Oaktree Capital
Picture
Moves
Options: 2 moves on a notional base, in the table below.
The book
- Very concentrated
- Concentrated
- Focused
- Diversified
- Low
- Moderate
- High
Top 5 positions
Revealed late, restated
Positions
| VSTVistra Corp. | 15.34% | 30,278,055 | $564M | held | — | 13 q |
| TRMDTORM plc Class A | 9.67% | 51,804,925 | $356M | added+6% | −5.13 pp | 8 q |
| ALLYAlly Financial Inc. | 7.72% | 14,318,541 | $284M | held | — | 25 q |
| SBLKStar Bulk Carriers Corp. | 7.00% | 39,006,017 | $257M | held | — | 17 q |
| TSMTaiwan Semiconductor Manufacturing Company Ltd. | 5.87% | 3,803,479 | $216M | added+10% | −0.02 pp | 29 q |
| PCGPG&E Corporation | 5.43% | 22,500,000 | $200M | new | +5.43 pp | new |
| CZRCaesars Entertainment, Inc. | 5.03% | 15,250,000 | $185M | held | — | 7 q |
| INFNInfinera Corporation | 4.05% | 25,175,384 | $149M | held | — | 7 q |
| TMHCTaylor Morrison Home Corporation | 3.38% | 6,433,140 | $124M | added+33% | +1.49 pp | 2 q |
| AUAngloGold Ashanti plc | 2.58% | 3,212,281 | $95M | added+27% | +1.08 pp | 27 q |
| SMCISuper Micro Computer, Inc. | 2.54% | 3,284,636 | $93M | trimmed−5% | −0.09 pp | 8 q |
| ITUBItau Unibanco Holding S.A. | 2.43% | 19,011,118 | $89M | added+46% | +0.34 pp | 24 q |
| NMIHNMI Holdings Inc. | 1.92% | 4,400,000 | $71M | held | — | 24 q |
| CXCemex S.A.B. de C.V. | 1.88% | 23,938,116 | $69M | added+58% | +0.73 pp | 9 q |
| EGLEEagle Bulk Shipping Inc | 1.76% | 29,544,139 | $65M | held | — | 16 q |
| BRYBerry Corporation (bry) | 1.70% | 12,913,313 | $62M | held | — | 6 q |
| BABAAlibaba Group Holding Limited | 1.66% | 282,547 | $61M | trimmed−28% | −1.05 pp | 3 q |
| BIDUBaidu, Inc. | 1.38% | 423,307 | $51M | added+27% | +0.19 pp | 2 q |
| IBNICICI Bank Limited | 1.33% | 5,251,011 | $49M | added+10% | −0.11 pp | 24 q |
| LBTYKLiberty Global Ltd. Class C | 1.17% | 2,000,000 | $43M | held | — | 2 q |
| CCSCentury Communities, Inc. | 1.14% | 1,365,000 | $42M | trimmed−25% | +0.20 pp | 23 q |
| AFYAAfya Limited Class A | 1.12% | 1,758,666 | $41M | added+22% | +0.14 pp | 4 q |
| STKLSunOpta, Inc. | 1.03% | 8,092,699 | $38M | held | — | 14 q |
| PBRPetroleo Brasileiro S.a.-petrobras | 0.92% | 4,110,666 | $34M | added+10% | +0.19 pp | 2 q |
| MELIMercado Libre, Inc | 0.88% | 32,700 | $32M | added+29% | +0.44 pp | 2 q |
| MXMagnachip Semiconductor Corp. | 0.82% | 2,939,537 | $30M | held | — | 14 q |
| BATLBattalion Oil Corporation | 0.78% | 3,009,912 | $29M | held | — | 2 q |
| BBDBanco Bradesco S.A. | 0.77% | 7,435,056 | $28M | added+10% | −0.12 pp | 3 q |
| MTGMGIC Investment Corp. | 0.67% | 3,020,000 | $25M | held | — | 29 q |
| COOPMr. Cooper Group Inc. | 0.65% | 1,927,544 | $24M | held | — | 7 q |
| TEOTelecom Argentina S.A. | 0.55% | 2,260,500 | $20M | added+15% | −0.09 pp | 9 q |
| unresolvedAzul Sa-adr | 0.52% | 1,693,938 | $19M | added+27% | +0.04 pp | 13 q |
| ERICaesars Entertainment, Inc. | 0.49% | 450,000 | $18M | trimmed−55% | −0.02 pp | 2 q |
| KCKingsoft Cloud Holdings Limited | 0.49% | 568,756 | $18M | new | +0.49 pp | new |
| SQMSociedad Quimica y Minera de Chile SA | 0.43% | 604,020 | $16M | added+28% | +0.05 pp | 2 q |
| XECCimarex Energy Co | 0.31% | 415,735 | $11M | held | — | 9 q |
| TGSTransportadora de Gas del Sur S.A. | 0.31% | 1,994,729 | $11M | added+1% | −0.01 pp | 8 q |
| TVGrupo Televisa S.A. | 0.30% | 2,138,000 | $11M | added+17% | −0.08 pp | 5 q |
| GLIBAGci Liberty Inc - Class A | 0.29% | 150,000 | $11M | held | — | 10 q |
| VVRInvesco Senior Income Trust | 0.28% | 2,969,177 | $10M | added+22% | 0.00 pp | 2 q |
| VISTVista Energy S.A.B. de C.V. | 0.26% | 3,133,000 | $10M | held | — | 4 q |
| PAMPampa Energia S.a. | 0.24% | 849,000 | $9M | held | — | 8 q |
| XJQCXNuveen Credit Strategies Inc | 0.22% | 1,380,972 | $8M | new | +0.22 pp | new |
| unresolvedGenetron Holdings Ltd | 0.21% | 653,441 | $8M | new | +0.21 pp | new |
| JFRNuveen Floating Rate Income Fund | 0.20% | 934,302 | $7M | added+61% | +0.04 pp | 2 q |
| TSQTownsquare Media, Inc. | 0.19% | 1,595,224 | $7M | held | — | 24 q |
| XFRAXBlackrock Fltng Rt Inc Strat | 0.16% | 527,327 | $6M | added×2.0 | +0.07 pp | 2 q |
| IHRTiHeartMedia, Inc. Class A | 0.16% | 715,247 | $6M | held | — | 4 q |
| BAC.PRLBank Of America Corp | 0.14% | 3,808 | $5M | new | +0.14 pp | new |
| BELFBBel Fuse Inc | 0.14% | 462,679 | $5M | held | — | 10 q |
| unresolvedOaktree Acquisition Corp | 0.14% | 4,016,667 | $5M | held | — | 4 q |
| ASCArdmore Shipping Corporation | 0.13% | 1,125,709 | $5M | added×2.1 | +0.03 pp | 2 q |
| APIAgora, Inc. | 0.12% | 98,645 | $4M | new | +0.12 pp | new |
| BAKBraskem S.A. | 0.12% | 519,550 | $4M | added+86% | +0.05 pp | 2 q |
| INDAiShares MSCI India ETF | 0.11% | 138,300 | $4M | added+26% | +0.02 pp | 15 q |
| HFROHighland Opportunities and Income Fund | 0.10% | 470,000 | $4M | held | — | 2 q |
| EFTEaton Vance Floating-Rate Income Trust | 0.09% | 297,900 | $3M | trimmed−48% | −0.12 pp | 2 q |
| unresolvedVeon Ltd | 0.09% | 1,878,900 | $3M | held | — | 14 q |
| XEFRXEaton Vance Sr Fltg Rate Tr | 0.08% | 254,100 | $3M | added+49% | +0.02 pp | 2 q |
| OCSIOaktree Strategic Income Cor | 0.07% | 392,000 | $2M | held | — | 11 q |
| SPHRSphere Entertainment Co. | 0.06% | 30,000 | $2M | new | +0.06 pp | new |
| OIBR/USDOi Sa-adr | 0.06% | 2,201,646 | $2M | held | — | 8 q |
| CCOClear Channel Outdoor Holdings, Inc. | 0.05% | 1,681,898 | $2M | held | — | 5 q |
| unresolvedInvesco Dynamic Credit Opportunities Fund | 0.05% | 185,968 | $2M | new | +0.05 pp | new |
| LOMALoma Negra Compañía Industrial Argentina Sociedad Anónima | 0.04% | 342,000 | $1M | held | — | 5 q |
| FSCOaktree Specialty Lending Corporation | 0.03% | 276,000 | $1M | held | — | 11 q |
| SIGASIGA Technologies Inc. | 0.03% | 159,782 | $944,000 | held | — | 6 q |
| BELFABel Fuse Inc | 0.02% | 71,613 | $717,000 | held | — | 9 q |
| Danaher Corpconvertible | 0.02% | 461 | $574,000 | held | — | 6 q |
| SRNESorrento Therapeutics Inc | 0.02% | 100,500 | $631,000 | new | +0.02 pp | new |
| AMPYAmplify Energy Corp. | 0.01% | 410,041 | $504,000 | held | — | 15 q |
| unresolvedBonanza Creek Energy Inc | 0.01% | 28,000 | $414,000 | trimmed−96% | −0.29 pp | 10 q |
| Crown Castle Intl Corpconvertible | 0.01% | 326 | $484,000 | trimmed−61% | −0.03 pp | 8 q |
| IEAInfrastructure and Energy Alternatives, Inc. | 0.01% | 46,904 | $187,000 | added×2.5 | +0.01 pp | 5 q |
| unresolvedCapital Product Partners LP | 0.01% | 32,142 | $259,000 | held | — | 6 q |
| DSSIDiamond S Shipping Inc | 0.00% | 22,076 | $176,000 | held | — | 6 q |
| PBR.APetroleo Brasileiro S.A.-Petrobras | — | −6,117,097 | — | exited | −1.17 pp | — |
| CEOCNOOC Limited | — | −293,304 | — | exited | −1.08 pp | — |
| SRLPSprague Resources LP | — | −1,350,000 | — | exited | −0.63 pp | — |
| WMBWilliams Companies Inc. | — | −1,000,000 | — | exited | −0.50 pp | — |
| VMOInvesco Municipal Opportunity Trust | — | −446,000 | — | exited | −0.18 pp | — |
| IIMInvesco Value Municipal Income Trust | — | −365,000 | — | exited | −0.18 pp | — |
| BRFSNBrf Sa-adr | — | −1,423,969 | — | exited | −0.15 pp | — |
| DEPOAssertio Therapeutics Inc | — | −1,492,455 | — | exited | −0.03 pp | — |
| EVFEaton Vance Senior Income Trust | — | −170,000 | — | exited | −0.03 pp | — |
| OBDCBlue Owl Capital Corporation | — | −43,000 | — | exited | −0.02 pp | — |
| Qts Realty Trust Incconvertible | — | −4,140 | — | exited | −0.02 pp | — |
| Nextera Energy Incconvertible | — | −5,766 | — | exited | −0.01 pp | — |
| PVACPenn Virginia Corporation | — | −124,000 | — | exited | −0.01 pp | — |
| MDRMcDermott International | — | −49,653 | — | exited | 0.00 pp | — |
| unresolvedUS Well Services Inc | — | −1,500,000 | — | exited | 0.00 pp | — |
Other 13(f) securities
Options
Notes
| Issue | % of notes | Principal | Value |
|---|---|---|---|
| Acres Commercial Realty | 7.08% | 76,314,000 | $59M |
| Dish Network Corp | 5.22% | 46,910,000 | $43M |
| Herbalife Ltd | 2.44% | 20,437,000 | $20M |
| Intercept Pharmas | 2.44% | 26,629,000 | $20M |
| Fortive Corporation | 2.33% | 19,527,000 | $19M |
| Ligand Pharmaceuticals I | 2.11% | 19,826,000 | $17M |
| Nabors Industries Inc | 2.09% | 46,598,000 | $17M |
| Twitter Inc | 1.87% | 15,805,000 | $16M |
| Teva Pharm Fin Co LLC | 1.82% | 15,366,000 | $15M |
| Mandiant Inc | 1.78% | 15,543,000 | $15M |
| Hope Bancorp Inc | 1.78% | 17,731,000 | $15M |
| Supernus Pharmaceuticals | 1.77% | 16,511,000 | $15M |
| Marriott Vacation Worldw | 1.67% | 14,953,000 | $14M |
| Encore Capital Group Inc | 1.59% | 13,661,000 | $13M |
| Macquarie Infrastructure | 1.59% | 15,157,000 | $13M |
| Ssr Mining Inc | 1.49% | 8,849,000 | $12M |
| Atlas Air Worldwide Hldg | 1.47% | 12,778,000 | $12M |
| Colony Capital Inc | 1.46% | 12,626,000 | $12M |
| Dycom Industries Inc | 1.45% | 12,708,000 | $12M |
| Dish Network Corp | 1.44% | 13,238,000 | $12M |
| Greenbrier Cos Inc | 1.44% | 14,369,000 | $12M |
| Vonage Holdings Corp | 1.44% | 12,673,000 | $12M |
| Travere Therapeutics Inc | 1.43% | 14,178,000 | $12M |
| Verint Systems Inc | 1.43% | 11,909,000 | $12M |
| Pra Group Inc | 1.40% | 11,654,000 | $12M |
| New Relic Inc | 1.39% | 11,907,000 | $12M |
| Patrick Industries Inc | 1.34% | 11,010,000 | $11M |
| Western Digital Corp | 1.29% | 11,259,000 | $11M |
| Hercules Capital Inc | 1.28% | 10,836,000 | $11M |
| Sfl Corp Ltd | 1.01% | 8,742,000 | $8M |
| Veeco Instruments Inc | 1.00% | 9,017,000 | $8M |
| Goldman Sachs Bdc Inc | 0.99% | 8,251,000 | $8M |
| Insmed Inc | 0.98% | 8,325,000 | $8M |
| Pluralsight Inc | 0.97% | 9,006,000 | $8M |
| Zillow Group Inc | 0.97% | 7,673,000 | $8M |
| Avaya Holdings Corp | 0.95% | 9,456,000 | $8M |
| Cardtronics Inc | 0.94% | 7,880,000 | $8M |
| Boingo Wireless | 0.93% | 8,631,000 | $8M |
| Kkr Real Estate Fin | 0.92% | 7,882,000 | $8M |
| Nutanix Inc | 0.92% | 8,545,000 | $8M |
| Flexion Therapeutics Inc | 0.91% | 8,987,000 | $8M |
| New Mountain Finance Cor | 0.91% | 8,001,000 | $8M |
| Weibo Corp | 0.91% | 8,059,000 | $8M |
| Guess Inc | 0.89% | 10,877,000 | $7M |
| Blackstone Mortgage Tr | 0.84% | 7,380,000 | $7M |
| Pure Storage Inc | 0.84% | 7,078,000 | $7M |
| Vishay Intertechnology | 0.84% | 7,452,000 | $7M |
| Workday Inc | 0.83% | 5,000,000 | $7M |
| Splunk Inc | 0.77% | 4,395,000 | $6M |
| Block Inc | 0.72% | 4,000,000 | $6M |
| Helix Energy Solutions | 0.70% | 6,815,000 | $6M |
| Ezcorp Inc | 0.67% | 7,130,000 | $6M |
| Air Transport Services G | 0.66% | 5,753,000 | $5M |
| Benefitfocus Inc | 0.65% | 6,821,000 | $5M |
| Microchip Technology Inc | 0.64% | 3,610,000 | $5M |
| Iqiyi Inc | 0.63% | 5,200,000 | $5M |
| Covis Finco Sarl | 0.61% | 6,407,000 | $5M |
| Wolfspeed INC/DE | 0.60% | 4,200,000 | $5M |
| Guidewire Software Inc | 0.59% | 4,158,000 | $5M |
| Illumina Inc | 0.59% | 4,470,000 | $5M |
| Exact Sciences Corp | 0.57% | 4,500,000 | $5M |
| Jazz Investments I Ltd | 0.57% | 5,183,000 | $5M |
| Palo Alto Networks | 0.57% | 4,397,999 | $5M |
| Zynga Inc | 0.57% | 3,655,000 | $5M |
| Jazz Investments I Ltd | 0.54% | 4,557,000 | $4M |
| Ares Capital Corp | 0.53% | 4,458,000 | $4M |
| On Semiconductor Corp | 0.51% | 3,500,000 | $4M |
| Apollo Cmmrl Real Est Fi | 0.50% | 4,761,000 | $4M |
| Oil States Intl Inc | 0.50% | 8,188,000 | $4M |
| Radius Health Inc | 0.50% | 5,565,000 | $4M |
| Hci Group Inc | 0.49% | 4,042,000 | $4M |
| Two Harbors Inv Corp | 0.49% | 4,029,000 | $4M |
| Allegheny Technologies | 0.48% | 3,740,000 | $4M |
| Tutor Perini Corp | 0.47% | 4,095,000 | $4M |
| Southwest Airlines Co | 0.45% | 3,100,000 | $4M |
| Evolent Health Inc | 0.44% | 4,147,000 | $4M |
| Booking Holdings Inc | 0.44% | 3,431,000 | $4M |
| Realpage Inc | 0.43% | 3,300,000 | $4M |
| Ii-vi Inc | 0.43% | 3,000,000 | $4M |
| Pdc Energy Inc | 0.42% | 3,758,000 | $3M |
| Q2 Holdings Inc | 0.41% | 3,000,000 | $3M |
| Chegg Inc | 0.40% | 2,354,000 | $3M |
| Invacare Corp | 0.38% | 3,709,000 | $3M |
| Nuance Communications | 0.37% | 2,343,000 | $3M |
| Repligen Corp | 0.35% | 2,306,000 | $3M |
| Qiagen NV | 0.34% | 2,600,000 | $3M |
| Envestnet Inc | 0.33% | 2,200,000 | $3M |
| Golar Lng Ltd | 0.31% | 3,423,000 | $3M |
| Sunpower Corp | 0.27% | 2,726,000 | $2M |
| Synaptics Inc | 0.27% | 2,100,000 | $2M |
| Transocean Inc | 0.27% | 5,278,000 | $2M |
| Joyy Inc | 0.27% | 2,000,000 | $2M |
| Invacare Corp | 0.26% | 2,272,000 | $2M |
| Pacira Biosciences Inc | 0.26% | 2,000,000 | $2M |
| Rambus Inc | 0.26% | 2,054,000 | $2M |
| Vereit Inc | 0.25% | 2,066,000 | $2M |
| Pra Group Inc | 0.25% | 2,000,000 | $2M |
| Starwood Property Trust | 0.23% | 2,006,000 | $2M |
| New York Mortgage Trust | 0.20% | 1,823,000 | $2M |
| Green Plains Inc | 0.19% | 1,978,000 | $2M |
| On Semiconductor Corp | 0.19% | 1,376,000 | $2M |
| Seacor Holdings Inc | 0.19% | 1,563,000 | $2M |
| Seacor Holdings Inc | 0.18% | 1,700,000 | $1M |
| Tesla Inc | 0.17% | 413,000 | $1M |
| Newpark Resources Inc | 0.16% | 1,459,000 | $1M |
| Calamp Corp | 0.14% | 1,497,000 | $1M |
| Atlas Air Worldwide Hldg | 0.13% | 1,074,000 | $1M |
| Neogenomics Inc | 0.13% | 1,000,000 | $1M |
| Twitter Inc | 0.08% | 695,000 | $656,000 |
| Nuance Communications | 0.07% | 500,000 | $591,000 |
| H World Group Ltd | 0.06% | 500,000 | $502,000 |
| Quotient Technology Inc | 0.05% | 412,000 | $373,000 |
| Docusign Inc | 0.03% | 99,000 | $241,000 |