PRIMECAP

Q3 2013 13F · by Joel Fried, portfolio manager

As of: Sep 30, 2013
Filed: Nov 12, 2013
US stock: $76.0B · prev $69.9B
Positions: 255 · prev 251
Options notional: $0
Documents: 1· no amendments

Picture95.6% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 95.6%
Foreign stock not listed in the US 4.4%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves201 since the prior filing

+2.1 pp in · −2.2 pp out

New 8 +0.11 pp
Added 92 +2.04 pp
Trimmed 97 −2.08 pp
Exited 4 −0.13 pp

The book

Diversified · behaves like 52 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 8.3% a year, about 12.0 years per position

Low
Moderate
High

Top 5 positions22% of US stock

BIIB Biogen Inc. trimmed+0.07 pp trimmed+0.075.7%
AMGN Amgen Inc trimmed0.00 pp trimmed0.005.3%
unresolved Roche Holding Ag-chf trimmed−0.05 pp trimmed−0.053.7%
unresolved Google Inc. trimmed−0.35 pp trimmed−0.353.5%
LLY Eli Lilly & Co. added−0.07 pp added−0.073.4%

Positions255 in this filing · 4 exited


BIIBBiogen Inc.	5.69%	17,968,172	$4.3B	trimmed−2%	+0.07 pp	2 q
AMGNAmgen Inc	5.27%	35,812,225	$4.0B	trimmed−4%	0.00 pp	2 q
unresolvedRoche Holding Ag-chf	3.69%	10,411,204	$2.8B	trimmed−1%	−0.05 pp	2 q
unresolvedGoogle Inc.	3.50%	3,038,517	$2.7B	trimmed−1%	−0.35 pp	2 q
LLYEli Lilly & Co.	3.37%	50,846,997	$2.6B	added+4%	−0.07 pp	2 q
TXNTexas Instruments Incorporated	3.02%	57,004,865	$2.3B	trimmed−0%	+0.17 pp	2 q
FDXFedEx Corporation	2.86%	19,033,679	$2.2B	trimmed−1%	+0.15 pp	2 q
MSFTMicrosoft Corp	2.75%	62,747,091	$2.1B	trimmed−1%	−0.37 pp	2 q
ADBEAdobe Inc.	2.71%	39,689,632	$2.1B	trimmed−1%	+0.10 pp	2 q
NVSNovartis AG	2.71%	26,850,538	$2.1B	trimmed−1%	−0.03 pp	2 q
unresolvedMedtronic Inc	2.23%	31,844,221	$1.7B	trimmed−1%	−0.14 pp	2 q
SCHWThe Charles Schwab Corporation	1.95%	70,268,603	$1.5B	trimmed−1%	−0.21 pp	2 q
QCOMQualcomm Inc	1.69%	19,070,975	$1.3B	added+12%	+0.20 pp	2 q
unresolvedMonsanto Co	1.67%	12,164,967	$1.3B	trimmed−0%	−0.06 pp	2 q
MRSHMarsh	1.63%	28,391,803	$1.2B	trimmed−3%	−0.03 pp	2 q
LBBath & Body Works, Inc.	1.62%	20,183,613	$1.2B	added0%	+0.21 pp	2 q
JNJJohnson & Johnson	1.58%	13,813,887	$1.2B	trimmed−1%	−0.14 pp	2 q
LUVSouthwest Airlines Co.	1.54%	80,211,175	$1.2B	trimmed−1%	+0.05 pp	2 q
HONHoneywell International, Inc.	1.33%	12,218,027	$1.0B	trimmed−1%	−0.07 pp	2 q
unresolvedLife Technologies Corp	1.29%	13,127,442	$982M	trimmed−2%	−0.12 pp	2 q
INTUIntuit Inc	1.23%	14,067,775	$933M	trimmed−17%	−0.24 pp	2 q
VVISA Inc.	1.18%	4,701,865	$899M	trimmed−2%	−0.07 pp	2 q
unresolvedDirectv	1.12%	14,310,390	$855M	trimmed−4%	−0.20 pp	2 q
TJXTJX Companies, Inc. (The)	0.94%	12,676,696	$715M	trimmed−0%	+0.03 pp	2 q
ORCLOracle Corp	0.92%	21,043,586	$698M	trimmed−13%	−0.15 pp	2 q
NBLNoble Energy, Inc.	0.91%	10,266,276	$688M	trimmed−1%	+0.02 pp	2 q
SYMCGen Digital Inc.	0.88%	27,024,443	$669M	trimmed−4%	−0.02 pp	2 q
unresolvedE M C Corp Mass	0.87%	25,777,449	$659M	added+3%	+0.03 pp	2 q
KMXCarMax Inc.	0.84%	13,104,508	$635M	trimmed−0%	−0.03 pp	2 q
MUMicron Technology, Inc.	0.82%	35,482,335	$620M	added+1%	+0.10 pp	2 q
DISThe Walt Disney Company	0.77%	9,118,399	$588M	trimmed−1%	−0.06 pp	2 q
UPSUnited Parcel Service, Inc. Class B	0.77%	6,430,188	$588M	trimmed−1%	−0.04 pp	2 q
CCLCarnival Corporation Ltd.	0.76%	17,681,452	$577M	added+5%	−0.06 pp	2 q
BSXBoston Scientific Corp.	0.75%	48,662,519	$571M	trimmed−1%	+0.10 pp	2 q
SLBSLB Limited	0.75%	6,435,853	$569M	trimmed−0%	+0.09 pp	2 q
BMRNBioMarin Pharmaceuticals Inc	0.72%	7,606,929	$549M	trimmed−1%	+0.11 pp	2 q
EAElectronic Arts Inc	0.72%	21,493,449	$549M	trimmed−2%	0.00 pp	2 q
ABTAbbott Laboratories	0.71%	16,188,865	$537M	added+37%	+0.12 pp	2 q
CHRWC.H. Robinson Worldwide, Inc.	0.70%	8,881,204	$529M	added+1%	−0.01 pp	2 q
unresolvedGlaxosmithkline PLC	0.67%	10,078,655	$506M	trimmed−0%	−0.05 pp	2 q
RIGTransocean LTD.	0.67%	11,466,474	$510M	added+72%	+0.21 pp	2 q
unresolvedCree Inc	0.66%	8,329,691	$501M	trimmed−2%	−0.12 pp	2 q
unresolvedSanDisk Corp	0.63%	7,992,316	$476M	added+10%	0.00 pp	2 q
SGENSeagen Inc.	0.63%	10,887,000	$477M	trimmed−0%	+0.14 pp	2 q
UNPUnion Pacific Corp.	0.61%	2,978,398	$463M	trimmed−0%	−0.05 pp	2 q
BRK.BBERKSHIRE HATHAWAY Class B	0.60%	3,989,406	$453M	trimmed−2%	−0.05 pp	2 q
unresolvedChubb	0.60%	5,132,646	$458M	trimmed−5%	−0.05 pp	2 q
ASMLASML Holding NV	0.59%	4,557,033	$450M	trimmed−3%	+0.06 pp	2 q
EOGEOG Resources, Inc.	0.58%	2,600,132	$440M	trimmed−16%	0.00 pp	2 q
SONYSony Group Corporation	0.58%	20,558,339	$442M	added+36%	+0.12 pp	2 q
FLEXFlex Ltd.	0.57%	47,338,317	$430M	trimmed−1%	+0.04 pp	2 q
BABoeing Company	0.56%	3,613,991	$425M	trimmed−1%	+0.02 pp	2 q
INTCIntel Corp	0.56%	18,688,051	$428M	trimmed−0%	−0.09 pp	2 q
unresolvedEads Industrial - Eur	0.54%	6,434,390	$410M	added+3%	+0.06 pp	2 q
BBYD20230930-DK-BUTTERFLY-1 Inc	0.53%	5,162,436	$399M	trimmed−1%	0.00 pp	2 q
KLACKLA Corporation	0.52%	6,502,900	$396M	added+1%	+0.01 pp	2 q
TRMBTrimble Inc.	0.51%	12,995,146	$386M	added+1%	+0.03 pp	2 q
DALDelta Air Lines, Inc.	0.50%	16,163,700	$381M	added+5%	+0.09 pp	2 q
unresolvedQiagen N.V	0.50%	17,881,461	$383M	added+60%	+0.18 pp	2 q
CATCaterpillar Inc.	0.49%	4,442,180	$370M	added+1%	−0.03 pp	2 q
unresolvedAltera Corp	0.47%	9,641,100	$358M	trimmed−1%	+0.01 pp	2 q
WHRWhirlpool Corp.	0.46%	2,404,050	$352M	trimmed−9%	+0.03 pp	2 q
ERICEricsson	0.45%	25,502,414	$340M	trimmed−1%	+0.03 pp	2 q
MATMattel, Inc.	0.45%	8,168,038	$342M	trimmed−3%	−0.09 pp	2 q
unresolvedHewlett Packard Co	0.44%	16,112,152	$338M	added+9%	−0.08 pp	2 q
NVDANvidia Corp	0.44%	21,422,455	$333M	added+7%	+0.04 pp	2 q
unresolvedPharmacyclics Inc.	0.43%	2,381,239	$329M	trimmed−2%	+0.15 pp	2 q
NTAPNetApp, Inc	0.41%	7,290,264	$311M	added+3%	+0.03 pp	2 q
UALUnited Airlines Holdings, Inc.	0.40%	9,776,795	$300M	added+30%	+0.06 pp	2 q
GLWCorning Incorporated	0.38%	20,033,050	$292M	added+1%	−0.03 pp	2 q
POTPotash Corp Of Saskatchewan	0.38%	9,288,859	$291M	trimmed−21%	−0.26 pp	2 q
NUANNuance Communications, Inc.	0.36%	14,456,100	$270M	trimmed−1%	−0.03 pp	2 q
TSLATesla, Inc.	0.36%	1,401,290	$271M	trimmed−14%	+0.11 pp	2 q
ABBVAbbvie Inc.	0.35%	5,892,547	$264M	trimmed−1%	0.00 pp	2 q
ACNAccenture PLC	0.33%	3,382,200	$249M	trimmed−5%	−0.04 pp	2 q
unresolvedDreamWorks Animation SKG Inc.	0.32%	8,661,400	$247M	held	—	2 q
ALKAlaska Air Group, Inc.	0.30%	3,595,200	$225M	added+1%	+0.03 pp	2 q
BBBlackBerry Limited	0.30%	28,584,439	$227M	added+6%	−0.10 pp	2 q
PLTPlantronics Inc	0.30%	4,910,950	$226M	added0%	−0.01 pp	2 q
IMGNImmunogen Inc	0.28%	12,601,727	$214M	added+1%	−0.02 pp	2 q
WFCWells Fargo & Co.	0.28%	5,151,611	$213M	added×2.4	+0.15 pp	2 q
ROKRockwell Automation, Inc.	0.26%	1,839,110	$197M	trimmed−5%	+0.03 pp	2 q
CMECME Group Inc.	0.24%	2,509,350	$185M	added+53%	+0.06 pp	2 q
MSIMotorola Solutions, Inc. New	0.24%	3,086,301	$183M	trimmed−0%	−0.01 pp	2 q
unresolvedNeustar Inc	0.24%	3,761,947	$186M	trimmed−2%	−0.03 pp	2 q
unresolvedWillis Group Holdings Public	0.24%	4,225,585	$183M	trimmed−2%	−0.01 pp	2 q
COSTCostco Wholesale Corp	0.22%	1,437,250	$166M	added0%	−0.01 pp	2 q
ILMNIllumina Inc	0.22%	2,035,663	$165M	added0%	0.00 pp	2 q
KELKellanova	0.22%	2,815,300	$165M	trimmed−0%	−0.04 pp	2 q
PXGBXPraxair Inc	0.22%	1,410,470	$170M	added+4%	0.00 pp	2 q
DEDeere & Company	0.21%	1,993,000	$162M	added0%	−0.02 pp	2 q
RBARB Global, Inc.	0.21%	7,802,008	$157M	trimmed−2%	−0.01 pp	2 q
JBLUJetBlue Airways Corp	0.20%	22,413,989	$149M	added+1%	0.00 pp	2 q
ROSTRoss Stores Inc	0.20%	2,109,050	$154M	trimmed−0%	0.00 pp	2 q
PCARPaccar Inc	0.19%	2,586,200	$144M	trimmed−13%	−0.04 pp	2 q
TRCOTribune Media Company Class A	0.18%	2,148,500	$136M	added×4.8	+0.14 pp	2 q
unresolvedPolypore International Inc	0.17%	3,062,400	$125M	added+63%	+0.06 pp	2 q
SSYSStratasys Inc (ISRAEL)	0.17%	1,268,800	$128M	held	—	2 q
AMATApplied Materials Inc	0.16%	7,072,955	$124M	trimmed−2%	+0.01 pp	2 q
EXPDExpeditors International of Washington, Inc.	0.16%	2,780,400	$123M	trimmed−0%	+0.01 pp	2 q
unresolvedCameron International Corp	0.15%	1,898,788	$111M	added+5%	−0.01 pp	2 q
CSCOCisco Systems, Inc. (DE)	0.15%	4,755,539	$111M	added+3%	−0.01 pp	2 q
unresolvedEncana Corp	0.15%	6,749,502	$117M	trimmed−0%	−0.01 pp	2 q
JECJacobs Engineering Group	0.15%	1,914,567	$111M	added+14%	+0.02 pp	2 q
SNYSanofi	0.15%	2,284,031	$116M	added+5%	−0.01 pp	2 q
RCLRoyal Caribbean Group	0.15%	3,051,904	$117M	added+19%	+0.03 pp	2 q
ABMDAbiomed Inc	0.14%	5,751,990	$110M	held	—	2 q
ACMAecom	0.14%	3,381,600	$106M	added+3%	−0.01 pp	2 q
SCORcomScore, Inc.	0.14%	3,602,982	$104M	held	—	2 q
NOVNOV Inc.	0.14%	1,323,383	$103M	trimmed−3%	+0.01 pp	2 q
NKTRNektar Therapeutics	0.14%	9,953,856	$104M	added+31%	+0.01 pp	2 q
AIYActivision Blizzard Inc	0.13%	6,091,000	$102M	trimmed−1%	+0.01 pp	2 q
unresolvedIntermune	0.13%	6,452,100	$99M	added+5%	+0.05 pp	2 q
NSCNorfolk Southern Corp.	0.13%	1,280,931	$99M	added+1%	0.00 pp	2 q
TUESTuesday Morning Corp	0.13%	6,274,100	$96M	added×4.2	+0.11 pp	2 q
unresolvedActive Network	0.12%	6,599,200	$94M	trimmed−26%	+0.02 pp	2 q
CTRACoterra Energy Inc.	0.12%	2,454,200	$92M	held	—	2 q
unresolvedCepheid	0.11%	2,147,200	$84M	trimmed−1%	0.00 pp	2 q
unresolvedFEI Company	0.11%	929,000	$82M	held	—	2 q
LABStandard BioTools Inc.	0.11%	3,768,321	$83M	added+1%	+0.02 pp	2 q
KEXKirby Corporation	0.11%	986,300	$85M	trimmed−7%	−0.01 pp	2 q
RMBSRambus Inc	0.11%	8,633,522	$81M	trimmed−2%	0.00 pp	2 q
SFLYShutterfly, Inc.	0.11%	1,445,955	$81M	added0%	−0.01 pp	2 q
ADIAnalog Devices, Inc.	0.10%	1,671,850	$79M	added+1%	−0.01 pp	2 q
unresolvedBoulder Brands, Inc.	0.10%	4,769,505	$77M	held	—	2 q
CRLCharles River Laboratories International, Inc.	0.10%	1,697,800	$79M	added+4%	0.00 pp	2 q
unresolvedDyax Corp.	0.10%	10,906,990	$75M	added0%	+0.05 pp	2 q
JBLJabil Inc.	0.10%	3,627,760	$79M	trimmed−2%	−0.01 pp	2 q
SW5Southwestern Energy Co	0.10%	2,130,600	$78M	trimmed−2%	−0.01 pp	2 q
WATWaters Corp	0.10%	695,150	$74M	added+2%	0.00 pp	2 q
AAPLApple Inc.	0.09%	141,850	$68M	added0%	+0.01 pp	2 q
ASNAAscena Retail Group Inc	0.09%	3,340,400	$67M	added+3%	+0.01 pp	2 q
unresolvedDow Chemical Co	0.09%	1,714,000	$66M	added+2%	+0.01 pp	2 q
PODDInsulet Corporation	0.09%	1,865,956	$68M	held	—	2 q
LOWLowe's Companies Inc.	0.09%	1,468,700	$70M	added0%	0.00 pp	2 q
ARAYAccuray Incorporated	0.08%	8,301,600	$61M	added+6%	+0.02 pp	2 q
unresolvedCanadian Pac Ry Ltd	0.08%	485,530	$60M	trimmed−0%	0.00 pp	2 q
DSGXDescartes Systems Group Inc	0.08%	5,033,190	$57M	trimmed−1%	0.00 pp	2 q
XOMExxon Mobil Corp	0.08%	728,312	$63M	added0%	−0.01 pp	2 q
FAROFaro Technologies Inc	0.08%	1,421,390	$60M	added+18%	+0.02 pp	2 q
MAMastercard Incorporated	0.08%	85,825	$58M	held	—	2 q
NEMNewmont Corporation	0.08%	2,121,300	$60M	trimmed−31%	−0.05 pp	2 q
PEPPepsiCo, Inc.	0.08%	796,100	$63M	added0%	−0.01 pp	2 q
RVTYRevvity, Inc.	0.08%	1,553,900	$59M	added+23%	+0.02 pp	2 q
unresolvedAffymetrix Inc.	0.07%	8,134,440	$50M	added+23%	+0.03 pp	2 q
AXPAmerican Express Company	0.07%	699,500	$53M	added+1%	0.00 pp	2 q
ENTGEntegris Inc	0.07%	5,308,466	$54M	trimmed−0%	0.00 pp	2 q
FORMFormFactor Inc.	0.07%	7,749,918	$53M	held	—	2 q
unresolvedLuminex Corp DEL	0.07%	2,526,280	$51M	trimmed−2%	−0.01 pp	2 q
PEGPublic Service Enterprise Group Incorporated	0.07%	1,716,430	$57M	trimmed−22%	−0.03 pp	2 q
RRCRange Resources Corp	0.07%	687,100	$52M	trimmed−1%	−0.01 pp	2 q
unresolvedUS Airways Group Inc.	0.07%	2,722,200	$52M	added+74%	+0.03 pp	2 q
AMZNAmazon.Com Inc	0.06%	142,500	$45M	held	—	2 q
CBTCabot Corporation	0.06%	1,010,000	$43M	held	—	2 q
CIRCircor International Inc	0.06%	675,500	$42M	added+18%	+0.02 pp	2 q
unresolvedDu Pont E I De Nemours & Co	0.06%	786,300	$46M	added+1%	0.00 pp	2 q
LVSLas Vegas Sands Corp.	0.06%	676,400	$45M	held	—	2 q
MKTXMarketAxess Holdings Inc.	0.06%	704,920	$42M	held	—	2 q
unresolvedRex Energy Corporation	0.06%	1,875,000	$42M	added+56%	+0.03 pp	2 q
unresolvedTime Warner Cable Inc	0.06%	391,804	$44M	held	—	2 q
CWCurtiss-Wright Corp.	0.05%	790,600	$37M	new	+0.05 pp	new
unresolvedEllie Mae	0.05%	1,180,514	$38M	added+64%	+0.03 pp	2 q
IEXIDEX Corporation	0.05%	619,500	$40M	added+1%	0.00 pp	2 q
MATVMativ Holdings, Inc.	0.05%	565,200	$34M	held	—	2 q
XLNXXilinx Inc	0.05%	829,969	$39M	held	—	2 q
ZBHZimmer Biomet Holdings, Inc.	0.05%	463,600	$38M	trimmed−3%	0.00 pp	2 q
CSXCSX Corporation	0.04%	1,221,600	$31M	added+1%	0.00 pp	2 q
CECelanese Corporation	0.04%	590,000	$31M	added+7%	0.00 pp	2 q
DCIDonaldson Company, Inc.	0.04%	814,800	$31M	trimmed−18%	−0.01 pp	2 q
IBMInternational Business Machines Corporation	0.04%	182,700	$34M	trimmed−10%	−0.02 pp	2 q
PBR.APetroleo Brasileiro S.A.-Petrobras	0.04%	1,909,126	$32M	trimmed−4%	0.00 pp	2 q
ZQKQuicksilver,inc.	0.04%	3,810,023	$27M	added+1%	+0.01 pp	2 q
unresolvedSolazyme Inc	0.04%	2,812,013	$30M	added+42%	+0.01 pp	2 q
VFCV.F. Corporation	0.04%	156,470	$31M	added+2%	0.00 pp	2 q
unresolvedPentair Ltd	0.04%	507,900	$33M	added×2.3	+0.02 pp	2 q
CVSCvs Health Corporation	0.03%	371,430	$21M	added×17.7	+0.03 pp	2 q
unresolvedChicago Bridge & Iron Co N V	0.03%	314,500	$21M	held	—	2 q
CMAComerica Incorporated	0.03%	526,000	$21M	added+59%	+0.01 pp	2 q
EWEdwards Lifesciences Corp	0.03%	280,000	$19M	held	—	2 q
FFIVF5, Inc.	0.03%	283,356	$24M	added+4%	0.00 pp	2 q
GEFGreif, Inc.	0.03%	394,800	$19M	added+1%	0.00 pp	2 q
unresolvedGuidance Software Inc	0.03%	2,871,000	$26M	added+3%	0.00 pp	2 q
unresolvedHertz Global Holdings Inc	0.03%	930,203	$21M	added+43%	+0.01 pp	2 q
unresolvedKalobios Pharmaceuticals Inc	0.03%	4,706,675	$21M	added+28%	0.00 pp	2 q
MMacy's Inc.	0.03%	611,650	$26M	added+22%	0.00 pp	2 q
MNTAMomenta Pharmaceuticals, Inc.	0.03%	1,505,000	$22M	added+8%	0.00 pp	2 q
NEENextEra Energy, Inc.	0.03%	286,140	$23M	held	—	2 q
NUVANuVasive, Inc.	0.03%	914,000	$22M	added+11%	0.00 pp	2 q
OIIOceaneering International Inc.	0.03%	270,100	$22M	trimmed−13%	0.00 pp	2 q
unresolvedPall Corp	0.03%	327,600	$25M	held	—	2 q
unresolvedPeregrine Semiconductor Corp	0.03%	2,805,212	$25M	added+44%	0.00 pp	2 q
SAVEQSpirit Airlines, Inc.	0.03%	638,000	$22M	added+64%	+0.01 pp	2 q
SYKStryker Corporation	0.03%	304,500	$21M	held	—	2 q
unresolvedYahoo Inc	0.03%	606,800	$20M	held	—	2 q
ALEXAlexander & Baldwin, Inc.	0.02%	509,800	$18M	trimmed−35%	−0.02 pp	2 q
unresolvedArkansas Best Corp	0.02%	642,900	$17M	trimmed−31%	−0.01 pp	2 q
unresolvedAudience Inc	0.02%	1,403,700	$16M	added×2.9	+0.01 pp	2 q
unresolvedBabcock & Wilcox Co New	0.02%	361,600	$12M	trimmed−56%	−0.02 pp	2 q
CIENCiena Corporation	0.02%	650,926	$16M	trimmed−2%	0.00 pp	2 q
EBAYeBay Inc	0.02%	292,000	$16M	new	+0.02 pp	new
EXCExelon Corporation	0.02%	636,500	$19M	trimmed−5%	−0.01 pp	2 q
MCYMercury General Corp.	0.02%	281,600	$14M	held	—	2 q
OSUROraSure Technologies Inc	0.02%	2,163,600	$13M	held	—	2 q
unresolvedSmart Technologies Inc A	0.02%	4,817,246	$14M	held	—	2 q
unresolvedFranks Intl N V	0.02%	444,400	$13M	new	+0.02 pp	new
AAgilent Technologies Inc.	0.01%	94,709	$5M	trimmed−1%	0.00 pp	2 q
AKAMAkamai Technologies Inc	0.01%	82,000	$4M	held	—	2 q
unresolvedSafran	0.01%	142,000	$9M	held	—	2 q
unresolvedBrocade Communications Sys I	0.01%	1,185,000	$10M	held	—	2 q
CALYCallaway Golf Company	0.01%	1,018,771	$7M	held	—	2 q
CRICarter's Inc.	0.01%	63,070	$5M	new	+0.01 pp	new
unresolvedColfax Corp	0.01%	82,400	$5M	trimmed−28%	0.00 pp	2 q
CCKCrown Holdings Inc.	0.01%	104,500	$4M	held	—	2 q
CMICummins Inc.	0.01%	83,150	$11M	held	—	2 q
unresolvedDendreon Corp.	0.01%	3,069,700	$9M	trimmed−19%	−0.01 pp	2 q
DBDDiebold Nixdorf, Incorporated	0.01%	300,000	$9M	held	—	2 q
EPZMEpizyme, Inc	0.01%	240,500	$10M	held	—	2 q
GVAGranite Construction Inc.	0.01%	290,000	$9M	held	—	2 q
GEF.BGreif, Inc. Class B	0.01%	117,581	$6M	added+2%	0.00 pp	2 q
MBIIMarrone Bio Innovations, Inc.	0.01%	435,000	$7M	new	+0.01 pp	new
unresolvedPanera Bread Co	0.01%	41,875	$7M	added+4%	0.00 pp	2 q
PBRPetroleo Brasileiro S.a.-petrobras	0.01%	430,000	$7M	held	—	2 q
RSGRepublic Services Inc.	0.01%	247,935	$8M	held	—	2 q
CRMSalesforce, Inc.	0.01%	173,800	$9M	added+6%	0.00 pp	2 q
TGTTarget Corporation	0.01%	120,000	$8M	held	—	2 q
unresolvedThomson Reuters Corp	0.01%	200,000	$7M	held	—	2 q
DDD3D Systems Corporation	0.01%	118,500	$6M	added+1%	0.00 pp	2 q
unresolvedEnsco PLC	0.01%	150,507	$8M	held	—	2 q
unresolvedNoble Corp	0.01%	294,000	$11M	held	—	2 q
AESAES Corporation	0.00%	139,998	$2M	trimmed−93%	−0.04 pp	2 q
ALGTAllegiant Travel Company	0.00%	20,800	$2M	held	—	2 q
CARAvis Budget Group, Inc.	0.00%	20,600	$594,000	new	0.00 pp	new
BCCBoise Cascade Company	0.00%	37,000	$997,000	held	—	2 q
unresolvedCardica Inc	0.00%	2,599,600	$3M	held	—	2 q
CVECenovus Energy Inc.	0.00%	100,000	$3M	trimmed−33%	−0.01 pp	2 q
CERNCerner Corp	0.00%	21,000	$1M	held	—	2 q
unresolvedDell Inc	0.00%	200,000	$3M	held	—	2 q
EIXEdison International	0.00%	35,800	$2M	held	—	2 q
FEFirstEnergy Corp.	0.00%	12,000	$437,000	held	—	2 q
unresolvedFoundation Medicine	0.00%	30,000	$1M	new	0.00 pp	new
FCXFreeport-McMoran Inc.	0.00%	7,300	$241,000	held	—	2 q
HASHasbro, Inc.	0.00%	13,100	$618,000	held	—	2 q
IPInternational Paper Co.	0.00%	75,000	$3M	held	—	2 q
unresolvedIsoftstone Hldgs Ltd	0.00%	17,000	$84,000	held	—	2 q
unresolvedMcDermott Int'l Inc.	0.00%	250,000	$2M	held	—	2 q
JWNNordstrom, Inc.	0.00%	30,000	$2M	held	—	2 q
unresolvedOncomed Pharmaceuticals Inc	0.00%	244,700	$4M	new	0.00 pp	new
unresolvedPactera Technology Intl Ltd Sp	0.00%	262,235	$2M	trimmed−21%	0.00 pp	2 q
unresolvedRpx Corp	0.00%	86,000	$2M	held	—	2 q
VRSNVeriSign Inc	0.00%	13,300	$677,000	held	—	2 q
unresolvedVitran Corp Inc	0.00%	345,000	$2M	trimmed−34%	0.00 pp	2 q
VMWVMware, Inc	0.00%	11,800	$955,000	held	—	2 q
WYWeyerhaeuser Company	0.00%	100,000	$3M	trimmed−67%	−0.01 pp	2 q
WDAYWorkday, Inc. Class A	0.00%	10,025	$811,000	added+66%	0.00 pp	2 q
unresolvedXenoport Inc	0.00%	128,000	$727,000	held	—	2 q
unresolvedExacttarget Inc	—	−2,235,407	—	exited	−0.11 pp	—
MATXMatsons, Inc.	—	−510,300	—	exited	−0.02 pp	—
HESHess Corporation	—	−20,250	—	exited	0.00 pp	—
unresolvedMonster Worldwide Inc	—	−486,000	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 8 defects · 69 unresolved
Accession: 0001104659-13-084089
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A row was set aside — invalid CUSIP 004012250
A row was set aside — invalid CUSIP 007110388
A row was set aside — invalid CUSIP 00B058TZ6
A security outside the official 13F list — CUSIP 004012250 not on the Official 13(f) List for 2013-09-30
A security outside the official 13F list — CUSIP 007110388 not on the Official 13(f) List for 2013-09-30
A security outside the official 13F list — CUSIP 00B058TZ6 not on the Official 13(f) List for 2013-09-30
A security outside the official 13F list — CUSIP 350465100 not on the Official 13(f) List for 2013-09-30
A security outside the official 13F list — CUSIP 896047503 not on the Official 13(f) List for 2013-09-30

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