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First Eagle

Q1 2016 13F · by Kimball Brooker, portfolio manager

As of
Mar 31, 2016
Filed
May 5, 2016
US stock
$39.3B · prev $40.0B
Positions
336 · prev 328
Options notional
$25M
Documents
1· no amendments

Picture99.9% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 99.9%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.1%
  • Calls at notional value 0.0%

Moves215 since the prior filing

+12.7 pp in · −12.8 pp out

Options: 8 moves on a notional base, in the table below.

The book

Diversified · behaves like 70 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 43% a year, about 2.3 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions17% of US stock

  1. ORCL Oracle Corp added+0.54 pp added+0.544.1%
  2. CMCSA Comcast Corp added+0.62 pp added+0.624.0%
  3. MSFT Microsoft Corp trimmed−0.85 pp trimmed−0.853.3%
  4. WY Weyerhaeuser Company added+1.70 pp added+1.702.8%
  5. OMC Omnicom Group Inc. added+0.31 pp added+0.312.7%

Positions336 in this filing · 16 exited

ORCLOracle Corp4.14%39,803,498$1.6Badded+1%+0.54 pp12 q
CMCSAComcast Corp4.01%25,830,747$1.6Badded+7%+0.62 pp12 q
MSFTMicrosoft Corp3.32%23,621,438$1.3Btrimmed−21%−0.85 pp12 q
WYWeyerhaeuser Company2.84%36,095,122$1.1Badded×2.4+1.70 pp12 q
OMCOmnicom Group Inc.2.69%12,724,728$1.1Badded+1%+0.31 pp12 q
AXPAmerican Express Company2.43%15,560,623$955Madded+22%+0.22 pp12 q
TVGrupo Televisa S.A.2.40%34,331,474$943Madded+2%+0.11 pp12 q
BNYBank of New York Mellon Corporation2.21%23,608,420$869Madded+1%−0.20 pp12 q
MMM3M Company1.91%4,513,310$752Mtrimmed−28%−0.45 pp12 q
NOVNOV Inc.1.74%22,056,659$686Madded+6%0.00 pp12 q
CTASCintas Corp1.72%7,542,974$677Mtrimmed−6%−0.10 pp12 q
18614USDGoldcorp Inc1.63%39,474,311$641Mtrimmed0%+0.49 pp12 q
unresolvedLinear Technology Group1.55%13,710,384$611Mtrimmed−0%+0.09 pp12 q
AEMAgnico Eagle Mines Ltd.1.46%15,891,284$574Mtrimmed−2%+0.39 pp12 q
GLDSPDR Gold Trust, SPDR Gold Shares1.45%4,837,475$569Madded+4%+0.27 pp12 q
NOCNorthrop Grumman Corp.1.44%2,853,487$565Mtrimmed−28%−0.43 pp12 q
LBTYKLiberty Global Ltd. Class C1.44%15,060,081$566Madded+24%+0.20 pp12 q
FLSFlowserve Corporation1.35%11,991,384$533Madded+23%+0.33 pp5 q
ABXBarrick Mining Corporation1.31%37,963,196$516Mtrimmed−3%+0.59 pp12 q
BBTTruist Financial Corporation1.28%15,178,547$505Madded+7%−0.07 pp12 q
XLNXXilinx Inc1.28%10,589,188$502Mtrimmed−5%−0.03 pp7 q
INTCIntel Corp1.27%15,441,430$500Mtrimmed−44%−1.12 pp12 q
POTPotash Corp Of Saskatchewan1.27%29,258,801$498Madded+1%+0.03 pp12 q
USBU.S. Bancorp1.17%11,328,638$460Madded0%−0.03 pp12 q
TDCTeradata Corporation1.16%17,306,648$454Madded+1%+0.03 pp10 q
UNPUnion Pacific Corp.1.16%5,719,346$455Madded+13%+0.17 pp3 q
AIGAmerican International Group, Inc.1.13%8,242,742$446Madded+24%+0.10 pp7 q
FNVFranco-Nevada Corporation1.10%7,051,204$432Madded0%+0.29 pp12 q
GWWW.W. Grainger, Inc.1.06%1,790,546$418Madded+20%+0.30 pp5 q
SMGThe Scotts Miracle-Gro Company1.06%5,732,489$417Madded0%+0.14 pp12 q
WTWWillis Towers Watson Public Limited Company1.06%3,528,224$419Mnew+1.06 ppnew
unresolvedFmc Technologies Inc1.05%15,093,448$413Madded+25%+0.17 pp4 q
DEDeere & Company1.02%5,212,669$401Madded+2%+0.05 pp7 q
COPConocoPhillips0.98%9,553,106$385Madded+28%+0.11 pp12 q
DHRDanaher Corporation0.96%3,994,671$379Madded+29%+0.24 pp4 q
WRBW.R. Berkley Corporation0.95%6,620,596$372Madded0%+0.05 pp12 q
SYFSynchrony Financial0.85%11,615,595$333Madded+10%+0.05 pp3 q
CVECenovus Energy Inc.0.84%25,361,967$330Madded0%+0.04 pp12 q
CLColgate-Palmolive Company0.84%4,670,854$330Mtrimmed−1%+0.06 pp12 q
BRK.ABerkshire Hathaway Inc.0.82%1,515$323Mtrimmed−54%−0.82 pp12 q
VSTOVista Outdoor Inc.0.82%6,174,314$321Mtrimmed−12%+0.04 pp5 q
ABTAbbott Laboratories0.80%7,507,515$314Madded+13%+0.05 pp8 q
TAPMolson Coors Beverage Company Class B0.79%3,242,497$312Madded+7%+0.08 pp3 q
unresolvedOrbital Atk Inc0.76%3,425,755$298Madded+2%+0.01 pp5 q
LMTLockheed Martin Corp.0.75%1,335,730$296Mtrimmed−26%−0.24 pp12 q
CINFCincinnati Financial Corp0.72%4,350,870$284Mtrimmed−49%−0.54 pp12 q
MLMMartin Marietta Materials0.72%1,763,669$281Madded+1%+0.12 pp12 q
UGIUGI Corporation0.72%6,984,805$281Madded0%+0.13 pp3 q
YAlleghany Corporation0.70%557,879$277Madded0%+0.04 pp12 q
SEESealed Air Corp New0.68%5,569,453$267Madded+38%+0.23 pp12 q
DVNDevon Energy Corporation0.67%9,667,952$265Madded+1%−0.10 pp12 q
VARVarian Medical Systems, Inc.0.65%3,197,123$256Madded×2.4+0.39 pp3 q
BROBrown & Brown, Inc.0.63%6,888,462$247Madded+1%+0.08 pp8 q
PSXPhillips 660.62%2,801,427$243Mtrimmed−7%+0.01 pp7 q
unresolvedCoca Cola Enterprises Inc Ne0.61%4,759,251$241Madded+3%+0.04 pp11 q
CNQCanadian Natural Resources Limited0.56%8,098,292$219Mtrimmed−52%−0.36 pp12 q
RGLDRoyal Gold Inc0.55%4,233,693$217Mtrimmed−0%+0.16 pp12 q
BDXBecton, Dickinson and Co.0.54%1,389,002$211Madded+1%+0.01 pp8 q
CMICummins Inc.0.54%1,917,186$211Madded+34%+0.22 pp2 q
ELVElevance Health, Inc.0.53%1,501,484$209Mtrimmed−0%+0.01 pp6 q
TXNTexas Instruments Incorporated0.53%3,600,908$207Madded+3%+0.05 pp3 q
APHAmphenol Corporation0.52%3,524,686$204Mnew+0.52 ppnew
SUSuncor Energy, Inc.0.52%7,409,479$206Madded+49%+0.20 pp5 q
TKRThe Timken Company0.52%6,072,376$203Madded+1%+0.09 pp5 q
PXGBXPraxair Inc0.50%1,713,779$196Madded+8%+0.09 pp12 q
GOOGAlphabet Inc. Class C0.49%259,929$194Madded+14%+0.06 pp8 q
TSNTyson Foods, Inc.0.48%2,804,495$187Mtrimmed−7%+0.08 pp4 q
AMGNAmgen Inc0.47%1,235,154$185Madded+29%+0.08 pp7 q
ADPAutomatic Data Processing0.45%1,954,389$175Madded0%+0.04 pp12 q
WMTWalmart Inc.0.45%2,607,983$179Madded+1%+0.05 pp12 q
EMNEastman Chemical Company0.43%2,314,990$167Mheld—12 q
HPEHewlett Packard Enterprise Company0.43%9,535,795$169Mheld—2 q
WYNTravel + Leisure Co.0.43%2,210,275$169Mheld—12 q
LOWLowe's Companies Inc.0.42%2,170,440$164Mheld—12 q
MSGSMadison Square Garden Sports Corp.0.42%994,056$165Madded+18%+0.08 pp2 q
ADIAnalog Devices, Inc.0.41%2,719,823$161Madded+30%+0.12 pp5 q
FFIVF5, Inc.0.41%1,526,829$162Mnew+0.41 ppnew
MAMastercard Incorporated0.41%1,693,961$160Mtrimmed−17%−0.08 pp12 q
PBIPitney Bowes Inc.0.41%7,574,575$163Mtrimmed−2%+0.01 pp12 q
VVISA Inc.0.41%2,117,803$162Mtrimmed−38%−0.25 pp12 q
GOOGLAlphabet Inc. Class A0.38%197,337$151Mtrimmed−63%−0.65 pp2 q
HRBH&R Block, Inc.0.38%5,728,877$151Madded0%−0.10 pp12 q
DNOWDNOW Inc.0.38%8,385,567$149Madded0%+0.05 pp8 q
VMCVulcan Materials Company(Holding Company)0.38%1,426,437$151Mtrimmed−33%−0.13 pp12 q
DALDelta Air Lines, Inc.0.37%3,026,440$147Mheld—8 q
RTNRaytheon Company0.35%1,126,460$138Mtrimmed−0%0.00 pp11 q
MDTMedtronic plc0.35%1,833,793$138Mtrimmed−5%−0.02 pp5 q
LYBLyondellBasell Industries N.V. Class A0.35%1,594,445$136Mtrimmed−11%−0.04 pp12 q
IDAIDACORP, Inc.0.33%1,728,749$129Mtrimmed−57%−0.36 pp12 q
unresolvedRandgold Res Ltd0.33%1,430,450$130Madded0%+0.11 pp12 q
unresolvedIsrael Chemicals Ltd0.33%29,486,910$128Madded0%+0.03 pp7 q
GPKGraphic Packaging Holding Company0.32%9,727,259$125Madded+6%+0.03 pp7 q
ZTSZoetis Inc.0.32%2,812,702$125Mnew+0.32 ppnew
GLWCorning Incorporated0.31%5,852,932$122Madded+52%+0.13 pp12 q
JNJJohnson & Johnson0.31%1,142,872$124Mtrimmed−62%−0.47 pp12 q
HONHoneywell International, Inc.0.30%1,053,629$118Madded×1404.8+0.30 pp12 q
CCUCompania Cervecerias Unidas S.A.0.28%4,961,228$111Madded0%+0.01 pp8 q
GRAW.R. Grace & Co.0.27%1,509,725$107Mheld—12 q
TEVATeva Pharmaceutical Industries Limited0.26%1,915,660$103Mtrimmed−56%−0.46 pp12 q
STXNSeagate Technology Holdings PLC (Ireland)0.26%2,928,550$101Madded+13%+0.02 pp12 q
PKGPackaging Corp of America0.25%1,658,900$100Madded×2.6+0.15 pp2 q
ACTAllergan PLC0.25%371,770$100Mtrimmed−45%−0.27 pp4 q
LBTYALiberty Global Ltd. Class A0.25%2,513,233$97Mtrimmed−50%−0.28 pp12 q
LXKLexmark International Inc-a0.24%2,832,217$95Mheld—9 q
AAPAdvance Auto Parts Inc0.22%531,585$85Mnew+0.22 ppnew
unresolvedCharter Comm's Inc0.22%426,898$86Mtrimmed−60%−0.26 pp3 q
DCPDCP Midstream, LP0.22%3,199,986$87Madded×4.4+0.18 pp2 q
TMUST-Mobile US, Inc.0.22%2,281,473$87Mnew+0.22 ppnew
MDRXVeradigm Inc0.20%5,963,023$79Madded+15%0.00 pp4 q
MASMasco Corporation0.20%2,518,850$79Mtrimmed−1%+0.02 pp7 q
TIFTiffany & Co.0.20%1,073,028$79Mnew+0.20 ppnew
APDAir Products & Chemicals, Inc.0.19%526,605$76Madded+7%+0.03 pp5 q
CVLTCommvault Systems, Inc.0.17%1,586,020$68Madded0%+0.01 pp8 q
unresolvedItc Hldgs Corp0.17%1,503,232$65Madded+89%+0.09 pp2 q
PEPPepsiCo, Inc.0.17%635,516$65Mtrimmed−75%−0.46 pp4 q
HALOHalozyme Therapeutics, Inc.0.16%6,663,700$63Madded+55%−0.03 pp10 q
IMOImperial Oil Limited0.16%1,925,975$64Madded+17%+0.03 pp3 q
unresolvedJpmorgan Chase & Co0.16%3,590,271$64Mheld—12 q
BIIBBiogen Inc.0.15%224,585$58Madded+16%0.00 pp2 q
QCOMQualcomm Inc0.15%1,145,698$59Madded+12%+0.02 pp2 q
AXTAAxalta Coating Systems Ltd.0.14%1,879,835$55Mnew+0.14 ppnew
GDGeneral Dynamics Corporation0.13%394,700$52Mnew+0.13 ppnew
VCVisteon Corporation0.13%655,980$52Mheld—8 q
unresolvedTahoe Res Inc0.12%4,872,603$49Madded+5%+0.02 pp12 q
unresolvedDeltic Timber Corp0.11%720,553$43Mheld—12 q
GCPNGcp Applied Technologies0.11%2,259,305$45Mnew+0.11 ppnew
MSTRStrategy Inc Class A0.11%240,800$43Madded×2.1+0.06 pp2 q
unresolvedCuris0.10%24,008,672$39Mheld—12 q
INVAInnoviva, Inc.0.10%3,225,991$41Mnew+0.10 ppnew
XONPrecigen, Inc.0.10%1,187,389$40Mheld—8 q
NGDNew Gold Inc.0.10%10,577,131$39Mheld—12 q
NEMNewmont Corporation0.10%1,438,306$38Mheld—12 q
unresolvedValeant Pharmaceuticals Intl0.10%1,495,332$39Mtrimmed−9%−0.32 pp12 q
unresolvedAlliancebernstein Income Fun0.09%4,375,972$34Mtrimmed−0%+0.01 pp10 q
unresolvedBaxalta Inc0.09%845,545$34Mtrimmed−77%−0.27 pp3 q
MSGNMSG Networks Inc.0.08%1,839,835$32Mtrimmed−38%−0.07 pp3 q
NLNKNewLink Genetics Corporation0.08%1,754,700$32Mtrimmed−2%−0.08 pp12 q
AUAngloGold Ashanti plc0.07%2,019,555$28Mheld—12 q
CMTLComtech Telecommunications0.07%1,221,636$29Mtrimmed−25%−0.01 pp10 q
SJTSan Juan Basin Royalty Trust UBI0.07%5,444,968$28Mheld—12 q
unresolvedTransmontaigne Partners L P0.07%732,203$27Madded+13%+0.03 pp5 q
unresolvedIntevac Inc0.06%4,825,881$22Mheld—12 q
unresolvedAep Inds Inc0.05%281,314$19Mheld—12 q
unresolvedCui Global Inc0.05%2,281,242$18Mheld—9 q
DRRXDurect Corp0.05%14,381,546$19Madded+2%−0.03 pp12 q
unresolvedEldorado Gold (C$)0.05%6,443,257$20Mheld—12 q
IAGIAMGold Corporation0.05%8,047,996$18Mheld—12 q
SPYState Street SPDR S&P 500 ETF Trust0.05%92,670$19Mheld—2 q
TSMTaiwan Semiconductor Manufacturing Company Ltd.0.05%700,000$18Madded+40%+0.02 pp3 q
XAWFXAlliancebernstein Gl Hi Inc0.04%1,455,764$17Mheld—8 q
ARDMAradigm Corp0.04%3,854,730$17Mheld—8 q
ARQLArqule Inc0.04%10,825,233$17Madded+24%−0.01 pp12 q
KGCKinross Gold Corporation0.04%4,801,889$16Mheld—12 q
MQ8Mag Silver Corp0.04%1,490,600$14Madded+10%+0.02 pp5 q
NGLNgl Energy Partners LP0.04%1,831,625$14Madded×2.1+0.02 pp5 q
VODVodafone Group PLC0.04%450,361$14Madded×1655.7+0.04 pp8 q
1LGEUSDLiberty Global PLC Lilac - C0.04%455,625$17Mtrimmed−0%−0.01 pp3 q
BTGB2Gold Corp.0.03%7,700,300$13Mheld—4 q
EIXEdison International0.03%186,716$13Mnew+0.03 ppnew
GFIGold Fields Ltd0.03%2,681,635$11Mheld—12 q
NSNuStar Energy L.P.0.03%297,400$12Mheld—12 q
unresolvedPain Therapeutics Inc0.03%5,684,510$13Mheld—12 q
unresolvedPowershares Db Cmdty Idx Tra0.03%854,000$11Mheld—12 q
unresolvedCelator Pharmaceuticals Inc0.02%741,000$8Madded+21%+0.02 pp2 q
unresolvedEncana Corp0.02%1,377,892$8Mtrimmed−0%0.00 pp12 q
GBDCGolub Capital BDC, Inc.0.02%343,700$6Madded+23%+0.01 pp3 q
HDHome Depot, Inc.0.02%69,319$9Mtrimmed−79%−0.09 pp8 q
unresolvedIndependence Hldg Co New0.02%597,064$10Madded+4%0.00 pp12 q
KOPNKopin Corp0.02%5,733,849$10Mtrimmed−4%−0.02 pp12 q
KRThe Kroger Co.0.02%222,000$8Mheld—12 q
unresolvedLiberty Media Corp Delaware0.02%254,208$10Mtrimmed−7%−0.01 pp7 q
MTBM&T Bank Corp.0.02%58,930$7Mheld—12 q
unresolvedShire PLC0.02%47,032$8Madded×9.7+0.02 pp7 q
RMTORM2 International Inc0.01%1,145,576$3Mheld—4 q
unresolvedAmerican Independence Corp0.01%144,990$3Mtrimmed−3%+0.01 pp12 q
AMPAmeriprise Financial, Inc.0.01%21,324$2Mheld—12 q
unresolvedBellicum Pharmaceuticals Inc0.01%588,207$6Madded+94%−0.01 pp5 q
unresolvedCelldex Therapeutics Inc New0.01%629,542$2Madded+9%−0.01 pp7 q
unresolvedHrg Group Inc0.01%263,400$4Madded+72%0.00 pp4 q
FXIiShares China Large-Cap ETF0.01%77,000$3Mheld—4 q
EFAiShares MSCI EAFE ETF0.01%87,550$5Mheld—10 q
SLViShares Silver Trust0.01%251,600$4Mheld—12 q
JPMJPMorgan Chase & Co.0.01%39,191$2Mheld—12 q
KLICKulicke & Soffa Industries Inc0.01%391,321$4Madded+8%0.00 pp9 q
unresolvedLeucadia National0.01%211,000$3Madded+63%0.00 pp10 q
LBRDKLiberty Broadband Corporation Class C0.01%65,051$4Mtrimmed−4%0.00 pp6 q
unresolvedLiberty Media Corp Delaware0.01%127,104$5Mtrimmed−7%0.00 pp12 q
MGNXMacroGenics, Inc.0.01%285,800$5Mtrimmed−1%−0.01 pp8 q
MCDMcDonald's Corporation0.01%17,842$2Mtrimmed−99%−0.84 pp8 q
unresolvedMcGraw Hill0.01%40,000$4Mheld—12 q
MNSTMonster Beverage Corporation0.01%15,000$2Mheld—4 q
unresolvedNustar Gp Holdings LLC0.01%250,000$5Mheld—12 q
OXYOccidental Petroleum Corporation0.01%33,222$2Madded×4.6+0.01 pp12 q
TRAKReposiTrak, Inc.0.01%268,461$2Mheld—10 q
PFEPfizer Inc.0.01%141,061$4Madded+4%0.00 pp12 q
PAAPlains All American Pipeline, L.P. Common Units representing Limited Partner Interests0.01%100,000$2Mheld—3 q
unresolvedPrimero Mng Corp0.01%1,620,300$3Mheld—12 q
SGMOQSangamo Therapeutics Inc0.01%379,727$2Madded+90%+0.01 pp3 q
unresolvedSeacor Holdings Inc.0.01%96,554$5Mheld—12 q
XLFState Street Financial Select Sector SPDR ETF0.01%170,000$4Mheld—4 q
SPHSuburban Propane Partners L P0.01%196,250$6Mheld—12 q
BNDVanguard Total Bond Market0.01%49,000$4Mheld—4 q
unresolvedWp Glimcher In0.01%309,000$3Madded+21%0.00 pp5 q
CYDChina Yuchai International Ltd.0.01%245,000$2Madded+4%0.00 pp12 q
unresolvedThe Adt Corporation0.00%750$31,000held—12 q
MOAltria Group, Inc.0.00%13,000$815,000held—12 q
AMZNAmazon.Com Inc0.00%917$544,000added+49%0.00 pp12 q
ABEVAmbev S.a.0.00%17,875$93,000held—10 q
APUAmeriGas Partners, L.P.0.00%9,800$426,000held—2 q
MJCAntares Pharma Inc0.00%20,000$17,000held—12 q
AAPLApple Inc.0.00%16,106$2Madded+94%0.00 pp12 q
ATRAptarGroup, Inc.0.00%14,129$1Mheld—12 q
AGRAvangrid, Inc.0.00%15,998$642,000held—2 q
unresolvedAviat Networks Inc0.00%397$0held—12 q
AVPAvon Products, Inc.0.00%173,000$832,000held—6 q
BPBP p.l.c.0.00%273$8,000held—12 q
BIDUBaidu, Inc.0.00%10$2,000held—12 q
unresolvedBaker Hughes Inc.0.00%181$8,000held—12 q
BNSBank of Nova Scotia0.00%1,000$49,000held—3 q
Barclays Bank PLCconvertible0.00%500$13,000held—12 q
BAXBaxter International Inc.0.00%1,100$45,000trimmed−100%−0.08 pp12 q
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,450$206,000held—12 q
unresolvedBonanza Creek Energy Inc0.00%1,000,819$2Mnew0.00 ppnew
BMYBristol-Myers Squibb Co.0.00%12,943$827,000held—12 q
unresolvedBrocade Communications Sys I0.00%30,000$317,000new0.00 ppnew
CNOCNO Financial Group, Inc.0.00%50,000$896,000new0.00 ppnew
unresolvedCalifornia Res Corp0.00%4,116$4,000added×4.10.00 pp6 q
CALACalithera Biosciences Inc0.00%205,369$1Mheld—2 q
unresolvedCalpine Corp0.00%1,000$15,000held—12 q
CCThe Chemours Company0.00%120$1,000held—3 q
CVXChevron Corporation0.00%13,004$1Madded+60%0.00 pp12 q
CHDChurch & Dwight Co., Inc.0.00%1,884$174,000held—12 q
CSCOCisco Systems, Inc. (DE)0.00%28,900$823,000added×6.30.00 pp12 q
CAGConagra Brands, Inc.0.00%19,762$882,000held—12 q
CTOCTO Realty Growth, Inc.0.00%4,000$185,000held—12 q
STZConstellation Brands, Inc.0.00%2,400$363,000held—12 q
CORTCorcept Therapeutics Inc.0.00%395,670$2Madded+32%0.00 pp4 q
DKSDick's Sporting Goods, Inc.0.00%1,000$47,000held—8 q
DGICADonegal Group Inc0.00%64,068$921,000held—10 q
DMLPDorchester Minerals LP0.00%600$7,000held—12 q
unresolvedDu Pont E I De Nemours & Co0.00%600$38,000held—12 q
unresolvedElectro Rent Corp.0.00%89,800$832,000held—12 q
ETREntergy Corporation0.00%200$16,000held—12 q
unresolvedExpress Scripts Hldg Co0.00%1,168$80,000held—12 q
EZPWEzcorp Inc0.00%362,000$1Madded×3.00.00 pp3 q
XOMExxon Mobil Corp0.00%6,628$554,000held—12 q
METAMeta Platforms, Inc. Class A0.00%3,800$434,000added+65%0.00 pp12 q
unresolvedFifth Street Finance Corp0.00%109,000$547,000held—3 q
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$33,000held—12 q
unresolvedFrontier Communications Corp0.00%72$0held—12 q
unresolvedGeneral Electric Co0.00%11,301$359,000held—12 q
GERNGeron Corp0.00%159,700$466,000held—12 q
GILDGilead Sciences Inc0.00%9,200$845,000added×23.00.00 pp12 q
unresolvedGlaxosmithkline PLC0.00%1$0held—12 q
GSGoldman Sachs Group Inc.0.00%4,401$691,000added×29.10.00 pp12 q
HRSL3Harris Technologies, Inc.0.00%1,600$125,000held—12 q
HIGThe Hartford Insurance Group, Inc.0.00%200$9,000held—12 q
INVEINVE Technologies, Inc.0.00%65,000$140,000held—7 q
ILMNIllumina Inc0.00%400$65,000held—12 q
IBMInternational Business Machines Corporation0.00%9,052$1Mheld—12 q
KBRKBR, Inc.0.00%56,200$870,000new0.00 ppnew
unresolvedKlondex Mns Ltd0.00%5,000$13,000held—2 q
KHCThe Kraft Heinz Company0.00%1,845$145,000held—3 q
unresolvedLayne Christensen Co0.00%65,200$469,000held—10 q
Layne Christensen Coconvertible0.00%1,550,000$1Mheld—5 q
LBRDALiberty Broadband Corporation Class A0.00%31,022$2Mtrimmed−9%0.00 pp6 q
unresolvedLiberty Interactive Corp0.00%4,375$110,000held—12 q
unresolvedLiberty Interactive Corp0.00%1,057$41,000held—12 q
LTRPALiberty TripAdvisor Holdings, Inc. Series A0.00%436$10,000held—7 q
LMNRLimoneira Co0.00%77,388$1Mheld—12 q
LLoews Corporation0.00%14,000$536,000held—12 q
LORLLoral Space and Communications, Inc.0.00%41,350$1Madded+48%0.00 pp10 q
MFCManulife Financial Corp.0.00%942$13,000held—12 q
unresolvedMkt Vectors Gld Miners ETF0.00%6,900$138,000held—12 q
MRKMerck & Co., Inc.0.00%16,090$851,000added×2.10.00 pp12 q
METMetLife, Inc.0.00%16,800$738,000held—12 q
MDLZMondelez International, Inc. Class A0.00%5,536$222,000trimmed−100%−0.55 pp12 q
unresolvedMorgans Hotel Group Co0.00%1,036,000$1Madded+57%−0.01 pp12 q
MURMurphy Oil Corp.0.00%31,626$797,000held—12 q
MUSAMurphy USA Inc.0.00%3,181$195,000held—11 q
GFNEW GERMANY FUND Inc0.00%12,556$177,000added+7%0.00 pp12 q
NWSANews Corporation Class A0.00%365$5,000held—11 q
NWSNews Corporation Class B0.00%230$3,000held—11 q
NGNovaGold Resources Inc.0.00%71,634$361,000new0.00 ppnew
NVSNovartis AG0.00%12,848$931,000held—12 q
NUANNuance Communications, Inc.0.00%700$13,000held—12 q
JGHNuveen Global High Income Fund0.00%90,000$1Mheld—6 q
unresolvedOncothyreon Inc0.00%300,000$381,000held—2 q
unresolvedOncomed Pharmaceuticals Inc0.00%184,430$2Mnew0.00 ppnew
PDLIPDL BioPharma, Inc.0.00%2,800$9,000held—12 q
JCPJ.C. Penney Company, Inc.0.00%5,000$55,000held—9 q
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$1,000held—12 q
PMPhilip Morris International Inc.0.00%13,000$1Mtrimmed−6%0.00 pp12 q
unresolvedPhilippine Long Distance Tel0.00%45,000$2Mtrimmed−2%0.00 pp3 q
unresolvedPlatform Specialty Prods Cor0.00%57,800$497,000new0.00 ppnew
PRUPrudential Financial, Inc.0.00%11,800$852,000new0.00 ppnew
ORealty Income Corporation0.00%1,340$84,000held—10 q
ROVIRovi Corporation Com Stk (De)0.00%184$4,000held—12 q
XBIState Street SPDR S&P Biotech ETF0.00%18,150$938,000new0.00 ppnew
unresolvedSanofi0.00%146,402$17,000held—12 q
SLBSLB Limited0.00%900$66,000held—12 q
SCHWThe Charles Schwab Corporation0.00%900$25,000held—12 q
XLIState Street Industrial Select Sector SPDR ETF0.00%30,000$2Mheld—12 q
SONYSony Group Corporation0.00%800$21,000held—12 q
unresolvedSprint Corporation0.00%602$2,000held—11 q
XYZBlock, Inc.0.00%1,940$30,000held—2 q
unresolvedStarz0.00%44,068$1Mtrimmed−17%0.00 pp12 q
SMMTSummit Therapeutics Inc.0.00%175,000$1Mheld—5 q
SYTSyngenta Ag-adr0.00%66$5,000held—12 q
TDSTelephone and Data Systems Inc.0.00%17,500$527,000held—10 q
TEXTerex Corporation0.00%10,000$249,000new0.00 ppnew
TSLATesla, Inc.0.00%105$24,000held—2 q
TMOThermo Fisher Scientific, Inc.0.00%200$28,000held—12 q
TIMETime Inc0.00%1,854$29,000held—8 q
TWXTime Warner Inc0.00%14,846$1Mheld—12 q
unresolvedTime Warner Cable Inc0.00%2,612$534,000held—12 q
unresolvedTwenty First Centy Fox Inc0.00%1,460$41,000held—11 q
unresolvedTwenty First Centy Fox Inc0.00%920$26,000held—11 q
TWTRTwitter, Inc.0.00%52,000$861,000new0.00 ppnew
UNFUnifirst Corp0.00%11,599$1Mnew0.00 ppnew
UTXZRTX Corporation0.00%18,688$2Madded×2.60.00 pp12 q
UNMUnum Group0.00%60,000$2Mheld—12 q
VEUVanguard FTSE All-World Ex-US ETF0.00%9,800$423,000held—4 q
VVXV2X, Inc.0.00%277$6,000held—7 q
VZVerizon Communications0.00%431$23,000held—12 q
VUZIVuzix Corporation0.00%44,933$239,000trimmed−59%0.00 pp3 q
WFCWells Fargo & Co.0.00%1,800$87,000held—12 q
unresolvedWilliams Partners L P New0.00%4,622$95,000held—5 q
XYLXylem Inc0.00%39,100$2Mheld—12 q
ZBHZimmer Biomet Holdings, Inc.0.00%873$93,000held—12 q
99998USDLiberty Global PLC Lilac - A0.00%54,221$2Mtrimmed−0%−0.01 pp3 q
MNKMallinckrodt PLC0.00%187$11,000held—10 q
PNRPentair plc0.00%359$19,000held—8 q
unresolvedTyco Intl PLC0.00%1,500$55,000held—6 q
0VQJLTe Connectivity Ltd0.00%1,500$93,000held—12 q
unresolvedVascular Biogenics Ltd0.00%195,966$682,000held—2 q
unresolvedPlum Creek Timber Co Inc—−11,914,241—exited−1.42 pp—
unresolvedWillis Group Holdings Public—−9,397,764—exited−1.14 pp—
unresolvedSanDisk Corp—−1,472,973—exited−0.28 pp—
BBYD20230930-DK-BUTTERFLY-1 Inc—−1,743,623—exited−0.21 pp—
unresolvedWhole Foods Market—−1,909,918—exited−0.16 pp—
unresolvedValspar Corp—−711,630—exited−0.15 pp—
AZOAutoZone, Inc.—−64,950—exited−0.12 pp—
CSXCSX Corporation—−1,867,259—exited−0.12 pp—
unresolvedRite Aid Corp—−5,627,170—exited−0.11 pp—
unresolvedTrovagene Inc—−376,111—exited−0.01 pp—
FEYEFireEye, Inc.—−635—exited0.00 pp—
unresolvedGoodrich Pete Corp—−65,000—exited0.00 pp—
unresolvedNew Oriental Ed & Tech Grp I—−1,000—exited0.00 pp—
unresolvedPenn West Petroleum Ltd—−400,000—exited0.00 pp—
unresolvedPrecision Castparts Corp—−380—exited0.00 pp—
TLOGTetralogic Pharms Corp—−200,000—exited0.00 pp—

Other 13(f) securities

Options 4

Contract% of notionalSharesNotional
Valeant Pharmaceuticals Intl PUT89.22%11,970$22M
NLNK CALL10.52%9,072$3M
LXK PUT0.26%2,000$65,000
ARQL CALL0.00%935,673$0

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 71 unresolved
Accession
0001325447-16-000100
Notes
none in this filing
SEC cross-check
SEC data set not published yet