Oaktree Capital
The book
- Very concentrated
- Concentrated
- Focused
- Diversified
- Low
- Moderate
- High
Top 5 positions
Revealed late, restated
Positions
| VSTVistra Corp. | 15.47% | 30,278,055 | $571M | held | — | 14 q |
| TRMDTORM plc Class A | 9.79% | 53,346,436 | $361M | added+3% | +0.12 pp | 9 q |
| ALLYAlly Financial Inc. | 9.72% | 14,318,541 | $359M | held | — | 26 q |
| SBLKStar Bulk Carriers Corp. | 7.28% | 39,006,017 | $269M | held | — | 18 q |
| PCGPG&E Corporation | 5.72% | 22,500,000 | $211M | held | — | 2 q |
| TSMTaiwan Semiconductor Manufacturing Company Ltd. | 5.57% | 2,538,033 | $206M | trimmed−33% | −0.30 pp | 30 q |
| INFNInfinera Corporation | 4.20% | 25,175,384 | $155M | held | — | 8 q |
| ONTOnterris, Inc. | 2.79% | 4,322,644 | $103M | new | +2.79 pp | new |
| CXCemex S.A.B. de C.V. | 2.46% | 23,937,114 | $91M | trimmed0% | +0.58 pp | 10 q |
| NMIHNMI Holdings Inc. | 2.35% | 4,865,000 | $87M | added+11% | +0.43 pp | 25 q |
| SMCISuper Micro Computer, Inc. | 2.35% | 3,284,636 | $87M | held | — | 9 q |
| ITUBItau Unibanco Holding S.A. | 2.14% | 19,820,607 | $79M | added+4% | −0.29 pp | 25 q |
| AUAngloGold Ashanti plc | 2.05% | 2,871,986 | $76M | trimmed−11% | −0.53 pp | 28 q |
| EGLEEagle Bulk Shipping Inc | 1.87% | 4,220,591 | $69M | added0% | +0.11 pp | 17 q |
| STKLSunOpta, Inc. | 1.63% | 8,092,699 | $60M | held | — | 15 q |
| IBNICICI Bank Limited | 1.61% | 6,050,513 | $59M | added+15% | +0.28 pp | 25 q |
| BIDUBaidu, Inc. | 1.44% | 419,297 | $53M | trimmed−1% | +0.06 pp | 3 q |
| AFYAAfya Limited Class A | 1.29% | 1,751,540 | $48M | trimmed−0% | +0.17 pp | 5 q |
| unresolvedUniti Group Inc | 1.28% | 4,474,624 | $47M | new | +1.28 pp | new |
| VALEVale S.a. | 1.25% | 4,353,472 | $46M | new | +1.25 pp | new |
| BRYBerry Corporation (bry) | 1.11% | 12,913,313 | $41M | held | — | 7 q |
| LBTYKLiberty Global Ltd. Class C | 1.11% | 2,000,000 | $41M | held | — | 3 q |
| MXMagnachip Semiconductor Corp. | 1.09% | 2,939,537 | $40M | held | — | 15 q |
| COOPMr. Cooper Group Inc. | 1.05% | 1,734,789 | $39M | trimmed−10% | +0.40 pp | 8 q |
| AMXNAmerica Movil-spn ADR Cl L | 0.92% | 2,731,037 | $34M | new | +0.92 pp | new |
| CEOCNOOC Limited | 0.84% | 321,925 | $31M | new | +0.84 pp | new |
| PBRPetroleo Brasileiro S.a.-petrobras | 0.78% | 4,057,859 | $29M | trimmed−1% | −0.14 pp | 3 q |
| MELIMercado Libre, Inc | 0.77% | 26,200 | $28M | trimmed−20% | −0.11 pp | 3 q |
| MTGMGIC Investment Corp. | 0.72% | 3,020,000 | $27M | held | — | 30 q |
| BBDBanco Bradesco S.A. | 0.68% | 7,342,002 | $25M | trimmed−1% | −0.09 pp | 4 q |
| BATLBattalion Oil Corporation | 0.64% | 3,009,912 | $24M | held | — | 3 q |
| unresolvedAzul Sa-adr | 0.60% | 1,672,154 | $22M | trimmed−1% | +0.08 pp | 14 q |
| KCKingsoft Cloud Holdings Limited | 0.59% | 737,476 | $22M | added+30% | +0.10 pp | 2 q |
| SQMSociedad Quimica y Minera de Chile SA | 0.52% | 596,273 | $19M | trimmed−1% | +0.09 pp | 3 q |
| XJQCXNuveen Credit Strategies Inc | 0.45% | 2,798,386 | $17M | added×2.0 | +0.23 pp | 2 q |
| VMRKVivmark Residential | 0.40% | 285,000 | $15M | new | +0.40 pp | new |
| TEOTelecom Argentina S.A. | 0.40% | 2,260,500 | $15M | held | — | 10 q |
| CCSCentury Communities, Inc. | 0.38% | 330,000 | $14M | trimmed−76% | −0.76 pp | 24 q |
| TVGrupo Televisa S.A. | 0.36% | 2,168,000 | $13M | added+1% | +0.06 pp | 6 q |
| GTXGarrett Motion Inc. | 0.34% | 3,593,111 | $12M | new | +0.34 pp | new |
| GLIBAGci Liberty Inc - Class A | 0.33% | 150,000 | $12M | held | — | 11 q |
| unresolvedOaktree Acquisition Corp | 0.32% | 4,016,667 | $12M | held | — | 5 q |
| XECCimarex Energy Co | 0.27% | 415,735 | $10M | held | — | 10 q |
| PAMPampa Energia S.a. | 0.24% | 849,000 | $9M | held | — | 9 q |
| TGSTransportadora de Gas del Sur S.A. | 0.22% | 1,994,729 | $8M | held | — | 9 q |
| unresolvedGenetron Holdings Ltd | 0.21% | 646,012 | $8M | trimmed−1% | 0.00 pp | 2 q |
| TSQTownsquare Media, Inc. | 0.20% | 1,595,224 | $7M | held | — | 25 q |
| BAC.PRLBank Of America Corp | 0.19% | 4,709 | $7M | added+24% | +0.05 pp | 2 q |
| VISTVista Energy S.A.B. de C.V. | 0.19% | 3,133,000 | $7M | held | — | 5 q |
| XFRAXBlackrock Fltng Rt Inc Strat | 0.16% | 508,353 | $6M | trimmed−4% | 0.00 pp | 3 q |
| XPEVXPeng Inc. | 0.15% | 271,170 | $5M | new | +0.15 pp | new |
| ASCArdmore Shipping Corporation | 0.15% | 1,600,000 | $6M | added+42% | +0.02 pp | 3 q |
| BELFBBel Fuse Inc | 0.13% | 462,679 | $5M | held | — | 11 q |
| APIAgora, Inc. | 0.11% | 96,010 | $4M | trimmed−3% | −0.01 pp | 2 q |
| BAKBraskem S.A. | 0.11% | 519,550 | $4M | held | — | 3 q |
| HFROHighland Opportunities and Income Fund | 0.11% | 470,000 | $4M | held | — | 3 q |
| INDAiShares MSCI India ETF | 0.11% | 121,400 | $4M | trimmed−12% | 0.00 pp | 16 q |
| VVRInvesco Senior Income Trust | 0.10% | 1,000,000 | $4M | trimmed−66% | −0.18 pp | 3 q |
| JFRNuveen Floating Rate Income Fund | 0.10% | 459,633 | $4M | trimmed−51% | −0.10 pp | 3 q |
| OIBR/USDOi Sa-adr | 0.09% | 2,201,646 | $3M | held | — | 9 q |
| XEFRXEaton Vance Sr Fltg Rate Tr | 0.07% | 223,098 | $3M | trimmed−12% | −0.01 pp | 3 q |
| OCSIOaktree Strategic Income Cor | 0.07% | 392,000 | $3M | held | — | 12 q |
| SPHRSphere Entertainment Co. | 0.06% | 30,000 | $2M | held | — | 2 q |
| unresolvedVeon Ltd | 0.06% | 1,878,900 | $2M | held | — | 15 q |
| unresolvedInvesco Dynamic Credit Opportunities Fund | 0.05% | 187,296 | $2M | added+1% | 0.00 pp | 2 q |
| LEALear Corporation | 0.04% | 13,498 | $1M | new | +0.04 pp | new |
| LOMALoma Negra Compañía Industrial Argentina Sociedad Anónima | 0.04% | 342,000 | $1M | held | — | 6 q |
| FSCOaktree Specialty Lending Corporation | 0.04% | 276,000 | $1M | held | — | 12 q |
| SIGASIGA Technologies Inc. | 0.03% | 159,782 | $1M | held | — | 7 q |
| BELFABel Fuse Inc | 0.02% | 71,613 | $838,000 | held | — | 10 q |
| AMPYAmplify Energy Corp. | 0.01% | 410,041 | $349,000 | held | — | 16 q |
| IEAInfrastructure and Energy Alternatives, Inc. | 0.01% | 46,904 | $279,000 | held | — | 6 q |
| unresolvedCapital Product Partners LP | 0.01% | 32,142 | $212,000 | held | — | 7 q |
| DSSIDiamond S Shipping Inc | 0.00% | 22,076 | $151,000 | held | — | 7 q |
| CZRCaesars Entertainment, Inc. | — | −15,250,000 | — | exited | −5.03 pp | — |
| TMHCTaylor Morrison Home Corporation | — | −6,433,140 | — | exited | −3.38 pp | — |
| BABAAlibaba Group Holding Limited | — | −282,547 | — | exited | −1.66 pp | — |
| ERICaesars Entertainment, Inc. | — | −450,000 | — | exited | −0.49 pp | — |
| IHRTiHeartMedia, Inc. Class A | — | −715,247 | — | exited | −0.16 pp | — |
| EFTEaton Vance Floating-Rate Income Trust | — | −297,900 | — | exited | −0.09 pp | — |
| CCOClear Channel Outdoor Holdings, Inc. | — | −1,681,898 | — | exited | −0.05 pp | — |
| Danaher Corpconvertible | — | −461 | — | exited | −0.02 pp | — |
| SRNESorrento Therapeutics Inc | — | −100,500 | — | exited | −0.02 pp | — |
| unresolvedBonanza Creek Energy Inc | — | −28,000 | — | exited | −0.01 pp | — |
| Crown Castle Intl Corpconvertible | — | −326 | — | exited | −0.01 pp | — |
Other 13(f) securities
Options
Notes
| Issue | % of notes | Principal | Value |
|---|---|---|---|
| Acres Commercial Realty | 7.26% | 72,675,000 | $66M |
| Dish Network Corp | 3.95% | 38,904,000 | $36M |
| Eagle Bulk Shipping Inc | 3.69% | 45,480,000 | $33M |
| Fortive Corporation | 2.51% | 22,621,000 | $23M |
| Intercept Pharmas | 2.42% | 27,113,000 | $22M |
| Greenbrier Cos Inc | 2.23% | 22,022,000 | $20M |
| Ligand Pharmaceuticals I | 1.87% | 18,629,000 | $17M |
| Marriott Vacation Worldw | 1.78% | 16,300,000 | $16M |
| Herbalife Ltd | 1.69% | 15,307,000 | $15M |
| Twitter Inc | 1.63% | 14,851,000 | $15M |
| Western Digital Corp | 1.63% | 15,506,000 | $15M |
| Cardtronics Inc | 1.62% | 14,717,000 | $15M |
| Dycom Industries Inc | 1.56% | 14,438,000 | $14M |
| Biomarin Pharmaceutical | 1.48% | 13,428,000 | $13M |
| Jazz Investments I Ltd | 1.44% | 12,848,000 | $13M |
| Kkr Real Estate Fin | 1.44% | 13,255,000 | $13M |
| Nabors Industries Inc | 1.43% | 46,598,000 | $13M |
| Encore Capital Group Inc | 1.41% | 12,733,000 | $13M |
| Starwood Property Trust | 1.37% | 12,912,000 | $12M |
| Dish Network Corp | 1.36% | 13,627,000 | $12M |
| New Mountain Finance Cor | 1.29% | 11,610,000 | $12M |
| Verint Systems Inc | 1.26% | 11,250,000 | $11M |
| Ssr Mining Inc | 1.25% | 8,449,000 | $11M |
| Mandiant Inc | 1.24% | 11,611,000 | $11M |
| Hercules Capital Inc | 1.21% | 10,921,000 | $11M |
| Teva Pharm Fin Co LLC | 1.21% | 11,160,000 | $11M |
| Vonage Holdings Corp | 1.19% | 11,163,000 | $11M |
| Hope Bancorp Inc | 1.16% | 12,725,000 | $10M |
| Akamai Technologies Inc | 1.13% | 8,795,000 | $10M |
| Blackstone Mortgage Tr | 1.13% | 10,569,000 | $10M |
| Southwest Airlines Co | 1.13% | 7,812,000 | $10M |
| Insmed Inc | 1.12% | 9,325,000 | $10M |
| Qiagen NV | 1.09% | 8,000,000 | $10M |
| Digitalbridge Group Inc | 1.07% | 9,945,000 | $10M |
| Travere Therapeutics Inc | 1.04% | 11,060,000 | $9M |
| Macquarie Infrastructure | 1.03% | 10,300,000 | $9M |
| Ares Capital Corp | 1.02% | 8,858,000 | $9M |
| Pluralsight Inc | 1.02% | 10,399,000 | $9M |
| Green Plains Inc | 1.01% | 9,384,000 | $9M |
| Helix Energy Solutions | 1.01% | 9,634,000 | $9M |
| Sfl Corp Ltd | 1.01% | 9,266,000 | $9M |
| Nutanix Inc | 0.99% | 9,524,000 | $9M |
| Atlas Air Worldwide Hldg | 0.98% | 8,090,000 | $9M |
| Patrick Industries Inc | 0.97% | 8,839,000 | $9M |
| Turning Point Brands Inc | 0.96% | 9,785,000 | $9M |
| Ezcorp Inc | 0.95% | 10,899,000 | $9M |
| New Relic Inc | 0.93% | 8,834,000 | $8M |
| Vereit Inc | 0.90% | 8,140,000 | $8M |
| Evolent Health Inc | 0.89% | 8,126,000 | $8M |
| Twitter Inc | 0.88% | 7,165,000 | $8M |
| Supernus Pharmaceuticals | 0.85% | 8,324,000 | $8M |
| Apollo Cmmrl Real Est Fi | 0.80% | 7,653,000 | $7M |
| Quotient Technology Inc | 0.79% | 7,489,000 | $7M |
| Avaya Holdings Corp | 0.78% | 7,491,000 | $7M |
| Sunpower Corp | 0.76% | 7,150,000 | $7M |
| Two Harbors Inv Corp | 0.72% | 6,555,000 | $7M |
| Veeco Instruments Inc | 0.65% | 6,342,000 | $6M |
| Scorpio Tankers Inc | 0.64% | 6,238,000 | $6M |
| Benefitfocus Inc | 0.61% | 6,743,000 | $6M |
| Guess Inc | 0.60% | 6,740,000 | $5M |
| Weibo Corp | 0.58% | 5,550,000 | $5M |
| Synaptics Inc | 0.57% | 4,199,999 | $5M |
| Air Transport Services G | 0.56% | 4,766,000 | $5M |
| Golar Lng Ltd | 0.55% | 6,506,000 | $5M |
| Invitae Corp | 0.55% | 3,000,000 | $5M |
| Covis Finco Sarl | 0.53% | 5,350,000 | $5M |
| Exact Sciences Corp | 0.53% | 4,100,000 | $5M |
| Invacare Corp | 0.53% | 5,618,000 | $5M |
| Live Nation Entertainmen | 0.52% | 4,200,000 | $5M |
| On Semiconductor Corp | 0.51% | 3,500,000 | $5M |
| Goldman Sachs Bdc Inc | 0.50% | 4,487,000 | $5M |
| Blackline Inc | 0.46% | 3,000,000 | $4M |
| Vishay Intertechnology | 0.46% | 4,314,000 | $4M |
| Hci Group Inc | 0.45% | 4,042,000 | $4M |
| Workday Inc | 0.42% | 2,500,000 | $4M |
| Ih Merger Sub LLC | 0.41% | 2,850,000 | $4M |
| Guidewire Software Inc | 0.41% | 3,258,000 | $4M |
| Liberty Latin America | 0.40% | 4,359,000 | $4M |
| Liberty Media Corp | 0.39% | 2,951,000 | $4M |
| Repligen Corp | 0.39% | 2,506,000 | $4M |
| Workiva Inc | 0.38% | 3,400,000 | $3M |
| Conmed Corp | 0.37% | 3,000,000 | $3M |
| Boingo Wireless | 0.36% | 3,746,000 | $3M |
| Jazz Investments I Ltd | 0.34% | 3,021,000 | $3M |
| Pdc Energy Inc | 0.32% | 2,995,000 | $3M |
| Pra Group Inc | 0.32% | 2,649,999 | $3M |
| Calamp Corp | 0.30% | 3,369,000 | $3M |
| Hello Group Inc | 0.29% | 3,299,000 | $3M |
| Newpark Resources Inc | 0.28% | 2,843,000 | $3M |
| Nuance Communications | 0.28% | 1,543,000 | $3M |
| Nuance Communications | 0.26% | 1,600,000 | $2M |
| Joyy Inc | 0.24% | 2,000,000 | $2M |
| Illumina Inc | 0.23% | 1,970,000 | $2M |
| Zynga Inc | 0.23% | 1,655,000 | $2M |
| Flexion Therapeutics Inc | 0.22% | 2,457,000 | $2M |
| Pure Storage Inc | 0.22% | 2,064,000 | $2M |
| Allegheny Technologies | 0.21% | 1,869,000 | $2M |
| Team Inc | 0.21% | 2,263,000 | $2M |
| Zillow Group Inc | 0.21% | 1,312,000 | $2M |
| Iqiyi Inc | 0.20% | 1,900,000 | $2M |
| New York Mortgage Trust | 0.20% | 1,823,000 | $2M |
| Booking Holdings Inc | 0.20% | 1,733,000 | $2M |
| H World Group Ltd | 0.19% | 1,500,000 | $2M |
| On Semiconductor Corp | 0.18% | 1,376,000 | $2M |
| Seacor Holdings Inc | 0.17% | 1,700,000 | $2M |
| Q2 Holdings Inc | 0.16% | 1,200,000 | $1M |
| Tesla Inc | 0.15% | 213,000 | $1M |
| Neogenomics Inc | 0.14% | 1,000,000 | $1M |
| Cleveland-cliffs Inc | 0.11% | 1,000,000 | $1M |
| Viavi Solutions Inc | 0.08% | 664,000 | $750,000 |
| Microchip Technology Inc | 0.05% | 300,000 | $462,000 |
| Colony Capital Inc | 0.04% | 326,000 | $328,000 |
| Pdd Holdings Inc | 0.04% | 209,000 | $379,000 |
| Mandiant Inc | 0.03% | 278,000 | $259,000 |
| Ii-vi Inc | 0.02% | 145,000 | $163,000 |