PRIMECAP

Q3 2018 13F · by Joel Fried, portfolio manager

As of: Sep 30, 2018
Filed: Nov 13, 2018
US stock: $148.1B · prev $134.9B
Positions: 294 · prev 292
Options notional: $0
Documents: 1· no amendments

Picture95.8% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 95.8%
Foreign stock not listed in the US 4.2%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves234 since the prior filing

+1.7 pp in · −2.1 pp out

New 10 +0.34 pp
Added 108 +1.41 pp
Trimmed 108 −1.89 pp
Exited 8 −0.18 pp

The book

Diversified · behaves like 64 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 9.3% a year, about 10.8 years per position

Low
Moderate
High

Top 5 positions18% of US stock

LLY Eli Lilly & Co. trimmed+0.48 pp trimmed+0.484.0%
ADBE Adobe Inc. trimmed−0.09 pp trimmed−0.093.8%
BIIB Biogen Inc. trimmed+0.34 pp trimmed+0.343.5%
LUV Southwest Airlines Co. added+0.34 pp added+0.343.1%
MSFT Microsoft Corp trimmed+0.06 pp trimmed+0.063.1%

Positions294 in this filing · 8 exited


LLYEli Lilly & Co.	3.97%	54,791,568	$5.9B	trimmed−1%	+0.48 pp	22 q
ADBEAdobe Inc.	3.81%	20,932,105	$5.7B	trimmed−3%	−0.09 pp	22 q
BIIBBiogen Inc.	3.55%	14,873,796	$5.3B	trimmed−0%	+0.34 pp	22 q
LUVSouthwest Airlines Co.	3.12%	73,955,888	$4.6B	added0%	+0.34 pp	22 q
MSFTMicrosoft Corp	3.07%	39,817,635	$4.6B	trimmed−3%	+0.06 pp	22 q
AMGNAmgen Inc	2.91%	20,793,442	$4.3B	trimmed−2%	+0.01 pp	22 q
FDXFedEx Corporation	2.45%	15,101,984	$3.6B	trimmed−1%	−0.11 pp	22 q
TXNTexas Instruments Incorporated	2.45%	33,876,129	$3.6B	trimmed−1%	−0.35 pp	22 q
UALUnited Airlines Holdings, Inc.	2.31%	38,375,613	$3.4B	added0%	+0.33 pp	22 q
NTAPNetApp, Inc	2.21%	38,118,924	$3.3B	trimmed−3%	−0.09 pp	22 q
AALAmerican Airlines Group Inc.	1.92%	68,944,981	$2.8B	added+16%	+0.25 pp	20 q
GOOGLAlphabet Inc. Class A	1.85%	2,266,004	$2.7B	trimmed−1%	−0.07 pp	13 q
GOOGAlphabet Inc. Class C	1.78%	2,215,143	$2.6B	trimmed−1%	−0.08 pp	19 q
JPMJPMorgan Chase & Co.	1.77%	23,236,403	$2.6B	trimmed−0%	−0.03 pp	15 q
MUMicron Technology, Inc.	1.77%	58,105,635	$2.6B	trimmed−0%	−0.49 pp	22 q
SONYSony Group Corporation	1.76%	43,105,224	$2.6B	trimmed−1%	+0.11 pp	22 q
BABAAlibaba Group Holding Limited	1.71%	15,333,650	$2.5B	added+1%	−0.39 pp	17 q
unresolvedEads Industrial - Eur	1.54%	18,216,526	$2.3B	trimmed−3%	−0.08 pp	22 q
AZNNAstrazeneca Plc-spons ADR	1.48%	55,399,286	$2.2B	added+4%	+0.10 pp	13 q
WFCWells Fargo & Co.	1.37%	38,512,187	$2.0B	added+47%	+0.29 pp	22 q
unresolvedRoche Holding Ag-chf	1.31%	7,996,992	$1.9B	trimmed−2%	−0.04 pp	22 q
NVDANvidia Corp	1.30%	6,876,665	$1.9B	trimmed−38%	−0.65 pp	22 q
NVSNovartis AG	1.29%	22,241,721	$1.9B	added+1%	+0.05 pp	22 q
BSXBoston Scientific Corp.	1.16%	44,767,785	$1.7B	trimmed−0%	+0.07 pp	22 q
DALDelta Air Lines, Inc.	1.11%	28,555,011	$1.7B	added+1%	+0.07 pp	22 q
HPQHP Inc.	1.09%	62,442,138	$1.6B	trimmed−0%	+0.04 pp	12 q
HPEHewlett Packard Enterprise Company	1.07%	96,970,449	$1.6B	trimmed−0%	+0.02 pp	12 q
SCHWThe Charles Schwab Corporation	1.06%	31,917,500	$1.6B	trimmed−1%	−0.16 pp	22 q
QCOMQualcomm Inc	1.05%	21,694,182	$1.6B	trimmed−0%	+0.15 pp	22 q
unresolvedSIEMENS AG-Reg	1.04%	12,021,097	$1.5B	added+39%	+0.19 pp	9 q
ABMDAbiomed Inc	1.02%	3,371,940	$1.5B	trimmed−5%	−0.06 pp	22 q
CATCaterpillar Inc.	0.97%	9,391,789	$1.4B	trimmed−1%	+0.02 pp	22 q
BMRNBioMarin Pharmaceuticals Inc	0.93%	14,208,485	$1.4B	trimmed−0%	−0.06 pp	22 q
CCLCarnival Corporation Ltd.	0.88%	20,553,212	$1.3B	added0%	+0.01 pp	22 q
KLACKLA Corporation	0.85%	12,308,296	$1.3B	trimmed−1%	−0.09 pp	22 q
RCLRoyal Caribbean Group	0.85%	9,672,411	$1.3B	trimmed−0%	+0.11 pp	22 q
CSCOCisco Systems, Inc. (DE)	0.84%	25,618,886	$1.2B	trimmed−1%	+0.02 pp	22 q
NKTRNektar Therapeutics	0.83%	20,154,922	$1.2B	trimmed−4%	+0.07 pp	22 q
ROSTRoss Stores Inc	0.83%	12,450,791	$1.2B	trimmed−0%	+0.04 pp	22 q
TMOThermo Fisher Scientific, Inc.	0.83%	5,019,374	$1.2B	trimmed−1%	+0.05 pp	20 q
BMYBristol-Myers Squibb Co.	0.79%	18,906,694	$1.2B	added+5%	+0.05 pp	7 q
ERICEricsson	0.79%	132,741,106	$1.2B	added+1%	+0.04 pp	22 q
INTCIntel Corp	0.78%	24,556,497	$1.2B	added0%	−0.12 pp	22 q
SGENSeagen Inc.	0.75%	14,456,100	$1.1B	trimmed−0%	+0.04 pp	22 q
INTUIntuit Inc	0.74%	4,852,381	$1.1B	trimmed−4%	−0.02 pp	22 q
ABTAbbott Laboratories	0.70%	14,102,210	$1.0B	trimmed−2%	+0.05 pp	22 q
ALKSAlkermes Inc. plc	0.67%	23,273,058	$988M	trimmed−0%	−0.04 pp	10 q
DFSDiscover Financial Services	0.65%	12,542,195	$959M	added+3%	+0.01 pp	19 q
KMXCarMax Inc.	0.62%	12,316,803	$920M	trimmed−2%	−0.06 pp	22 q
TJXTJX Companies, Inc. (The)	0.62%	8,143,816	$912M	trimmed−3%	+0.03 pp	22 q
WHRWhirlpool Corp.	0.61%	7,650,140	$908M	added+36%	0.00 pp	22 q
SPLKSplunk Inc	0.58%	7,102,198	$859M	held	—	8 q
FLEXFlex Ltd.	0.58%	65,011,618	$853M	added+13%	−0.02 pp	22 q
BBBlackBerry Limited	0.57%	73,728,793	$839M	added0%	+0.04 pp	22 q
MRSHMarsh	0.54%	9,657,461	$799M	trimmed−1%	−0.05 pp	22 q
MATMattel, Inc.	0.54%	50,743,629	$797M	added+1%	−0.07 pp	6 q
DEDeere & Company	0.51%	5,064,822	$761M	trimmed−1%	−0.02 pp	22 q
MDTMedtronic plc	0.50%	7,480,995	$736M	trimmed−8%	−0.02 pp	15 q
AIYActivision Blizzard Inc	0.47%	8,354,550	$695M	trimmed−2%	−0.01 pp	22 q
ETRAE*trade Financial Corp	0.46%	13,115,825	$687M	added+2%	−0.12 pp	16 q
JECJacobs Engineering Group	0.43%	8,309,372	$636M	added0%	+0.04 pp	22 q
ACMAecom	0.42%	19,076,501	$623M	added+27%	+0.05 pp	22 q
AMZNAmazon.Com Inc	0.42%	308,478	$618M	held	—	22 q
VVISA Inc.	0.41%	4,078,439	$612M	trimmed−12%	−0.05 pp	22 q
unresolvedQiagen N.V	0.41%	16,199,999	$614M	added0%	−0.02 pp	8 q
LBBath & Body Works, Inc.	0.39%	19,225,582	$583M	trimmed−1%	−0.14 pp	22 q
GLWCorning Incorporated	0.38%	16,052,923	$567M	trimmed−1%	+0.05 pp	22 q
BACBank of America Corporation	0.35%	17,784,527	$524M	added+1%	−0.02 pp	7 q
PODDInsulet Corporation	0.35%	4,953,472	$525M	held	—	22 q
HONHoneywell International, Inc.	0.34%	3,039,283	$506M	trimmed−0%	+0.01 pp	22 q
ADIAnalog Devices, Inc.	0.32%	5,150,900	$476M	trimmed−1%	−0.05 pp	22 q
IRBTiRobot Corporation	0.31%	4,161,600	$457M	added+8%	+0.09 pp	9 q
UNPUnion Pacific Corp.	0.31%	2,780,587	$453M	added+8%	+0.04 pp	22 q
BABoeing Company	0.30%	1,196,829	$445M	added+1%	0.00 pp	22 q
CCitigroup Inc.	0.30%	6,229,941	$447M	trimmed−1%	−0.01 pp	7 q
JBLUJetBlue Airways Corp	0.30%	22,965,825	$445M	added+1%	−0.02 pp	22 q
RIGTransocean LTD.	0.30%	32,168,839	$449M	added×2.3	+0.16 pp	22 q
ORCLOracle Corp	0.29%	8,219,617	$424M	added+1%	+0.02 pp	22 q
UPSUnited Parcel Service, Inc. Class B	0.29%	3,668,552	$428M	trimmed−1%	0.00 pp	22 q
ALKAlaska Air Group, Inc.	0.28%	6,024,607	$415M	added0%	+0.01 pp	22 q
TRMBTrimble Inc.	0.28%	9,461,793	$411M	trimmed−2%	+0.04 pp	22 q
AABAAltaba Inc.	0.27%	5,855,510	$399M	added0%	−0.05 pp	6 q
ILMNIllumina Inc	0.27%	1,069,553	$393M	trimmed−5%	+0.04 pp	22 q
DISThe Walt Disney Company	0.26%	3,298,600	$386M	trimmed−31%	−0.11 pp	22 q
DXCDXC Technology Company	0.24%	3,797,487	$355M	trimmed−23%	−0.05 pp	6 q
unresolvedDell Technologies Inc	0.24%	3,727,141	$362M	added+28%	+0.06 pp	9 q
PYPLPayPal Holdings, Inc.	0.24%	3,968,340	$349M	trimmed−1%	−0.01 pp	13 q
TXTTextron, Inc.	0.24%	4,985,260	$356M	added+8%	+0.01 pp	10 q
OLEDUniversal Display Corp	0.24%	3,076,303	$363M	added+66%	+0.12 pp	17 q
CMECME Group Inc.	0.23%	2,032,343	$346M	added+1%	−0.02 pp	22 q
KEYSKeysight Technologies, Inc.	0.23%	5,108,145	$339M	trimmed−2%	0.00 pp	16 q
NTRSNorthern Trust Corp	0.23%	3,401,381	$347M	added+4%	−0.02 pp	11 q
AAgilent Technologies Inc.	0.22%	4,607,140	$325M	trimmed−2%	0.00 pp	22 q
unresolvedSiemens Healthineers AG - Rest	0.22%	7,258,900	$319M	added+2%	0.00 pp	3 q
unresolvedCree Inc	0.22%	8,434,889	$319M	added0%	−0.04 pp	22 q
SFLYShutterfly, Inc.	0.22%	4,932,482	$325M	trimmed−0%	−0.11 pp	22 q
EBAYeBay Inc	0.21%	9,552,700	$315M	added+1%	−0.04 pp	21 q
RVTYRevvity, Inc.	0.21%	3,158,741	$307M	trimmed−3%	+0.03 pp	22 q
NCLHNorwegian Cruise Line Holdings Ltd.	0.21%	5,326,325	$306M	trimmed−1%	+0.02 pp	19 q
unresolvedMicro Focus Intl ADR	0.20%	15,719,114	$290M	added+9%	+0.01 pp	5 q
PGRProgressive Corporation	0.20%	4,153,379	$295M	trimmed−3%	+0.01 pp	17 q
TSLATesla, Inc.	0.20%	1,106,015	$293M	added+1%	−0.08 pp	22 q
XNCRXencor, Inc.	0.20%	7,621,743	$297M	added+1%	−0.01 pp	20 q
ASMLASML Holding NV	0.20%	1,594,920	$300M	trimmed−2%	−0.04 pp	22 q
CVSCvs Health Corporation	0.19%	3,659,811	$288M	added+5%	+0.02 pp	22 q
CHGGChegg, Inc.	0.19%	9,818,290	$279M	added0%	−0.01 pp	19 q
EOGEOG Resources, Inc.	0.19%	2,155,637	$275M	trimmed−0%	−0.01 pp	22 q
EXKExact Sciences Corp	0.19%	3,579,100	$282M	held	—	18 q
unresolvedDowdupont Inc	0.18%	4,046,455	$260M	added+11%	0.00 pp	5 q
unresolvedEllie Mae	0.18%	2,891,345	$274M	held	—	22 q
PLTPlantronics Inc	0.18%	4,485,550	$270M	trimmed−8%	−0.09 pp	22 q
USBU.S. Bancorp	0.18%	5,140,379	$271M	trimmed−1%	−0.01 pp	20 q
VMWVMware, Inc	0.17%	1,626,595	$254M	trimmed−5%	−0.02 pp	22 q
MRKMerck & Co., Inc.	0.16%	3,411,200	$242M	held	—	16 q
PXGBXPraxair Inc	0.16%	1,439,669	$231M	trimmed−1%	−0.01 pp	22 q
unresolvedSprint Corporation	0.16%	36,584,500	$239M	trimmed−0%	+0.01 pp	17 q
SLBSLB Limited	0.15%	3,596,654	$219M	trimmed−1%	−0.03 pp	22 q
ZBHZimmer Biomet Holdings, Inc.	0.15%	1,713,930	$225M	added+33%	+0.04 pp	22 q
AAPLApple Inc.	0.13%	855,100	$193M	held	—	22 q
SPPISpectrum Pharmaceuticals Inc	0.13%	11,160,000	$187M	added+10%	−0.03 pp	5 q
CWCurtiss-Wright Corp.	0.12%	1,303,000	$179M	added+7%	+0.01 pp	21 q
TRCOTribune Media Company Class A	0.12%	4,637,400	$178M	trimmed−1%	−0.01 pp	22 q
SSYSStratasys Inc (ISRAEL)	0.12%	7,610,800	$176M	added0%	+0.01 pp	22 q
AMATApplied Materials Inc	0.11%	4,287,010	$166M	added0%	−0.04 pp	22 q
IMAXImax Corp	0.11%	6,287,900	$162M	held	—	11 q
ONCBeOne Medicines Ltd.	0.10%	875,539	$151M	added+2%	0.00 pp	6 q
SCORcomScore, Inc.	0.10%	8,383,232	$153M	added+2%	−0.03 pp	22 q
DSGXDescartes Systems Group Inc	0.10%	4,420,900	$150M	trimmed−0%	−0.01 pp	22 q
MKTXMarketAxess Holdings Inc.	0.10%	834,420	$149M	held	—	22 q
NUANNuance Communications, Inc.	0.10%	8,972,468	$155M	trimmed−2%	+0.01 pp	22 q
CSXCSX Corporation	0.09%	1,782,200	$132M	held	—	22 q
ELANElanco Animal Health Incorporated	0.09%	3,750,000	$131M	new	+0.09 pp	new
EAElectronic Arts Inc	0.09%	1,146,250	$138M	trimmed−0%	−0.03 pp	22 q
ENTGEntegris Inc	0.09%	4,809,929	$139M	trimmed−0%	−0.03 pp	22 q
MGMMgm Resorts International	0.09%	4,558,800	$127M	added+5%	0.00 pp	9 q
ROKRockwell Automation, Inc.	0.09%	725,465	$136M	trimmed−0%	0.00 pp	22 q
RBARB Global, Inc.	0.08%	3,400,452	$123M	trimmed−33%	−0.05 pp	22 q
CRMSalesforce, Inc.	0.08%	729,360	$116M	held	—	22 q
ALBAlbemarle Corporation	0.07%	1,081,380	$108M	new	+0.07 pp	new
unresolvedCBS Corp	0.07%	1,806,377	$104M	added0%	−0.01 pp	8 q
CMCSAComcast Corp	0.07%	2,887,000	$102M	held	—	13 q
EPZMEpizyme, Inc	0.07%	9,668,927	$102M	added0%	−0.03 pp	22 q
FAROFaro Technologies Inc	0.07%	1,672,178	$108M	trimmed−6%	0.00 pp	22 q
IEXIDEX Corporation	0.07%	687,540	$104M	trimmed−3%	0.00 pp	22 q
JBLJabil Inc.	0.07%	3,832,187	$104M	added+7%	0.00 pp	22 q
MARMarriott International Class A	0.07%	808,646	$107M	added+5%	0.00 pp	13 q
unresolvedBeigene Ltd	0.06%	6,350,100	$85M	new	+0.06 pp	new
EWEdwards Lifesciences Corp	0.06%	535,000	$93M	held	—	22 q
MXLMaxLinear, Inc.	0.06%	4,472,712	$89M	added+62%	+0.03 pp	8 q
NNBRNN Inc	0.06%	5,782,600	$90M	added+64%	+0.01 pp	19 q
PXDPioneer Natural Resource Co.	0.06%	514,650	$90M	added×31.2	+0.06 pp	5 q
PROPros Holdings, Inc.	0.06%	2,686,400	$94M	added+41%	+0.01 pp	4 q
SNYSanofi	0.06%	1,955,700	$87M	trimmed−0%	0.00 pp	22 q
UTXZRTX Corporation	0.06%	587,400	$82M	held	—	20 q
CERSCerus Corp	0.05%	10,300,000	$74M	held	—	15 q
HLTHilton Worldwide Holdings Inc.	0.05%	859,365	$69M	held	—	8 q
HUBSHubspot, Inc.	0.05%	500,250	$76M	added+1%	0.00 pp	11 q
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares	0.05%	2,930,200	$68M	held	—	8 q
MNTAMomenta Pharmaceuticals, Inc.	0.05%	2,888,100	$76M	held	—	22 q
NWLNewell Brands Inc.	0.05%	3,860,060	$78M	trimmed−3%	−0.03 pp	19 q
NBLNoble Energy, Inc.	0.05%	2,243,847	$70M	trimmed0%	−0.01 pp	22 q
TERTeradyne, Inc.	0.05%	1,879,172	$69M	added+2%	0.00 pp	13 q
TDGTransDigm Group Incorporated	0.05%	210,000	$78M	added+5%	0.00 pp	20 q
ULTAUlta Beauty, Inc.	0.05%	283,400	$80M	added+1%	0.00 pp	4 q
AXPAmerican Express Company	0.04%	516,900	$55M	held	—	22 q
ACLSAxcelis Technologies Inc	0.04%	2,953,300	$58M	added+2%	0.00 pp	9 q
CBOECboe Global Markets, Inc.	0.04%	647,600	$62M	new	+0.04 pp	new
CTRACoterra Energy Inc.	0.04%	2,950,850	$66M	added+5%	−0.01 pp	22 q
CRLCharles River Laboratories International, Inc.	0.04%	421,100	$57M	trimmed−1%	0.00 pp	22 q
CHTRCharter Comm Inc Del CL A New	0.04%	163,300	$53M	held	—	10 q
FORMFormFactor Inc.	0.04%	4,666,018	$64M	held	—	22 q
GDGeneral Dynamics Corporation	0.04%	257,000	$53M	added+49%	+0.02 pp	8 q
NUVANuVasive, Inc.	0.04%	835,100	$59M	held	—	22 q
PRSPPerspecta Inc	0.04%	2,402,164	$62M	trimmed−2%	0.00 pp	2 q
QSRRestaurant Brands International Inc.	0.04%	1,034,400	$61M	added+7%	0.00 pp	4 q
SW5Southwestern Energy Co	0.04%	12,406,100	$63M	trimmed−0%	−0.01 pp	22 q
TRVThe Travelers Companies, Inc.	0.04%	399,775	$52M	held	—	10 q
VFCV.F. Corporation	0.04%	610,000	$57M	held	—	22 q
WATWaters Corp	0.04%	320,517	$62M	trimmed−2%	−0.01 pp	22 q
PNRPentair plc	0.04%	1,467,350	$64M	held	—	18 q
ALTRAltair Engineering Inc. Class A	0.03%	1,004,400	$44M	trimmed−1%	0.00 pp	4 q
ABUSArbutus Biopharma Corporation	0.03%	4,070,400	$38M	added+2%	+0.01 pp	13 q
ARNAArena Pharmaceuticals Inc	0.03%	988,399	$45M	new	+0.03 pp	new
ASNAAscena Retail Group Inc	0.03%	9,163,000	$42M	held	—	22 q
LABStandard BioTools Inc.	0.03%	5,856,043	$44M	added+1%	0.00 pp	22 q
GILGildan Activewear Inc.	0.03%	1,484,500	$45M	held	—	18 q
JNJJohnson & Johnson	0.03%	295,700	$41M	trimmed−45%	−0.02 pp	22 q
LVSLas Vegas Sands Corp.	0.03%	789,500	$47M	trimmed−0%	−0.01 pp	22 q
LGFLions Gate Entertainment-a	0.03%	1,982,786	$48M	held	—	8 q
MAMastercard Incorporated	0.03%	176,524	$39M	trimmed−41%	−0.01 pp	22 q
NMIHNMI Holdings Inc.	0.03%	2,268,449	$51M	added+4%	0.00 pp	4 q
NSCNorfolk Southern Corp.	0.03%	275,000	$50M	held	—	22 q
RYAAYRyanair Holdings plc	0.03%	529,300	$51M	added+2%	−0.01 pp	4 q
6SSServicesource International	0.03%	13,765,533	$39M	added+4%	−0.01 pp	19 q
SYKStryker Corporation	0.03%	225,500	$40M	held	—	22 q
TMUST-Mobile US, Inc.	0.03%	715,700	$50M	held	—	7 q
unresolvedTronc Inc	0.03%	2,682,006	$44M	trimmed−12%	−0.01 pp	10 q
WDCWestern Digital Corp.	0.03%	674,513	$39M	trimmed−7%	−0.01 pp	10 q
NVTnVent Electric plc	0.03%	1,467,390	$40M	held	—	2 q
ARAYAccuray Incorporated	0.02%	5,329,000	$24M	added0%	0.00 pp	22 q
MOAltria Group, Inc.	0.02%	529,204	$32M	added+1%	0.00 pp	6 q
ARLOArlo Technologies, Inc.	0.02%	2,148,400	$31M	new	+0.02 pp	new
AXONAxon Enterprise, Inc.	0.02%	527,000	$36M	trimmed−8%	−0.01 pp	6 q
BOOTBoot Barn Holdings, Inc.	0.02%	800,000	$23M	held	—	15 q
ETMEntercom Communications	0.02%	2,923,738	$23M	added+2%	0.00 pp	4 q
unresolvedGlaxosmithkline PLC	0.02%	843,635	$34M	trimmed−19%	−0.01 pp	22 q
HANHawaiian Holdings Inc	0.02%	889,200	$36M	added+7%	0.00 pp	18 q
IMGNImmunogen Inc	0.02%	3,788,800	$36M	trimmed−1%	−0.01 pp	22 q
MCDMcDonald's Corporation	0.02%	140,600	$24M	added×14.1	+0.02 pp	11 q
NOVNOV Inc.	0.02%	644,566	$28M	trimmed−1%	0.00 pp	22 q
NFLXNetFlix Inc	0.02%	70,450	$26M	added+14%	0.00 pp	5 q
ODFLOld Dominion Freight Line	0.02%	211,200	$34M	added+4%	0.00 pp	6 q
OSUROraSure Technologies Inc	0.02%	1,718,000	$27M	added+15%	0.00 pp	22 q
PEPPepsiCo, Inc.	0.02%	200,000	$22M	held	—	22 q
RMBSRambus Inc	0.02%	2,194,554	$24M	trimmed−57%	−0.03 pp	22 q
SAVEQSpirit Airlines, Inc.	0.02%	637,121	$30M	added+2%	0.00 pp	22 q
SGISomnigroup International Inc.	0.02%	452,800	$24M	added+1%	0.00 pp	8 q
TSNTyson Foods, Inc.	0.02%	585,000	$35M	added+14%	−0.01 pp	16 q
AYIAcuity Inc.	0.01%	57,000	$9M	held	—	4 q
unresolvedSafran	0.01%	125,000	$18M	held	—	22 q
unresolvedDhx Media Ltd	0.01%	10,812,100	$16M	added0%	−0.01 pp	2 q
ADSKAutodesk Inc	0.01%	86,000	$13M	held	—	4 q
CARAvis Budget Group, Inc.	0.01%	480,000	$15M	held	—	14 q
CBTCabot Corporation	0.01%	125,000	$8M	held	—	22 q
CVGWCalavo Growers Inc	0.01%	152,400	$15M	added+6%	0.00 pp	5 q
CWHCamping World Holdings, Inc.	0.01%	427,800	$9M	new	+0.01 pp	new
CIRCircor International Inc	0.01%	358,500	$17M	held	—	22 q
96669EURDmrc LLC	0.01%	415,000	$13M	held	—	13 q
METAMeta Platforms, Inc. Class A	0.01%	113,700	$19M	held	—	3 q
ROCKGibraltar Industries, Inc.	0.01%	259,800	$12M	added+28%	0.00 pp	4 q
GKOSGlaukos Corporation	0.01%	269,000	$17M	added+25%	0.00 pp	4 q
HRIHerc Holdings Inc.	0.01%	320,740	$16M	added+24%	0.00 pp	9 q
HESHess Corporation	0.01%	223,827	$16M	new	+0.01 pp	new
ICFIICF International, Inc.	0.01%	101,417	$8M	held	—	3 q
MTLSMaterialise NV	0.01%	837,833	$12M	added×5.0	+0.01 pp	2 q
unresolvedMaxar Technologies Ltd	0.01%	268,000	$9M	added×13.4	+0.01 pp	2 q
MCYMercury General Corp.	0.01%	281,600	$14M	held	—	22 q
unresolvedMindbody Cl A	0.01%	435,577	$18M	trimmed−12%	0.00 pp	9 q
NTNXNutanix, Inc. Class A	0.01%	242,300	$10M	added+4%	0.00 pp	6 q
OSISOSI Systems Inc	0.01%	275,700	$21M	trimmed−9%	−0.01 pp	11 q
unresolvedOncomed Pharmaceuticals Inc	0.01%	5,698,700	$12M	added+2%	0.00 pp	21 q
PENPenumbra, Inc.	0.01%	65,270	$10M	added+14%	0.00 pp	13 q
PFNXPfenex Inc.	0.01%	3,412,900	$17M	added+3%	0.00 pp	14 q
PMPhilip Morris International Inc.	0.01%	169,975	$14M	trimmed−0%	0.00 pp	6 q
PEGPublic Service Enterprise Group Incorporated	0.01%	372,379	$20M	held	—	22 q
RRCRange Resources Corp	0.01%	1,050,000	$18M	added+10%	0.00 pp	22 q
S9QSpirit Aerosystems Hold-cl A	0.01%	164,200	$15M	held	—	3 q
unresolvedWillscot Corp	0.01%	435,000	$7M	new	+0.01 pp	new
unresolvedMichael Kors Hldgs Ltd	0.01%	307,700	$21M	added×5.5	+0.01 pp	2 q
ADVMAdverum Biotechnologies, Inc.	0.00%	835,100	$5M	added+66%	0.00 pp	10 q
ACDVFAir Canada Inc Vtg & Var	0.00%	150,100	$3M	held	—	9 q
unresolvedSyrah Resources	0.00%	400,300	$665,000	held	—	2 q
ALGTAllegiant Travel Company	0.00%	47,100	$6M	added+8%	0.00 pp	22 q
ANETArista Networks	0.00%	6,050	$2M	held	—	18 q
AWIArmstrong World Industries, Inc.	0.00%	47,000	$3M	held	—	8 q
AVYAAvaya Holdings Corp.	0.00%	53,600	$1M	new	0.00 pp	new
BAHBooz Allen Hamilton Holding Corporation	0.00%	139,750	$7M	trimmed−43%	−0.01 pp	3 q
BURLBurlington Stores, Inc.	0.00%	17,600	$3M	trimmed−11%	0.00 pp	3 q
CNACNA Financial Corporation	0.00%	60,500	$3M	trimmed−80%	−0.01 pp	9 q
CECelanese Corporation	0.00%	60,950	$7M	trimmed−71%	−0.02 pp	22 q
CERNCerner Corp	0.00%	19,400	$1M	held	—	22 q
CMAComerica Incorporated	0.00%	53,500	$5M	held	—	22 q
STZConstellation Brands, Inc.	0.00%	16,966	$4M	added+10%	0.00 pp	6 q
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.00%	142,000	$1M	held	—	20 q
CRAYCray, Inc.	0.00%	331,000	$7M	added×2.0	0.00 pp	17 q
DXTRDextera Surgical Inc.	0.00%	600,450	$18,000	held	—	10 q
DBDDiebold Nixdorf, Incorporated	0.00%	675,000	$3M	held	—	22 q
EQIXEquinix, Inc.	0.00%	17,100	$7M	held	—	2 q
XOMExxon Mobil Corp	0.00%	50,000	$4M	trimmed−47%	−0.01 pp	22 q
FIVEFive Below, Inc.	0.00%	12,600	$2M	added×2.6	0.00 pp	2 q
unresolvedFlex Pharma Inc	0.00%	195,809	$91,000	trimmed−89%	0.00 pp	15 q
GTTGTT Communications, Inc.	0.00%	57,700	$3M	added+44%	0.00 pp	4 q
GEFGreif, Inc.	0.00%	60,000	$3M	trimmed−8%	0.00 pp	22 q
GEF.BGreif, Inc. Class B	0.00%	33,000	$2M	trimmed−6%	0.00 pp	22 q
HABTThe Habit Restaurants, Inc. - Class A	0.00%	326,000	$5M	held	—	7 q
NGVTIngevity Corporation	0.00%	21,800	$2M	added+7%	0.00 pp	4 q
KEXKirby Corporation	0.00%	3,000	$247,000	held	—	22 q
LOWLowe's Companies Inc.	0.00%	41,000	$5M	held	—	11 q
MBIIMarrone Bio Innovations, Inc.	0.00%	2,625,600	$5M	held	—	21 q
MCOMoody's Corporation	0.00%	30,200	$5M	trimmed−28%	−0.01 pp	3 q
unresolvedNci Building Systems	0.00%	340,000	$5M	trimmed−3%	−0.01 pp	20 q
LASRnLIGHT, Inc.	0.00%	239,900	$5M	trimmed−4%	−0.01 pp	2 q
OCOwens Corning	0.00%	50,900	$3M	added+13%	0.00 pp	2 q
PFGCPerformance Food Group Company	0.00%	11,100	$370,000	added+31%	0.00 pp	6 q
PBHPrestige Consumer Healthcare Inc.	0.00%	38,500	$1M	added+48%	0.00 pp	4 q
REXXRex Energy Corporation	0.00%	111,400	$7,000	held	—	6 q
unresolvedRockwell Collins Inc	0.00%	50,000	$7M	held	—	7 q
ROKURoku, Inc. Class A	0.00%	56,000	$4M	held	—	5 q
RUBIMagnite, Inc.	0.00%	1,332,800	$5M	held	—	14 q
TUESTuesday Morning Corp	0.00%	2,209,000	$7M	held	—	22 q
ADNTAdient plc	0.00%	113,570	$4M	held	—	8 q
unresolvedAxovant Sciences Ltd	0.00%	1,082,900	$3M	held	—	14 q
SIGSignet Jewelers Limited	0.00%	51,036	$3M	held	—	8 q
CBChubb Limited	0.00%	41,133	$5M	trimmed−27%	−0.01 pp	11 q
unresolvedAbaxis	—	−2,089,108	—	exited	−0.13 pp	—
BBYD20230930-DK-BUTTERFLY-1 Inc	—	−1,214,581	—	exited	−0.02 pp	—
unresolvedDyax (Non-tradable) Cont Val R	—	−10,482,860	—	exited	−0.02 pp	—
MATXMatsons, Inc.	—	−199,761	—	exited	−0.01 pp	—
ASIXAdvanSix Inc.	—	−17,320	—	exited	0.00 pp	—
HGVHilton Grand Vacations Inc.	—	−34,760	—	exited	0.00 pp	—
PKPark Hotels & Resorts Inc.	—	−66,800	—	exited	0.00 pp	—
SKAASkechers USA Inc-cl A	—	−50,000	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 18 defects · 27 unresolved
Accession: 0001104659-18-067805
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A row was set aside — invalid CUSIP 004012250
A row was set aside — invalid CUSIP 00BF2QB07
A row was set aside — invalid CUSIP 007110388
A row was set aside — invalid CUSIP 00B058TZ6
A row was set aside — invalid CUSIP 005727973
A row was set aside — invalid CUSIP 00BD594Y4
A row was set aside — invalid CUSIP 00B23HV20
A security outside the official 13F list — CUSIP 004012250 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 005727973 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 007110388 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 008911877 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 00B058TZ6 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 00B23HV20 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 00BD594Y4 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 00BF2QB07 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 00BGDY260 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 252366109 not on the Official 13(f) List for 2018-09-30
A security outside the official 13F list — CUSIP 761565506 not on the Official 13(f) List for 2018-09-30

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