ARK Invest

Q3 2023 13F · by Cathie Wood, CIO

As of: Sep 30, 2023
Filed: Oct 18, 2023
US stock: $13.1B · prev $15.1B
Positions: 226 · prev 222
Options notional: $0
Documents: 1· no amendments

Picture97.3% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 97.3%
Foreign stock not listed in the US 2.7%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves232 since the prior filing

+2.3 pp in · −2.2 pp out

New 13 +0.33 pp
Added 82 +1.92 pp
Trimmed 128 −2.01 pp
Exited 9 −0.21 pp

The book

Focused · behaves like 31 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 16% a year, about 6.1 years per position

Low
Moderate
High

Top 5 positions31% of US stock

TSLA Tesla, Inc. trimmed−0.58 pp trimmed−0.587.8%
PATH UiPath, Inc. trimmed+0.90 pp trimmed+0.906.2%
COIN Coinbase Global, Inc. Class A trimmed+0.35 pp trimmed+0.356.1%
ROKU Roku, Inc. Class A trimmed+0.58 pp trimmed+0.585.6%
ZM Zoom Communications, Inc. Class A trimmed+0.75 pp trimmed+0.755.5%

Positions226 in this filing · 9 exited


TSLATesla, Inc.	7.81%	4,078,651	$1.0B	trimmed−16%	−0.58 pp	28 q
PATHUiPath, Inc.	6.20%	47,326,276	$810M	trimmed−2%	+0.90 pp	10 q
COINCoinbase Global, Inc. Class A	6.09%	10,603,564	$796M	trimmed−13%	+0.35 pp	10 q
ROKURoku, Inc. Class A	5.64%	10,439,813	$737M	trimmed−13%	+0.58 pp	18 q
ZMZoom Communications, Inc. Class A	5.45%	10,182,913	$712M	trimmed−3%	+0.75 pp	12 q
XYZBlock, Inc.	3.69%	10,887,114	$482M	added+1%	−1.04 pp	28 q
DKNGDraftKings Inc. Class A	3.29%	14,627,852	$431M	trimmed−19%	+0.11 pp	11 q
EXKExact Sciences Corp	3.28%	6,280,931	$428M	trimmed−12%	−1.17 pp	13 q
TWLOTwilio Inc.	3.19%	7,132,012	$417M	added+1%	+0.23 pp	20 q
SHOPShopify Inc. Class A subordinate voting shares	2.90%	6,955,150	$380M	trimmed−22%	−0.90 pp	26 q
TDOCTeladoc Health, Inc.	2.89%	20,311,873	$378M	trimmed−0%	−0.52 pp	25 q
UUnity Software Inc.	2.76%	11,477,199	$360M	trimmed−4%	−0.67 pp	13 q
RBLXRoblox Corporation	2.65%	11,973,881	$347M	added+29%	+0.16 pp	11 q
DNAGinkgo Bioworks Holdings, Inc.	2.52%	182,192,185	$330M	added+7%	+0.43 pp	9 q
CRSPCRISPR Therapeutics AG	2.49%	7,163,118	$325M	trimmed−2%	−0.24 pp	26 q
HOODRobinhood Markets, Inc. Class A	2.46%	32,834,879	$322M	added+3%	+0.35 pp	9 q
NTLAIntellia Therapeutics, Inc	2.41%	9,948,629	$315M	added+4%	−0.16 pp	28 q
PACBPacific Biosciences of California, Inc.	1.91%	29,822,440	$249M	added+12%	−0.44 pp	18 q
PDPagerDuty, Inc.	1.82%	10,554,585	$237M	added+2%	+0.28 pp	15 q
BEAMBeam Therapeutics Inc.	1.62%	8,783,891	$211M	added+5%	−0.15 pp	12 q
VCYTVeracyte, Inc.	1.30%	7,593,592	$170M	trimmed−3%	−0.02 pp	28 q
PLTRPalantir Technologies Inc. Class A	1.15%	9,423,627	$151M	added+38%	+0.46 pp	2 q
TERTeradyne, Inc.	1.09%	1,422,834	$143M	added+21%	+0.23 pp	28 q
TWSTTwist Bioscience Corporation	1.05%	6,785,983	$137M	trimmed−2%	+0.11 pp	18 q
TXG10x Genomics, Inc. Class A	0.94%	2,993,460	$123M	trimmed−4%	−0.21 pp	14 q
ACHRArcher Aviation Inc.	0.92%	23,790,372	$120M	added×2.6	+0.67 pp	9 q
GBTCGrayscale Bitcoin Trust ETF	0.83%	5,630,602	$108M	trimmed−3%	+0.09 pp	20 q
IONSIonis Pharmaceuticals, Inc.	0.82%	2,366,367	$107M	trimmed−2%	+0.16 pp	28 q
TRMBTrimble Inc.	0.77%	1,875,236	$101M	trimmed−4%	+0.08 pp	28 q
NVDANvidia Corp	0.75%	224,793	$98M	trimmed−24%	−0.08 pp	28 q
KTOSKratos Defense & Security Solutions, Inc.	0.72%	6,265,604	$94M	trimmed−14%	+0.03 pp	21 q
IRDMIridium Communications Inc.	0.67%	1,924,779	$88M	added+24%	+0.03 pp	17 q
METAMeta Platforms, Inc. Class A	0.66%	286,925	$86M	added+44%	+0.28 pp	2 q
SDGRSchrodinger, Inc.	0.61%	2,835,903	$80M	trimmed−19%	−0.55 pp	14 q
unresolvedVerve Therapeutics Inc	0.53%	5,200,567	$69M	added+1%	−0.11 pp	10 q
ACCDAccolade, Inc.	0.49%	6,042,523	$64M	added+6%	−0.02 pp	13 q
ADPTAdaptive Biotechnologies Corporation	0.48%	11,509,308	$63M	added+10%	+0.02 pp	14 q
AVAVAeroVironment, Inc.	0.46%	536,351	$60M	trimmed−11%	+0.05 pp	28 q
RXRXRecursion Pharmaceuticals, Inc. Class A	0.40%	6,876,598	$53M	added+45%	+0.17 pp	10 q
ARCTArcturus Therapeutics Holdings Inc.	0.37%	1,901,546	$49M	trimmed−0%	+0.01 pp	18 q
MELIMercado Libre, Inc	0.37%	37,873	$48M	trimmed−13%	+0.03 pp	28 q
CDNACareDx, Inc.	0.36%	6,679,323	$47M	added+1%	−0.01 pp	18 q
DEDeere & Company	0.33%	114,231	$43M	trimmed−2%	+0.02 pp	25 q
GLBEGlobal-E Online Ltd.	0.32%	1,059,648	$42M	trimmed−2%	+0.03 pp	7 q
VEEVVeeva Systems Inc.	0.31%	199,828	$41M	trimmed−0%	+0.05 pp	12 q
VRTXVertex Pharmaceuticals Inc	0.31%	115,331	$40M	trimmed−0%	+0.04 pp	13 q
KMTUYKomatsu Ltd S/	0.29%	1,409,492	$38M	trimmed−10%	+0.01 pp	17 q
INTUIntuit Inc	0.26%	65,857	$34M	trimmed−8%	+0.04 pp	26 q
GENIGenius Sports Limited	0.26%	6,293,541	$34M	added+24%	+0.05 pp	9 q
CERSCerus Corp	0.25%	20,061,906	$33M	trimmed−3%	−0.09 pp	28 q
RPTXRepare Therapeutics Inc.	0.24%	2,620,883	$32M	trimmed−0%	+0.06 pp	12 q
SLGCSomaLogic, Inc. Class A	0.24%	12,983,002	$31M	added+2%	+0.05 pp	5 q
GOOGAlphabet Inc. Class C	0.22%	217,642	$29M	trimmed−7%	+0.03 pp	14 q
BILLBILL Holdings, Inc.	0.22%	267,211	$29M	trimmed−3%	+0.01 pp	11 q
INCYIncyte Genomics Inc	0.22%	493,693	$29M	added+6%	+0.03 pp	28 q
unresolvedMarkforged Holding Corp	0.22%	20,205,174	$29M	trimmed−5%	+0.05 pp	9 q
ADYYFAdyen NV Ord	0.22%	39,231	$29M	added+82%	−0.03 pp	19 q
DCYHFDiscovery Hldgs Ltd Ord	0.22%	3,968,976	$29M	trimmed−3%	+0.01 pp	16 q
AMDAdvanced Micro Devices	0.21%	266,380	$27M	added+13%	+0.03 pp	3 q
NETCloudflare, Inc. Class A, par value $0.001 per share	0.21%	429,609	$27M	added+3%	+0.03 pp	12 q
MRNAModerna, Inc.	0.21%	259,838	$27M	added+82%	+0.09 pp	5 q
NUNu Holdings Ltd.	0.21%	3,805,860	$28M	trimmed−3%	0.00 pp	8 q
MASS908 Devices Inc.	0.20%	4,013,460	$27M	added+1%	+0.02 pp	12 q
CRWDCrowdStrike Holdings, Inc. Class A	0.19%	145,120	$24M	trimmed−3%	+0.04 pp	8 q
PRMEPrime Medicine, Inc.	0.19%	2,622,429	$25M	added+7%	−0.05 pp	4 q
QSIQuantum-Si Incorporated Class A	0.18%	14,448,217	$24M	added+13%	+0.03 pp	10 q
unresolved2U Inc	0.18%	9,765,122	$24M	added+11%	−0.05 pp	28 q
STNEStoneCo Ltd. Class A	0.18%	2,167,589	$23M	trimmed−3%	−0.01 pp	10 q
REGNRegeneron Pharmaceuticals Inc	0.17%	27,740	$23M	trimmed−14%	+0.02 pp	12 q
TOSTToast, Inc.	0.17%	1,164,111	$22M	added+4%	0.00 pp	9 q
VUZIVuzix Corporation	0.17%	6,242,003	$23M	trimmed−3%	−0.05 pp	11 q
ESLTElbit Systems Ltd	0.17%	113,530	$22M	trimmed−5%	+0.01 pp	28 q
AKXAnsys Inc	0.16%	70,958	$21M	trimmed−5%	0.00 pp	28 q
NRIXNurix Therapeutics, Inc.	0.16%	2,593,047	$20M	added+15%	+0.01 pp	8 q
unresolvedVelo3D Inc	0.16%	13,428,463	$21M	added+13%	−0.01 pp	9 q
JOBYJoby Aviation, Inc.	0.16%	3,177,569	$20M	trimmed−3%	−0.06 pp	9 q
NVTAInvitae Corporation	0.15%	32,942,606	$20M	added+2%	−0.09 pp	28 q
RKLBRocket Lab Corporation	0.15%	4,501,322	$20M	added+18%	0.00 pp	7 q
SNPSSynopsys Inc	0.15%	43,306	$20M	trimmed−2%	+0.02 pp	15 q
CATCaterpillar Inc.	0.14%	69,109	$19M	trimmed−7%	+0.02 pp	15 q
CMPSCOMPASS Pathways Plc American Depository Shares	0.14%	2,432,831	$18M	trimmed−0%	+0.01 pp	5 q
SRTAStrata Critical Medical, Inc. Class A	0.13%	6,793,726	$18M	trimmed−2%	−0.05 pp	10 q
GHGuardant Health, Inc.	0.13%	573,323	$17M	trimmed−0%	−0.01 pp	5 q
KSPIJoint Stock Company Kaspi.kz American Depository Shares	0.13%	174,923	$17M	trimmed−3%	+0.03 pp	12 q
MGAMagna International	0.13%	323,388	$17M	trimmed−2%	+0.01 pp	12 q
TSMTaiwan Semiconductor Manufacturing Company Ltd.	0.13%	201,046	$17M	added+39%	+0.03 pp	2 q
SPOTSpotify Technology S.A.	0.13%	112,940	$17M	added×8.7	+0.12 pp	22 q
MSFTMicrosoft Corp	0.12%	50,964	$16M	trimmed−14%	−0.01 pp	28 q
PFEPfizer Inc.	0.12%	464,080	$15M	trimmed−0%	+0.01 pp	9 q
PINSPinterest, Inc. Class A	0.12%	572,563	$15M	added+23%	+0.04 pp	3 q
TDYTeledyne Technologies Incorporated	0.12%	39,421	$16M	trimmed−2%	+0.01 pp	11 q
BFLYButterfly Network, Inc.	0.11%	12,715,274	$15M	trimmed−0%	−0.08 pp	11 q
LHXL3Harris Technologies, Inc.	0.11%	79,327	$14M	added+15%	+0.02 pp	11 q
DDD3D Systems Corporation	0.11%	2,893,116	$14M	trimmed−23%	−0.14 pp	28 q
ADYEYAdyen NV UNSP/	0.10%	1,688,314	$12M	added×2.2	+0.01 pp	14 q
CCJCameco Corporation	0.10%	337,315	$13M	new	+0.10 pp	new
LMTLockheed Martin Corp.	0.10%	30,508	$12M	added+12%	+0.02 pp	11 q
NXDRNextdoor Holdings, Inc.	0.10%	6,886,013	$13M	added+4%	−0.04 pp	8 q
TTDThe Trade Desk, Inc.	0.10%	170,335	$13M	added+94%	+0.06 pp	2 q
SSYSStratasys Inc (ISRAEL)	0.10%	997,332	$14M	trimmed−37%	−0.09 pp	28 q
PRNTThe 3D Printing ETF	0.09%	606,361	$12M	trimmed−10%	−0.01 pp	11 q
BYDDYByd Co Ltd UNSP/	0.09%	185,322	$11M	trimmed−32%	−0.03 pp	13 q
DASTFDassault Systems	0.09%	318,629	$12M	trimmed−12%	−0.02 pp	17 q
KMTUFKomatsu Ltd Ord	0.09%	458,088	$12M	trimmed−3%	+0.01 pp	11 q
ISRGIntuitive Surgical Inc.	0.08%	37,117	$11M	trimmed−29%	−0.04 pp	22 q
YAHOFLy Corporation	0.08%	3,970,614	$11M	trimmed−3%	+0.01 pp	16 q
AVDXAvidXchange Holdings, Inc.	0.07%	1,007,634	$10M	new	+0.07 pp	new
GMGeneral Motors Company	0.07%	293,043	$10M	trimmed−21%	−0.02 pp	6 q
MTLSMaterialise NV	0.07%	1,746,716	$10M	trimmed−1%	−0.03 pp	28 q
ICEIntercontinental Exchange Inc.	0.06%	70,952	$8M	trimmed−3%	+0.01 pp	23 q
AMZNAmazon.Com Inc	0.05%	53,582	$7M	trimmed−3%	0.00 pp	28 q
PSNLPersonalis, Inc.	0.05%	5,719,427	$7M	trimmed−0%	−0.02 pp	18 q
PEverpure, Inc.	0.05%	177,447	$6M	trimmed−3%	+0.01 pp	2 q
SOFISoFi Technologies, Inc.	0.05%	810,617	$6M	added×2.9	+0.03 pp	2 q
ADSKAutodesk Inc	0.04%	24,668	$5M	trimmed−24%	0.00 pp	28 q
unresolvedDesktop Metal Inc	0.04%	3,435,525	$5M	added+12%	0.00 pp	11 q
FAROFaro Technologies Inc	0.04%	321,323	$5M	added+21%	+0.01 pp	28 q
ETHEGrayscale Ethereum Staking ETF Shares	0.04%	448,660	$5M	trimmed−4%	+0.01 pp	11 q
HPQHP Inc.	0.04%	191,517	$5M	trimmed−12%	0.00 pp	28 q
NNDMNano Dimension Ltd.	0.04%	1,948,681	$5M	trimmed−26%	−0.01 pp	28 q
NINOFNikon Corp	0.04%	477,888	$5M	new	+0.04 pp	new
PTCPtc, Inc	0.04%	35,574	$5M	trimmed−29%	−0.01 pp	28 q
PRLBProto Labs, Inc.	0.04%	179,450	$5M	trimmed−20%	−0.01 pp	28 q
XMTRXometry, Inc. Class A	0.04%	289,492	$5M	trimmed−38%	−0.03 pp	9 q
THLEFThales Spons Ord	0.04%	40,304	$6M	trimmed−3%	0.00 pp	11 q
RNSHFRenishaw PLC	0.04%	119,948	$5M	trimmed−14%	−0.01 pp	17 q
GRMNGarmin Ltd	0.04%	49,461	$5M	trimmed−3%	0.00 pp	11 q
SAUHFStraumann Holding AG	0.04%	37,982	$5M	trimmed−9%	−0.01 pp	6 q
ALTRAltair Engineering Inc. Class A	0.03%	70,474	$4M	trimmed−21%	−0.01 pp	18 q
XRAYDENTSPLY SIRONA Inc.	0.03%	128,242	$4M	new	+0.03 pp	new
HONHoneywell International, Inc.	0.03%	20,792	$4M	trimmed−3%	0.00 pp	12 q
BTCQF3IQ Bitcoin ETF	0.03%	903,110	$4M	added+2%	0.00 pp	4 q
ZZillow Group, Inc. Class C	0.03%	94,042	$4M	trimmed−3%	0.00 pp	13 q
SMAWFSiemens AG Ord	0.03%	30,999	$4M	added×2.3	+0.02 pp	25 q
JDLGFJd Logistics Inc	0.03%	3,484,654	$4M	trimmed−7%	−0.01 pp	10 q
CLLKFBico Group AB B	0.03%	1,278,058	$4M	added+9%	0.00 pp	9 q
ALGNAlign Technology Inc	0.02%	8,506	$3M	added+7%	0.00 pp	28 q
AMEAmetek, Inc.	0.02%	18,299	$3M	trimmed−9%	0.00 pp	28 q
APOApollo Global Management, Inc.	0.02%	27,791	$2M	new	+0.02 pp	new
GEGE Aerospace	0.02%	20,477	$2M	trimmed−6%	0.00 pp	9 q
HEIHEICO Corporation	0.02%	19,409	$3M	trimmed−3%	0.00 pp	11 q
KALUKaiser Aluminum Corporation	0.02%	28,808	$2M	trimmed−17%	0.00 pp	18 q
LECOLincoln Electric Holdings Inc	0.02%	10,814	$2M	trimmed−20%	0.00 pp	17 q
MBLYMobileye Global Inc. Class A	0.02%	52,581	$2M	added+16%	+0.01 pp	3 q
MOG.AMoog Inc.	0.02%	20,374	$2M	trimmed−7%	0.00 pp	23 q
MYNAYMynaric AG Na O.n.	0.02%	590,155	$3M	trimmed−3%	−0.01 pp	8 q
S9QSpirit Aerosystems Hold-cl A	0.02%	148,349	$2M	trimmed−3%	−0.01 pp	11 q
TEVATeva Pharmaceutical Industries Limited	0.02%	254,810	$3M	added+7%	+0.01 pp	24 q
MGDDFCie Generale Des Etabli	0.02%	71,595	$2M	added+2%	+0.01 pp	13 q
SPNNSapiens International Corp	0.02%	78,880	$2M	trimmed−20%	0.00 pp	21 q
NGMSNeogames SA	0.02%	77,001	$2M	new	+0.02 pp	new
AUDCAudioCodes Ltd	0.02%	218,300	$2M	added+12%	+0.01 pp	24 q
BZQIFBezeq Israel Telecom	0.02%	1,615,596	$2M	added+6%	+0.01 pp	24 q
CAMTCamtek Ltd	0.02%	50,392	$3M	trimmed−38%	0.00 pp	24 q
CLBTCellebrite DI Ltd. Class A	0.02%	293,731	$2M	trimmed−19%	0.00 pp	7 q
CRNTCeragon Networks Ltd	0.02%	1,019,467	$2M	trimmed−7%	0.00 pp	24 q
CHKPCheck Point Software Technologies Ltd	0.02%	16,962	$2M	added+10%	+0.01 pp	24 q
CGNTCognyte Software Ltd.	0.02%	442,401	$2M	trimmed−5%	0.00 pp	9 q
CYBRCyberark Software LTD/ISRAEL	0.02%	14,063	$2M	trimmed−10%	0.00 pp	24 q
DANEDanel (Adir Yeoshua) Ltd	0.02%	27,288	$2M	trimmed−4%	+0.01 pp	24 q
FATLFFattal Hldgs 1998 Ltd	0.02%	20,028	$2M	trimmed−18%	0.00 pp	17 q
GILTGilat Satellite Networks Ltd	0.02%	336,220	$2M	trimmed−19%	0.00 pp	13 q
HLTEFHilan Tech Ltd	0.02%	43,918	$2M	trimmed−6%	0.00 pp	17 q
ITRNIturan Location and Control Ltd.	0.02%	79,608	$2M	trimmed−16%	+0.01 pp	24 q
RMTHFMatrix It Ltd	0.02%	105,544	$2M	trimmed−9%	0.00 pp	17 q
NVMINova Ltd.	0.02%	19,406	$2M	trimmed−12%	0.00 pp	24 q
ONSTFOne Software Technologies	0.02%	156,880	$2M	trimmed−21%	0.00 pp	12 q
NYAXNayax Ltd.	0.02%	97,981	$2M	trimmed−17%	+0.01 pp	3 q
RDWRRadware Ltd.	0.02%	116,407	$2M	added+21%	+0.01 pp	24 q
RSKDRiskified Ltd.	0.02%	465,794	$2M	added+19%	+0.01 pp	7 q
SMWBSimilarweb Ltd.	0.02%	310,196	$2M	trimmed−13%	0.00 pp	9 q
TAROTaro Pharmaceutical Indus	0.02%	57,561	$2M	trimmed−29%	0.00 pp	24 q
TBLATaboola.com Ltd.	0.02%	672,718	$3M	trimmed−21%	0.00 pp	7 q
VLNValens Semiconductor Ltd.	0.02%	827,184	$2M	new	+0.02 pp	new
URGNUroGen Pharma Ltd.	0.02%	215,272	$3M	added+7%	+0.01 pp	24 q
unresolvedWalkMe Ltd	0.02%	253,573	$2M	added+34%	+0.01 pp	9 q
WIXWIX.com Ltd.	0.02%	25,543	$2M	added+14%	+0.01 pp	24 q
EADSFAirbus SE Ord	0.02%	23,627	$3M	trimmed−22%	−0.01 pp	11 q
HXGBFHexagon AB B Shs New	0.02%	264,556	$2M	added+7%	0.00 pp	10 q
EXCOFExco Techs Ltd	0.01%	324,890	$2M	new	+0.01 pp	new
NICENICE Ltd	0.01%	9,932	$2M	added+3%	0.00 pp	24 q
PLTKPlaytika Holding Corp.	0.01%	175,100	$2M	added+1%	0.00 pp	9 q
SESea Limited	0.01%	21,703	$953,846	added+7%	0.00 pp	16 q
unresolvedSenti Biosciences Inc	0.01%	1,826,075	$754,169	trimmed−0%	0.00 pp	5 q
UPSUnited Parcel Service, Inc. Class B	0.01%	11,954	$2M	added+7%	0.00 pp	28 q
OERLFOc Oerlikon Corp Akt Shs	0.01%	410,278	$2M	added+7%	0.00 pp	18 q
CELJFCellcom Israel Ltd Ord	0.01%	582,396	$2M	trimmed−4%	0.00 pp	24 q
unresolvedGamida Cell Ltd	0.01%	1,419,616	$1M	new	+0.01 pp	new
FVRRFiverr International Ltd.	0.01%	73,485	$2M	added+29%	0.00 pp	17 q
INMDInMode Ltd.	0.01%	47,713	$1M	trimmed−13%	0.00 pp	16 q
FROGJFrog Ltd.	0.01%	74,397	$2M	trimmed−25%	−0.01 pp	11 q
NNOXNano-x Imaging Ltd	0.01%	149,072	$977,912	trimmed−54%	−0.02 pp	11 q
PTNRFPartner Communs Co Ord	0.01%	475,560	$2M	added+6%	0.00 pp	17 q
PERIPerion Network Ltd.	0.01%	60,673	$2M	added+16%	0.00 pp	16 q
MNDYmonday.com Ltd.	0.01%	12,174	$2M	trimmed−22%	−0.01 pp	9 q
unresolvedPagaya Technologies Ltd	0.01%	938,177	$1M	new	+0.01 pp	new
SILCSilicom Ltd	0.01%	56,948	$1M	trimmed−2%	0.00 pp	13 q
TSEMTower Semiconductor Ltd	0.01%	58,944	$1M	added+30%	0.00 pp	24 q
ARKKARK Innovation ETF	0.00%	10,972	$435,256	trimmed−1%	0.00 pp	13 q
ARKGARK Genomic Revolution ETF	0.00%	4,024	$112,113	added+26%	0.00 pp	12 q
ATIATI Inc.	0.00%	4,201	$172,871	trimmed−11%	0.00 pp	28 q
AVNTAvient Corporation	0.00%	4,678	$165,227	new	0.00 pp	new
CRSCarpenter Technology Corp	0.00%	3,351	$225,221	trimmed−14%	0.00 pp	28 q
DDDuPont de Nemours, Inc.	0.00%	2,553	$190,428	added0%	0.00 pp	18 q
EMNEastman Chemical Company	0.00%	2,123	$162,877	trimmed−6%	0.00 pp	28 q
KODKEastman Kodak Company	0.00%	35,128	$147,889	trimmed−33%	0.00 pp	11 q
FPLSF5N Plus Inc	0.00%	71,931	$185,868	trimmed−6%	0.00 pp	3 q
HXLHexcel Corporation	0.00%	2,520	$164,153	trimmed−6%	0.00 pp	25 q
IWFiShares Russell 1000 Growth ETF	0.00%	67	$17,782	trimmed−46%	0.00 pp	4 q
KMTKennametal Inc.	0.00%	6,469	$160,949	new	0.00 pp	new
PYRPyroGenesis Canada Inc.	0.00%	57,013	$25,255	trimmed−77%	0.00 pp	11 q
SPYState Street SPDR S&P 500 ETF Trust	0.00%	1	$376	new	0.00 pp	new
TCSTcs Group Holding-gdr Reg S	0.00%	608,351	$0	held	—	14 q
MMM3M Company	0.00%	1,845	$172,729	added+5%	0.00 pp	17 q
VUGVanguard Morningstar Growth ETF	0.00%	56	$15,123	added×8.0	0.00 pp	2 q
XRXXerox Holdings Corporation	0.00%	12,384	$194,305	added+3%	0.00 pp	17 q
YAHOYLy Corp UNS/	0.00%	9,732	$53,721	held	—	16 q
VLPNFVoest Alpine Eisenbhnsys	0.00%	5,797	$158,453	added+7%	0.00 pp	13 q
EVKIFEvonik Industries AG	0.00%	9,380	$170,959	added+8%	0.00 pp	17 q
HENOFHenkel AG & Co Kgaa	0.00%	2,449	$174,085	added+11%	0.00 pp	18 q
SGLFFSgl Group Ord	0.00%	21,928	$152,394	added+12%	0.00 pp	17 q
ARKAFArkema Ord	0.00%	1,853	$183,387	trimmed−1%	0.00 pp	17 q
TRYIFToray Indus Inc Ord	0.00%	34,841	$181,422	added+10%	0.00 pp	25 q
unresolvedSatixFy Communications Ltd	0.00%	9,565	$5,089	trimmed−99%	0.00 pp	3 q
DSMKoninklijke Dsm NV	0.00%	1,409	$160,697	held	—	17 q
SDVKFSandvik AB	0.00%	9,687	$179,048	added+15%	0.00 pp	17 q
CDXSCodexis, Inc.	—	−4,124,339	—	exited	−0.08 pp	—
IOVAIovance Biotherapeutics, Inc.	—	−775,787	—	exited	−0.04 pp	—
JDJD.com, Inc.	—	−114,573	—	exited	−0.03 pp	—
ARNCArconic Corporation	—	−86,892	—	exited	−0.02 pp	—
AJRDAerojet Rocketdyne Holdings, Inc.	—	−38,240	—	exited	−0.01 pp	—
BLIBerkeley Lights, Inc.	—	−2,220,351	—	exited	−0.01 pp	—
SURFSurface Oncology, Inc.	—	−1,412,077	—	exited	−0.01 pp	—
ALLTAllot Ltd.	—	−702,565	—	exited	−0.01 pp	—
0C3Endeavor Group Hold-class A	—	−16	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 43 defects · 10 unresolved
Accession: 0001104659-23-109811
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A security outside the official 13F list — CUSIP 00783V104 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 05606L100 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 30150P109 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 33833X101 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 389637109 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 389638107 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 48581R205 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 500458401 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 654111103 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 87238U203 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 88561M107 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP 98877X101 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP A9101Y103 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP D2R90Y117 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP D3207M110 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP D6949M108 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP D69671218 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP F0392W125 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP F24571451 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP F61824870 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP F9156M108 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP G5074S101 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP G75006117 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP H59187106 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP H8300N127 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP J35759125 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP J89494116 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP J9894K105 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP M2012Q100 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP M2196U109 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP M27013107 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP M4148G105 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP M5299H123 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP M6859E153 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP M75260113 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP M78465107 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP N0280G100 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP N3501V104 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP N5017D122 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP S2192Y109 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP W2R45B104 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP W4R431112 not on the Official 13(f) List for 2023-09-30
A security outside the official 13F list — CUSIP W74857165 not on the Official 13(f) List for 2023-09-30

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