Oaktree Capital
Picture
Moves
Options: 3 moves on a notional base, in the table below.
The book
- Very concentrated
- Concentrated
- Focused
- Diversified
- Low
- Moderate
- High
Top 5 positions
Revealed late, restated
Positions
| VSTVistra Corp. | 15.48% | 27,278,055 | $627M | held | — | 11 q |
| TRMDTORM plc Class A | 13.33% | 48,263,921 | $540M | held | — | 6 q |
| SBLKStar Bulk Carriers Corp. | 11.10% | 38,063,697 | $450M | held | — | 15 q |
| ALLYAlly Financial Inc. | 8.26% | 10,943,541 | $334M | held | — | 23 q |
| CZRCaesars Entertainment, Inc. | 5.12% | 15,250,000 | $207M | held | — | 5 q |
| TSMTaiwan Semiconductor Manufacturing Company Ltd. | 4.31% | 3,006,193 | $175M | added+6% | +0.86 pp | 27 q |
| INFNInfinera Corporation | 4.11% | 20,975,384 | $167M | held | — | 5 q |
| NMIHNMI Holdings Inc. | 3.60% | 4,400,000 | $146M | trimmed−12% | +0.20 pp | 22 q |
| EGLEEagle Bulk Shipping Inc | 3.36% | 29,544,139 | $136M | held | — | 14 q |
| BRYBerry Corporation (bry) | 3.01% | 12,913,313 | $122M | added0% | −0.13 pp | 4 q |
| ITUBItau Unibanco Holding S.A. | 2.78% | 12,319,157 | $113M | added+6% | +0.22 pp | 22 q |
| IBNICICI Bank Limited | 2.16% | 5,808,890 | $88M | trimmed−31% | −0.49 pp | 22 q |
| PBR.APetroleo Brasileiro S.A.-Petrobras | 2.12% | 5,758,517 | $86M | added+6% | +0.25 pp | 11 q |
| CEOCNOOC Limited | 1.47% | 356,638 | $59M | added+5% | +0.13 pp | 17 q |
| SMCISuper Micro Computer, Inc. | 1.42% | 2,400,000 | $58M | held | — | 6 q |
| AUAngloGold Ashanti plc | 1.31% | 2,374,581 | $53M | trimmed−1% | +0.17 pp | 25 q |
| BBDBanco Bradesco S.A. | 1.27% | 5,767,107 | $52M | new | +1.27 pp | new |
| CCSCentury Communities, Inc. | 1.23% | 1,819,003 | $50M | held | — | 21 q |
| BRFSNBrf Sa-adr | 1.21% | 5,653,531 | $49M | added+4% | −0.09 pp | 11 q |
| unresolvedAzul Sa-adr | 1.16% | 1,093,638 | $47M | added+6% | +0.19 pp | 11 q |
| MXMagnachip Semiconductor Corp. | 0.91% | 3,170,729 | $37M | trimmed−2% | +0.05 pp | 12 q |
| BABAAlibaba Group Holding Limited | 0.85% | 161,982 | $34M | new | +0.85 pp | new |
| CXCemex S.A.B. de C.V. | 0.81% | 8,657,927 | $33M | added+14% | +0.03 pp | 7 q |
| MTGMGIC Investment Corp. | 0.78% | 2,220,000 | $31M | held | — | 27 q |
| COOPMr. Cooper Group Inc. | 0.60% | 1,927,544 | $24M | held | — | 5 q |
| unresolvedBonanza Creek Energy Inc | 0.58% | 1,006,726 | $23M | trimmed−22% | −0.17 pp | 8 q |
| XECCimarex Energy Co | 0.54% | 415,735 | $22M | held | — | 7 q |
| TEOTelecom Argentina S.A. | 0.51% | 1,830,500 | $21M | added+40% | +0.17 pp | 7 q |
| STKLSunOpta, Inc. | 0.50% | 8,092,699 | $20M | held | — | 12 q |
| VISTVista Energy S.A.B. de C.V. | 0.49% | 2,528,000 | $20M | added+34% | +0.24 pp | 2 q |
| AFYAAfya Limited Class A | 0.49% | 732,913 | $20M | added+5% | +0.02 pp | 2 q |
| TSQTownsquare Media, Inc. | 0.39% | 1,595,224 | $16M | held | — | 22 q |
| YPFYPF Sociedad Anonima | 0.39% | 1,356,600 | $16M | trimmed−6% | +0.04 pp | 2 q |
| YETIYETI Holdings, Inc. | 0.36% | 417,866 | $15M | trimmed−22% | −0.03 pp | 5 q |
| HUYAHUYA Inc. | 0.33% | 751,125 | $13M | added+5% | −0.11 pp | 3 q |
| TGSTransportadora de Gas del Sur S.A. | 0.33% | 1,874,729 | $13M | added+49% | +0.06 pp | 6 q |
| PAMPampa Energia S.a. | 0.31% | 754,000 | $12M | added+27% | +0.04 pp | 6 q |
| IHRTiHeartMedia, Inc. Class A | 0.30% | 715,247 | $12M | held | — | 2 q |
| VRSVerso Corporation | 0.30% | 675,000 | $12M | trimmed−63% | −0.29 pp | 14 q |
| GLIBAGci Liberty Inc - Class A | 0.26% | 150,000 | $11M | held | — | 8 q |
| BELFBBel Fuse Inc | 0.23% | 462,679 | $9M | held | — | 8 q |
| TVGrupo Televisa S.A. | 0.23% | 801,000 | $9M | added+42% | +0.09 pp | 3 q |
| Broadcom Incconvertible | 0.15% | 5,000 | $6M | new | +0.15 pp | new |
| CCOClear Channel Outdoor Holdings, Inc. | 0.12% | 1,681,898 | $5M | held | — | 3 q |
| unresolvedVeon Ltd | 0.10% | 1,678,900 | $4M | held | — | 12 q |
| PVACPenn Virginia Corporation | 0.09% | 124,000 | $4M | trimmed−50% | −0.10 pp | 3 q |
| unresolvedOaktree Acquisition Corp | 0.09% | 4,016,667 | $4M | held | — | 2 q |
| Crown Castle Intl Corpconvertible | 0.08% | 2,402 | $3M | held | — | 6 q |
| OCSIOaktree Strategic Income Cor | 0.08% | 392,000 | $3M | held | — | 9 q |
| AMPYAmplify Energy Corp. | 0.07% | 410,041 | $3M | trimmed−0% | 0.00 pp | 13 q |
| INDAiShares MSCI India ETF | 0.07% | 86,100 | $3M | added+35% | +0.01 pp | 13 q |
| Stanley Black & Decker Iconvertible | 0.07% | 25,000 | $3M | new | +0.07 pp | new |
| Danaher Corpconvertible | 0.06% | 1,930 | $2M | held | — | 4 q |
| Fortive Corporationconvertible | 0.06% | 2,500 | $2M | new | +0.06 pp | new |
| Nextera Energy Incconvertible | 0.06% | 45,000 | $2M | trimmed−25% | −0.02 pp | 2 q |
| Qts Realty Trust Incconvertible | 0.06% | 17,990 | $2M | held | — | 6 q |
| Sempra Energyconvertible | 0.06% | 20,350 | $2M | trimmed−16% | −0.01 pp | 6 q |
| DEPOAssertio Therapeutics Inc | 0.05% | 1,492,455 | $2M | held | — | 2 q |
| BAC.PRLBank Of America Corp | 0.05% | 1,461 | $2M | trimmed−25% | −0.03 pp | 12 q |
| LOMALoma Negra Compañía Industrial Argentina Sociedad Anónima | 0.05% | 252,000 | $2M | added+19% | +0.02 pp | 3 q |
| OIBR/USDOi Sa-adr | 0.05% | 2,201,646 | $2M | held | — | 6 q |
| FSCOaktree Specialty Lending Corporation | 0.04% | 276,000 | $2M | held | — | 9 q |
| Southern Coconvertible | 0.04% | 30,000 | $2M | trimmed−25% | −0.02 pp | 2 q |
| Becton Dickinson And Coconvertible | 0.03% | 21,050 | $1M | trimmed−59% | −0.05 pp | 11 q |
| BELFABel Fuse Inc | 0.03% | 71,613 | $1M | held | — | 7 q |
| Dominion Energy Incconvertible | 0.03% | 10,000 | $1M | trimmed−33% | −0.01 pp | 2 q |
| WFC.PRLWells Fargo & Company | 0.03% | 721 | $1M | held | — | 11 q |
| unresolvedAqua America Inc | 0.02% | 13,000 | $810,000 | held | — | 2 q |
| FPIFarmland Partners Inc. | 0.02% | 130,000 | $881,000 | trimmed−35% | −0.01 pp | 6 q |
| SIGASIGA Technologies Inc. | 0.02% | 159,782 | $762,000 | held | — | 4 q |
| XOGExtraction Oil & Gas Inc | 0.01% | 172,787 | $366,000 | held | — | 13 q |
| unresolvedCapital Product Partners LP | 0.01% | 32,142 | $431,000 | held | — | 4 q |
| DSSIDiamond S Shipping Inc | 0.01% | 22,076 | $369,000 | held | — | 4 q |
| IEAInfrastructure and Energy Alternatives, Inc. | 0.00% | 18,926 | $60,000 | held | — | 3 q |
| unresolvedUS Well Services Inc | 0.00% | 1,500,000 | $195,000 | held | — | 5 q |
| CMBTCmb.tech NV | — | −7,601,881 | — | exited | −1.82 pp | — |
| INFYInfosys Limited | — | −3,587,835 | — | exited | −1.06 pp | — |
| PBRPetroleo Brasileiro S.a.-petrobras | — | −2,144,121 | — | exited | −0.81 pp | — |
| NBISNebius Group N.V. Class A | — | −488,857 | — | exited | −0.45 pp | — |
| PCGPG&E Corporation | — | −815,000 | — | exited | −0.21 pp | — |
| unresolvedStonemor Partners LP | — | −4,477,857 | — | exited | −0.13 pp | — |
| AABAAltaba Inc. | — | −241,933 | — | exited | −0.12 pp | — |
| MBTMobile TeleSystems Public Joint Stock Company | — | −298,500 | — | exited | −0.06 pp | — |
| American Electric Powerconvertible | — | −24,550 | — | exited | −0.04 pp | — |
| CBBCincinnati Bell Inc. | — | −132,500 | — | exited | −0.02 pp | — |
| SDSandRidge Energy, Inc. | — | −135,000 | — | exited | −0.02 pp | — |
| UPLUltra Petroleum Corp. | — | −590,799 | — | exited | 0.00 pp | — |
Other 13(f) securities
Options
| Contract | % of notional | Shares | Notional |
|---|---|---|---|
| MU PUT | 100.00% | 2,795,000 | $150M |
Notes
| Issue | % of notes | Principal | Value |
|---|---|---|---|
| Acres Commercial Realty | 6.91% | 73,367,000 | $77M |
| Dish Network Corp | 3.66% | 42,056,000 | $41M |
| Nabors Industries Inc | 3.31% | 48,853,000 | $37M |
| Western Asset Mtge Cap | 2.57% | 27,969,000 | $29M |
| Two Harbors Inv Corp | 2.10% | 22,312,000 | $23M |
| Greenbrier Cos Inc | 2.05% | 23,298,000 | $23M |
| Dish Network Corp | 2.02% | 24,354,000 | $22M |
| Colony Capital Inc | 1.90% | 21,307,000 | $21M |
| Zillow Group Inc | 1.90% | 21,833,000 | $21M |
| Ligand Pharmaceuticals I | 1.87% | 23,903,000 | $21M |
| Sfl Corp Ltd | 1.83% | 19,017,000 | $20M |
| Hope Bancorp Inc | 1.82% | 21,389,000 | $20M |
| Dycom Industries Inc | 1.78% | 20,282,000 | $20M |
| Pra Group Inc | 1.74% | 19,249,000 | $19M |
| Macquarie Infrastructure | 1.71% | 19,770,000 | $19M |
| Twitter Inc | 1.69% | 19,176,000 | $19M |
| Synaptics Inc | 1.64% | 16,318,000 | $18M |
| Veeco Instruments Inc | 1.63% | 19,151,000 | $18M |
| Kkr Real Estate Fin | 1.57% | 16,555,000 | $17M |
| Pennymac Corp | 1.53% | 16,727,000 | $17M |
| Cardtronics Inc | 1.48% | 15,334,000 | $16M |
| Hercules Capital Inc | 1.47% | 15,893,000 | $16M |
| Oil States Intl Inc | 1.44% | 17,620,000 | $16M |
| Encore Capital Group Inc | 1.39% | 15,584,000 | $15M |
| New York Mortgage Trust | 1.37% | 14,840,000 | $15M |
| Goldman Sachs Bdc Inc | 1.31% | 14,038,000 | $15M |
| Tesla Inc | 1.28% | 10,000,000 | $14M |
| Mandiant Inc | 1.24% | 14,156,000 | $14M |
| Trip.com Group Ltd | 1.20% | 13,526,000 | $13M |
| Green Plains Inc | 1.13% | 13,303,000 | $12M |
| Teva Pharm Fin Co LLC | 1.12% | 13,001,000 | $12M |
| Ssr Mining Inc | 1.09% | 11,886,000 | $12M |
| Patrick Industries Inc | 1.07% | 12,261,000 | $12M |
| Nuance Communications | 1.02% | 11,494,000 | $11M |
| Forestar Group Inc | 0.97% | 10,676,000 | $11M |
| Golar Lng Ltd | 0.97% | 12,021,000 | $11M |
| Vishay Intertechnology | 0.97% | 10,708,000 | $11M |
| Helix Energy Solutions | 0.94% | 9,761,000 | $10M |
| Pdc Energy Inc | 0.94% | 11,081,000 | $10M |
| Transocean Inc | 0.92% | 10,125,000 | $10M |
| Seacor Holdings Inc | 0.91% | 10,198,000 | $10M |
| Tutor Perini Corp | 0.91% | 10,526,000 | $10M |
| Boingo Wireless | 0.88% | 11,005,000 | $10M |
| Splunk Inc | 0.86% | 7,905,000 | $10M |
| Western Digital Corp | 0.80% | 9,016,000 | $9M |
| Dermira Inc | 0.77% | 9,241,000 | $9M |
| Microchip Technology Inc | 0.77% | 5,967,000 | $9M |
| On Semiconductor Corp | 0.76% | 6,170,000 | $8M |
| Insmed Inc | 0.75% | 8,626,000 | $8M |
| Sm Energy Co | 0.74% | 8,601,000 | $8M |
| Calamp Corp | 0.72% | 7,996,000 | $8M |
| Pattern Energy Group Inc | 0.71% | 7,819,000 | $8M |
| Echo Global Logistics | 0.70% | 7,700,000 | $8M |
| Mandiant Inc | 0.66% | 7,353,000 | $7M |
| Flexion Therapeutics Inc | 0.62% | 6,381,000 | $7M |
| Ezcorp Inc | 0.61% | 8,264,000 | $7M |
| Apollo Cmmrl Real Est Fi | 0.60% | 6,642,000 | $7M |
| New Mountain Finance Cor | 0.60% | 6,353,000 | $7M |
| Nuvasive Inc | 0.58% | 4,835,000 | $6M |
| Whiting Petroleum Corp | 0.54% | 6,069,000 | $6M |
| Docusign Inc | 0.53% | 4,694,000 | $6M |
| Booking Holdings Inc | 0.53% | 5,051,000 | $6M |
| Horizon Pharma Inv Ltd | 0.50% | 4,175,000 | $6M |
| Palo Alto Networks | 0.50% | 5,000,000 | $6M |
| Allscripts Healthcare So | 0.47% | 5,259,000 | $5M |
| Nuance Communications | 0.47% | 5,208,000 | $5M |
| Vitamin Oldco Holdings | 0.46% | 5,239,000 | $5M |
| H World Group Ltd | 0.45% | 4,400,000 | $5M |
| Nrg Energy Inc | 0.45% | 4,430,000 | $5M |
| Tesla Inc | 0.44% | 3,818,000 | $5M |
| Weibo Corp | 0.40% | 4,762,000 | $4M |
| Repligen Corp | 0.39% | 4,000,000 | $4M |
| Vitamin Shoppe Inc | 0.39% | 4,261,000 | $4M |
| Herbalife Ltd | 0.38% | 4,000,000 | $4M |
| Inphi Corp | 0.38% | 3,000,000 | $4M |
| Jazz Investments I Ltd | 0.38% | 4,115,000 | $4M |
| Exact Sciences Corp | 0.36% | 3,492,000 | $4M |
| Illumina Inc | 0.36% | 2,875,000 | $4M |
| Hci Group Inc | 0.35% | 3,766,000 | $4M |
| Intercept Pharmas | 0.35% | 3,861,000 | $4M |
| Interdigital Inc | 0.34% | 3,782,000 | $4M |
| Biomarin Pharmaceutical | 0.33% | 3,500,000 | $4M |
| Envestnet Inc | 0.33% | 3,000,000 | $4M |
| Redfin Corp | 0.33% | 3,681,000 | $4M |
| Qiagen NV | 0.32% | 3,000,000 | $4M |
| Neurocrine Biosciences | 0.31% | 2,250,000 | $3M |
| Guidewire Software Inc | 0.29% | 2,700,000 | $3M |
| Marriott Vacation Worldw | 0.29% | 3,000,000 | $3M |
| Hello Group Inc | 0.29% | 3,500,000 | $3M |
| Nuance Communications | 0.29% | 3,000,000 | $3M |
| Fti Consulting Inc | 0.28% | 2,497,000 | $3M |
| Calamp Corp | 0.27% | 3,535,000 | $3M |
| Silicon Laboratories Inc | 0.26% | 2,165,000 | $3M |
| Ares Capital Corp | 0.25% | 2,630,000 | $3M |
| Scorpio Tankers Inc | 0.25% | 2,272,000 | $3M |
| Starwood Property Trust | 0.24% | 2,500,000 | $3M |
| Rh | 0.23% | 2,000,000 | $3M |
| Cleveland-cliffs Inc | 0.22% | 2,000,000 | $2M |
| Encore Cap Eur Finance | 0.22% | 2,250,000 | $2M |
| Timkensteel | 0.22% | 2,317,000 | $2M |
| Dexcom Inc | 0.20% | 1,465,000 | $2M |
| Pra Group Inc | 0.19% | 2,000,000 | $2M |
| Qiagen NV | 0.19% | 2,200,000 | $2M |
| Liberty Media Corp | 0.18% | 1,522,000 | $2M |
| Lumentum Holdings Inc | 0.18% | 1,346,000 | $2M |
| Newpark Resources Inc | 0.18% | 1,930,000 | $2M |
| Osi Systems Inc | 0.18% | 1,855,000 | $2M |
| Radius Health Inc | 0.18% | 2,316,000 | $2M |
| Tilray Brands Inc | 0.18% | 3,745,000 | $2M |
| Assertio Therapeutics In | 0.17% | 2,530,000 | $2M |
| Sunpower Corp | 0.17% | 2,253,000 | $2M |
| Ionis Pharmaceuticals In | 0.16% | 1,500,000 | $2M |
| Meritor Inc | 0.16% | 1,595,000 | $2M |
| Block Inc | 0.15% | 1,500,000 | $2M |
| Viavi Solutions Inc | 0.15% | 1,315,000 | $2M |
| Invacare Corp | 0.14% | 1,524,000 | $1M |
| Hannon Armstrong Sustain | 0.10% | 940,000 | $1M |