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Matrix Asset Advisors

Q3 2013 13F · by David Katz, CIO

As of
Sep 30, 2013
Filed
Nov 7, 2013
US stock
$741M · prev $716M
Positions
74 · prev 74
Options notional
$0
Documents
1· no amendments

Picture99.3% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 99.3%
  • Foreign stock not listed in the US 0.7%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves63 since the prior filing

The book

Focused · behaves like 38 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 29% a year, about 3.4 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions19% of US stock

  1. JPM JPMorgan Chase & Co. trimmed−0.33 pp trimmed−0.334.1%
  2. WFC Wells Fargo & Co. trimmed−0.24 pp trimmed−0.244.0%
  3. MET MetLife, Inc. trimmed−0.23 pp trimmed−0.233.6%
  4. SLB SLB Limited trimmed+0.38 pp trimmed+0.383.5%
  5. JNJ Johnson & Johnson added−0.07 pp added−0.073.5%

Positions74 in this filing · 4 exited

JPMJPMorgan Chase & Co.4.14%593,165$31Mtrimmed−2%−0.33 pp2 q
WFCWells Fargo & Co.4.04%725,493$30Mtrimmed−2%−0.24 pp2 q
METMetLife, Inc.3.65%576,566$27Mtrimmed−5%−0.23 pp2 q
SLBSLB Limited3.55%297,946$26Mtrimmed−6%+0.38 pp2 q
JNJJohnson & Johnson3.52%300,950$26Madded0%−0.07 pp2 q
OXYOccidental Petroleum Corporation3.43%271,595$25Madded+13%+0.42 pp2 q
MSFTMicrosoft Corp3.25%724,808$24Mtrimmed−2%−0.31 pp2 q
AXPAmerican Express Company3.11%304,997$23Mtrimmed−3%−0.16 pp2 q
EMREmerson Electric Co.3.09%353,588$23Mtrimmed−9%+0.13 pp2 q
PGProcter & Gamble Company3.09%302,739$23Madded+1%−0.15 pp2 q
CVXChevron Corporation3.08%188,165$23Mtrimmed−3%−0.13 pp2 q
BBTTruist Financial Corporation3.05%670,027$23Madded+2%−0.06 pp2 q
ZBHZimmer Biomet Holdings, Inc.3.02%272,648$22Mtrimmed−5%+0.01 pp2 q
CSCOCisco Systems, Inc. (DE)2.93%925,664$22Mtrimmed−3%−0.31 pp2 q
STTState Street Corporation2.93%330,428$22Mtrimmed−19%−0.78 pp2 q
DVNDevon Energy Corporation2.84%364,248$21Madded+1%+0.23 pp2 q
COPConocoPhillips2.78%296,452$21Mtrimmed−4%+0.18 pp2 q
0VQJLTe Connectivity Ltd2.76%395,014$20Mtrimmed−7%+0.06 pp2 q
MSMorgan Stanley2.70%744,039$20Mtrimmed−2%+0.12 pp2 q
ADMArcher Daniels Midland Company2.55%512,267$19Mtrimmed−8%−0.08 pp2 q
GLWCorning Incorporated2.52%1,282,435$19Mtrimmed−3%−0.11 pp2 q
TEVATeva Pharmaceutical Industries Limited2.30%450,614$17Madded+1%−0.14 pp2 q
QCOMQualcomm Inc2.27%250,357$17Mnew+2.27 ppnew
TMOThermo Fisher Scientific, Inc.2.27%182,963$17Mtrimmed−2%+0.07 pp2 q
CVSCvs Health Corporation2.24%293,152$17Mtrimmed−1%−0.12 pp2 q
unresolvedJohnson Controls2.16%385,182$16Mtrimmed−2%+0.19 pp2 q
CATCaterpillar Inc.2.01%178,290$15Madded+62%+0.75 pp2 q
SCHWThe Charles Schwab Corporation1.93%677,990$14Mtrimmed−29%−0.90 pp2 q
unresolvedDu Pont E I De Nemours & Co1.90%240,585$14Madded+32%+0.57 pp2 q
KOCoca-Cola Company1.87%366,329$14Madded+7%−0.04 pp2 q
PEPPepsiCo, Inc.1.74%161,954$13Mtrimmed−0%−0.12 pp2 q
MCDMcDonald's Corporation1.52%117,057$11Madded×6.7+1.28 pp2 q
unresolvedHewlett Packard Co1.32%465,332$10Madded+92%+0.48 pp2 q
KELKellanova1.14%144,510$8Madded+2%−0.14 pp2 q
COFCapital One Financial1.00%107,673$7Madded×3.3+0.71 pp2 q
unresolvedEaton Corp. PLC F0.62%66,820$5Madded+1%+0.01 pp2 q
XOMExxon Mobil Corp0.62%53,182$5Madded+1%−0.05 pp2 q
UPSUnited Parcel Service, Inc. Class B0.52%42,242$4Madded+1%+0.02 pp2 q
unresolvedGeneral Electric Co0.50%156,735$4Madded+2%0.00 pp2 q
TWXTime Warner Inc0.47%52,696$3Mtrimmed−1%+0.04 pp2 q
unresolvedComcast Corp. Spl Cl A0.42%71,225$3Madded+1%+0.03 pp2 q
IBMInternational Business Machines Corporation0.41%16,422$3Madded0%−0.03 pp2 q
MRKMerck & Co., Inc.0.38%58,580$3Madded+2%+0.01 pp2 q
UTXZRTX Corporation0.38%26,290$3Mtrimmed−0%+0.04 pp2 q
RDS.BRoyal Dutch Shell PLC0.33%35,098$2Madded+6%+0.02 pp2 q
PFEPfizer Inc.0.28%71,856$2Madded+4%+0.01 pp2 q
MMM3M Company0.28%17,590$2Mheld—2 q
APDAir Products & Chemicals, Inc.0.27%18,950$2Madded+62%+0.12 pp2 q
INTCIntel Corp0.27%86,729$2Madded+3%−0.01 pp2 q
DUKDuke Energy Corporation0.26%29,310$2Madded+8%0.00 pp2 q
EDConsolidated Edison, Inc.0.25%33,826$2Madded+8%−0.01 pp2 q
unresolvedUnilever Spn.Adr 1:10.25%48,115$2Madded+4%−0.01 pp2 q
KMBKimberly-Clark Corp.0.24%19,063$2Madded+3%−0.01 pp2 q
GISGeneral Mills, Inc.0.23%36,280$2Madded+4%−0.01 pp2 q
ORCLOracle Corp0.20%45,610$2Mtrimmed−41%−0.13 pp2 q
SW5Southwestern Energy Co0.19%39,545$1Madded+1%−0.01 pp2 q
TAT&T Inc.0.17%37,740$1Madded+9%0.00 pp2 q
CSXCSX Corporation0.17%48,235$1Mheld—2 q
9990302DApache Corp0.15%12,986$1Mheld—2 q
SOThe Southern Company0.14%25,223$1Mnew+0.14 ppnew
unresolvedCompugen Ltd0.11%80,000$821,000held—2 q
WMTWalmart Inc.0.06%6,070$449,000held—2 q
AFLAflac Inc.0.03%3,895$241,000held—2 q
AAPLApple Inc.0.03%495$236,000new+0.03 ppnew
BRK.BBERKSHIRE HATHAWAY Class B0.03%1,850$210,000held—2 q
SRNESorrento Therapeutics Inc0.03%24,628$236,000new+0.03 ppnew
unresolvedPsivida Corp0.01%15,000$62,000held—2 q
unresolvedEnvironmental Energy Service0.00%10,000$0held—2 q
unresolvedFriendfinder Networks Inc0.00%32,650$1,000held—2 q
unresolvedItracker System, Inc.0.00%110,000$0held—2 q
unresolvedMicroIslet, Inc.0.00%39,000$0held—2 q
unresolvedTrunity Holdings, Inc.0.00%71,429$26,000held—2 q
WPHMWinston Pharms Inc0.00%10,115$1,000held—2 q
unresolvedE-Kong Group Ltd.0.00%12,500$1,000held—2 q
unresolvedTidewater Inc—−383,570—exited−3.05 pp—
unresolvedTime Warner Cable Inc—−23,524—exited−0.37 pp—
DDominion Energy, Inc—−22,375—exited−0.18 pp—
ADPAutomatic Data Processing—−13,630—exited−0.13 pp—

Source

Form
13F-HR
Reading
9 defects · 15 unresolved
Accession
0001140361-13-041197
Options
none in this filing
Notes
none in this filing
SEC cross-check
SEC data set not published yet
  • A security outside the official 13F list — CUSIP 011768504 not on the Official 13(f) List for 2013-09-30
  • A security outside the official 13F list — CUSIP 278058102 not on the Official 13(f) List for 2013-09-30
  • A security outside the official 13F list — CUSIP 29406Q101 not on the Official 13(f) List for 2013-09-30
  • A security outside the official 13F list — CUSIP 46573A107 not on the Official 13(f) List for 2013-09-30
  • A security outside the official 13F list — CUSIP 59507Q106 not on the Official 13(f) List for 2013-09-30
  • A security outside the official 13F list — CUSIP 83587F202 not on the Official 13(f) List for 2013-09-30
  • A security outside the official 13F list — CUSIP 898183108 not on the Official 13(f) List for 2013-09-30
  • A security outside the official 13F list — CUSIP 975657107 not on the Official 13(f) List for 2013-09-30
  • A security outside the official 13F list — CUSIP G2952Q109 not on the Official 13(f) List for 2013-09-30