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Matrix Asset Advisors

Q4 2013 13F · by David Katz, CIO

As of
Dec 31, 2013
Filed
Feb 7, 2014
US stock
$824M · prev $741M
Positions
77 · prev 74
Options notional
$0
Documents
1· no amendments

Picture99.3% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 99.3%
  • Foreign stock not listed in the US 0.7%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves69 since the prior filing

The book

Focused · behaves like 39 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Low turnover · 25% a year, about 4.0 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions18% of US stock

  1. JPM JPMorgan Chase & Co. trimmed+0.04 pp trimmed+0.044.2%
  2. WFC Wells Fargo & Co. added0.00 pp added0.004.0%
  3. MET MetLife, Inc. trimmed−0.02 pp trimmed−0.023.6%
  4. JNJ Johnson & Johnson added−0.15 pp added−0.153.4%
  5. SLB SLB Limited added−0.29 pp added−0.293.3%

Positions77 in this filing · 3 exited

JPMJPMorgan Chase & Co.4.18%589,187$34Mtrimmed−1%+0.04 pp3 q
WFCWells Fargo & Co.4.04%732,587$33Madded+1%0.00 pp3 q
METMetLife, Inc.3.63%554,297$30Mtrimmed−4%−0.02 pp3 q
JNJJohnson & Johnson3.37%303,539$28Madded+1%−0.15 pp3 q
SLBSLB Limited3.26%298,425$27Madded0%−0.29 pp3 q
MSFTMicrosoft Corp3.21%707,742$26Mtrimmed−2%−0.04 pp3 q
BBTTruist Financial Corporation3.10%684,212$26Madded+2%+0.05 pp3 q
OXYOccidental Petroleum Corporation3.09%267,933$25Mtrimmed−1%−0.34 pp3 q
PGProcter & Gamble Company3.08%312,128$25Madded+3%−0.01 pp3 q
ZBHZimmer Biomet Holdings, Inc.2.99%264,410$25Mtrimmed−3%−0.03 pp3 q
STTState Street Corporation2.92%328,034$24Mtrimmed−1%−0.01 pp3 q
CVXChevron Corporation2.90%191,574$24Madded+2%−0.18 pp3 q
QCOMQualcomm Inc2.84%315,401$23Madded+26%+0.57 pp2 q
CSCOCisco Systems, Inc. (DE)2.75%1,011,621$23Madded+9%−0.18 pp3 q
MSMorgan Stanley2.75%721,981$23Mtrimmed−3%+0.05 pp3 q
GLWCorning Incorporated2.70%1,249,644$22Mtrimmed−3%+0.18 pp3 q
0VQJLTe Connectivity Ltd2.70%403,177$22Madded+2%−0.06 pp3 q
DVNDevon Energy Corporation2.69%358,618$22Mtrimmed−2%−0.15 pp3 q
COPConocoPhillips2.57%300,189$21Madded+1%−0.21 pp3 q
CVSCvs Health Corporation2.49%286,299$20Mtrimmed−2%+0.25 pp3 q
TMOThermo Fisher Scientific, Inc.2.44%180,257$20Mtrimmed−1%+0.17 pp3 q
MCDMcDonald's Corporation2.38%202,447$20Madded+73%+0.86 pp3 q
AXPAmerican Express Company2.35%213,372$19Mtrimmed−30%−0.76 pp3 q
unresolvedDu Pont E I De Nemours & Co2.28%288,570$19Madded+20%+0.38 pp3 q
CATCaterpillar Inc.2.22%201,516$18Madded+13%+0.21 pp3 q
TEVATeva Pharmaceutical Industries Limited2.07%425,461$17Mtrimmed−6%−0.23 pp3 q
ADMArcher Daniels Midland Company2.01%380,907$17Mtrimmed−26%−0.54 pp3 q
COFCapital One Financial1.96%210,448$16Madded+95%+0.96 pp3 q
SCHWThe Charles Schwab Corporation1.91%604,873$16Mtrimmed−11%−0.02 pp3 q
unresolvedJohnson Controls1.87%299,799$15Mtrimmed−22%−0.29 pp3 q
KOCoca-Cola Company1.84%367,153$15Madded0%−0.03 pp3 q
PEPPepsiCo, Inc.1.69%167,666$14Madded+4%−0.05 pp3 q
HOLXHologic Inc1.65%606,742$14Mnew+1.65 ppnew
unresolvedHewlett Packard Co1.61%475,309$13Madded+2%+0.29 pp3 q
KELKellanova1.23%165,915$10Madded+15%+0.09 pp3 q
unresolvedEaton Corp. PLC F0.66%71,933$5Madded+8%+0.04 pp3 q
XOMExxon Mobil Corp0.66%53,447$5Madded+1%+0.04 pp3 q
unresolvedGeneral Electric Co0.62%180,895$5Madded+15%+0.12 pp3 q
UPSUnited Parcel Service, Inc. Class B0.58%45,501$5Madded+8%+0.06 pp3 q
TWXTime Warner Inc0.45%52,696$4Mheld—3 q
MRKMerck & Co., Inc.0.44%72,325$4Madded+23%+0.06 pp3 q
unresolvedComcast Corp. Spl Cl A0.43%71,380$4Madded0%+0.01 pp3 q
RDS.BRoyal Dutch Shell PLC0.40%43,853$3Madded+25%+0.07 pp3 q
IBMInternational Business Machines Corporation0.38%16,482$3Madded0%−0.03 pp3 q
UTXZRTX Corporation0.36%26,360$3Madded0%−0.02 pp3 q
PFEPfizer Inc.0.33%88,281$3Madded+23%+0.05 pp3 q
APDAir Products & Chemicals, Inc.0.32%23,652$3Madded+25%+0.05 pp3 q
KMBKimberly-Clark Corp.0.31%24,125$3Madded+27%+0.07 pp3 q
DUKDuke Energy Corporation0.30%36,275$3Madded+24%+0.04 pp3 q
MMM3M Company0.30%17,590$2Mheld—3 q
unresolvedUnilever Spn.Adr 1:10.30%60,737$3Madded+26%+0.05 pp3 q
EDConsolidated Edison, Inc.0.29%43,258$2Madded+28%+0.04 pp3 q
GISGeneral Mills, Inc.0.29%47,570$2Madded+31%+0.06 pp3 q
INTCIntel Corp0.26%82,959$2Mtrimmed−4%−0.01 pp3 q
TAT&T Inc.0.22%50,580$2Madded+34%+0.05 pp3 q
ORCLOracle Corp0.21%45,500$2Mtrimmed−0%+0.01 pp3 q
SW5Southwestern Energy Co0.20%41,085$2Madded+4%+0.01 pp3 q
CSXCSX Corporation0.17%47,390$1Mtrimmed−2%0.00 pp3 q
9990302DApache Corp0.16%15,223$1Madded+17%+0.01 pp3 q
SOThe Southern Company0.16%33,040$1Madded+31%+0.02 pp2 q
VZVerizon Communications0.11%19,079$938,000new+0.11 ppnew
CGENCompugen Ltd0.09%85,000$761,000new+0.09 ppnew
WMTWalmart Inc.0.06%6,070$478,000held—3 q
AAPLApple Inc.0.04%537$301,000added+8%+0.01 pp2 q
AFLAflac Inc.0.03%3,895$260,000held—3 q
BRK.BBERKSHIRE HATHAWAY Class B0.03%1,850$219,000held—3 q
APMRFAmper SA Madrid0.03%155,304$227,000new+0.03 ppnew
SRNESorrento Therapeutics Inc0.02%23,128$187,000trimmed−6%−0.01 pp2 q
unresolvedPsivida Corp0.01%20,000$79,000added+33%0.00 pp3 q
unresolvedSenesco Technologies Inc0.01%10,000$60,000new+0.01 ppnew
unresolvedTiger X Medical Inc.0.00%226,071$19,000new0.00 ppnew
unresolvedEnvironmental Energy Service0.00%10,000$0held—3 q
unresolvedItracker System, Inc.0.00%110,000$0held—3 q
unresolvedMicroIslet, Inc.0.00%39,000$0held—3 q
unresolvedTrunity Holdings, Inc.0.00%71,429$21,000held—3 q
WPHMWinston Pharms Inc0.00%10,115$0held—3 q
unresolvedE-Kong Group Ltd.0.00%12,500$0held—3 q
EMREmerson Electric Co.—−353,588—exited−3.09 pp—
unresolvedCompugen Ltd—−80,000—exited−0.11 pp—
unresolvedFriendfinder Networks Inc—−32,650—exited0.00 pp—

Source

Form
13F-HR
Reading
10 defects · 15 unresolved
Accession
0001140361-14-005338
Options
none in this filing
Notes
none in this filing
SEC cross-check
SEC data set not published yet
  • A security outside the official 13F list — CUSIP 18682E304 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP 278058102 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP 29406Q101 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP 46573A107 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP 59507Q106 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP 817208507 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP 898183108 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP 975657107 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP E04600198 not on the Official 13(f) List for 2013-12-31
  • A security outside the official 13F list — CUSIP G2952Q109 not on the Official 13(f) List for 2013-12-31