PRIMECAP

Q3 2020 13F · by Joel Fried, portfolio manager

As of: Sep 30, 2020
Filed: Nov 13, 2020
US stock: $121.2B · prev $116.5B
Positions: 311 · prev 306
Options notional: $0
Documents: 1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 100.0%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves274 since the prior filing

+1.8 pp in · −1.9 pp out

New 11 +0.22 pp
Added 63 +1.62 pp
Trimmed 194 −1.44 pp
Exited 6 −0.49 pp

The book

Diversified · behaves like 58 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 5.5% a year, about 18.1 years per position

Low
Moderate
High

Top 5 positions20% of US stock

Positions311 in this filing · 6 exited


LLYEli Lilly & Co.	4.64%	37,975,324	$5.6B	trimmed−4%	−0.94 pp	4 q
ADBEAdobe Inc.	3.84%	9,479,580	$4.6B	trimmed−14%	−0.27 pp	4 q
MSFTMicrosoft Corp	3.80%	21,879,289	$4.6B	trimmed−8%	−0.37 pp	4 q
BIIBBiogen Inc.	3.67%	15,696,704	$4.5B	added0%	+0.08 pp	4 q
AMGNAmgen Inc	3.65%	17,407,082	$4.4B	trimmed−3%	+0.01 pp	4 q
BABAAlibaba Group Holding Limited	3.11%	12,814,606	$3.8B	trimmed−3%	+0.66 pp	4 q
TXNTexas Instruments Incorporated	2.95%	25,054,223	$3.6B	trimmed−5%	+0.08 pp	4 q
FDXFedEx Corporation	2.90%	13,986,639	$3.5B	added+3%	+1.27 pp	4 q
AZNNAstrazeneca Plc-spons ADR	2.33%	51,498,061	$2.8B	trimmed−4%	−0.11 pp	4 q
LUVSouthwest Airlines Co.	2.09%	67,539,448	$2.5B	trimmed−2%	+0.06 pp	4 q
SONYSony Group Corporation	2.00%	31,576,479	$2.4B	trimmed−4%	+0.04 pp	4 q
MUMicron Technology, Inc.	1.95%	50,407,509	$2.4B	trimmed−2%	−0.33 pp	4 q
TSLATesla, Inc.	1.87%	5,280,775	$2.3B	trimmed−20%	+0.65 pp	4 q
GOOGLAlphabet Inc. Class A	1.85%	1,532,511	$2.2B	trimmed−6%	−0.14 pp	4 q
QCOMQualcomm Inc	1.71%	17,646,283	$2.1B	trimmed−17%	+0.05 pp	4 q
TMOThermo Fisher Scientific, Inc.	1.67%	4,598,241	$2.0B	trimmed−3%	+0.20 pp	4 q
NVSNovartis AG	1.62%	22,570,940	$2.0B	trimmed−3%	−0.12 pp	4 q
GOOGAlphabet Inc. Class C	1.55%	1,278,300	$1.9B	trimmed−10%	−0.17 pp	4 q
KLACKLA Corporation	1.54%	9,626,489	$1.9B	trimmed−4%	−0.13 pp	4 q
JPMJPMorgan Chase & Co.	1.31%	16,533,380	$1.6B	trimmed−5%	−0.09 pp	4 q
BSXBoston Scientific Corp.	1.28%	40,478,915	$1.5B	trimmed−3%	+0.02 pp	4 q
BMRNBioMarin Pharmaceuticals Inc	1.14%	18,191,541	$1.4B	added+2%	−0.75 pp	4 q
ERICEricsson	1.11%	123,879,882	$1.3B	trimmed−2%	+0.11 pp	4 q
INTCIntel Corp	1.09%	25,422,761	$1.3B	added+3%	−0.18 pp	4 q
AMZNAmazon.Com Inc	1.05%	402,730	$1.3B	added+3%	+0.12 pp	4 q
NTAPNetApp, Inc	1.05%	29,121,858	$1.3B	trimmed−2%	−0.08 pp	4 q
NVDANvidia Corp	1.00%	2,237,215	$1.2B	trimmed−16%	+0.13 pp	4 q
BMYBristol-Myers Squibb Co.	0.99%	19,963,725	$1.2B	trimmed−3%	−0.05 pp	4 q
WHRWhirlpool Corp.	0.99%	6,540,860	$1.2B	trimmed−6%	+0.22 pp	4 q
BIDUBaidu, Inc.	0.98%	9,373,635	$1.2B	added+16%	+0.15 pp	4 q
SGENSeagen Inc.	0.93%	5,750,582	$1.1B	trimmed−16%	−0.07 pp	4 q
WFCWells Fargo & Co.	0.90%	46,148,380	$1.1B	trimmed−1%	−0.13 pp	4 q
ROSTRoss Stores Inc	0.85%	10,989,349	$1.0B	added+1%	+0.05 pp	4 q
SCHWThe Charles Schwab Corporation	0.85%	28,594,859	$1.0B	trimmed−1%	+0.02 pp	4 q
UALUnited Airlines Holdings, Inc.	0.84%	29,297,800	$1.0B	trimmed−3%	−0.06 pp	4 q
ONCBeOne Medicines Ltd.	0.80%	3,372,287	$966M	added+92%	+0.52 pp	4 q
ACMAecom	0.78%	22,501,691	$941M	trimmed−1%	+0.05 pp	4 q
BACBank of America Corporation	0.78%	39,432,961	$950M	trimmed−2%	−0.04 pp	4 q
ELANElanco Animal Health Incorporated	0.77%	33,583,075	$938M	trimmed−2%	+0.14 pp	4 q
MRSHMarsh	0.73%	7,662,310	$879M	trimmed−3%	+0.01 pp	4 q
CATCaterpillar Inc.	0.72%	5,841,285	$871M	trimmed−7%	+0.04 pp	4 q
INTUIntuit Inc	0.72%	2,688,366	$877M	trimmed−3%	+0.02 pp	4 q
SPLKSplunk Inc	0.68%	4,365,820	$821M	trimmed−13%	−0.17 pp	4 q
TJXTJX Companies, Inc. (The)	0.68%	14,887,848	$829M	trimmed−1%	+0.03 pp	4 q
KMXCarMax Inc.	0.66%	8,755,483	$805M	trimmed−7%	−0.06 pp	4 q
FLEXFlex Ltd.	0.64%	69,409,206	$773M	trimmed−4%	0.00 pp	4 q
ABTAbbott Laboratories	0.59%	6,559,512	$714M	trimmed−2%	+0.07 pp	4 q
DALDelta Air Lines, Inc.	0.58%	23,120,805	$707M	trimmed−3%	+0.01 pp	4 q
VVISA Inc.	0.58%	3,486,389	$697M	trimmed−2%	−0.01 pp	4 q
JECJacobs Engineering Group	0.55%	7,166,202	$665M	trimmed−2%	+0.02 pp	4 q
HPQHP Inc.	0.53%	33,659,486	$639M	trimmed−2%	+0.02 pp	4 q
HPEHewlett Packard Enterprise Company	0.53%	68,625,833	$643M	trimmed−6%	−0.08 pp	4 q
ABMDAbiomed Inc	0.51%	2,223,842	$616M	trimmed−16%	−0.04 pp	4 q
AALAmerican Airlines Group Inc.	0.50%	49,184,696	$604M	trimmed−5%	−0.08 pp	4 q
UNPUnion Pacific Corp.	0.50%	3,065,912	$604M	trimmed−1%	+0.05 pp	4 q
ORCLOracle Corp	0.48%	9,751,700	$582M	trimmed−1%	+0.01 pp	4 q
AIYActivision Blizzard Inc	0.46%	6,935,800	$561M	trimmed−4%	−0.01 pp	4 q
MATMattel, Inc.	0.46%	48,170,877	$564M	trimmed−1%	+0.06 pp	4 q
ETRAE*trade Financial Corp	0.45%	10,796,725	$540M	trimmed−7%	−0.04 pp	4 q
UPSUnited Parcel Service, Inc. Class B	0.45%	3,247,043	$541M	trimmed−1%	+0.14 pp	4 q
ADIAnalog Devices, Inc.	0.44%	4,596,040	$537M	added+6%	−0.02 pp	4 q
ZBHZimmer Biomet Holdings, Inc.	0.41%	3,668,060	$499M	added+2%	+0.04 pp	4 q
DISThe Walt Disney Company	0.40%	3,899,507	$484M	trimmed−2%	+0.02 pp	4 q
ALBAlbemarle Corporation	0.38%	5,155,880	$460M	trimmed−1%	+0.04 pp	4 q
PYPLPayPal Holdings, Inc.	0.38%	2,347,770	$463M	trimmed−3%	+0.02 pp	4 q
OLEDUniversal Display Corp	0.38%	2,539,195	$459M	trimmed−4%	+0.04 pp	4 q
PXDPioneer Natural Resource Co.	0.37%	5,251,296	$452M	trimmed−5%	−0.09 pp	4 q
CSCOCisco Systems, Inc. (DE)	0.34%	10,345,365	$408M	trimmed−2%	−0.08 pp	4 q
GLWCorning Incorporated	0.34%	12,814,575	$415M	trimmed−5%	+0.04 pp	4 q
PODDInsulet Corporation	0.34%	1,748,572	$414M	trimmed−10%	+0.02 pp	4 q
ASMLASML Holding NV	0.33%	1,097,987	$405M	trimmed−12%	−0.06 pp	2 q
unresolvedCree Inc	0.32%	6,047,489	$385M	trimmed−7%	−0.01 pp	4 q
RCLRoyal Caribbean Group	0.32%	6,041,705	$391M	trimmed−4%	+0.05 pp	4 q
DFSDiscover Financial Services	0.31%	6,426,601	$371M	trimmed−5%	+0.02 pp	4 q
LBBath & Body Works, Inc.	0.31%	11,869,294	$378M	trimmed−15%	+0.13 pp	4 q
AAPLApple Inc.	0.29%	3,037,000	$352M	trimmed−3%	+0.04 pp	4 q
HESHess Corporation	0.29%	8,449,685	$346M	trimmed−0%	−0.09 pp	4 q
TRMBTrimble Inc.	0.29%	7,300,225	$356M	trimmed−4%	+0.01 pp	4 q
AAgilent Technologies Inc.	0.28%	3,319,596	$335M	trimmed−5%	+0.01 pp	4 q
METAMeta Platforms, Inc. Class A	0.28%	1,305,800	$342M	added+21%	+0.07 pp	4 q
NTRSNorthern Trust Corp	0.28%	4,339,137	$338M	trimmed−2%	−0.02 pp	4 q
AMATApplied Materials Inc	0.26%	5,245,535	$312M	trimmed−3%	−0.02 pp	4 q
NKTRNektar Therapeutics	0.26%	18,866,629	$313M	trimmed−3%	−0.13 pp	4 q
DSGXDescartes Systems Group Inc	0.25%	5,417,665	$309M	trimmed−4%	−0.01 pp	4 q
ENTGEntegris Inc	0.25%	4,079,941	$303M	trimmed−2%	+0.04 pp	4 q
RJFRaymond James Financial, Inc.	0.25%	4,183,875	$304M	trimmed−5%	−0.01 pp	4 q
BNTXBioNTech SE	0.24%	4,125,598	$286M	added+49%	+0.08 pp	4 q
CVSCvs Health Corporation	0.24%	4,925,155	$288M	trimmed−4%	−0.05 pp	4 q
FGENKyntra Bio, Inc.	0.24%	7,084,033	$291M	added+29%	+0.05 pp	4 q
TDGTransDigm Group Incorporated	0.24%	614,194	$292M	held	—	4 q
BBBlackBerry Limited	0.23%	61,763,862	$283M	trimmed−3%	−0.04 pp	4 q
ILMNIllumina Inc	0.21%	835,638	$258M	trimmed−4%	−0.07 pp	4 q
RVTYRevvity, Inc.	0.21%	2,004,375	$252M	trimmed−9%	+0.02 pp	4 q
TMUST-Mobile US, Inc.	0.21%	2,199,506	$252M	trimmed−24%	−0.05 pp	4 q
MDTMedtronic plc	0.21%	2,472,080	$257M	trimmed−4%	+0.01 pp	4 q
CCLCarnival Corporation Ltd.	0.20%	15,768,927	$239M	trimmed−2%	−0.03 pp	4 q
IRBTiRobot Corporation	0.20%	3,273,613	$248M	trimmed−1%	−0.04 pp	4 q
NUANNuance Communications, Inc.	0.20%	7,253,473	$241M	trimmed−2%	+0.04 pp	4 q
TXTTextron, Inc.	0.19%	6,511,510	$235M	trimmed−2%	0.00 pp	4 q
ALCAlcon Inc.	0.19%	3,969,775	$226M	trimmed−3%	−0.01 pp	4 q
CCitigroup Inc.	0.18%	4,952,491	$214M	trimmed−4%	−0.05 pp	4 q
KEYSKeysight Technologies, Inc.	0.18%	2,159,860	$213M	trimmed−8%	−0.02 pp	4 q
MRKMerck & Co., Inc.	0.18%	2,640,400	$219M	trimmed−6%	−0.01 pp	4 q
PGRProgressive Corporation	0.18%	2,368,260	$224M	trimmed−4%	+0.01 pp	4 q
JBLUJetBlue Airways Corp	0.17%	17,893,425	$203M	trimmed−6%	−0.01 pp	4 q
MKTXMarketAxess Holdings Inc.	0.17%	434,320	$209M	trimmed−15%	−0.05 pp	4 q
XNCRXencor, Inc.	0.17%	5,408,132	$210M	trimmed−2%	+0.02 pp	4 q
ALKAlaska Air Group, Inc.	0.16%	5,320,917	$195M	trimmed−3%	−0.01 pp	4 q
CHTRCharter Comm Inc Del CL A New	0.16%	301,920	$189M	trimmed−0%	+0.03 pp	4 q
CHGGChegg, Inc.	0.15%	2,585,800	$185M	trimmed−18%	−0.03 pp	4 q
EWEdwards Lifesciences Corp	0.15%	2,320,500	$185M	held	—	4 q
EPZMEpizyme, Inc	0.15%	15,068,427	$180M	added0%	−0.06 pp	4 q
GDGeneral Dynamics Corporation	0.15%	1,292,558	$179M	added+6%	−0.01 pp	4 q
USBU.S. Bancorp	0.15%	5,180,004	$186M	trimmed−0%	−0.01 pp	4 q
LIVNLivaNova PLC	0.14%	3,750,400	$170M	added+6%	−0.01 pp	4 q
CWCurtiss-Wright Corp.	0.13%	1,678,573	$157M	trimmed−1%	0.00 pp	4 q
RTXRTX Corporation	0.13%	2,811,967	$162M	trimmed−11%	−0.04 pp	4 q
EBAYeBay Inc	0.12%	2,879,300	$150M	trimmed−1%	−0.01 pp	4 q
TERTeradyne, Inc.	0.12%	1,775,977	$141M	trimmed−5%	−0.02 pp	4 q
CARRCarrier Global Corporation	0.11%	4,241,552	$130M	trimmed−11%	+0.02 pp	2 q
DOWDow Inc.	0.11%	2,878,323	$135M	added+1%	+0.01 pp	4 q
DDDuPont de Nemours, Inc.	0.11%	2,318,728	$129M	added0%	0.00 pp	4 q
VMWVMware, Inc	0.11%	892,595	$128M	trimmed−5%	−0.02 pp	4 q
CSXCSX Corporation	0.10%	1,586,600	$123M	added+31%	+0.03 pp	4 q
DEDeere & Company	0.10%	553,410	$123M	trimmed−3%	+0.02 pp	4 q
EOGEOG Resources, Inc.	0.10%	3,423,354	$123M	trimmed−6%	−0.06 pp	4 q
EAElectronic Arts Inc	0.10%	913,625	$119M	trimmed−2%	−0.01 pp	4 q
EXKExact Sciences Corp	0.10%	1,165,600	$119M	trimmed−11%	0.00 pp	4 q
JBLJabil Inc.	0.10%	3,594,650	$123M	trimmed−2%	0.00 pp	4 q
ALKSAlkermes Inc. plc	0.10%	7,373,460	$122M	trimmed−11%	−0.04 pp	4 q
AMEAmetek, Inc.	0.09%	1,130,540	$112M	trimmed−0%	0.00 pp	3 q
CMECME Group Inc.	0.09%	632,830	$106M	trimmed−7%	0.00 pp	4 q
MXLMaxLinear, Inc.	0.09%	4,572,902	$106M	trimmed−3%	0.00 pp	4 q
PINSPinterest, Inc. Class A	0.09%	2,487,050	$103M	trimmed−20%	+0.03 pp	4 q
ADSKAutodesk Inc	0.08%	412,100	$95M	held	—	4 q
BURLBurlington Stores, Inc.	0.08%	445,050	$92M	added+2%	+0.01 pp	4 q
FORMFormFactor Inc.	0.08%	3,930,559	$98M	trimmed−5%	−0.02 pp	4 q
HUBSHubspot, Inc.	0.08%	335,200	$98M	trimmed−8%	+0.01 pp	4 q
IEXIDEX Corporation	0.08%	546,640	$100M	trimmed−1%	+0.01 pp	4 q
LYFTLyft, Inc. Class A	0.08%	3,734,865	$103M	added+31%	0.00 pp	4 q
MARMarriott International Class A	0.08%	1,047,696	$97M	trimmed−1%	0.00 pp	4 q
MAMastercard Incorporated	0.08%	299,374	$101M	held	—	4 q
NWLNewell Brands Inc.	0.08%	5,963,050	$102M	added+20%	+0.01 pp	4 q
SYKStryker Corporation	0.08%	489,700	$102M	added+2%	+0.01 pp	4 q
CTRACoterra Energy Inc.	0.07%	4,866,954	$84M	trimmed−1%	0.00 pp	4 q
CRLCharles River Laboratories International, Inc.	0.07%	371,500	$84M	trimmed−1%	+0.01 pp	4 q
NMIHNMI Holdings Inc.	0.07%	4,537,461	$81M	added+1%	+0.01 pp	4 q
SNYSanofi	0.07%	1,742,170	$87M	trimmed−4%	−0.01 pp	4 q
XPEVXPeng Inc.	0.07%	4,278,700	$86M	new	+0.07 pp	new
CERSCerus Corp	0.06%	10,770,100	$67M	trimmed−4%	0.00 pp	4 q
OTISOtis Worldwide Corporation	0.06%	1,163,868	$73M	trimmed−23%	−0.01 pp	2 q
PLTPlantronics Inc	0.06%	6,069,650	$72M	added+1%	−0.02 pp	4 q
QSRRestaurant Brands International Inc.	0.06%	1,336,000	$77M	trimmed−3%	0.00 pp	4 q
RYTMRhythm Pharmaceuticals, Inc.	0.06%	3,574,691	$77M	added+1%	−0.01 pp	4 q
99952EURLinde PLC/OLD	0.06%	295,300	$70M	added+6%	+0.01 pp	4 q
ACLSAxcelis Technologies Inc	0.05%	2,586,400	$57M	trimmed−5%	−0.01 pp	4 q
CTVACorteva, Inc.	0.05%	2,271,472	$65M	trimmed−2%	0.00 pp	4 q
LHXL3Harris Technologies, Inc.	0.05%	324,800	$55M	added+1%	0.00 pp	3 q
NTNXNutanix, Inc. Class A	0.05%	2,705,485	$60M	added0%	−0.01 pp	4 q
PANWPalo Alto Networks, Inc.	0.05%	269,544	$66M	trimmed−0%	0.00 pp	4 q
ROKRockwell Automation, Inc.	0.05%	297,355	$66M	trimmed−1%	−0.01 pp	4 q
UUnity Software Inc.	0.05%	754,280	$66M	new	+0.05 pp	new
CPRICapri Holdings Limited	0.05%	3,409,200	$61M	trimmed−5%	0.00 pp	4 q
NCLHNorwegian Cruise Line Holdings Ltd.	0.05%	3,729,150	$64M	trimmed−2%	0.00 pp	4 q
SSYSStratasys Inc (ISRAEL)	0.05%	5,127,731	$64M	trimmed−10%	−0.03 pp	4 q
ALTRAltair Engineering Inc. Class A	0.04%	1,068,250	$45M	trimmed−5%	0.00 pp	4 q
CMCSAComcast Corp	0.04%	983,102	$45M	added+3%	+0.01 pp	4 q
HLTHilton Worldwide Holdings Inc.	0.04%	523,965	$45M	trimmed−2%	+0.01 pp	4 q
IQVIQVIA Holdings Inc.	0.04%	282,734	$45M	added×4.7	+0.03 pp	3 q
MGMMgm Resorts International	0.04%	2,391,300	$52M	trimmed−10%	0.00 pp	4 q
ODFLOld Dominion Freight Line	0.04%	271,650	$49M	trimmed−16%	−0.01 pp	4 q
PROPros Holdings, Inc.	0.04%	1,582,620	$51M	trimmed−14%	−0.03 pp	4 q
WDCWestern Digital Corp.	0.04%	1,308,807	$48M	added×2.2	+0.02 pp	4 q
ZNTLZentalis Pharmaceuticals, Inc.	0.04%	1,382,750	$45M	added×2.1	+0.01 pp	2 q
ARNAArena Pharmaceuticals Inc	0.03%	530,700	$40M	trimmed−4%	0.00 pp	4 q
CALACalithera Biosciences Inc	0.03%	10,061,500	$35M	trimmed−0%	−0.02 pp	4 q
CRNCCerence Inc.	0.03%	864,088	$42M	trimmed−2%	0.00 pp	4 q
DELLDell Technologies Inc.	0.03%	476,943	$32M	trimmed−0%	+0.01 pp	4 q
LABStandard BioTools Inc.	0.03%	5,651,943	$42M	trimmed−6%	+0.01 pp	4 q
HONHoneywell International, Inc.	0.03%	250,630	$41M	held	—	4 q
LVSLas Vegas Sands Corp.	0.03%	762,800	$36M	held	—	4 q
LYVLive Nation Entertainment Inc.	0.03%	663,715	$36M	new	+0.03 pp	new
MCDMcDonald's Corporation	0.03%	152,000	$33M	held	—	4 q
MDBMongoDB, Inc. Class A	0.03%	158,800	$37M	new	+0.03 pp	new
NOKNokia Corporation	0.03%	10,170,233	$40M	trimmed−63%	−0.07 pp	4 q
PFNXPfenex Inc.	0.03%	3,161,200	$40M	trimmed−3%	+0.01 pp	4 q
RYAAYRyanair Holdings plc	0.03%	500,100	$41M	trimmed−1%	0.00 pp	4 q
TWTradeweb Markets Inc. Class A	0.03%	705,510	$41M	added0%	−0.01 pp	4 q
unresolvedTurning Point Therapeutics I	0.03%	441,600	$39M	trimmed−3%	0.00 pp	2 q
TSNTyson Foods, Inc.	0.03%	582,200	$35M	trimmed−5%	0.00 pp	4 q
VFCV.F. Corporation	0.03%	431,800	$30M	trimmed−8%	+0.01 pp	4 q
PNRPentair plc	0.03%	745,330	$34M	trimmed−7%	0.00 pp	4 q
RIGTransocean LTD.	0.03%	49,073,606	$40M	trimmed−2%	−0.05 pp	4 q
OPTUOptimum Communications, Inc.	0.02%	836,800	$22M	held	—	3 q
MOAltria Group, Inc.	0.02%	697,324	$27M	trimmed−1%	0.00 pp	4 q
AM6Amicus Therapeutics Inc	0.02%	2,130,000	$30M	held	—	4 q
ARLOArlo Technologies, Inc.	0.02%	5,084,920	$27M	trimmed−5%	+0.01 pp	4 q
AXONAxon Enterprise, Inc.	0.02%	330,000	$30M	trimmed−3%	−0.01 pp	4 q
BJBJs Wholesale Club Holdings, Inc.	0.02%	557,200	$23M	trimmed−8%	0.00 pp	4 q
unresolvedColfax Corp	0.02%	709,200	$22M	trimmed−4%	0.00 pp	4 q
CRWDCrowdStrike Holdings, Inc. Class A	0.02%	205,690	$28M	trimmed−8%	0.00 pp	4 q
DLTRDollar Tree Inc.	0.02%	223,700	$20M	added+63%	+0.01 pp	2 q
ROCKGibraltar Industries, Inc.	0.02%	379,600	$25M	trimmed−1%	0.00 pp	4 q
GKOSGlaukos Corporation	0.02%	407,700	$20M	added+2%	+0.01 pp	4 q
unresolvedGlaxosmithkline PLC	0.02%	559,300	$21M	held	—	4 q
IMAXImax Corp	0.02%	2,277,600	$27M	trimmed−10%	0.00 pp	4 q
MTLSMaterialise NV	0.02%	782,269	$29M	trimmed−10%	0.00 pp	4 q
MATXMatsons, Inc.	0.02%	667,157	$27M	added+3%	0.00 pp	4 q
NNBRNN Inc	0.02%	5,657,800	$29M	trimmed−6%	0.00 pp	4 q
LASRnLIGHT, Inc.	0.02%	1,260,494	$30M	added+65%	+0.01 pp	4 q
NBLNoble Energy, Inc.	0.02%	3,073,847	$26M	trimmed−11%	−0.01 pp	4 q
NSCNorfolk Southern Corp.	0.02%	137,800	$29M	trimmed−13%	0.00 pp	4 q
NUVANuVasive, Inc.	0.02%	538,200	$26M	trimmed−14%	−0.01 pp	4 q
OSISOSI Systems Inc	0.02%	354,300	$27M	added+31%	0.00 pp	4 q
PRSPPerspecta Inc	0.02%	1,201,293	$23M	trimmed−0%	0.00 pp	4 q
SWAVShockwave Medical, Inc.	0.02%	334,987	$25M	new	+0.02 pp	new
SW5Southwestern Energy Co	0.02%	11,433,225	$27M	trimmed−5%	−0.01 pp	4 q
UBERUber Technologies, Inc.	0.02%	511,850	$19M	added×3.8	+0.02 pp	2 q
WVEWave Life Sciences Ltd.	0.02%	3,301,395	$28M	added×2.5	+0.01 pp	4 q
ARAYAccuray Incorporated	0.01%	3,079,800	$7M	trimmed−19%	0.00 pp	4 q
ADPTAdaptive Biotechnologies Corporation	0.01%	172,500	$8M	added+15%	0.00 pp	3 q
AREAlexandria Real Estate Equities, Inc.	0.01%	82,600	$13M	added×2.7	+0.01 pp	4 q
AZOAutoZone, Inc.	0.01%	5,625	$7M	added+55%	+0.01 pp	4 q
BABoeing Company	0.01%	84,750	$14M	held	—	4 q
CVGWCalavo Growers Inc	0.01%	176,400	$12M	added+46%	0.00 pp	4 q
SCORcomScore, Inc.	0.01%	5,587,967	$11M	trimmed−2%	−0.01 pp	4 q
STZConstellation Brands, Inc.	0.01%	41,300	$8M	held	—	4 q
DRIDarden Restaurants, Inc.	0.01%	101,800	$10M	held	—	2 q
96669EURDmrc LLC	0.01%	325,000	$7M	trimmed−8%	+0.01 pp	4 q
LPLALPL Financial Holdings Inc.	0.01%	204,000	$16M	added+3%	0.00 pp	3 q
LGFLions Gate Entertainment-a	0.01%	641,100	$6M	trimmed−8%	+0.01 pp	4 q
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares	0.01%	824,200	$7M	trimmed−8%	0.00 pp	4 q
SPHRSphere Entertainment Co.	0.01%	119,298	$8M	added×2.2	+0.01 pp	2 q
DOORMasonite International Corp	0.01%	183,300	$18M	trimmed−1%	0.00 pp	3 q
MAXRMaxar Technologies Inc.	0.01%	645,500	$16M	trimmed−1%	0.00 pp	4 q
MNTAMomenta Pharmaceuticals, Inc.	0.01%	295,070	$15M	trimmed−18%	0.00 pp	4 q
MYOKMyoKardia, Inc.	0.01%	88,000	$12M	held	—	4 q
OSUROraSure Technologies Inc	0.01%	1,486,500	$18M	trimmed−9%	−0.01 pp	4 q
PENPenumbra, Inc.	0.01%	52,610	$10M	trimmed−4%	0.00 pp	4 q
PMPhilip Morris International Inc.	0.01%	169,700	$13M	trimmed−3%	0.00 pp	4 q
RMBSRambus Inc	0.01%	893,945	$12M	held	—	4 q
RPDRapid7, Inc.	0.01%	192,300	$12M	added+9%	0.00 pp	4 q
CRMSalesforce, Inc.	0.01%	50,000	$13M	held	—	4 q
SF9Sanderson Farms Inc	0.01%	71,600	$8M	added+80%	+0.01 pp	2 q
SAICScience Applications International Corporation	0.01%	167,800	$13M	held	—	3 q
6SSServicesource International	0.01%	8,412,933	$12M	trimmed−3%	0.00 pp	4 q
SNAPSnap Inc.	0.01%	260,750	$7M	added×5.5	+0.01 pp	2 q
ULTAUlta Beauty, Inc.	0.01%	74,500	$17M	added+10%	0.00 pp	4 q
VGVonage Holdings Corp	0.01%	928,100	$9M	new	+0.01 pp	new
WSCWillScot Holdings Corporation Class A	0.01%	448,200	$7M	held	—	2 q
GTMZoomInfo Technologies Inc	0.01%	369,210	$16M	trimmed−4%	−0.01 pp	2 q
AMBAAmbarella, Inc.	0.01%	178,400	$9M	new	+0.01 pp	new
GANGan Ltd	0.01%	527,700	$9M	added×2.2	0.00 pp	2 q
NVTnVent Electric plc	0.01%	887,900	$16M	trimmed−3%	0.00 pp	4 q
CYBRCyberark Software LTD/ISRAEL	0.01%	66,650	$7M	held	—	4 q
ANGIAngi Inc. Class A	0.00%	475,000	$5M	trimmed−14%	−0.01 pp	4 q
ALGTAllegiant Travel Company	0.00%	35,700	$4M	trimmed−8%	0.00 pp	4 q
AXPAmerican Express Company	0.00%	18,800	$2M	held	—	4 q
AMHAmerican Homes 4 Rent	0.00%	209,703	$6M	added×8.9	0.00 pp	2 q
ABUSArbutus Biopharma Corporation	0.00%	500,000	$2M	held	—	4 q
ANETArista Networks	0.00%	3,150	$652,000	held	—	4 q
AWIArmstrong World Industries, Inc.	0.00%	87,000	$6M	held	—	4 q
HOMEAt Home Group Inc.	0.00%	112,100	$2M	held	—	4 q
BEBloom Energy Corporation	0.00%	70,600	$1M	held	—	4 q
BOOTBoot Barn Holdings, Inc.	0.00%	85,000	$2M	trimmed−27%	0.00 pp	4 q
CBOECboe Global Markets, Inc.	0.00%	61,900	$5M	held	—	4 q
CCJCameco Corporation	0.00%	368,300	$4M	added+43%	0.00 pp	4 q
CECelanese Corporation	0.00%	10,950	$1M	held	—	4 q
CERNCerner Corp	0.00%	19,400	$1M	held	—	4 q
CIENCiena Corporation	0.00%	85,810	$3M	added×20.0	0.00 pp	2 q
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.00%	72,000	$519,000	held	—	4 q
NCSCornerstone Building Brands	0.00%	340,000	$3M	held	—	4 q
DXCDXC Technology Company	0.00%	174,400	$3M	trimmed−4%	0.00 pp	4 q
DBDDiebold Nixdorf, Incorporated	0.00%	294,000	$2M	trimmed−0%	0.00 pp	4 q
EPREPR Properties	0.00%	134,089	$4M	added×4.8	0.00 pp	2 q
ETMEntercom Communications	0.00%	1,200,000	$2M	held	—	4 q
FAROFaro Technologies Inc	0.00%	75,400	$5M	trimmed−23%	0.00 pp	4 q
FIVEFive Below, Inc.	0.00%	11,700	$1M	held	—	4 q
GILGildan Activewear Inc.	0.00%	108,340	$2M	trimmed−19%	0.00 pp	4 q
GEF.BGreif, Inc. Class B	0.00%	33,000	$1M	held	—	4 q
GHGuardant Health, Inc.	0.00%	3,450	$386,000	new	0.00 pp	new
HANHawaiian Holdings Inc	0.00%	369,900	$5M	trimmed−3%	0.00 pp	4 q
HCATHealth Catalyst, Inc	0.00%	64,909	$2M	added+45%	0.00 pp	2 q
IMGNImmunogen Inc	0.00%	900,827	$3M	trimmed−4%	0.00 pp	4 q
NGVTIngevity Corporation	0.00%	25,100	$1M	added+2%	0.00 pp	4 q
KRThe Kroger Co.	0.00%	96,900	$3M	held	—	4 q
MTSIMACOM Technology Solutions Holdings, Inc	0.00%	164,200	$6M	held	—	4 q
MSGSMadison Square Garden Sports Corp.	0.00%	6,873	$1M	held	—	3 q
MGNIMagnite, Inc.	0.00%	300,000	$2M	held	—	4 q
MBIIMarrone Bio Innovations, Inc.	0.00%	2,035,300	$2M	trimmed−7%	0.00 pp	4 q
MREOMereo BioPharma Group plc	0.00%	489,100	$1M	held	—	4 q
NOVNOV Inc.	0.00%	50,766	$460,000	trimmed−1%	0.00 pp	4 q
NCNOnCino, Inc.	0.00%	1,600	$127,000	new	0.00 pp	new
NFLXNetFlix Inc	0.00%	5,500	$3M	held	—	4 q
NFENew Fortress Energy Inc. Class A	0.00%	22,400	$986,000	new	0.00 pp	new
OKTAOkta, Inc. Class A	0.00%	9,700	$2M	added+34%	0.00 pp	3 q
unresolvedPluralsight	0.00%	189,400	$3M	trimmed−4%	0.00 pp	4 q
PBHPrestige Consumer Healthcare Inc.	0.00%	41,400	$2M	held	—	4 q
RNGRingcentral, Inc.	0.00%	10,750	$3M	added+69%	0.00 pp	3 q
SLBSLB Limited	0.00%	141,900	$2M	added+26%	0.00 pp	4 q
SAVEQSpirit Airlines, Inc.	0.00%	375,100	$6M	trimmed−8%	−0.01 pp	4 q
TXG10x Genomics, Inc. Class A	0.00%	7,650	$954,000	held	—	3 q
TPCOTribune Publishing Company	0.00%	201,525	$2M	trimmed−57%	0.00 pp	4 q
TUESTuesday Morning Corp	0.00%	1,306,400	$2M	trimmed−14%	0.00 pp	4 q
unresolved2U Inc	0.00%	169,700	$6M	added+72%	0.00 pp	4 q
UNHUNITEDHEALTH GROUP INCORPORATED (Delaware)	0.00%	5,024	$2M	added+51%	0.00 pp	2 q
ZMZoom Communications, Inc. Class A	0.00%	1,000	$470,000	held	—	3 q
ADNTAdient plc	0.00%	3,820	$66,000	new	0.00 pp	new
AXONSio Gene Therapies Inc	0.00%	53,225	$246,000	trimmed−3%	0.00 pp	4 q
FTITechnipFMC plc	0.00%	676,900	$4M	trimmed−0%	0.00 pp	4 q
OSWOneSpaWorld Holdings Limited	0.00%	350,000	$2M	held	—	4 q
unresolvedQiagen N.V	—	−13,133,386	—	exited	−0.48 pp	—
FSCTForeScout Technologies, Inc.	—	−377,700	—	exited	−0.01 pp	—
IFNNYInfineon Techs AG S/	—	−75,000	—	exited	0.00 pp	—
LOWLowe's Companies Inc.	—	−33,200	—	exited	0.00 pp	—
MFGPMicro Focus International plc.	—	−390,000	—	exited	0.00 pp	—
SPPISpectrum Pharmaceuticals Inc	—	−460,000	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 2 defects · 6 unresolved
Accession: 0001104659-20-124837
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

The filing disagrees with its own cover page — cover page declares 313 entries; 311 parsed, value total matches — kept, the table is the record
A security outside the official 13F list — CUSIP 899035505 not on the Official 13(f) List for 2020-09-30

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