Matrix Asset Advisors

Q2 2016 13F · by David Katz, CIO

As of: Jun 30, 2016
Filed: Aug 3, 2016
US stock: $514M · prev $507M
Positions: 76 · prev 79
Options notional: $0
Documents: 1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 100.0%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves69 since the prior filing

+3.5 pp in · −3.6 pp out

New 3 +0.73 pp
Added 29 +2.82 pp
Trimmed 31 −2.76 pp
Exited 6 −0.83 pp

The book

Diversified · behaves like 43 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 18% a year, about 5.5 years per position

Low
Moderate
High

Top 5 positions19% of US stock

Positions76 in this filing · 6 exited


JPMJPMorgan Chase & Co.	4.20%	347,232	$22M	trimmed−1%	+0.09 pp	13 q
WFCWells Fargo & Co.	4.06%	441,005	$21M	added+7%	+0.14 pp	13 q
MSFTMicrosoft Corp	3.60%	361,701	$19M	added+3%	−0.21 pp	13 q
PGProcter & Gamble Company	3.59%	218,073	$18M	added+2%	+0.12 pp	13 q
ETNEaton Corporation, plc	3.36%	288,972	$17M	added+5%	−0.05 pp	10 q
CSCOCisco Systems, Inc. (DE)	3.31%	593,081	$17M	trimmed−1%	−0.05 pp	13 q
METMetLife, Inc.	3.13%	403,195	$16M	added+2%	−0.28 pp	13 q
UTXZRTX Corporation	2.95%	147,583	$15M	trimmed−0%	+0.03 pp	13 q
CVXChevron Corporation	2.86%	140,371	$15M	trimmed−4%	+0.12 pp	13 q
QCOMQualcomm Inc	2.86%	273,927	$15M	added+8%	+0.30 pp	12 q
ZBHZimmer Biomet Holdings, Inc.	2.71%	115,803	$14M	trimmed−6%	+0.13 pp	13 q
unresolvedJohnson Controls	2.65%	308,007	$14M	added+2%	+0.32 pp	13 q
0VQJLTe Connectivity Ltd	2.56%	230,607	$13M	trimmed−1%	−0.28 pp	13 q
GILDGilead Sciences Inc	2.53%	155,785	$13M	added+18%	+0.14 pp	9 q
PEPPepsiCo, Inc.	2.49%	120,598	$13M	trimmed−1%	+0.03 pp	13 q
SLBSLB Limited	2.44%	158,801	$13M	trimmed−3%	+0.06 pp	13 q
TEVATeva Pharmaceutical Industries Limited	2.30%	235,472	$12M	added+2%	−0.13 pp	13 q
OXYOccidental Petroleum Corporation	2.26%	153,919	$12M	trimmed−2%	+0.14 pp	13 q
TMOThermo Fisher Scientific, Inc.	2.20%	76,557	$11M	trimmed−5%	−0.04 pp	13 q
COFCapital One Financial	2.10%	169,500	$11M	added+1%	−0.20 pp	13 q
BBTTruist Financial Corporation	2.06%	297,783	$11M	trimmed−2%	+0.06 pp	13 q
MSMorgan Stanley	2.06%	407,053	$11M	added+1%	+0.07 pp	13 q
CVSCvs Health Corporation	1.89%	101,655	$10M	trimmed−2%	−0.23 pp	13 q
CATCaterpillar Inc.	1.84%	124,781	$9M	trimmed−2%	−0.08 pp	13 q
STTState Street Corporation	1.83%	174,697	$9M	trimmed−2%	−0.22 pp	13 q
SCHWThe Charles Schwab Corporation	1.79%	362,630	$9M	added+15%	+0.05 pp	13 q
SYMCGen Digital Inc.	1.79%	447,869	$9M	trimmed−4%	+0.10 pp	9 q
VIABViacom Inc. Class B	1.70%	211,080	$9M	trimmed−3%	−0.07 pp	5 q
ABBVAbbvie Inc.	1.64%	136,470	$8M	added+77%	+0.77 pp	3 q
DVNDevon Energy Corporation	1.63%	231,608	$8M	trimmed−1%	+0.36 pp	13 q
HOGHarley-Davidson, Inc.	1.49%	168,916	$8M	added+39%	+0.26 pp	5 q
AXPAmerican Express Company	1.45%	122,917	$7M	trimmed−1%	−0.05 pp	13 q
COPConocoPhillips	1.38%	162,037	$7M	trimmed−1%	+0.08 pp	13 q
VZVerizon Communications	1.17%	107,718	$6M	added+2%	+0.04 pp	11 q
MRKMerck & Co., Inc.	1.16%	103,122	$6M	added+11%	+0.19 pp	13 q
CBChubb Limited	1.16%	45,746	$6M	added+4%	+0.13 pp	2 q
PFEPfizer Inc.	1.08%	158,110	$6M	added+1%	+0.17 pp	13 q
XOMExxon Mobil Corp	1.07%	58,784	$6M	added+1%	+0.11 pp	13 q
HPEHewlett Packard Enterprise Company	1.05%	296,524	$5M	trimmed−7%	−0.06 pp	3 q
TAT&T Inc.	0.98%	116,392	$5M	added+13%	+0.18 pp	13 q
JNJJohnson & Johnson	0.98%	41,656	$5M	trimmed−74%	−2.43 pp	13 q
RDS.BRoyal Dutch Shell PLC	0.96%	87,800	$5M	added+18%	+0.24 pp	13 q
GISGeneral Mills, Inc.	0.93%	66,868	$5M	added+2%	+0.11 pp	13 q
KMBKimberly-Clark Corp.	0.92%	34,360	$5M	added+2%	+0.03 pp	13 q
HPQHP Inc.	0.89%	364,478	$5M	trimmed−2%	−0.01 pp	3 q
UPSUnited Parcel Service, Inc. Class B	0.86%	41,084	$4M	added+3%	+0.03 pp	13 q
TGTTarget Corporation	0.80%	58,962	$4M	added+11%	−0.06 pp	9 q
AAPLApple Inc.	0.77%	41,506	$4M	added+92%	+0.30 pp	12 q
MCDMcDonald's Corporation	0.72%	30,780	$4M	trimmed−15%	−0.17 pp	13 q
unresolvedUnilever Spn.Adr 1:1	0.67%	71,950	$3M	added+1%	+0.04 pp	13 q
GOOGAlphabet Inc. Class C	0.65%	4,827	$3M	new	+0.65 pp	new
unresolvedGeneral Electric Co	0.59%	95,744	$3M	trimmed−25%	−0.21 pp	13 q
IBMInternational Business Machines Corporation	0.48%	16,354	$2M	added+4%	+0.01 pp	13 q
KOCoca-Cola Company	0.35%	39,775	$2M	trimmed−1%	−0.02 pp	13 q
MDYState Street SPDR S&P MIDCAP 400 ETF Trust	0.12%	2,205	$600,000	held	—	10 q
CMCSAComcast Corp	0.11%	8,373	$546,000	trimmed−0%	+0.01 pp	3 q
CGENCompugen Ltd	0.11%	85,500	$554,000	held	—	11 q
EFGiShares MSCI EAFE Growth ETF	0.09%	6,870	$449,000	trimmed−36%	−0.05 pp	3 q
WMTWalmart Inc.	0.08%	5,380	$393,000	trimmed−2%	+0.01 pp	13 q
IWMiShares Russell 2000 ETF	0.06%	2,689	$309,000	held	—	6 q
MMM3M Company	0.06%	1,700	$298,000	trimmed−4%	0.00 pp	3 q
AFLAflac Inc.	0.05%	3,895	$281,000	held	—	13 q
BRK.BBERKSHIRE HATHAWAY Class B	0.05%	1,904	$276,000	added0%	0.00 pp	13 q
HONHoneywell International, Inc.	0.05%	2,160	$251,000	trimmed−0%	0.00 pp	3 q
KHCThe Kraft Heinz Company	0.05%	2,838	$251,000	held	—	3 q
WMWaste Management, Inc.	0.05%	3,600	$239,000	held	—	2 q
CLColgate-Palmolive Company	0.04%	2,775	$203,000	new	+0.04 pp	new
MDLZMondelez International, Inc. Class A	0.04%	4,724	$215,000	new	+0.04 pp	new
SRNESorrento Therapeutics Inc	0.03%	23,128	$130,000	held	—	12 q
unresolvedPsivida Corp	0.02%	30,500	$86,000	held	—	13 q
unresolvedTiger X Medical Inc.	0.01%	226,071	$34,000	held	—	10 q
unresolvedCinedigm Corp	0.00%	12,365	$15,000	trimmed−90%	−0.01 pp	3 q
unresolvedComdisco Holding Company, Inc.	0.00%	11,500	$1,000	held	—	4 q
unresolvedEnvironmental Energy Service	0.00%	10,000	$0	held	—	13 q
unresolvedSevion Therapeutics	0.00%	20,000	$4,000	held	—	8 q
APMRFAmper SA Madrid	0.00%	155,304	$14,000	held	—	11 q
DUKDuke Energy Corporation	—	−43,067	—	exited	−0.69 pp	—
unresolvedDu Pont E I De Nemours & Co	—	−7,895	—	exited	−0.10 pp	—
BABoeing Company	—	−1,694	—	exited	−0.04 pp	—
unresolvedCalifornia Res Corp	—	−15,745	—	exited	0.00 pp	—
unresolvedCyclone Power Technologies, Inc	—	−25,000	—	exited	0.00 pp	—
unresolvedItracker System, Inc.	—	−110,000	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 5 defects · 9 unresolved
Accession: 0001140361-16-074642
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A security outside the official 13F list — CUSIP E04600198 not on the Official 13(f) List for 2016-06-30
A security outside the official 13F list — CUSIP 200334118 not on the Official 13(f) List for 2016-06-30
A security outside the official 13F list — CUSIP 29406Q101 not on the Official 13(f) List for 2016-06-30
A security outside the official 13F list — CUSIP 81834Q104 not on the Official 13(f) List for 2016-06-30
A security outside the official 13F list — CUSIP 88677A104 not on the Official 13(f) List for 2016-06-30

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