Soros Fund Management

Q3 2013 13F · by George Soros, founder

As of: Sep 30, 2013
Filed: Nov 14, 2013
US stock: $6.2B · prev $5.3B
Positions: 197 · prev 160
Options notional: $1.4B
Documents: 1· no amendments

Picture67.4% US stock

Partial picture · of what this 13F reports is US stock

US stock listed on a US exchange 67.4%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 17.5%
Puts at notional value 8.8%
Calls at notional value 6.3%

Moves268 since the prior filing

+35.5 pp in · −32.8 pp out

New 92 +30.07 pp
Added 36 +5.43 pp
Trimmed 42 −16.93 pp
Exited 55 −15.83 pp

Options: 43 moves on a notional base, in the table below.

The book

Diversified · behaves like 48 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 190% a year, about 0.5 years per position

Low
Moderate
High

Top 5 positions22% of US stock

MSFT Microsoft Corp new+6.80 pp new+6.806.8%
HLF Herbalife Ltd. held held5.7%
unresolved Charter Comm's Inc trimmed−0.81 pp trimmed−0.813.4%
NTAP NetApp, Inc trimmed−0.12 pp trimmed−0.123.3%
AGRO Adecoagro S.a. held held3.1%

Positions197 in this filing · 55 exited


MSFTMicrosoft Corp	6.80%	12,580,700	$419M	new	+6.80 pp	new
HLFHerbalife Ltd.	5.70%	5,039,175	$352M	held	—	2 q
unresolvedCharter Comm's Inc	3.38%	1,544,662	$208M	trimmed−14%	−0.81 pp	2 q
NTAPNetApp, Inc	3.33%	4,816,700	$205M	trimmed−1%	−0.12 pp	2 q
AGROAdecoagro S.a.	3.11%	25,915,076	$192M	held	—	2 q
PXDPioneer Natural Resource Co.	2.95%	963,774	$182M	trimmed−2%	+0.29 pp	2 q
JCPJ.C. Penney Company, Inc.	2.86%	19,986,361	$176M	held	—	2 q
FDXFedEx Corporation	2.80%	1,515,730	$173M	new	+2.80 pp	new
EQTEqt Corp	2.68%	1,859,256	$165M	trimmed−24%	−0.97 pp	2 q
LBTYKLiberty Global Ltd. Class C	2.45%	2,002,566	$151M	trimmed−4%	−0.21 pp	2 q
unresolvedGoogle Inc.	2.34%	164,500	$144M	trimmed−59%	−4.21 pp	2 q
TEVATeva Pharmaceutical Industries Limited	2.21%	3,608,000	$136M	new	+2.21 pp	new
MSIMotorola Solutions, Inc. New	1.85%	1,918,552	$114M	trimmed−1%	−0.25 pp	2 q
CZRCaesars Entertainment, Inc.	1.81%	5,654,383	$111M	trimmed−6%	+0.27 pp	2 q
JNJJohnson & Johnson	1.78%	1,267,000	$110M	trimmed−50%	−2.30 pp	2 q
unresolvedEnergen Corp	1.60%	1,293,169	$99M	trimmed−1%	+0.32 pp	2 q
HALHalliburton Company	1.53%	1,961,335	$94M	new	+1.53 pp	new
unresolvedBrocade Communications Sys I	1.39%	10,666,666	$86M	trimmed−16%	+0.01 pp	2 q
LBTYALiberty Global Ltd. Class A	1.33%	1,034,058	$82M	trimmed−24%	−0.55 pp	2 q
unresolvedExar Corp	1.29%	5,950,136	$80M	trimmed−5%	+0.03 pp	2 q
YPFYPF Sociedad Anonima	1.29%	3,964,136	$80M	new	+1.29 pp	new
CFCF Industries Holding, Inc.	1.24%	361,652	$76M	added×10.5	+1.13 pp	2 q
DISHDISH Network Corp.	1.24%	1,692,841	$76M	trimmed−2%	−0.14 pp	2 q
STZConstellation Brands, Inc.	1.23%	1,322,000	$76M	trimmed−46%	−1.15 pp	2 q
CXCemex S.A.B. de C.V.	1.18%	6,500,000	$73M	trimmed−8%	−0.21 pp	2 q
unresolvedMeadwestvaco Corp	1.14%	1,829,858	$70M	held	—	2 q
SLBSLB Limited	1.08%	755,836	$67M	new	+1.08 pp	new
unresolvedSpreadtrum Communications In	0.94%	1,900,000	$58M	held	—	2 q
CHDNChurchill Downs Inc	0.92%	654,839	$57M	added+9%	+0.03 pp	2 q
MOSThe Mosaic Company	0.92%	1,325,816	$57M	new	+0.92 pp	new
NBISNebius Group N.V. Class A	0.89%	1,500,000	$55M	new	+0.89 pp	new
ZTSZoetis Inc.	0.82%	1,619,011	$50M	trimmed−33%	−0.57 pp	2 q
unresolvedMonsanto Co	0.81%	476,170	$50M	new	+0.81 pp	new
BLQADBlackrock Inc	0.80%	182,590	$49M	new	+0.80 pp	new
LORLLoral Space and Communications, Inc.	0.79%	718,897	$49M	added+2%	0.00 pp	2 q
unresolvedDelphi Automotive PLC	0.79%	830,341	$49M	held	—	2 q
GMGeneral Motors Company	0.75%	1,283,000	$46M	added+69%	+0.28 pp	2 q
ABBVAbbvie Inc.	0.73%	1,000,000	$45M	trimmed−1%	−0.05 pp	2 q
SEMGSemgroup Corp-class A	0.72%	774,207	$44M	added×2.2	+0.36 pp	2 q
IVZInvesco LTD	0.68%	1,322,270	$42M	new	+0.68 pp	new
unresolvedPenn Va Corp	0.67%	6,248,515	$42M	added×3.3	+0.50 pp	2 q
DXJWisdomTree Japan Hedged Equity Fund	0.62%	800,000	$38M	added×32.0	+0.60 pp	2 q
unresolvedTibco Software Inc	0.60%	1,434,874	$37M	added+13%	+0.09 pp	2 q
MANUManchester United PLC	0.59%	2,097,557	$36M	trimmed−29%	−0.30 pp	2 q
unresolvedPriceline Grp Inc	0.58%	35,350	$36M	new	+0.58 pp	new
ABTAbbott Laboratories	0.57%	1,054,252	$35M	added+2%	−0.11 pp	2 q
MMacy's Inc.	0.57%	815,000	$35M	trimmed−54%	−1.03 pp	2 q
unresolvedAngie's List	0.56%	1,525,000	$34M	added+39%	+0.01 pp	2 q
MDLZMondelez International, Inc. Class A	0.56%	1,101,731	$35M	added+16%	+0.05 pp	2 q
CCJCameco Corporation	0.55%	1,874,126	$34M	held	—	2 q
unresolvedLsi Corporation	0.55%	4,366,666	$34M	added+42%	+0.14 pp	2 q
AAPLApple Inc.	0.51%	65,400	$31M	trimmed−2%	+0.01 pp	2 q
unresolvedKraft Foods Group Inc	0.51%	596,133	$31M	held	—	2 q
NICENICE Ltd	0.51%	766,666	$32M	added×2.9	+0.32 pp	2 q
SRPTSarepta Therapeutics,, Inc.	0.51%	665,274	$31M	added+56%	+0.21 pp	2 q
unresolvedDirectv	0.49%	503,453	$30M	added+6%	−0.06 pp	2 q
BENFranklin Templeton, Inc.	0.47%	573,100	$29M	new	+0.47 pp	new
VCVisteon Corporation	0.46%	374,350	$28M	held	—	2 q
unresolvedMkt Vectors Gld Miners ETF	0.45%	1,100,000	$28M	new	+0.45 pp	new
BABoeing Company	0.44%	231,268	$27M	trimmed−22%	−0.13 pp	2 q
METAMeta Platforms, Inc. Class A	0.44%	541,500	$27M	new	+0.44 pp	new
unresolvedWalgreen Co	0.44%	500,000	$27M	new	+0.44 pp	new
IPInternational Paper Co.	0.42%	571,403	$26M	new	+0.42 pp	new
RHTRed Hat Inc	0.41%	550,000	$25M	added×3.7	+0.28 pp	2 q
unresolvedThe Adt Corporation	0.38%	575,000	$23M	held	—	2 q
unresolvedHarman Intl Inds Inc	0.38%	350,000	$23M	new	+0.38 pp	new
TROWT Rowe Price Group Inc	0.37%	314,000	$23M	new	+0.37 pp	new
RDNRadian Group Inc.	0.37%	1,652,980	$23M	new	+0.37 pp	new
CRICarter's Inc.	0.36%	295,000	$22M	held	—	2 q
CRMSalesforce, Inc.	0.36%	425,000	$22M	new	+0.36 pp	new
unresolvedHertz Global Holdings Inc	0.35%	969,379	$21M	new	+0.35 pp	new
MUMicron Technology, Inc.	0.33%	1,150,000	$20M	trimmed−43%	−0.21 pp	2 q
CMCSAComcast Corp	0.32%	436,600	$20M	added×5.8	+0.26 pp	2 q
PDCEPDC Energy, Inc.	0.32%	333,046	$20M	added×10.7	+0.29 pp	2 q
unresolvedConstant Contact Inc	0.31%	804,600	$19M	added+7%	+0.08 pp	2 q
unresolvedClicksoftware Technologies L	0.31%	3,130,000	$19M	held	—	2 q
unresolvedJds Uniphase Corp	0.30%	1,250,000	$18M	new	+0.30 pp	new
General Motors Coconvertible	0.29%	350,700	$18M	trimmed−36%	−0.21 pp	2 q
unresolvedBaker Hughes Inc.	0.28%	350,791	$17M	added+58%	+0.09 pp	2 q
TRQTurquoise Hill Resources Ltd	0.28%	3,910,000	$17M	added+13%	−0.10 pp	2 q
unresolvedYouku Inc ADR	0.28%	620,000	$17M	new	+0.28 pp	new
unresolvedCBS Corp	0.27%	300,000	$17M	added×6.0	+0.22 pp	2 q
RRCRange Resources Corp	0.27%	217,862	$17M	new	+0.27 pp	new
unresolvedMagnum Hunter Res Corp DEL	0.25%	2,455,000	$15M	added×9.8	+0.23 pp	2 q
MRCYMercury Systems Inc.	0.25%	1,527,766	$15M	added+21%	+0.03 pp	2 q
PEPPepsiCo, Inc.	0.25%	191,226	$15M	held	—	2 q
SPYState Street SPDR S&P 500 ETF Trust	0.25%	91,734	$15M	added×3.5	+0.17 pp	2 q
unresolvedBarclays Bk PLC	0.24%	1,000,000	$15M	new	+0.24 pp	new
unresolvedDow Chemical Co	0.24%	385,228	$15M	new	+0.24 pp	new
MCPMolycorp Inc Com Stk	0.23%	2,200,000	$14M	new	+0.23 pp	new
unresolvedBroadcom Corp	0.22%	523,505	$14M	new	+0.22 pp	new
JNPJuniper Networks Inc	0.22%	691,662	$14M	new	+0.22 pp	new
VVISA Inc.	0.21%	67,801	$13M	new	+0.21 pp	new
unresolvedMarket Vectors ETF Tr	0.20%	300,000	$12M	new	+0.20 pp	new
unresolvedTw Telecom Inc	0.20%	413,742	$12M	added+4%	−0.01 pp	2 q
EXTRExtreme Networks	0.19%	2,266,666	$12M	trimmed−75%	−0.41 pp	2 q
OPLNOPENLANE, Inc	0.19%	420,800	$12M	new	+0.19 pp	new
OGEOGE Energy Corp.	0.19%	329,964	$12M	trimmed−38%	−0.15 pp	2 q
AL1Sumisho Air Lease Corp	0.18%	400,000	$11M	new	+0.18 pp	new
CARAvis Budget Group, Inc.	0.18%	374,828	$11M	new	+0.18 pp	new
unresolvedMead Johnson Nut'n Co	0.18%	148,920	$11M	held	—	2 q
unresolvedSBA Comms Corp	0.18%	141,060	$11M	new	+0.18 pp	new
unresolvedUnwired Planet Inc New	0.18%	6,451,979	$11M	added+8%	−0.04 pp	2 q
XYLXylem Inc	0.18%	401,328	$11M	held	—	2 q
NXPINXP Semiconductors N.V.	0.18%	300,000	$11M	added×2.0	+0.09 pp	2 q
unresolvedCubist Pharms Inc.	0.15%	150,000	$10M	trimmed−14%	−0.01 pp	2 q
unresolvedCrwn Castle Int'l Corp.	0.14%	118,360	$9M	new	+0.14 pp	new
MDCOMedicines Co	0.14%	250,000	$8M	added+67%	+0.05 pp	2 q
unresolvedTivo Inc	0.14%	700,000	$9M	trimmed−30%	−0.07 pp	2 q
SLCAU.s. Silica Holdings, Inc.	0.14%	350,000	$9M	new	+0.14 pp	new
unresolvedMadison Square Garden Co	0.13%	135,200	$8M	new	+0.13 pp	new
unresolvedActuate Corp	0.12%	978,048	$7M	trimmed−16%	−0.03 pp	2 q
unresolvedRetailmenot Inc	0.12%	200,000	$7M	new	+0.12 pp	new
VRSKVerisk Analytics, Inc.	0.12%	111,384	$7M	held	—	2 q
unresolvedAllergan Inc	0.11%	75,000	$7M	new	+0.11 pp	new
OPKOpko Health Inc.	0.11%	745,000	$7M	new	+0.11 pp	new
BAPCredicorp LTD	0.11%	54,035	$7M	new	+0.11 pp	new
COTYCoty Inc	0.10%	369,300	$6M	held	—	2 q
unresolvedHillshire Brands Co	0.10%	203,262	$6M	added×2.2	+0.04 pp	2 q
unresolvedRestoration Hardware Hldgs I	0.10%	100,000	$6M	new	+0.10 pp	new
AMTTd Ameritrade Holding Corp	0.10%	232,000	$6M	held	—	2 q
TDCTeradata Corporation	0.10%	110,800	$6M	trimmed−75%	−0.32 pp	2 q
VTYVerint Systems Inc	0.10%	166,666	$6M	trimmed−62%	−0.19 pp	2 q
VIPSVipshop Holdings Limited	0.09%	101,427	$6M	new	+0.09 pp	new
BMYBristol-Myers Squibb Co.	0.08%	100,000	$5M	held	—	2 q
unresolvedLions Gate Entmnt Corp	0.08%	144,300	$5M	held	—	2 q
unresolvedLumos Networks Corp	0.08%	238,853	$5M	added×9.3	+0.07 pp	2 q
unresolvedWhiting Pete Corp New	0.08%	85,000	$5M	added+43%	+0.03 pp	2 q
ADSKAutodesk Inc	0.07%	100,000	$4M	new	+0.07 pp	new
unresolvedSupertex Inc	0.07%	166,666	$4M	held	—	2 q
DATATableau Software, Inc.	0.07%	57,000	$4M	added×2.9	+0.05 pp	2 q
YUMEYuMe, Inc.	0.07%	400,000	$4M	new	+0.07 pp	new
AMTAmerican Tower Corporation	0.06%	50,000	$4M	new	+0.06 pp	new
BIDUBaidu, Inc.	0.06%	25,000	$4M	trimmed−68%	−0.08 pp	2 q
unresolvedBerry Pete Co	0.06%	85,000	$4M	new	+0.06 pp	new
NTESNetEase, inc.	0.06%	50,000	$4M	new	+0.06 pp	new
unresolvedSolarwinds Inc	0.06%	100,000	$4M	new	+0.06 pp	new
unresolvedViropharma Inc	0.06%	100,000	$4M	added×2.0	+0.03 pp	2 q
unresolvedWestport Innovations Inc US	0.06%	153,200	$4M	new	+0.06 pp	new
AMGAffiliated Managers Group	0.05%	17,109	$3M	trimmed−48%	−0.05 pp	2 q
CTRPTrip.com Group Limited	0.05%	50,000	$3M	new	+0.05 pp	new
INTUIntuit Inc	0.05%	50,000	$3M	new	+0.05 pp	new
NFLXNetFlix Inc	0.05%	10,000	$3M	trimmed−75%	−0.11 pp	2 q
AFLAflac Inc.	0.04%	40,000	$2M	new	+0.04 pp	new
AMCXAMC Global Media Inc. Class A	0.04%	39,300	$3M	held	—	2 q
ANFAbercrombie & Fitch Co.	0.04%	75,000	$3M	new	+0.04 pp	new
QH9Adtran Inc	0.04%	100,000	$3M	new	+0.04 pp	new
CMECME Group Inc.	0.04%	30,000	$2M	held	—	2 q
JKSJinkosolar Holdings Co	0.04%	121,400	$3M	new	+0.04 pp	new
unresolvedPerrigo Co	0.04%	19,000	$2M	new	+0.04 pp	new
XPOXPO, Inc.	0.04%	100,000	$2M	new	+0.04 pp	new
unresolvedFranks Intl N V	0.04%	90,000	$3M	new	+0.04 pp	new
ALLThe Allstate Corporation	0.03%	41,500	$2M	new	+0.03 pp	new
ARCCAres Capital Corporation	0.03%	113,900	$2M	new	+0.03 pp	new
unresolvedFifth Street Finance Corp	0.03%	180,600	$2M	new	+0.03 pp	new
FIVEFive Below, Inc.	0.03%	41,200	$2M	new	+0.03 pp	new
FLRFluor Corporation	0.03%	29,282	$2M	new	+0.03 pp	new
GILDGilead Sciences Inc	0.03%	25,000	$2M	trimmed−80%	−0.09 pp	2 q
unresolvedGlobal Eagle Entmt Inc	0.03%	200,000	$2M	held	—	2 q
INTCIntel Corp	0.03%	86,666	$2M	trimmed−70%	−0.10 pp	2 q
unresolvedMarketo Inc	0.03%	60,000	$2M	added+50%	+0.01 pp	2 q
unresolvedNovavax Inc	0.03%	573,000	$2M	new	+0.03 pp	new
unresolvedPandora Media Inc	0.03%	78,000	$2M	trimmed−76%	−0.08 pp	2 q
SSNCSS&C Technologies Inc	0.03%	50,700	$2M	new	+0.03 pp	new
SSTKShutterstock, Inc.	0.03%	23,200	$2M	new	+0.03 pp	new
unresolvedUIL Holdings Corporation	0.03%	50,300	$2M	new	+0.03 pp	new
WRWestar Energy Inc	0.03%	64,100	$2M	new	+0.03 pp	new
unresolvedFleetmatics Group PLC	0.03%	41,700	$2M	new	+0.03 pp	new
unresolvedAce Ltd	0.03%	21,000	$2M	new	+0.03 pp	new
unresolvedDryships Inc	0.03%	590,278	$2M	new	+0.03 pp	new
AAgilent Technologies Inc.	0.02%	24,425	$1M	new	+0.02 pp	new
unresolvedAltisource Residential Corp	0.02%	60,700	$1M	new	+0.02 pp	new
AIGAmerican International Group, Inc.	0.02%	25,000	$1M	trimmed−99%	−1.88 pp	2 q
unresolvedCst Brands Inc	0.02%	34,000	$1M	held	—	2 q
unresolvedLinkedin Corp Cl A	0.02%	5,000	$1M	new	+0.02 pp	new
PRUPrudential Financial, Inc.	0.02%	14,219	$1M	trimmed−74%	−0.06 pp	2 q
unresolvedSynageva Biopharma Corp	0.02%	17,700	$1M	new	+0.02 pp	new
unresolvedTasman Metals Ord (Cve)	0.02%	1,666,666	$1M	held	—	2 q
unresolvedTextura Corp	0.02%	25,700	$1M	new	+0.02 pp	new
unresolvedTowerstream Corp	0.02%	431,800	$1M	added×2.2	+0.01 pp	2 q
DSXDiana Shipping, Inc.	0.02%	77,942	$941,000	new	+0.02 pp	new
unresolvedAmerican Capital Agency Corp	0.01%	40,000	$903,000	new	+0.01 pp	new
CLDTChatham Lodging Trust	0.01%	20,600	$368,000	new	+0.01 pp	new
unresolvedEmerald Oil Inc	0.01%	126,400	$909,000	new	+0.01 pp	new
unresolvedHewlett Packard Co	0.01%	22,800	$478,000	new	+0.01 pp	new
ILMNIllumina Inc	0.01%	10,102	$816,000	trimmed−60%	−0.03 pp	2 q
unresolvedInvensense Inc	0.01%	27,848	$491,000	new	+0.01 pp	new
MICMacquarie Infrastructure Hol	0.01%	7,800	$418,000	trimmed−69%	−0.02 pp	2 q
unresolvedTcp Cap Corp	0.01%	36,900	$599,000	new	+0.01 pp	new
unresolvedWinthrop Rlty Tr	0.01%	47,386	$528,000	new	+0.01 pp	new
YELPYelp Inc.	0.01%	10,000	$662,000	trimmed−99%	−0.76 pp	2 q
ASCArdmore Shipping Corporation	0.01%	75,000	$911,000	new	+0.01 pp	new
unresolvedBaltic Trading Ltd	0.01%	117,600	$575,000	new	+0.01 pp	new
unresolvedNavios Maritime Holdings Inc	0.01%	55,632	$396,000	new	+0.01 pp	new
unresolvedNavios Maritime Partners L P	0.01%	53,600	$785,000	new	+0.01 pp	new
unresolvedBioamber Inc	0.00%	194,000	$155,000	held	—	2 q
SBSafe Bulkers, Inc.	0.00%	20,463	$139,000	new	0.00 pp	new
DALDelta Air Lines, Inc.	—	−5,151,757	—	exited	−1.81 pp	—
UALUnited Airlines Holdings, Inc.	—	−3,059,666	—	exited	−1.80 pp	—
SFLYShutterfly, Inc.	—	−1,610,000	—	exited	−1.68 pp	—
ACTGAcacia Research Corporation	—	−2,324,900	—	exited	−0.97 pp	—
unresolvedCA Inc	—	−1,306,666	—	exited	−0.70 pp	—
DNRDenbury Resources, Inc.	—	−1,956,791	—	exited	−0.64 pp	—
OXYOccidental Petroleum Corporation	—	−383,578	—	exited	−0.64 pp	—
WMTWalmart Inc.	—	−410,000	—	exited	−0.57 pp	—
NRGNRG Energy, Inc.	—	−1,083,188	—	exited	−0.54 pp	—
unresolvedCoinstar Inc	—	−450,000	—	exited	−0.50 pp	—
FMCFMC Corporation	—	−373,179	—	exited	−0.43 pp	—
GPORGulfport Energy Corporation	—	−486,289	—	exited	−0.43 pp	—
unresolvedBankrate Inc DEL	—	−1,108,613	—	exited	−0.30 pp	—
STMSTMicroelectronics N.V.	—	−1,766,666	—	exited	−0.30 pp	—
unresolvedTime Warner Cable Inc	—	−125,000	—	exited	−0.26 pp	—
GRAW.R. Grace & Co.	—	−160,668	—	exited	−0.25 pp	—
MRKMerck & Co., Inc.	—	−250,000	—	exited	−0.22 pp	—
AMZNAmazon.Com Inc	—	−40,000	—	exited	−0.21 pp	—
unresolvedHome Inns & Hotels Mgmt Inc	—	−423,500	—	exited	−0.21 pp	—
HHCThe Howard Hughes Corporation	—	−100,000	—	exited	−0.21 pp	—
unresolvedMarket Vectors ETF Tr	—	−1,200,000	—	exited	−0.21 pp	—
unresolvedRackspace Hosting Inc	—	−250,000	—	exited	−0.18 pp	—
unresolvedSanDisk Corp	—	−150,000	—	exited	−0.17 pp	—
TMToyota Motor Corporation	—	−76,000	—	exited	−0.17 pp	—
unresolvedRowan Cos PLC	—	−260,000	—	exited	−0.17 pp	—
CCitigroup Inc.	—	−172,722	—	exited	−0.16 pp	—
PSXPhillips 66	—	−147,600	—	exited	−0.16 pp	—
TRIPTripAdvisor, Inc.	—	−140,744	—	exited	−0.16 pp	—
unresolvedWestern Refng Inc	—	−310,000	—	exited	−0.16 pp	—
CTRACoterra Energy Inc.	—	−218,000	—	exited	−0.15 pp	—
MMMillennial Media Inc Com Stk (De)	—	−800,000	—	exited	−0.13 pp	—
CSCOCisco Systems, Inc. (DE)	—	−236,726	—	exited	−0.11 pp	—
CTXSCitrix Systems Inc	—	−100,000	—	exited	−0.11 pp	—
GTGoodyear Tire & Rubber	—	−350,000	—	exited	−0.10 pp	—
unresolvedSmithfield Foods Inc	—	−166,666	—	exited	−0.10 pp	—
TMUST-Mobile US, Inc.	—	−165,840	—	exited	−0.08 pp	—
HDHome Depot, Inc.	—	−50,000	—	exited	−0.07 pp	—
XLFState Street Financial Select Sector SPDR ETF	—	−200,000	—	exited	−0.07 pp	—
LUVSouthwest Airlines Co.	—	−282,820	—	exited	−0.07 pp	—
CNPCenterPoint Energy, Inc.	—	−131,000	—	exited	−0.06 pp	—
unresolvedLiberty Interactive Corp	—	−130,000	—	exited	−0.06 pp	—
METMetLife, Inc.	—	−72,000	—	exited	−0.06 pp	—
unresolvedAlcatel-lucent	—	−1,500,000	—	exited	−0.05 pp	—
NBIXNeurocrine Biosciences Inc	—	−200,000	—	exited	−0.05 pp	—
unresolvedYahoo Inc	—	−100,000	—	exited	−0.05 pp	—
unresolvedApplied Micro Circuits Corp	—	−225,876	—	exited	−0.04 pp	—
DXCMDexCom, Inc.	—	−100,000	—	exited	−0.04 pp	—
ONON Semiconductor Corp	—	−250,000	—	exited	−0.04 pp	—
unresolvedOpentable	—	−35,821	—	exited	−0.04 pp	—
EVREvercore Inc.	—	−40,400	—	exited	−0.03 pp	—
unresolvedFairchild Semiconductor Intl	—	−100,000	—	exited	−0.03 pp	—
2649593DBlackhawk Network Holdings I	—	−37,500	—	exited	−0.02 pp	—
unresolvedDynegy Inc	—	−49,650	—	exited	−0.02 pp	—
unresolvedRuckus Wireless Inc	—	−76,600	—	exited	−0.02 pp	—
VRSNVeriSign Inc	—	−20,000	—	exited	−0.02 pp	—

Other 13(f) securities

Options 23

Contract	% of notional	Shares	Notional
SPY PUT	34.01%	2,794,100	$470M
CVX PUT	16.94%	1,925,000	$234M
SLB CALL	11.13%	1,739,500	$154M
HAL CALL	7.76%	2,225,000	$107M
DISH CALL	6.53%	2,077,000	$90M
FDX CALL	3.10%	375,000	$43M
Baker Hughes Inc. CALL	2.84%	800,000	$39M
XLU PUT	2.60%	960,000	$36M
ABX CALL	2.59%	1,920,000	$36M
Hertz Global Holdings Inc CALL	2.14%	1,335,000	$30M
EWZ PUT	1.61%	465,000	$22M
CCJ CALL	1.39%	1,060,100	$19M
MRVL PUT	1.25%	1,500,000	$17M
Tesoro Corp CALL	1.19%	375,000	$16M
Energen Corp CALL	1.16%	210,000	$16M
Chicago Bridge & Iron Co N V PUT	0.98%	200,000	$14M
DXJ CALL	0.87%	250,000	$12M
AMXN PUT	0.57%	400,000	$8M
ABBV CALL	0.53%	165,000	$7M
MSFT CALL	0.31%	126,500	$4M
Berry Pete Co CALL	0.23%	75,000	$3M
V CALL	0.19%	14,000	$3M
A CALL	0.06%	17,500	$897,000

Notes 12

Issue	% of notes	Principal	Value
Cloud Software Grp LLC	19.18%	300,114,000	$306M
Digital River Inc	16.88%	270,875,000	$270M
Hologic Inc	14.38%	219,802,000	$230M
Rovi Corp	12.41%	196,174,000	$198M
Webmd Health Corp	11.44%	179,530,000	$183M
Quantum Corp	8.06%	130,980,000	$129M
Ciena Corp	7.00%	109,275,000	$112M
Webmd Health Corp	6.34%	107,000,000	$101M
Nuance Communications	1.65%	26,000,000	$26M
Cadence Design Sys Inc	1.49%	23,720,000	$24M
Hologic Inc	0.82%	12,996,000	$13M
Digital River Inc	0.35%	5,683,000	$6M

Source

Form: 13F-HR
Reading: 0 defects · 81 unresolved
Accession: 0001140361-13-042843
SEC cross-check: SEC data set not published yet

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