PRIMECAP

Q3 2017 13F · by Joel Fried, portfolio manager

As of: Sep 30, 2017
Filed: Nov 13, 2017
US stock: $120.8B · prev $116.4B
Positions: 279 · prev 286
Options notional: $0
Documents: 1· no amendments

Picture96.1% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 96.1%
Foreign stock not listed in the US 3.9%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves254 since the prior filing

+1.2 pp in · −1.0 pp out

New 7 +0.55 pp
Added 54 +0.68 pp
Trimmed 179 −0.55 pp
Exited 14 −0.48 pp

The book

Diversified · behaves like 63 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 8.2% a year, about 12.1 years per position

Low
Moderate
High

Top 5 positions18% of US stock

Positions279 in this filing · 14 exited


BIIBBiogen Inc.	3.94%	15,212,914	$4.8B	trimmed−1%	+0.35 pp	18 q
LLYEli Lilly & Co.	3.94%	55,682,522	$4.8B	trimmed−1%	−0.04 pp	18 q
AMGNAmgen Inc	3.44%	22,259,358	$4.2B	trimmed−3%	+0.04 pp	18 q
LUVSouthwest Airlines Co.	3.29%	70,900,870	$4.0B	trimmed−1%	−0.54 pp	18 q
TXNTexas Instruments Incorporated	2.97%	40,093,736	$3.6B	trimmed−3%	+0.25 pp	18 q
ADBEAdobe Inc.	2.96%	23,937,905	$3.6B	trimmed−3%	−0.04 pp	18 q
FDXFedEx Corporation	2.91%	15,589,017	$3.5B	trimmed−1%	−0.03 pp	18 q
MSFTMicrosoft Corp	2.84%	46,143,405	$3.4B	trimmed−4%	−0.01 pp	18 q
BABAAlibaba Group Holding Limited	2.21%	15,451,398	$2.7B	trimmed−1%	+0.32 pp	13 q
NVDANvidia Corp	2.17%	14,672,660	$2.6B	trimmed−11%	+0.11 pp	18 q
AALAmerican Airlines Group Inc.	2.01%	51,036,539	$2.4B	trimmed−1%	−0.22 pp	16 q
unresolvedRoche Holding Ag-chf	1.92%	9,065,290	$2.3B	trimmed−3%	−0.11 pp	18 q
MUMicron Technology, Inc.	1.91%	58,581,800	$2.3B	trimmed−1%	+0.40 pp	18 q
GOOGLAlphabet Inc. Class A	1.88%	2,337,524	$2.3B	trimmed−1%	−0.01 pp	9 q
JPMJPMorgan Chase & Co.	1.85%	23,346,018	$2.2B	trimmed−1%	−0.01 pp	11 q
GOOGAlphabet Inc. Class C	1.84%	2,315,553	$2.2B	trimmed−1%	+0.02 pp	15 q
NVSNovartis AG	1.56%	21,964,764	$1.9B	trimmed−1%	−0.02 pp	18 q
unresolvedEads Industrial - Eur	1.47%	18,641,147	$1.8B	trimmed−0%	+0.15 pp	18 q
NTAPNetApp, Inc	1.46%	40,262,995	$1.8B	trimmed−2%	+0.05 pp	18 q
SCHWThe Charles Schwab Corporation	1.36%	37,652,456	$1.6B	trimmed−5%	−0.11 pp	18 q
SONYSony Group Corporation	1.36%	44,084,391	$1.6B	trimmed−1%	−0.11 pp	18 q
AZNNAstrazeneca Plc-spons ADR	1.22%	43,435,530	$1.5B	added+15%	+0.11 pp	9 q
DALDelta Air Lines, Inc.	1.12%	28,061,274	$1.4B	added+2%	−0.15 pp	18 q
KLACKLA Corporation	1.12%	12,770,536	$1.4B	trimmed−2%	+0.10 pp	18 q
UALUnited Airlines Holdings, Inc.	1.12%	22,273,786	$1.4B	added0%	−0.32 pp	18 q
CCLCarnival Corporation Ltd.	1.11%	20,788,709	$1.3B	trimmed−3%	−0.09 pp	18 q
HPEHewlett Packard Enterprise Company	1.10%	90,353,807	$1.3B	added+29%	+0.10 pp	8 q
unresolvedMonsanto Co	1.09%	10,969,267	$1.3B	trimmed−1%	−0.03 pp	18 q
RCLRoyal Caribbean Group	1.07%	10,889,874	$1.3B	trimmed−3%	+0.02 pp	18 q
HPQHP Inc.	1.05%	63,326,025	$1.3B	trimmed−1%	+0.09 pp	8 q
BSXBoston Scientific Corp.	1.02%	42,168,267	$1.2B	trimmed−0%	+0.01 pp	18 q
CATCaterpillar Inc.	1.00%	9,644,283	$1.2B	trimmed−1%	+0.10 pp	18 q
KMXCarMax Inc.	0.96%	15,357,938	$1.2B	trimmed−7%	+0.07 pp	18 q
WFCWells Fargo & Co.	0.84%	18,398,727	$1.0B	trimmed−1%	−0.04 pp	18 q
TMOThermo Fisher Scientific, Inc.	0.81%	5,200,280	$984M	trimmed−2%	+0.02 pp	16 q
CSCOCisco Systems, Inc. (DE)	0.77%	27,541,890	$926M	trimmed−2%	+0.02 pp	18 q
ROSTRoss Stores Inc	0.77%	14,351,100	$927M	trimmed−2%	+0.05 pp	18 q
BMRNBioMarin Pharmaceuticals Inc	0.74%	9,638,644	$897M	added+4%	+0.01 pp	18 q
TJXTJX Companies, Inc. (The)	0.73%	11,907,896	$878M	trimmed−1%	−0.02 pp	18 q
FLEXFlex Ltd.	0.72%	52,808,386	$875M	added+1%	−0.01 pp	18 q
BBBlackBerry Limited	0.69%	74,350,445	$831M	trimmed−2%	+0.04 pp	18 q
MRSHMarsh	0.69%	9,982,020	$837M	trimmed−3%	0.00 pp	18 q
LBBath & Body Works, Inc.	0.67%	19,348,495	$805M	trimmed−1%	−0.23 pp	18 q
QCOMQualcomm Inc	0.66%	15,405,818	$799M	trimmed−2%	−0.08 pp	18 q
ABTAbbott Laboratories	0.65%	14,705,543	$785M	trimmed−1%	+0.03 pp	18 q
INTUIntuit Inc	0.64%	5,409,600	$769M	trimmed−6%	−0.02 pp	18 q
VVISA Inc.	0.64%	7,357,031	$774M	trimmed−4%	+0.02 pp	18 q
INTCIntel Corp	0.63%	19,860,410	$756M	trimmed−1%	+0.05 pp	18 q
MDTMedtronic plc	0.60%	9,256,010	$720M	trimmed−6%	−0.15 pp	11 q
ABMDAbiomed Inc	0.59%	4,217,890	$711M	trimmed−5%	+0.04 pp	18 q
SGENSeagen Inc.	0.58%	12,779,425	$695M	trimmed−1%	0.00 pp	18 q
DEDeere & Company	0.57%	5,521,619	$693M	trimmed−1%	−0.02 pp	18 q
ALKSAlkermes Inc. plc	0.55%	13,109,895	$667M	added+33%	+0.06 pp	6 q
DFSDiscover Financial Services	0.52%	9,759,692	$629M	added+8%	+0.04 pp	15 q
AIYActivision Blizzard Inc	0.48%	8,940,850	$577M	trimmed−2%	+0.03 pp	18 q
MATMattel, Inc.	0.47%	36,782,730	$569M	added+87%	+0.11 pp	2 q
ETRAE*trade Financial Corp	0.46%	12,804,795	$558M	trimmed−3%	+0.03 pp	12 q
NKTRNektar Therapeutics	0.46%	23,142,222	$555M	added0%	+0.07 pp	18 q
unresolvedQiagen N.V	0.45%	17,071,544	$538M	trimmed−6%	−0.07 pp	4 q
GLWCorning Incorporated	0.43%	17,238,456	$516M	trimmed−6%	−0.04 pp	18 q
DISThe Walt Disney Company	0.42%	5,158,649	$508M	trimmed−2%	−0.06 pp	18 q
ACMAecom	0.40%	13,240,280	$487M	trimmed−1%	+0.03 pp	18 q
ERICEricsson	0.40%	84,209,679	$484M	trimmed−1%	−0.13 pp	18 q
JECJacobs Engineering Group	0.40%	8,307,047	$484M	trimmed−8%	−0.02 pp	18 q
ALKAlaska Air Group, Inc.	0.38%	6,039,100	$461M	held	—	18 q
HONHoneywell International, Inc.	0.38%	3,207,590	$455M	trimmed−24%	−0.10 pp	18 q
DXCDXC Technology Company	0.37%	5,144,097	$442M	trimmed−1%	+0.03 pp	2 q
UPSUnited Parcel Service, Inc. Class B	0.37%	3,754,260	$451M	trimmed−2%	+0.01 pp	18 q
BIVVBioverativ Inc	0.36%	7,642,976	$436M	trimmed−1%	−0.04 pp	3 q
TRMBTrimble Inc.	0.36%	11,140,206	$437M	trimmed−6%	0.00 pp	18 q
ADIAnalog Devices, Inc.	0.35%	4,873,590	$420M	trimmed−1%	+0.02 pp	18 q
TAT&T Inc.	0.34%	10,619,831	$416M	trimmed−3%	−0.01 pp	9 q
BMYBristol-Myers Squibb Co.	0.34%	6,374,900	$406M	added+1%	+0.04 pp	3 q
unresolvedMicro Focus Intl ADR	0.34%	13,004,729	$415M	new	+0.34 pp	new
AABAAltaba Inc.	0.32%	5,871,030	$389M	trimmed−6%	+0.03 pp	2 q
ILMNIllumina Inc	0.31%	1,903,230	$379M	trimmed−6%	+0.01 pp	18 q
JBLUJetBlue Airways Corp	0.31%	20,161,408	$374M	trimmed−1%	−0.09 pp	18 q
TSLATesla, Inc.	0.31%	1,091,340	$372M	trimmed−10%	−0.07 pp	18 q
EBAYeBay Inc	0.29%	9,070,000	$349M	trimmed−1%	+0.02 pp	17 q
MRKMerck & Co., Inc.	0.29%	5,426,300	$347M	added+6%	+0.01 pp	12 q
SPLKSplunk Inc	0.29%	5,335,998	$354M	added+31%	+0.09 pp	4 q
CCitigroup Inc.	0.28%	4,618,263	$336M	trimmed−2%	+0.01 pp	3 q
ORCLOracle Corp	0.27%	6,855,650	$331M	trimmed−1%	−0.03 pp	18 q
unresolvedSIEMENS AG-Reg	0.26%	2,191,000	$309M	added+47%	+0.08 pp	5 q
AAgilent Technologies Inc.	0.26%	4,889,900	$314M	trimmed−3%	0.00 pp	18 q
BABoeing Company	0.26%	1,254,900	$319M	added+70%	+0.13 pp	18 q
AMZNAmazon.Com Inc	0.24%	299,078	$288M	added0%	−0.01 pp	18 q
PYPLPayPal Holdings, Inc.	0.24%	4,538,800	$291M	trimmed−1%	+0.03 pp	9 q
unresolvedSprint Corporation	0.24%	36,565,500	$284M	trimmed−1%	−0.02 pp	13 q
ASMLASML Holding NV	0.24%	1,704,030	$292M	trimmed−5%	+0.04 pp	18 q
CMECME Group Inc.	0.23%	2,022,756	$274M	trimmed−0%	+0.01 pp	18 q
CVSCvs Health Corporation	0.23%	3,369,520	$274M	added0%	0.00 pp	18 q
unresolvedEllie Mae	0.23%	3,337,904	$274M	trimmed−1%	−0.09 pp	18 q
PODDInsulet Corporation	0.23%	4,959,172	$273M	trimmed−2%	+0.01 pp	18 q
USBU.S. Bancorp	0.23%	5,076,000	$272M	trimmed−1%	0.00 pp	16 q
SLBSLB Limited	0.22%	3,789,126	$264M	trimmed−2%	0.00 pp	18 q
NCLHNorwegian Cruise Line Holdings Ltd.	0.22%	4,908,375	$265M	trimmed−5%	−0.02 pp	15 q
NTRSNorthern Trust Corp	0.21%	2,774,007	$255M	added+1%	−0.02 pp	7 q
UNPUnion Pacific Corp.	0.21%	2,164,125	$251M	trimmed−33%	−0.09 pp	18 q
unresolvedCree Inc	0.20%	8,385,989	$236M	trimmed−4%	+0.01 pp	18 q
SFLYShutterfly, Inc.	0.20%	5,059,482	$245M	trimmed−1%	−0.01 pp	18 q
WHRWhirlpool Corp.	0.20%	1,280,271	$236M	added+66%	+0.07 pp	18 q
AMATApplied Materials Inc	0.19%	4,321,207	$225M	trimmed−4%	+0.03 pp	18 q
unresolvedDell Technologies Inc	0.19%	3,036,785	$234M	trimmed−1%	+0.03 pp	5 q
RVTYRevvity, Inc.	0.19%	3,337,885	$230M	trimmed−5%	−0.02 pp	18 q
PGRProgressive Corporation	0.19%	4,818,302	$233M	trimmed−24%	−0.05 pp	13 q
BACBank of America Corporation	0.18%	8,771,506	$222M	added+27%	+0.04 pp	3 q
CSXCSX Corporation	0.18%	3,914,450	$212M	trimmed−15%	−0.04 pp	18 q
EOGEOG Resources, Inc.	0.18%	2,190,325	$212M	added0%	+0.01 pp	18 q
KEYSKeysight Technologies, Inc.	0.18%	5,313,775	$221M	trimmed−3%	0.00 pp	12 q
PLTPlantronics Inc	0.18%	4,905,350	$217M	held	—	18 q
PXGBXPraxair Inc	0.17%	1,494,970	$209M	trimmed−2%	0.00 pp	18 q
TRCOTribune Media Company Class A	0.17%	4,977,643	$203M	trimmed−5%	−0.01 pp	18 q
EXKExact Sciences Corp	0.16%	4,136,700	$195M	trimmed−8%	+0.02 pp	14 q
TXTTextron, Inc.	0.16%	3,565,766	$192M	added+22%	+0.04 pp	6 q
unresolvedDowdupont Inc	0.15%	2,700,943	$187M	new	+0.15 pp	new
VMWVMware, Inc	0.15%	1,698,412	$185M	trimmed−4%	+0.02 pp	18 q
SCORcomScore, Inc.	0.14%	6,067,932	$174M	trimmed−1%	0.00 pp	18 q
LVSLas Vegas Sands Corp.	0.14%	2,542,981	$163M	trimmed−0%	0.00 pp	18 q
MKTXMarketAxess Holdings Inc.	0.14%	911,920	$168M	trimmed−5%	−0.03 pp	18 q
NUANNuance Communications, Inc.	0.14%	10,834,299	$170M	trimmed−5%	−0.03 pp	18 q
RBARB Global, Inc.	0.14%	5,310,206	$168M	trimmed−7%	0.00 pp	18 q
SSYSStratasys Inc (ISRAEL)	0.14%	7,369,300	$170M	added+6%	0.00 pp	18 q
CHGGChegg, Inc.	0.13%	10,713,656	$159M	trimmed−5%	+0.01 pp	15 q
EPZMEpizyme, Inc	0.13%	8,266,227	$157M	added+26%	+0.05 pp	18 q
MAMastercard Incorporated	0.13%	1,119,800	$158M	added+51%	+0.05 pp	18 q
RIGTransocean LTD.	0.13%	14,340,057	$154M	trimmed−1%	+0.03 pp	18 q
AAPLApple Inc.	0.12%	918,500	$142M	trimmed−1%	+0.01 pp	18 q
EAElectronic Arts Inc	0.12%	1,266,275	$149M	trimmed−5%	0.00 pp	18 q
ENTGEntegris Inc	0.12%	5,065,781	$146M	trimmed−0%	+0.02 pp	18 q
IMAXImax Corp	0.12%	6,309,300	$143M	added+14%	+0.02 pp	7 q
ROKRockwell Automation, Inc.	0.12%	807,220	$144M	trimmed−0%	+0.01 pp	18 q
XNCRXencor, Inc.	0.12%	6,130,943	$141M	added0%	+0.01 pp	16 q
CWCurtiss-Wright Corp.	0.10%	1,184,700	$124M	trimmed−2%	0.00 pp	17 q
DSGXDescartes Systems Group Inc	0.10%	4,583,590	$125M	trimmed−6%	0.00 pp	18 q
JNJJohnson & Johnson	0.10%	924,225	$120M	trimmed−2%	−0.01 pp	18 q
NWLNewell Brands Inc.	0.10%	2,902,260	$124M	added+78%	+0.02 pp	15 q
CMCSAComcast Corp	0.09%	2,841,700	$109M	added+9%	0.00 pp	9 q
JBLJabil Inc.	0.09%	3,723,825	$106M	trimmed−5%	−0.01 pp	18 q
MGMMgm Resorts International	0.09%	3,308,200	$108M	held	—	5 q
unresolvedAbaxis	0.08%	2,218,300	$99M	trimmed−3%	−0.02 pp	16 q
ACLSAxcelis Technologies Inc	0.08%	3,361,200	$92M	trimmed−0%	+0.02 pp	5 q
unresolvedCBS Corp	0.08%	1,701,399	$99M	added+18%	0.00 pp	4 q
IEXIDEX Corporation	0.08%	794,150	$96M	trimmed−32%	−0.03 pp	18 q
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares	0.08%	2,930,200	$93M	trimmed−2%	+0.01 pp	4 q
SNYSanofi	0.08%	1,966,014	$98M	trimmed−1%	0.00 pp	18 q
OLEDUniversal Display Corp	0.08%	789,450	$102M	trimmed−21%	−0.01 pp	13 q
VFCV.F. Corporation	0.08%	1,552,700	$99M	held	—	18 q
WDCWestern Digital Corp.	0.08%	1,069,843	$92M	trimmed−5%	−0.01 pp	6 q
PNRPentair plc	0.08%	1,472,500	$100M	held	—	14 q
FORMFormFactor Inc.	0.07%	4,672,518	$79M	trimmed−5%	+0.02 pp	18 q
MARMarriott International Class A	0.07%	775,900	$86M	added+1%	0.00 pp	9 q
UTXZRTX Corporation	0.07%	748,600	$87M	trimmed−46%	−0.08 pp	16 q
CTRACoterra Energy Inc.	0.06%	2,561,100	$69M	trimmed−1%	0.00 pp	18 q
FAROFaro Technologies Inc	0.06%	1,845,500	$71M	trimmed−0%	0.00 pp	18 q
LOWLowe's Companies Inc.	0.06%	871,200	$70M	trimmed−6%	0.00 pp	7 q
RMBSRambus Inc	0.06%	5,791,390	$77M	trimmed−12%	0.00 pp	18 q
ZBHZimmer Biomet Holdings, Inc.	0.06%	661,100	$77M	trimmed−1%	−0.01 pp	18 q
CHTRCharter Comm Inc Del CL A New	0.05%	160,400	$58M	held	—	6 q
EWEdwards Lifesciences Corp	0.05%	525,400	$57M	trimmed−6%	−0.01 pp	18 q
GILGildan Activewear Inc.	0.05%	1,816,600	$57M	trimmed−15%	−0.01 pp	14 q
HLTHilton Worldwide Holdings Inc.	0.05%	876,164	$61M	trimmed−1%	0.00 pp	4 q
LGFLions Gate Entertainment-a	0.05%	1,982,786	$66M	trimmed−0%	0.00 pp	4 q
NNBRNN Inc	0.05%	1,965,285	$57M	added+14%	+0.01 pp	15 q
NBLNoble Energy, Inc.	0.05%	2,248,500	$64M	held	—	18 q
ODFLOld Dominion Freight Line	0.05%	505,200	$56M	trimmed−4%	+0.01 pp	2 q
CRMSalesforce, Inc.	0.05%	679,360	$63M	added0%	0.00 pp	18 q
SW5Southwestern Energy Co	0.05%	10,694,850	$65M	added+3%	0.00 pp	18 q
SPPISpectrum Pharmaceuticals Inc	0.05%	4,006,000	$56M	new	+0.05 pp	new
TERTeradyne, Inc.	0.05%	1,748,664	$65M	added+7%	+0.01 pp	9 q
WATWaters Corp	0.05%	344,687	$62M	trimmed−6%	−0.01 pp	18 q
AXPAmerican Express Company	0.04%	524,700	$47M	held	—	18 q
CRLCharles River Laboratories International, Inc.	0.04%	426,200	$46M	trimmed−6%	0.00 pp	18 q
unresolvedGlaxosmithkline PLC	0.04%	1,075,535	$44M	held	—	18 q
HUBSHubspot, Inc.	0.04%	528,850	$44M	trimmed−5%	+0.01 pp	7 q
MNTAMomenta Pharmaceuticals, Inc.	0.04%	2,838,900	$53M	trimmed−0%	0.00 pp	18 q
NUVANuVasive, Inc.	0.04%	835,200	$46M	trimmed−2%	−0.02 pp	18 q
6SSServicesource International	0.04%	12,974,083	$45M	trimmed−0%	0.00 pp	15 q
TDGTransDigm Group Incorporated	0.04%	170,300	$44M	added+26%	+0.01 pp	16 q
TRVThe Travelers Companies, Inc.	0.04%	425,675	$52M	added+3%	0.00 pp	6 q
unresolvedTronc Inc	0.04%	3,507,781	$51M	trimmed−1%	0.00 pp	6 q
unresolvedDhx Media Cl A	0.03%	9,451,000	$40M	added+9%	0.00 pp	4 q
BBYD20230930-DK-BUTTERFLY-1 Inc	0.03%	1,315,526	$31M	trimmed−3%	−0.01 pp	18 q
ONCBeOne Medicines Ltd.	0.03%	292,005	$30M	added×2.3	+0.03 pp	2 q
unresolvedDyax (Non-tradable) Cont Val R	0.03%	10,482,860	$31M	held	—	7 q
NSCNorfolk Southern Corp.	0.03%	275,000	$36M	held	—	18 q
OSISOSI Systems Inc	0.03%	424,300	$39M	trimmed−1%	0.00 pp	7 q
SYKStryker Corporation	0.03%	227,500	$32M	held	—	18 q
TSNTyson Foods, Inc.	0.03%	531,100	$37M	held	—	12 q
ARAYAccuray Incorporated	0.02%	5,332,500	$21M	trimmed−0%	0.00 pp	18 q
unresolvedSafran	0.02%	275,000	$28M	trimmed−52%	−0.02 pp	18 q
ABUSArbutus Biopharma Corporation	0.02%	3,990,400	$25M	added+1%	+0.01 pp	9 q
ASNAAscena Retail Group Inc	0.02%	9,400,500	$23M	trimmed−5%	0.00 pp	18 q
CARAvis Budget Group, Inc.	0.02%	480,000	$18M	held	—	10 q
CECelanese Corporation	0.02%	210,950	$22M	trimmed−0%	0.00 pp	18 q
CERSCerus Corp	0.02%	7,800,000	$21M	held	—	11 q
CIRCircor International Inc	0.02%	360,000	$20M	trimmed−1%	0.00 pp	18 q
LABStandard BioTools Inc.	0.02%	5,775,143	$29M	added+35%	+0.01 pp	18 q
GDGeneral Dynamics Corporation	0.02%	118,000	$24M	trimmed−66%	−0.04 pp	4 q
HANHawaiian Holdings Inc	0.02%	641,300	$24M	held	—	14 q
IMGNImmunogen Inc	0.02%	3,823,300	$29M	trimmed−2%	0.00 pp	18 q
NOVNOV Inc.	0.02%	663,845	$24M	trimmed−21%	0.00 pp	18 q
NTNXNutanix, Inc. Class A	0.02%	984,832	$22M	trimmed−0%	0.00 pp	2 q
unresolvedOncomed Pharmaceuticals Inc	0.02%	5,565,900	$25M	added0%	0.00 pp	17 q
OSUROraSure Technologies Inc	0.02%	1,259,000	$28M	trimmed−0%	0.00 pp	18 q
PEPPepsiCo, Inc.	0.02%	200,000	$22M	held	—	18 q
SAVEQSpirit Airlines, Inc.	0.02%	877,924	$29M	trimmed−4%	−0.02 pp	18 q
TMUST-Mobile US, Inc.	0.02%	339,000	$21M	added+27%	+0.01 pp	3 q
unresolvedAxovant Sciences Ltd	0.02%	3,410,800	$23M	added+2%	−0.05 pp	10 q
MOAltria Group, Inc.	0.01%	174,824	$11M	added+2%	0.00 pp	2 q
AZOAutoZone, Inc.	0.01%	21,400	$13M	trimmed−10%	0.00 pp	7 q
AXONAxon Enterprise, Inc.	0.01%	598,537	$14M	added+16%	0.00 pp	2 q
unresolvedBarracuda Networks Inc	0.01%	675,000	$16M	trimmed−17%	−0.01 pp	9 q
unresolvedBlue Buffalo Pet Prods Inc	0.01%	460,900	$13M	trimmed−16%	0.00 pp	9 q
BOOTBoot Barn Holdings, Inc.	0.01%	825,000	$7M	trimmed−6%	0.00 pp	11 q
CNACNA Financial Corporation	0.01%	315,500	$16M	trimmed−36%	−0.01 pp	5 q
CBTCabot Corporation	0.01%	125,000	$7M	held	—	18 q
STZConstellation Brands, Inc.	0.01%	42,336	$8M	added+1%	0.00 pp	2 q
CCKCrown Holdings Inc.	0.01%	102,000	$6M	held	—	18 q
DBDDiebold Nixdorf, Incorporated	0.01%	675,000	$15M	trimmed−12%	−0.01 pp	18 q
96669EURDmrc LLC	0.01%	413,000	$15M	added0%	0.00 pp	9 q
unresolvedEsterline Technologies Corp	0.01%	108,399	$10M	trimmed−51%	−0.01 pp	16 q
XOMExxon Mobil Corp	0.01%	95,000	$8M	trimmed−11%	0.00 pp	18 q
HRIHerc Holdings Inc.	0.01%	308,740	$15M	trimmed−26%	0.00 pp	5 q
IRBTiRobot Corporation	0.01%	128,000	$10M	held	—	5 q
MXLMaxLinear, Inc.	0.01%	661,809	$16M	added×2.4	0.00 pp	4 q
MCYMercury General Corp.	0.01%	281,600	$16M	held	—	18 q
unresolvedMindbody Cl A	0.01%	671,377	$17M	added+11%	0.00 pp	5 q
unresolvedNci Building Systems	0.01%	687,000	$11M	added0%	0.00 pp	16 q
NFLXNetFlix Inc	0.01%	37,800	$7M	new	+0.01 pp	new
PFNXPfenex Inc.	0.01%	2,356,400	$7M	trimmed−0%	0.00 pp	10 q
PMPhilip Morris International Inc.	0.01%	123,075	$14M	added+3%	0.00 pp	2 q
POTPotash Corp Of Saskatchewan	0.01%	636,900	$12M	held	—	18 q
PEGPublic Service Enterprise Group Incorporated	0.01%	372,379	$17M	held	—	18 q
unresolvedRockwell Collins Inc	0.01%	65,900	$9M	trimmed−93%	−0.07 pp	3 q
RUBIMagnite, Inc.	0.01%	1,707,800	$7M	trimmed−13%	0.00 pp	10 q
SGISomnigroup International Inc.	0.01%	130,500	$8M	held	—	4 q
TUESTuesday Morning Corp	0.01%	2,209,000	$7M	trimmed−1%	+0.01 pp	18 q
ADNTAdient plc	0.01%	113,570	$10M	held	—	4 q
SIGSignet Jewelers Limited	0.01%	97,000	$6M	trimmed−29%	0.00 pp	4 q
CBChubb Limited	0.01%	56,079	$8M	trimmed−6%	0.00 pp	7 q
CSTMConstellium SE Class A	0.01%	1,242,800	$13M	trimmed−12%	0.00 pp	12 q
LYBLyondellBasell Industries N.V. Class A	0.01%	65,000	$6M	held	—	16 q
AANAaron's Inc	0.00%	44,000	$2M	trimmed−40%	0.00 pp	9 q
ABBVAbbvie Inc.	0.00%	54,000	$5M	trimmed−92%	−0.04 pp	18 q
ASIXAdvanSix Inc.	0.00%	17,320	$688,000	held	—	4 q
ADVMAdverum Biotechnologies, Inc.	0.00%	484,500	$2M	trimmed−1%	0.00 pp	6 q
ACDVFAir Canada Inc Vtg & Var	0.00%	150,100	$3M	held	—	5 q
unresolvedDhx Media Cl B	0.00%	150,000	$629,000	trimmed−67%	0.00 pp	5 q
ALGTAllegiant Travel Company	0.00%	43,500	$6M	held	—	18 q
ANETArista Networks	0.00%	1,800	$341,000	trimmed−40%	0.00 pp	14 q
AWIArmstrong World Industries, Inc.	0.00%	47,000	$2M	held	—	4 q
unresolvedBrocade Communications Sys I	0.00%	300,000	$4M	held	—	18 q
CVGWCalavo Growers Inc	0.00%	45,000	$3M	new	0.00 pp	new
CRICarter's Inc.	0.00%	25,150	$2M	trimmed−48%	0.00 pp	17 q
CERNCerner Corp	0.00%	19,400	$1M	trimmed−3%	0.00 pp	18 q
CMAComerica Incorporated	0.00%	53,500	$4M	held	—	18 q
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.00%	142,000	$2M	held	—	16 q
CVACovanta Holding Corporation	0.00%	170,000	$3M	held	—	8 q
CRAYCray, Inc.	0.00%	163,000	$3M	trimmed−20%	0.00 pp	13 q
DXTRDextera Surgical Inc.	0.00%	600,450	$166,000	held	—	6 q
unresolvedFlex Pharma Inc	0.00%	1,680,000	$6M	added+7%	−0.01 pp	11 q
FRANFrancesca's Holdings Corporation	0.00%	105,000	$773,000	trimmed−16%	0.00 pp	10 q
GEFGreif, Inc.	0.00%	100,000	$6M	trimmed−33%	−0.01 pp	18 q
GEF.BGreif, Inc. Class B	0.00%	35,000	$2M	held	—	18 q
HABTThe Habit Restaurants, Inc. - Class A	0.00%	170,000	$2M	added+31%	0.00 pp	3 q
HGVHilton Grand Vacations Inc.	0.00%	34,760	$1M	trimmed−5%	0.00 pp	3 q
KEXKirby Corporation	0.00%	3,600	$237,000	held	—	18 q
MBIIMarrone Bio Innovations, Inc.	0.00%	2,655,600	$3M	trimmed−2%	0.00 pp	17 q
MATXMatsons, Inc.	0.00%	199,761	$6M	held	—	13 q
MCDMcDonald's Corporation	0.00%	10,000	$2M	held	—	7 q
PKPark Hotels & Resorts Inc.	0.00%	66,800	$2M	trimmed−16%	0.00 pp	3 q
PENPenumbra, Inc.	0.00%	57,450	$5M	trimmed−7%	0.00 pp	9 q
PFGCPerformance Food Group Company	0.00%	8,500	$240,000	trimmed−23%	0.00 pp	2 q
PXDPioneer Natural Resource Co.	0.00%	16,500	$2M	new	0.00 pp	new
RRCRange Resources Corp	0.00%	63,000	$1M	trimmed−10%	0.00 pp	18 q
REXXRex Energy Corporation	0.00%	111,400	$301,000	trimmed−66%	0.00 pp	2 q
ROKURoku, Inc. Class A	0.00%	200,000	$5M	new	0.00 pp	new
SKAASkechers USA Inc-cl A	0.00%	58,000	$1M	trimmed−21%	0.00 pp	4 q
unresolvedNeustar Inc	—	−7,210,105	—	exited	−0.21 pp	—
unresolvedDow Chemical Co	—	−2,142,375	—	exited	−0.12 pp	—
unresolvedNovadaq Technologies Inc	—	−5,728,149	—	exited	−0.06 pp	—
unresolvedDu Pont E I De Nemours & Co	—	−475,700	—	exited	−0.03 pp	—
unresolvedGuidance Software Inc	—	−4,795,515	—	exited	−0.03 pp	—
CIENCiena Corporation	—	−508,127	—	exited	−0.01 pp	—
JCIJohnson Controls International plc	—	−150,000	—	exited	−0.01 pp	—
unresolvedMobileye Nv	—	−117,431	—	exited	−0.01 pp	—
EXPDExpeditors International of Washington, Inc.	—	−5,300	—	exited	0.00 pp	—
OLLIOllie's Bargain Outlet Holdings, Inc.	—	−13,100	—	exited	0.00 pp	—
POSTPost Holdings, Inc.	—	−11,000	—	exited	0.00 pp	—
MATVMativ Holdings, Inc.	—	−100,000	—	exited	0.00 pp	—
SZYMTerravia Holdings Inc	—	−11,316,630	—	exited	0.00 pp	—
GRMNGarmin Ltd	—	−68,000	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 15 defects · 29 unresolved
Accession: 0001104659-17-067813
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A row was set aside — invalid CUSIP 004012250
A row was set aside — invalid CUSIP 00BRF12N3
A row was set aside — invalid CUSIP 00BRF12P5
A row was set aside — invalid CUSIP 007110388
A row was set aside — invalid CUSIP 00B058TZ6
A row was set aside — invalid CUSIP 005727973
A security outside the official 13F list — CUSIP 004012250 not on the Official 13(f) List for 2017-09-30
A security outside the official 13F list — CUSIP 005727973 not on the Official 13(f) List for 2017-09-30
A security outside the official 13F list — CUSIP 007110388 not on the Official 13(f) List for 2017-09-30
A security outside the official 13F list — CUSIP 008911877 not on the Official 13(f) List for 2017-09-30
A security outside the official 13F list — CUSIP 00B058TZ6 not on the Official 13(f) List for 2017-09-30
A security outside the official 13F list — CUSIP 00BRF12N3 not on the Official 13(f) List for 2017-09-30
A security outside the official 13F list — CUSIP 00BRF12P5 not on the Official 13(f) List for 2017-09-30
A security outside the official 13F list — CUSIP 20564W105 not on the Official 13(f) List for 2017-09-30
A security outside the official 13F list — CUSIP 267CVR991 not on the Official 13(f) List for 2017-09-30

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