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Matrix Asset Advisors

Q3 2016 13F · by David Katz, CIO

As of
Sep 30, 2016
Filed
Nov 7, 2016
US stock
$567M · prev $514M
Positions
78 · prev 76
Options notional
$0
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves68 since the prior filing

The book

Diversified · behaves like 42 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Low turnover · 21% a year, about 4.8 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions19% of US stock

  1. JPM JPMorgan Chase & Co. added+0.14 pp added+0.144.3%
  2. MSFT Microsoft Corp added+0.18 pp added+0.183.8%
  3. WFC Wells Fargo & Co. added−0.36 pp added−0.363.7%
  4. ETN Eaton Corporation, plc added+0.27 pp added+0.273.6%
  5. PG Procter & Gamble Company added−0.10 pp added−0.103.5%

Positions78 in this filing · 5 exited

JPMJPMorgan Chase & Co.4.34%369,758$25Madded+6%+0.14 pp14 q
MSFTMicrosoft Corp3.78%372,146$21Madded+3%+0.18 pp14 q
WFCWells Fargo & Co.3.70%473,971$21Madded+7%−0.36 pp14 q
ETNEaton Corporation, plc3.63%313,095$21Madded+8%+0.27 pp11 q
PGProcter & Gamble Company3.49%220,326$20Madded+1%−0.10 pp14 q
METMetLife, Inc.3.47%443,200$20Madded+10%+0.34 pp14 q
CSCOCisco Systems, Inc. (DE)3.36%600,660$19Madded+1%+0.05 pp14 q
QCOMQualcomm Inc3.36%278,115$19Madded+2%+0.50 pp13 q
UTXZRTX Corporation2.81%156,681$16Madded+6%−0.14 pp14 q
CVXChevron Corporation2.72%149,740$15Madded+7%−0.14 pp14 q
GILDGilead Sciences Inc2.58%184,959$15Madded+19%+0.05 pp10 q
0VQJLTe Connectivity Ltd2.58%227,428$15Mtrimmed−1%+0.02 pp14 q
ZBHZimmer Biomet Holdings, Inc.2.43%105,880$14Mtrimmed−9%−0.28 pp14 q
PEPPepsiCo, Inc.2.42%125,940$14Madded+4%−0.07 pp14 q
OXYOccidental Petroleum Corporation2.35%183,061$13Madded+19%+0.09 pp14 q
CVSCvs Health Corporation2.26%143,750$13Madded+41%+0.37 pp14 q
MSMorgan Stanley2.25%397,398$13Mtrimmed−2%+0.19 pp14 q
SCHWThe Charles Schwab Corporation2.22%398,167$13Madded+10%+0.43 pp14 q
SLBSLB Limited2.15%154,694$12Mtrimmed−3%−0.29 pp14 q
COFCapital One Financial2.10%165,395$12Mtrimmed−2%0.00 pp14 q
TEVATeva Pharmaceutical Industries Limited2.10%259,258$12Madded+10%−0.20 pp14 q
STTState Street Corporation2.08%169,372$12Mtrimmed−3%+0.25 pp14 q
JCIJohnson Controls International plc2.06%251,455$12Mnew+2.06 ppnew
TMOThermo Fisher Scientific, Inc.2.01%71,750$11Mtrimmed−6%−0.19 pp14 q
BBTTruist Financial Corporation1.99%299,045$11Madded0%−0.07 pp14 q
ABBVAbbvie Inc.1.92%172,580$11Madded+26%+0.28 pp4 q
SYMCGen Digital Inc.1.90%428,391$11Mtrimmed−4%+0.11 pp10 q
CATCaterpillar Inc.1.87%119,130$11Mtrimmed−5%+0.03 pp14 q
DVNDevon Energy Corporation1.75%225,360$10Mtrimmed−3%+0.12 pp14 q
HOGHarley-Davidson, Inc.1.54%166,329$9Mtrimmed−2%+0.05 pp6 q
VIABViacom Inc. Class B1.39%207,155$8Mtrimmed−2%−0.31 pp6 q
AXPAmerican Express Company1.37%121,457$8Mtrimmed−1%−0.08 pp14 q
MRKMerck & Co., Inc.1.28%116,699$7Madded+13%+0.12 pp14 q
COPConocoPhillips1.25%162,778$7Madded0%−0.13 pp14 q
VZVerizon Communications1.23%134,405$7Madded+25%+0.06 pp12 q
XOMExxon Mobil Corp1.14%74,203$6Madded+26%+0.07 pp14 q
PFEPfizer Inc.1.11%185,658$6Madded+17%+0.03 pp14 q
CBChubb Limited1.06%47,792$6Madded+4%−0.10 pp3 q
RDS.BRoyal Dutch Shell PLC1.05%112,215$6Madded+28%+0.09 pp14 q
TAT&T Inc.1.03%143,807$6Madded+24%+0.05 pp14 q
GISGeneral Mills, Inc.1.02%90,728$6Madded+36%+0.09 pp14 q
MCDMcDonald's Corporation1.02%50,215$6Madded+63%+0.30 pp14 q
KMBKimberly-Clark Corp.1.01%45,476$6Madded+32%+0.09 pp14 q
UPSUnited Parcel Service, Inc. Class B0.96%49,804$5Madded+21%+0.10 pp14 q
JNJJohnson & Johnson0.94%45,273$5Madded+9%−0.04 pp14 q
TGTTarget Corporation0.94%77,657$5Madded+32%+0.14 pp10 q
HPQHP Inc.0.92%336,241$5Mtrimmed−8%+0.03 pp4 q
AAPLApple Inc.0.84%41,908$5Madded+1%+0.07 pp13 q
GOOGAlphabet Inc. Class C0.70%5,078$4Madded+5%+0.05 pp2 q
IBMInternational Business Machines Corporation0.55%19,522$3Madded+19%+0.07 pp14 q
KOCoca-Cola Company0.30%39,575$2Mtrimmed−1%−0.05 pp14 q
unresolvedGeneral Electric Co0.22%42,727$1Mtrimmed−55%−0.37 pp14 q
AMGNAmgen Inc0.12%3,924$655,000new+0.12 ppnew
TWXTime Warner Inc0.12%8,331$663,000new+0.12 ppnew
MDYState Street SPDR S&P MIDCAP 400 ETF Trust0.11%2,199$621,000trimmed−0%−0.01 pp11 q
BLQADBlackrock Inc0.10%1,642$595,000new+0.10 ppnew
CMCSAComcast Corp0.10%8,373$555,000held—4 q
UNHUNITEDHEALTH GROUP INCORPORATED (Delaware)0.10%4,098$574,000new+0.10 ppnew
CGENCompugen Ltd0.10%85,500$539,000held—12 q
EFGiShares MSCI EAFE Growth ETF0.08%6,870$470,000held—4 q
WMTWalmart Inc.0.07%5,280$381,000trimmed−2%−0.01 pp14 q
IWMiShares Russell 2000 ETF0.06%2,689$334,000held—7 q
AFLAflac Inc.0.05%3,895$280,000held—14 q
ABTAbbott Laboratories0.05%6,125$259,000new+0.05 ppnew
BRK.BBERKSHIRE HATHAWAY Class B0.05%1,905$275,000added0%0.00 pp14 q
MMM3M Company0.05%1,650$291,000trimmed−3%−0.01 pp4 q
VFCV.F. Corporation0.05%5,136$288,000new+0.05 ppnew
CLColgate-Palmolive Company0.04%2,775$206,000held—2 q
HONHoneywell International, Inc.0.04%2,150$251,000trimmed−0%−0.01 pp4 q
KHCThe Kraft Heinz Company0.04%2,838$254,000held—4 q
MDLZMondelez International, Inc. Class A0.04%4,724$207,000held—2 q
WMWaste Management, Inc.0.04%3,600$230,000held—3 q
SRNESorrento Therapeutics Inc0.03%23,128$179,000held—13 q
unresolvedPsivida Corp0.02%30,500$92,000held—14 q
unresolvedCinedigm Corp0.00%12,365$25,000held—4 q
unresolvedEnvironmental Energy Service0.00%10,000$0held—14 q
unresolvedTiger X Medical Inc.0.00%226,071$27,000held—11 q
APMRFAmper SA Madrid0.00%155,304$23,000held—12 q
unresolvedJohnson Controls—−308,007—exited−2.65 pp—
HPEHewlett Packard Enterprise Company—−296,524—exited−1.05 pp—
unresolvedUnilever Spn.Adr 1:1—−71,950—exited−0.67 pp—
unresolvedComdisco Holding Company, Inc.—−11,500—exited0.00 pp—
unresolvedSevion Therapeutics—−20,000—exited0.00 pp—

Source

Form
13F-HR
Reading
4 defects · 5 unresolved
Accession
0001140361-16-085133
Options
none in this filing
Notes
none in this filing
SEC cross-check
SEC data set not published yet
  • A security outside the official 13F list — CUSIP 172406100 not on the Official 13(f) List for 2016-09-30
  • A security outside the official 13F list — CUSIP 29406Q101 not on the Official 13(f) List for 2016-09-30
  • A security outside the official 13F list — CUSIP 88677A104 not on the Official 13(f) List for 2016-09-30
  • A security outside the official 13F list — CUSIP E04600198 not on the Official 13(f) List for 2016-09-30