329,417$20Mnew+0.05 ppnew
ALTRAltair Engineering Inc. Class A0.04%265,682$18Mtrimmed−33%−0.01 pp10 q
ADSKAutodesk Inc0.04%60,801$17Mtrimmed−25%0.00 pp20 q
HPQHP Inc.0.04%649,216$18Mtrimmed−15%0.00 pp20 q
MSFTMicrosoft Corp0.04%62,998$18Mtrimmed−33%−0.01 pp20 q
NFLXNetFlix Inc0.04%25,376$15Mtrimmed−77%−0.07 pp20 q
PTCPtc, Inc0.04%126,717$15Mtrimmed−23%0.00 pp20 q
RNSHFRenishaw PLC0.04%268,144$17Mtrimmed−8%0.00 pp9 q
QBTCBitcoin FUND/THE0.03%258,536$12Mtrimmed−7%+0.01 pp6 q
unresolvedDesktop Metal Inc0.03%1,953,706$14Madded+5%−0.01 pp3 q
XMTRXometry, Inc. Class A0.03%240,947$14Mnew+0.03 ppnew
JOBYJoby Aviation, Inc.0.03%1,101,104$11Mnew+0.03 ppnew
unresolvedEvogene Ltd - ADR0.03%4,029,189$11Mtrimmed−4%0.00 pp20 q
ALGNAlign Technology Inc0.02%9,499$6Mtrimmed−19%+0.01 pp20 q
BABoeing Company0.02%30,281$7Mtrimmed−59%−0.01 pp3 q
ISRGIntuitive Surgical Inc.0.02%24,978$8Mtrimmed−52%−0.07 pp14 q
NTDOYNintendo Co Ltd UNSP/0.02%117,316$7Mtrimmed−98%−0.69 pp5 q
S9QSpirit Aerosystems Hold-cl A0.02%225,085$10Mtrimmed−35%−0.01 pp3 q
ARKKARK Innovation ETF0.01%44,362$5Madded+90%0.00 pp5 q
AJRDAerojet Rocketdyne Holdings, Inc.0.01%120,651$5Madded+18%0.00 pp10 q
AMEAmetek, Inc.0.01%44,705$6Mtrimmed−16%0.00 pp20 q
ARNCArconic Corporation0.01%168,202$5Mtrimmed−6%0.00 pp6 q
unresolvedBioLine RX Ltd0.01%1,073,913$3Mnew+0.01 ppnew
EXCOFExco Techs Ltd0.01%671,675$5Mnew+0.01 ppnew
FAROFaro Technologies Inc0.01%79,300$5Mtrimmed−7%0.00 pp20 q
GEGE Aerospace0.01%55,649$6Mnew+0.01 ppnew
HEIHEICO Corporation0.01%42,423$6Mtrimmed−5%0.00 pp3 q
HONHoneywell International, Inc.0.01%28,743$6Mtrimmed−8%0.00 pp4 q
KALUKaiser Aluminum Corporation0.01%48,413$5Madded+12%0.00 pp10 q
LECOLincoln Electric Holdings Inc0.01%41,964$5Madded+5%0.00 pp9 q
MGICMagic Software Enterprises Ltd0.01%211,100$4Mtrimmed−39%0.00 pp3 q
MOG.AMoog Inc.0.01%70,472$5Madded+23%0.00 pp15 q
NICENICE Ltd0.01%13,917$4Mtrimmed−42%0.00 pp16 q
ONVOOrganovo Holdings Inc0.01%381,586$3Mtrimmed−11%0.00 pp5 q
PLTKPlaytika Holding Corp.0.01%155,506$4Mnew+0.01 ppnew
unresolvedPluristem Therapeutics Inc0.01%925,361$2Mtrimmed−32%0.00 pp10 q
unresolvedPurple Biotech Ltd0.01%736,019$3Mnew+0.01 ppnew
SEDGSolarEdge Technologies, Inc.0.01%14,688$4Mtrimmed−30%0.00 pp3 q
TEVATeva Pharmaceutical Industries Limited0.01%403,996$4Mtrimmed−21%0.00 pp16 q
UPSUnited Parcel Service, Inc. Class B0.01%26,706$5Mtrimmed−3%0.00 pp20 q
SMAWFSiemens AG Ord0.01%35,776$6Madded+22%0.00 pp17 q
MLCie Generale Des Etabli0.01%34,963$5Madded+5%0.00 pp5 q
SPNNSapiens International Corp0.01%140,213$4Mtrimmed−17%0.00 pp13 q
GRMNGarmin Ltd0.01%32,382$5Mtrimmed−27%0.00 pp3 q
OERLFOc Oerlikon Corp Akt Shs0.01%500,857$5Madded+18%0.00 pp10 q
ALLTAllot Ltd.0.01%194,765$3Mtrimmed−39%0.00 pp10 q
ABRAAbra Information Technologie0.01%2,530,549$3Mnew+0.01 ppnew
ARDArad Ltd0.01%281,092$4Mtrimmed−28%0.00 pp3 q
AUDCAudioCodes Ltd0.01%111,047$4Mtrimmed−38%0.00 pp16 q
BAVBatm Advanced Communications0.01%3,064,234$4Mtrimmed−29%0.00 pp5 q
AQUEFVeloryx Ltd0.01%259,744$3Mnew+0.01 ppnew
BTSEFBet Shemesh Engines Hldgs0.01%186,041$4Mtrimmed−28%0.00 pp3 q
BZQIFBezeq Israel Telecom0.01%3,484,601$4Mtrimmed−34%0.00 pp16 q
CAMTCamtek Ltd0.01%103,588$4Mtrimmed−38%0.00 pp16 q
CELJFCellcom Israel Ltd Ord0.01%945,639$3Mtrimmed−39%0.00 pp16 q
CRNTCeragon Networks Ltd0.01%1,028,812$4Mtrimmed−33%0.00 pp16 q
CHKPCheck Point Software Technologies Ltd0.01%28,702$3Mtrimmed−40%0.00 pp16 q
unresolvedCheck Cap Ltd0.01%3,050,528$3Mnew+0.01 ppnew
CGNTCognyte Software Ltd.0.01%144,092$3Mnew+0.01 ppnew
CYBRCyberark Software LTD/ISRAEL0.01%26,205$4Mtrimmed−33%0.00 pp16 q
DANEDanel (Adir Yeoshua) Ltd0.01%17,342$3Mtrimmed−44%0.00 pp16 q
CLGNCollPlant Biotechnologies Ltd0.01%191,290$3Mnew+0.01 ppnew
ECPElectra Consumer Products 190.01%67,884$3Mtrimmed−44%0.00 pp3 q
PEAXPeax Solutions Ltd0.01%604,575$4Mtrimmed−25%0.00 pp3 q
ENTXEntera Bio Ltd.0.01%683,007$3Mnew+0.01 ppnew
ENLVEnlivex Ltd.0.01%457,797$5Mtrimmed−11%0.00 pp3 q
FATLFFattal Hldgs 1998 Ltd0.01%37,250$3Mtrimmed−32%0.00 pp9 q
unresolvedGamida Cell Ltd0.01%623,674$2Mtrimmed−10%0.00 pp5 q
FVRRFiverr International Ltd.0.01%16,888$3Mtrimmed−33%0.00 pp9 q
GILTGilat Satellite Networks Ltd0.01%384,275$3Mtrimmed−31%0.00 pp5 q
HLTEFHilan Tech Ltd0.01%68,640$4Mtrimmed−36%0.00 pp9 q
ICCMIceCure Medical Ltd.0.01%313,208$3Mnew+0.01 ppnew
INMDInMode Ltd.0.01%69,100$6Madded+4%0.00 pp8 q
ITGMFI.t.g.i. Medical Ltd0.01%183,185$3Mtrimmed−14%0.00 pp3 q
ITRNIturan Location and Control Ltd.0.01%144,561$4Mtrimmed−45%0.00 pp16 q
FROGJFrog Ltd.0.01%81,075$3Mtrimmed−24%0.00 pp3 q
KMDAKamada Ltd0.01%647,538$3Mtrimmed−29%0.00 pp5 q
KRNTKornit Digital Ltd.0.01%30,678$4Mtrimmed−43%0.00 pp3 q
RMTHFMatrix It Ltd0.01%139,976$4Mtrimmed−35%0.00 pp9 q
unresolvedMediWound Ltd0.01%764,876$3Mnew+0.01 ppnew
NNOXNano-x Imaging Ltd0.01%123,613$3Mtrimmed−20%0.00 pp3 q
NVMINova Ltd.0.01%37,720$4Mtrimmed−36%0.00 pp16 q
ONSTFOne Software Technologies0.01%238,131$4Mtrimmed−45%0.00 pp4 q
PTNRFPartner Communs Co Ord0.01%841,116$4Mtrimmed−31%0.00 pp9 q
PERIPerion Network Ltd.0.01%196,809$3Mtrimmed−40%0.00 pp8 q
PLSNFPlasson Inds Ltd0.01%69,361$5Mtrimmed−38%0.00 pp3 q
MNDYmonday.com Ltd.0.01%16,936$6Mnew+0.01 ppnew
unresolvedNayax Ltd0.01%1,223,010$5Mnew+0.01 ppnew
PYPDPolyPid Ltd.0.01%471,414$4Mtrimmed−22%0.00 pp5 q
PRTCPriortech Ltd0.01%137,641$4Mnew+0.01 ppnew
RADARada Electronic Inds Ltd0.01%295,623$3Mtrimmed−30%0.00 pp7 q
RDWRRadware Ltd.0.01%115,827$4Mtrimmed−41%0.00 pp16 q
SILCSilicom Ltd0.01%86,684$4Mtrimmed−30%0.00 pp5 q
SMWBSimilarweb Ltd.0.01%155,712$3Mnew+0.01 ppnew
TAROTaro Pharmaceutical Indus0.01%51,167$3Mtrimmed−33%0.00 pp16 q
MLTMILSMalam - Team Ltd0.01%113,425$4Mtrimmed−40%0.00 pp3 q
TSEMTower Semiconductor Ltd0.01%133,576$4Mtrimmed−29%0.00 pp16 q
TUFNTufin Software Technologies0.01%344,275$3Mnew+0.01 ppnew
URGNUroGen Pharma Ltd.0.01%244,165$4Mtrimmed−23%0.00 pp16 q
unresolvedVascular Biogenics Ltd0.01%1,393,460$3Mnew+0.01 ppnew
unresolvedWalkMe Ltd0.01%118,336$4Mnew+0.01 ppnew
WIXWIX.com Ltd.0.01%12,374$2Mtrimmed−36%0.00 pp16 q
EADSFAirbus SE Ord0.01%43,493$6Mtrimmed−38%−0.01 pp3 q
HXGBFHexagon AB B Shs New0.01%390,275$6Mtrimmed−22%0.00 pp2 q
ARKGARK Genomic Revolution ETF0.00%15,912$1Madded+90%0.00 pp4 q
ATIATI Inc.0.00%25,342$421,000trimmed−16%0.00 pp20 q
GOOGLAlphabet Inc. Class A0.00%1$3,000trimmed−67%0.00 pp4 q
CRBUCaribou Biosciences, Inc.0.00%4,903$117,000new0.00 ppnew
CRSCarpenter Technology Corp0.00%13,876$454,000trimmed−14%0.00 pp20 q
unresolvedChemomab Therapeutics Ltd0.00%180,523$2Mnew0.00 ppnew
DDDuPont de Nemours, Inc.0.00%6,677$454,000trimmed−23%0.00 pp10 q
EMNEastman Chemical Company0.00%4,680$471,000trimmed−20%0.00 pp20 q
KODKEastman Kodak Company0.00%71,424$486,000trimmed−23%0.00 pp3 q
FPLSF5N Plus Inc0.00%239,337$521,000new0.00 ppnew
GHGuardant Health, Inc.0.00%93$12,000held—10 q
HXLHexcel Corporation0.00%9,112$541,000trimmed−24%0.00 pp17 q
IWFiShares Russell 1000 Growth ETF0.00%853$234,000added×8.20.00 pp3 q
NVDANvidia Corp0.00%7,817$2Mtrimmed−97%−0.10 pp20 q
PEverpure, Inc.0.00%0$0trimmed−100%−0.55 pp7 q
PYRPyroGenesis Canada Inc.0.00%117,215$473,000trimmed−8%0.00 pp3 q
RDHLRedhill Biopharma Ltd.0.00%19,132$88,000trimmed−98%−0.01 pp16 q
RHHBYRoche Holding Ltd S/0.00%1,036$47,000trimmed−100%−0.44 pp4 q
SPYState Street SPDR S&P 500 ETF Trust0.00%14$6,000held—3 q
SNOWSnowflake Inc.0.00%98$30,000held—5 q
TSMTaiwan Semiconductor Manufacturing Company Ltd.0.00%10$1,000held—15 q
TMOThermo Fisher Scientific, Inc.0.00%999$571,000trimmed−24%0.00 pp5 q
MMM3M Company0.00%2,617$459,000trimmed−21%0.00 pp9 q
TOSTToast, Inc.0.00%14,681$733,000new0.00 ppnew
VUGVanguard Morningstar Growth ETF0.00%809$235,000new0.00 ppnew
XRXXerox Holdings Corporation0.00%22,473$453,000trimmed−17%0.00 pp9 q
YAHOYLy Corp UNS/0.00%12,232$157,000trimmed−37%0.00 pp8 q
VLPNFVoest Alpine Eisenbhnsys0.00%12,615$468,000trimmed−17%0.00 pp5 q
EVKIFEvonik Industries AG0.00%15,500$488,000trimmed−16%0.00 pp9 q
HENOFHenkel AG & Co Kgaa0.00%5,157$479,000trimmed−10%0.00 pp10 q
SGLFFSgl Group Ord0.00%48,124$521,000trimmed−46%0.00 pp9 q
ARKAFArkema Ord0.00%4,199$556,000trimmed−22%0.00 pp9 q
YHEKFYeahka Ltd0.00%58,400$189,000trimmed−99%−0.10 pp5 q
NVSEFNovartis AG Basel Akt0.00%3,621$298,000trimmed−100%−0.72 pp4 q
TRYIFToray Indus Inc Ord0.00%82,699$531,000trimmed−23%0.00 pp17 q
INCRIntercure Ltd.0.00%287,671$2Mtrimmed−55%−0.01 pp2 q
INVZInnoviz Technologies Ltd.0.00%352,816$2Mnew0.00 ppnew
PHNGFPhinergy Ltd0.00%923,518$2Mnew0.00 ppnew
DSMKoninklijke Dsm NV0.00%2,789$557,000trimmed−26%0.00 pp9 q
NXPINXP Semiconductors N.V.0.00%2,366$463,000trimmed−99%−0.13 pp13 q
SDVKFSandvik AB0.00%19,778$454,000trimmed−17%0.00 pp9 q
BEKEKE Holdings Inc.—−5,801,313—exited−0.51 pp—
MCRBSeres Therapeutics, Inc.—−9,713,160—exited−0.43 pp—
TTDThe Trade Desk, Inc.—−2,180,502—exited−0.31 pp—
BMYBristol-Myers Squibb Co.—−1,902,838—exited−0.24 pp—
MPNGFMeituan Dianping Ord Cl B—−3,112,230—exited−0.24 pp—
BABAAlibaba Group Holding Limited—−462,651—exited−0.20 pp—
ZZHGFZhongan Online P&C Ord—−13,844,663—exited−0.15 pp—
PANHFPing An Hlthcre &TECH Co—−5,817,500—exited−0.13 pp—
unresolvedCm Life Sciences Inc—−4,583,442—exited−0.12 pp—
ABBVAbbvie Inc.—−546,411—exited−0.11 pp—
HUYAHUYA Inc.—−3,184,322—exited−0.10 pp—
RAVNRaven Industries Inc—−828,704—exited−0.09 pp—
SEERSeer, Inc. Class A—−1,508,918—exited−0.09 pp—
BZKANZHUN LIMITED American Depository Shares—−1,048,822—exited−0.08 pp—
unresolvedCm Life Sciences II Inc—−2,848,522—exited−0.07 pp—
SRPTSarepta Therapeutics,, Inc.—−504,442—exited−0.07 pp—
SCHWThe Charles Schwab Corporation—−495,180—exited−0.07 pp—
BAINFBase Inc—−2,634,200—exited−0.07 pp—
unresolvedAtlas Crest Investment Corp—−3,380,765—exited−0.06 pp—
VELOVelo3D, Inc.—−3,450,052—exited−0.06 pp—
PCARPaccar Inc—−302,131—exited−0.05 pp—
HDBHDFC Bank Limited—−261,302—exited−0.04 pp—
FRIIFFrance Mgi Digital Graph—−431,454—exited−0.04 pp—
unresolvedOne—−2,140,432—exited−0.04 pp—
DRNADicerna Pharmaceuticals, Inc.—−328,441—exited−0.02 pp—
unresolvedReinvent Technology Partners—−1,190,925—exited−0.02 pp—
DRIODarioHealth Corp.—−300,092—exited−0.01 pp—
unresolvedGeneral Electric Co—−363,291—exited−0.01 pp—
NUVANuVasive, Inc.—−71,410—exited−0.01 pp—
SYKStryker Corporation—−19,190—exited−0.01 pp—
UCTTUltra Clean Holdings, Inc.—−89,874—exited−0.01 pp—
BDTBertrandt AG—−87,340—exited−0.01 pp—
MDTMedtronic plc—−39,131—exited−0.01 pp—
ROBOFRobo Group Tek Ltd—−3,313,095—exited−0.01 pp—
unresolvedItamar Medical Ltd—−7,201,116—exited−0.01 pp—
TREELendingTree, Inc.—−6—exited0.00 pp—
MPNGYMeituan UNSP/—−2,453—exited0.00 pp—
PHRPhreesia, Inc.—−7—exited0.00 pp—
WORKSlack Technologies, Inc.—−126—exited0.00 pp—
unresolvedGalileo Acquisition Corp—−466—exited0.00 pp—

Other 13(f) securities

Options 11

Contract% of notionalSharesNotional
SomaLogic Inc CALL29.64%848,758$3M
ZM CALL19.59%7,400$2M
XLE PUT14.18%26,900$1M
ARKK CALL9.39%8,400$928,000
COIN CALL5.76%2,500$569,000
TSLA CALL4.71%600$465,000
PACB CALL4.29%16,600$424,000
DKNG CALL4.14%8,500$409,000
KRE PUT3.84%5,600$379,000
INTC PUT2.75%5,100$272,000
XYZ CALL1.70%700$168,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
61 defects · 22 unresolved
Accession
0001104659-21-137564
Notes
none in this filing
SEC cross-check
SEC data set not published yet
  • A security outside the official 13F list — CUSIP 00783V104 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 05606L100 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 09175G104 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 30150P109 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 33833X101 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 389637109 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 389638107 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 48581R205 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 500458401 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 654445303 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 771195104 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 87238U203 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 88032Q109 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP 98877X101 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP A9101Y103 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP D2R90Y117 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP D3207M110 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP D6949M108 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP D69671218 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP D6T690109 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP F0392W125 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP F24571451 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP F61824144 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP F9156M108 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP G5074S101 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP G75006117 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP G9835C108 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP H5820Q150 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP H59187106 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP H8300N119 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP J35759125 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP J89494116 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP J9894K105 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M0R53V104 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M1492B104 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M19199112 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M1R50V113 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M20119109 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M2012Q100 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M2196U109 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M27013107 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M3798N105 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M4026X105 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M4148G105 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M5299H123 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M6058P108 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M6859E153 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M75260113 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M78465107 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M7933B108 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M7S750100 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M7S8CD102 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M8164J109 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP M87437105 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP N0280G100 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP N3501V104 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP N5017D122 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP S2192Y109 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP W2R45B104 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP W4R431112 not on the Official 13(f) List for 2021-09-30
  • A security outside the official 13F list — CUSIP W74857165 not on the Official 13(f) List for 2021-09-30