Oaktree Capital
Picture
Moves
Options: 2 moves on a notional base, in the table below.
The book
- Very concentrated
- Concentrated
- Focused
- Diversified
- Low
- Moderate
- High
Top 5 positions
- added+1.73
- added+1.47
- added−3.26
- added−0.90
- added+1.58
Revealed late, restated
Positions
| VSTVistra Corp. | 17.21% | 30,278,055 | $483M | added+11% | +1.73 pp | 12 q |
| TRMDTORM plc Class A | 14.80% | 48,900,506 | $416M | added+1% | +1.47 pp | 7 q |
| SBLKStar Bulk Carriers Corp. | 7.84% | 39,006,017 | $220M | added+2% | −3.26 pp | 16 q |
| ALLYAlly Financial Inc. | 7.36% | 14,318,541 | $207M | added+31% | −0.90 pp | 24 q |
| TSMTaiwan Semiconductor Manufacturing Company Ltd. | 5.89% | 3,457,927 | $165M | added+15% | +1.58 pp | 28 q |
| INFNInfinera Corporation | 4.75% | 25,175,384 | $133M | added+20% | +0.64 pp | 6 q |
| CZRCaesars Entertainment, Inc. | 3.67% | 15,250,000 | $103M | held | — | 6 q |
| BABAAlibaba Group Holding Limited | 2.71% | 390,681 | $76M | added×2.4 | +1.86 pp | 2 q |
| SMCISuper Micro Computer, Inc. | 2.63% | 3,469,505 | $74M | added+45% | +1.21 pp | 7 q |
| ITUBItau Unibanco Holding S.A. | 2.09% | 13,059,310 | $59M | added+6% | −0.69 pp | 23 q |
| EGLEEagle Bulk Shipping Inc | 1.95% | 29,544,139 | $55M | held | — | 15 q |
| TMHCTaylor Morrison Home Corporation | 1.89% | 4,825,000 | $53M | new | +1.89 pp | new |
| NMIHNMI Holdings Inc. | 1.82% | 4,400,000 | $51M | held | — | 23 q |
| AUAngloGold Ashanti plc | 1.50% | 2,525,181 | $42M | added+6% | +0.19 pp | 26 q |
| IBNICICI Bank Limited | 1.44% | 4,769,444 | $41M | trimmed−18% | −0.72 pp | 23 q |
| BIDUBaidu, Inc. | 1.19% | 332,415 | $34M | new | +1.19 pp | new |
| PBR.APetroleo Brasileiro S.A.-Petrobras | 1.17% | 6,117,097 | $33M | added+6% | −0.95 pp | 12 q |
| MXMagnachip Semiconductor Corp. | 1.16% | 2,939,537 | $32M | trimmed−7% | +0.25 pp | 13 q |
| CXCemex S.A.B. de C.V. | 1.15% | 15,194,909 | $32M | added+76% | +0.34 pp | 8 q |
| LBTYKLiberty Global Ltd. Class C | 1.12% | 2,000,000 | $31M | new | +1.12 pp | new |
| BRYBerry Corporation (bry) | 1.11% | 12,913,313 | $31M | held | — | 5 q |
| CEOCNOOC Limited | 1.08% | 293,304 | $30M | trimmed−18% | −0.39 pp | 18 q |
| AFYAAfya Limited Class A | 0.98% | 1,439,762 | $27M | added+96% | +0.49 pp | 3 q |
| CCSCentury Communities, Inc. | 0.94% | 1,819,003 | $26M | held | — | 22 q |
| BBDBanco Bradesco S.A. | 0.89% | 6,133,753 | $25M | added+6% | −0.38 pp | 2 q |
| PBRPetroleo Brasileiro S.a.-petrobras | 0.73% | 3,728,093 | $21M | new | +0.73 pp | new |
| MTGMGIC Investment Corp. | 0.68% | 3,020,000 | $19M | added+36% | −0.10 pp | 28 q |
| TEOTelecom Argentina S.A. | 0.64% | 1,960,500 | $18M | added+7% | +0.13 pp | 8 q |
| SRLPSprague Resources LP | 0.63% | 1,350,000 | $18M | new | +0.63 pp | new |
| ERICaesars Entertainment, Inc. | 0.51% | 1,000,000 | $14M | new | +0.51 pp | new |
| BATLBattalion Oil Corporation | 0.50% | 3,009,912 | $14M | new | +0.50 pp | new |
| COOPMr. Cooper Group Inc. | 0.50% | 1,927,544 | $14M | held | — | 6 q |
| STKLSunOpta, Inc. | 0.50% | 8,092,699 | $14M | held | — | 13 q |
| WMBWilliams Companies Inc. | 0.50% | 1,000,000 | $14M | new | +0.50 pp | new |
| unresolvedAzul Sa-adr | 0.48% | 1,331,638 | $14M | added+22% | −0.68 pp | 12 q |
| MELIMercado Libre, Inc | 0.44% | 25,400 | $12M | new | +0.44 pp | new |
| TVGrupo Televisa S.A. | 0.38% | 1,828,000 | $11M | added×2.3 | +0.15 pp | 4 q |
| SQMSociedad Quimica y Minera de Chile SA | 0.38% | 473,720 | $11M | new | +0.38 pp | new |
| PAMPampa Energia S.a. | 0.34% | 849,000 | $10M | added+13% | +0.03 pp | 7 q |
| TGSTransportadora de Gas del Sur S.A. | 0.32% | 1,974,729 | $9M | added+5% | −0.01 pp | 7 q |
| unresolvedBonanza Creek Energy Inc | 0.30% | 741,726 | $8M | trimmed−26% | −0.28 pp | 9 q |
| GLIBAGci Liberty Inc - Class A | 0.30% | 150,000 | $9M | held | — | 9 q |
| VVRInvesco Senior Income Trust | 0.28% | 2,433,800 | $8M | new | +0.28 pp | new |
| TSQTownsquare Media, Inc. | 0.26% | 1,595,224 | $7M | held | — | 23 q |
| XECCimarex Energy Co | 0.25% | 415,735 | $7M | held | — | 8 q |
| VISTVista Energy S.A.B. de C.V. | 0.22% | 3,133,000 | $6M | added+24% | −0.27 pp | 3 q |
| EFTEaton Vance Floating-Rate Income Trust | 0.21% | 570,000 | $6M | new | +0.21 pp | new |
| IHRTiHeartMedia, Inc. Class A | 0.19% | 715,247 | $5M | held | — | 3 q |
| VMOInvesco Municipal Opportunity Trust | 0.18% | 446,000 | $5M | new | +0.18 pp | new |
| IIMInvesco Value Municipal Income Trust | 0.18% | 365,000 | $5M | new | +0.18 pp | new |
| BELFBBel Fuse Inc | 0.16% | 462,679 | $5M | held | — | 9 q |
| JFRNuveen Floating Rate Income Fund | 0.16% | 580,000 | $4M | new | +0.16 pp | new |
| BRFSNBrf Sa-adr | 0.15% | 1,423,969 | $4M | trimmed−75% | −1.06 pp | 12 q |
| unresolvedOaktree Acquisition Corp | 0.15% | 4,016,667 | $4M | held | — | 3 q |
| HFROHighland Opportunities and Income Fund | 0.14% | 470,000 | $4M | new | +0.14 pp | new |
| unresolvedVeon Ltd | 0.10% | 1,878,900 | $3M | added+12% | 0.00 pp | 13 q |
| ASCArdmore Shipping Corporation | 0.10% | 526,694 | $3M | new | +0.10 pp | new |
| XFRAXBlackrock Fltng Rt Inc Strat | 0.09% | 260,000 | $3M | new | +0.09 pp | new |
| INDAiShares MSCI India ETF | 0.09% | 109,500 | $3M | added+27% | +0.02 pp | 14 q |
| OCSIOaktree Strategic Income Cor | 0.08% | 392,000 | $2M | held | — | 10 q |
| BAKBraskem S.A. | 0.07% | 279,550 | $2M | new | +0.07 pp | new |
| XEFRXEaton Vance Sr Fltg Rate Tr | 0.06% | 170,000 | $2M | new | +0.06 pp | new |
| CCOClear Channel Outdoor Holdings, Inc. | 0.04% | 1,681,898 | $1M | held | — | 4 q |
| Crown Castle Intl Corpconvertible | 0.04% | 826 | $1M | trimmed−66% | −0.04 pp | 7 q |
| LOMALoma Negra Compañía Industrial Argentina Sociedad Anónima | 0.04% | 342,000 | $1M | added+36% | −0.01 pp | 4 q |
| DEPOAssertio Therapeutics Inc | 0.03% | 1,492,455 | $970,000 | held | — | 3 q |
| EVFEaton Vance Senior Income Trust | 0.03% | 170,000 | $783,000 | new | +0.03 pp | new |
| OIBR/USDOi Sa-adr | 0.03% | 2,201,646 | $966,000 | held | — | 7 q |
| FSCOaktree Specialty Lending Corporation | 0.03% | 276,000 | $894,000 | held | — | 10 q |
| SIGASIGA Technologies Inc. | 0.03% | 159,782 | $763,000 | held | — | 5 q |
| BELFABel Fuse Inc | 0.02% | 71,613 | $542,000 | held | — | 8 q |
| Danaher Corpconvertible | 0.02% | 461 | $476,000 | trimmed−76% | −0.04 pp | 5 q |
| OBDCBlue Owl Capital Corporation | 0.02% | 43,000 | $496,000 | new | +0.02 pp | new |
| Qts Realty Trust Incconvertible | 0.02% | 4,140 | $532,000 | trimmed−77% | −0.04 pp | 7 q |
| AMPYAmplify Energy Corp. | 0.01% | 410,041 | $232,000 | held | — | 14 q |
| Nextera Energy Incconvertible | 0.01% | 5,766 | $272,000 | trimmed−87% | −0.05 pp | 3 q |
| PVACPenn Virginia Corporation | 0.01% | 124,000 | $383,000 | held | — | 4 q |
| unresolvedCapital Product Partners LP | 0.01% | 32,142 | $235,000 | held | — | 5 q |
| DSSIDiamond S Shipping Inc | 0.01% | 22,076 | $260,000 | held | — | 5 q |
| IEAInfrastructure and Energy Alternatives, Inc. | 0.00% | 18,926 | $38,000 | held | — | 4 q |
| MDRMcDermott International | 0.00% | 49,653 | $2,000 | new | 0.00 pp | new |
| unresolvedUS Well Services Inc | 0.00% | 1,500,000 | $27,000 | held | — | 6 q |
| YPFYPF Sociedad Anonima | — | −1,356,600 | — | exited | −0.39 pp | — |
| YETIYETI Holdings, Inc. | — | −417,866 | — | exited | −0.36 pp | — |
| HUYAHUYA Inc. | — | −751,125 | — | exited | −0.33 pp | — |
| VRSVerso Corporation | — | −675,000 | — | exited | −0.30 pp | — |
| Broadcom Incconvertible | — | −5,000 | — | exited | −0.15 pp | — |
| Stanley Black & Decker Iconvertible | — | −25,000 | — | exited | −0.07 pp | — |
| Fortive Corporationconvertible | — | −2,500 | — | exited | −0.06 pp | — |
| Sempra Energyconvertible | — | −20,350 | — | exited | −0.06 pp | — |
| BAC.PRLBank Of America Corp | — | −1,461 | — | exited | −0.05 pp | — |
| Southern Coconvertible | — | −30,000 | — | exited | −0.04 pp | — |
| Becton Dickinson And Coconvertible | — | −21,050 | — | exited | −0.03 pp | — |
| Dominion Energy Incconvertible | — | −10,000 | — | exited | −0.03 pp | — |
| WFC.PRLWells Fargo & Company | — | −721 | — | exited | −0.03 pp | — |
| unresolvedAqua America Inc | — | −13,000 | — | exited | −0.02 pp | — |
| FPIFarmland Partners Inc. | — | −130,000 | — | exited | −0.02 pp | — |
| XOGExtraction Oil & Gas Inc | — | −172,787 | — | exited | −0.01 pp | — |
Other 13(f) securities
Options
| Contract | % of notional | Shares | Notional |
|---|---|---|---|
| IWM PUT | 87.03% | 727,700 | $83M |
| MU PUT | 12.97% | 295,000 | $12M |
Notes
| Issue | % of notes | Principal | Value |
|---|---|---|---|
| Acres Commercial Realty | 7.43% | 80,137,000 | $49M |
| Dish Network Corp | 4.43% | 35,556,000 | $29M |
| Twitter Inc | 3.74% | 25,823,000 | $24M |
| Pra Group Inc | 3.26% | 21,901,000 | $21M |
| Jazz Investments I Ltd | 2.77% | 19,038,000 | $18M |
| Mandiant Inc | 2.63% | 18,939,000 | $17M |
| Colony Capital Inc | 2.50% | 20,337,000 | $16M |
| Fortive Corporation | 2.48% | 17,409,999 | $16M |
| Ligand Pharmaceuticals I | 2.39% | 18,865,000 | $16M |
| Cardtronics Inc | 2.19% | 15,001,000 | $14M |
| Hercules Capital Inc | 2.07% | 14,682,000 | $14M |
| Dish Network Corp | 2.06% | 16,903,000 | $13M |
| Goldman Sachs Bdc Inc | 2.06% | 14,715,000 | $13M |
| Hope Bancorp Inc | 1.98% | 15,489,000 | $13M |
| Trip.com Group Ltd | 1.94% | 12,975,000 | $13M |
| Macquarie Infrastructure | 1.88% | 15,329,000 | $12M |
| Nabors Industries Inc | 1.84% | 61,622,000 | $12M |
| Teva Pharm Fin Co LLC | 1.82% | 12,771,000 | $12M |
| Greenbrier Cos Inc | 1.80% | 14,411,000 | $12M |
| Pdc Energy Inc | 1.79% | 14,273,000 | $12M |
| Kkr Real Estate Fin | 1.76% | 13,616,000 | $12M |
| Encore Capital Group Inc | 1.69% | 12,286,000 | $11M |
| Western Digital Corp | 1.69% | 12,652,000 | $11M |
| Allscripts Healthcare So | 1.66% | 11,268,000 | $11M |
| Sfl Corp Ltd | 1.64% | 12,058,000 | $11M |
| Weibo Corp | 1.55% | 11,888,000 | $10M |
| Two Harbors Inv Corp | 1.52% | 11,722,000 | $10M |
| Veeco Instruments Inc | 1.52% | 12,049,000 | $10M |
| Boingo Wireless | 1.50% | 11,005,000 | $10M |
| Calamp Corp | 1.30% | 8,568,000 | $8M |
| Pennymac Corp | 1.29% | 8,733,000 | $8M |
| New Mountain Finance Cor | 1.18% | 9,433,000 | $8M |
| Hello Group Inc | 1.16% | 9,463,000 | $8M |
| Echo Global Logistics | 1.15% | 7,512,000 | $8M |
| Wayfair Inc | 1.12% | 9,500,000 | $7M |
| Western Asset Mtge Cap | 1.02% | 15,593,000 | $7M |
| Avaya Holdings Corp | 0.92% | 7,512,000 | $6M |
| Patrick Industries Inc | 0.82% | 6,768,000 | $5M |
| Blackrock Tcp Cap Corp | 0.82% | 6,000,000 | $5M |
| Intercept Pharmas | 0.81% | 6,386,000 | $5M |
| Splunk Inc | 0.78% | 4,745,000 | $5M |
| Qiagen NV | 0.76% | 5,000,000 | $5M |
| Block Inc | 0.71% | 4,500,000 | $5M |
| Zillow Group Inc | 0.70% | 5,376,999 | $5M |
| Palo Alto Networks | 0.68% | 4,597,999 | $4M |
| New York Mortgage Trust | 0.65% | 7,311,000 | $4M |
| Nuance Communications | 0.63% | 4,272,000 | $4M |
| Hci Group Inc | 0.62% | 4,023,000 | $4M |
| Sm Energy Co | 0.61% | 10,740,000 | $4M |
| H World Group Ltd | 0.59% | 4,000,000 | $4M |
| Mandiant Inc | 0.58% | 3,845,000 | $4M |
| Insmed Inc | 0.58% | 4,504,000 | $4M |
| Biomarin Pharmaceutical | 0.57% | 3,500,000 | $4M |
| Oil States Intl Inc | 0.57% | 8,789,000 | $4M |
| Ares Capital Corp | 0.53% | 3,989,000 | $3M |
| Invacare Corp | 0.51% | 3,709,000 | $3M |
| Repligen Corp | 0.49% | 3,056,000 | $3M |
| Timkensteel | 0.47% | 3,756,000 | $3M |
| Starwood Property Trust | 0.46% | 3,450,000 | $3M |
| Docusign Inc | 0.44% | 2,026,000 | $3M |
| Vitamin Oldco Holdings | 0.42% | 4,557,000 | $3M |
| Tutor Perini Corp | 0.42% | 3,004,000 | $3M |
| Synaptics Inc | 0.41% | 2,600,000 | $3M |
| Golar Lng Ltd | 0.40% | 4,104,000 | $3M |
| Newpark Resources Inc | 0.39% | 3,381,000 | $3M |
| Nuance Communications | 0.38% | 2,343,000 | $2M |
| Apollo Cmmrl Real Est Fi | 0.37% | 3,510,000 | $2M |
| Ezcorp Inc | 0.34% | 2,933,000 | $2M |
| Helix Energy Solutions | 0.34% | 2,930,000 | $2M |
| Invacare Corp | 0.33% | 2,272,000 | $2M |
| Twitter Inc | 0.32% | 2,295,000 | $2M |
| Atlas Air Worldwide Hldg | 0.31% | 2,254,000 | $2M |
| Pacira Biosciences Inc | 0.30% | 2,000,000 | $2M |
| Vishay Intertechnology | 0.30% | 2,218,000 | $2M |
| Fti Consulting Inc | 0.29% | 1,438,000 | $2M |
| On Semiconductor Corp | 0.29% | 1,876,000 | $2M |
| Sunpower Corp | 0.26% | 2,157,000 | $2M |
| Seacor Holdings Inc | 0.24% | 1,563,000 | $2M |
| Vocera Communications | 0.23% | 1,500,000 | $1M |
| Wix Ltd | 0.23% | 1,500,000 | $1M |
| Wayfair Inc | 0.21% | 2,000,000 | $1M |
| Green Plains Inc | 0.20% | 1,978,000 | $1M |
| Herbalife Ltd | 0.20% | 1,593,000 | $1M |
| Envestnet Inc | 0.19% | 1,200,000 | $1M |
| Nuvasive Inc | 0.19% | 1,186,000 | $1M |
| Inphi Corp | 0.17% | 765,000 | $1M |
| Ionis Pharmaceuticals In | 0.16% | 1,000,000 | $1M |
| Radius Health Inc | 0.16% | 1,464,000 | $1M |
| Liberty Media Corp | 0.14% | 975,000 | $922,000 |
| Guidewire Software Inc | 0.13% | 858,000 | $830,000 |
| Euronet Worldwide Inc | 0.12% | 839,000 | $766,000 |
| Booking Holdings Inc | 0.12% | 760,000 | $759,000 |
| Tesla Inc | 0.11% | 413,000 | $707,000 |
| Flexion Therapeutics Inc | 0.09% | 752,000 | $584,000 |
| Workday Inc | 0.09% | 500,000 | $556,000 |
| Biomarin Pharmaceutical | 0.08% | 470,000 | $493,000 |
| Mandiant Inc | 0.02% | 155,000 | $130,000 |