Soros Fund Management

Q4 2013 13F · by George Soros, founder

As of: Dec 31, 2013
Filed: Feb 14, 2014
US stock: $7.7B · prev $6.2B
Positions: 197 · prev 197
Options notional: $2.5B
Documents: 1· no amendments

Picture65.8% US stock

Partial picture · of what this 13F reports is US stock

US stock listed on a US exchange 65.8%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 12.6%
Puts at notional value 15.4%
Calls at notional value 6.2%

Moves295 since the prior filing

+42.1 pp in · −41.1 pp out

New 77 +24.39 pp
Added 54 +17.70 pp
Trimmed 48 −24.62 pp
Exited 77 −16.51 pp

Options: 39 moves on a notional base, in the table below.

The book

Diversified · behaves like 60 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 162% a year, about 0.6 years per position

Low
Moderate
High

Top 5 positions17% of US stock

TEVA Teva Pharmaceutical Industries Limited added+2.61 pp added+2.614.8%
HLF Herbalife Ltd. trimmed−2.44 pp trimmed−2.443.3%
FDX FedEx Corporation added+0.20 pp added+0.203.0%
HAL Halliburton Company added+1.44 pp added+1.443.0%
EQT Eqt Corp added+0.21 pp added+0.212.9%

Positions197 in this filing · 77 exited


TEVATeva Pharmaceutical Industries Limited	4.82%	9,316,000	$373M	added×2.6	+2.61 pp	2 q
HLFHerbalife Ltd.	3.26%	3,205,519	$252M	trimmed−36%	−2.44 pp	3 q
FDXFedEx Corporation	3.00%	1,619,091	$233M	added+7%	+0.20 pp	2 q
HALHalliburton Company	2.97%	4,536,825	$230M	added×2.3	+1.44 pp	2 q
EQTEqt Corp	2.89%	2,492,198	$224M	added+34%	+0.21 pp	3 q
AGROAdecoagro S.a.	2.71%	25,915,076	$210M	held	—	3 q
GMGeneral Motors Company	2.58%	4,900,239	$200M	added×3.8	+1.83 pp	3 q
unresolvedCharter Comm's Inc	2.54%	1,437,393	$197M	trimmed−7%	−0.84 pp	3 q
DISHDISH Network Corp.	2.53%	3,382,240	$196M	added+100%	+1.29 pp	3 q
PXDPioneer Natural Resource Co.	2.34%	986,170	$182M	added+2%	−0.61 pp	3 q
ESNTEssent Group LTD	2.34%	7,548,618	$182M	new	+2.34 pp	new
unresolvedGoogle Inc.	2.24%	155,130	$174M	trimmed−6%	−0.10 pp	3 q
JPMJPMorgan Chase & Co.	2.14%	2,841,233	$166M	new	+2.14 pp	new
AAPLApple Inc.	2.10%	290,551	$163M	added×4.4	+1.59 pp	3 q
LBTYKLiberty Global Ltd. Class C	1.89%	1,737,997	$147M	trimmed−13%	−0.56 pp	3 q
CZRCaesars Entertainment, Inc.	1.79%	6,454,383	$139M	added+14%	−0.02 pp	3 q
YPFYPF Sociedad Anonima	1.78%	4,181,246	$138M	added+5%	+0.49 pp	2 q
unresolvedMonsanto Co	1.76%	1,169,225	$136M	added×2.5	+0.95 pp	2 q
unresolvedEnergen Corp	1.74%	1,901,667	$135M	added+47%	+0.14 pp	3 q
JCPJ.C. Penney Company, Inc.	1.63%	13,836,361	$127M	trimmed−31%	−1.23 pp	3 q
unresolvedLeucadia National	1.57%	4,282,343	$121M	new	+1.57 pp	new
CCitigroup Inc.	1.54%	2,283,813	$119M	new	+1.54 pp	new
ABXBarrick Mining Corporation	1.43%	6,300,100	$111M	new	+1.43 pp	new
MSIMotorola Solutions, Inc. New	1.38%	1,580,835	$107M	trimmed−18%	−0.47 pp	3 q
LBTYALiberty Global Ltd. Class A	1.31%	1,141,696	$102M	added+10%	−0.02 pp	3 q
MSFTMicrosoft Corp	1.24%	2,560,900	$96M	trimmed−80%	−5.56 pp	2 q
RHTRed Hat Inc	1.19%	1,641,525	$92M	added×3.0	+0.78 pp	3 q
unresolvedSBA Comms Corp	1.07%	919,636	$83M	added×6.5	+0.89 pp	2 q
ZTSZoetis Inc.	1.05%	2,495,329	$82M	added+54%	+0.23 pp	3 q
CTXSCitrix Systems Inc	1.01%	1,242,957	$79M	new	+1.01 pp	new
SEMGSemgroup Corp-class A	1.00%	1,188,859	$78M	added+54%	+0.28 pp	3 q
AMTAmerican Tower Corporation	0.97%	940,112	$75M	added×18.8	+0.91 pp	2 q
unresolvedCaesars Acquisition Co	0.96%	6,174,465	$74M	new	+0.96 pp	new
unresolvedCrwn Castle Int'l Corp.	0.92%	974,296	$72M	added×8.2	+0.78 pp	2 q
unresolvedExar Corp	0.91%	5,950,136	$70M	held	—	3 q
LYBLyondellBasell Industries N.V. Class A	0.90%	867,985	$70M	new	+0.90 pp	new
CHDNChurchill Downs Inc	0.82%	704,839	$63M	added+8%	−0.10 pp	3 q
LORLLoral Space and Communications, Inc.	0.82%	788,807	$64M	added+10%	+0.03 pp	3 q
unresolvedPolycom Inc	0.79%	5,477,575	$62M	new	+0.79 pp	new
ABBVAbbvie Inc.	0.78%	1,147,609	$61M	added+15%	+0.05 pp	3 q
unresolvedSolarwinds Inc	0.77%	1,585,000	$60M	added×15.8	+0.71 pp	2 q
CCJCameco Corporation	0.72%	2,667,806	$55M	added+42%	+0.17 pp	3 q
unresolvedPenn Va Corp	0.71%	5,829,845	$55M	trimmed−7%	+0.04 pp	3 q
INTCIntel Corp	0.68%	2,036,666	$53M	added×23.5	+0.65 pp	3 q
QCOMQualcomm Inc	0.67%	703,230	$52M	new	+0.67 pp	new
AALAmerican Airlines Group Inc.	0.61%	1,861,800	$47M	new	+0.61 pp	new
unresolvedTw Telecom Inc	0.58%	1,485,846	$45M	added×3.6	+0.38 pp	3 q
unresolvedDelphi Automotive PLC	0.58%	741,358	$45M	trimmed−11%	−0.21 pp	3 q
DALDelta Air Lines, Inc.	0.56%	1,588,507	$44M	new	+0.56 pp	new
unresolvedWestern Refng Inc	0.54%	985,699	$42M	new	+0.54 pp	new
unresolvedTibco Software Inc	0.53%	1,824,666	$41M	added+27%	−0.07 pp	3 q
BACBank of America Corporation	0.51%	2,516,537	$39M	new	+0.51 pp	new
ABTAbbott Laboratories	0.48%	970,181	$37M	trimmed−8%	−0.09 pp	3 q
ZIONZions Bancorporation N.A.	0.46%	1,192,100	$36M	new	+0.46 pp	new
unresolvedDirectv	0.45%	503,453	$35M	held	—	3 q
RFRegions Financial Corp.	0.45%	3,510,534	$35M	new	+0.45 pp	new
SYKStryker Corporation	0.44%	450,000	$34M	new	+0.44 pp	new
2663134DBitauto Holdings Ltd-adr	0.42%	1,015,100	$32M	new	+0.42 pp	new
unresolvedRetailmenot Inc	0.41%	1,105,438	$32M	added×5.5	+0.29 pp	2 q
unresolvedKraft Foods Group Inc	0.40%	576,133	$31M	trimmed−3%	−0.11 pp	3 q
VCVisteon Corporation	0.40%	374,350	$31M	held	—	3 q
CDNSCadence Design Systems	0.39%	2,166,666	$30M	new	+0.39 pp	new
GPORGulfport Energy Corporation	0.39%	474,802	$30M	new	+0.39 pp	new
unresolvedAmerican Capital Agency Corp	0.38%	1,517,259	$29M	added×37.9	+0.37 pp	2 q
FFIVF5, Inc.	0.38%	325,000	$30M	new	+0.38 pp	new
MDLZMondelez International, Inc. Class A	0.38%	836,731	$30M	trimmed−24%	−0.18 pp	3 q
unresolvedWalgreen Co	0.38%	515,700	$30M	added+3%	−0.06 pp	2 q
CRICarter's Inc.	0.36%	390,000	$28M	added+32%	0.00 pp	3 q
SLBSLB Limited	0.35%	301,713	$27M	trimmed−60%	−0.73 pp	2 q
UALUnited Airlines Holdings, Inc.	0.35%	721,594	$27M	new	+0.35 pp	new
unresolvedMonster Beverage Corp	0.33%	377,415	$26M	new	+0.33 pp	new
NICENICE Ltd	0.33%	624,046	$26M	trimmed−19%	−0.18 pp	3 q
AL1Sumisho Air Lease Corp	0.32%	800,000	$25M	added×2.0	+0.14 pp	2 q
BABoeing Company	0.32%	183,160	$25M	trimmed−21%	−0.12 pp	3 q
RDNRadian Group Inc.	0.31%	1,698,570	$24M	added+3%	−0.06 pp	2 q
unresolvedClicksoftware Technologies L	0.30%	3,130,000	$23M	held	—	3 q
SUSuncor Energy, Inc.	0.28%	628,450	$22M	new	+0.28 pp	new
RRCRange Resources Corp	0.27%	249,940	$21M	added+15%	0.00 pp	2 q
LENLennar Corporation Class A	0.26%	509,329	$20M	new	+0.26 pp	new
unresolvedMagnum Hunter Res Corp DEL	0.26%	2,704,817	$20M	added+10%	+0.01 pp	3 q
unresolvedMkt Vectors Gld Miners ETF	0.26%	970,344	$20M	trimmed−12%	−0.19 pp	2 q
NTAPNetApp, Inc	0.24%	450,000	$19M	trimmed−91%	−3.09 pp	3 q
unresolvedPriceline Grp Inc	0.24%	16,000	$19M	trimmed−55%	−0.34 pp	2 q
TRQTurquoise Hill Resources Ltd	0.24%	5,520,000	$18M	added+41%	−0.04 pp	3 q
unresolvedMarket Vectors ETF Tr	0.23%	571,076	$18M	added+90%	+0.03 pp	2 q
MOSThe Mosaic Company	0.23%	370,588	$18M	trimmed−72%	−0.69 pp	2 q
BIDUBaidu, Inc.	0.22%	95,000	$17M	added×3.8	+0.16 pp	3 q
CIENCiena Corporation	0.22%	700,000	$17M	new	+0.22 pp	new
unresolvedPmc-sierra Inc	0.22%	2,666,666	$17M	new	+0.22 pp	new
unresolvedQlogic Corp	0.22%	1,466,666	$17M	new	+0.22 pp	new
VIPSVipshop Holdings Limited	0.22%	207,700	$17M	added×2.0	+0.13 pp	2 q
BAPCredicorp LTD	0.22%	129,800	$17M	added×2.4	+0.11 pp	2 q
VRSKVerisk Analytics, Inc.	0.21%	246,684	$16M	added×2.2	+0.09 pp	3 q
unresolvedAngie's List	0.20%	1,000,000	$15M	trimmed−34%	−0.36 pp	3 q
HSTHost Hotels & Resorts, Inc.	0.20%	788,890	$15M	new	+0.20 pp	new
ORCLOracle Corp	0.20%	400,000	$15M	new	+0.20 pp	new
PEPPepsiCo, Inc.	0.20%	191,226	$16M	held	—	3 q
unresolvedInterval Leisure Group Inc	0.19%	486,047	$15M	new	+0.19 pp	new
CMCSAComcast Corp	0.18%	270,000	$14M	trimmed−38%	−0.14 pp	3 q
unresolvedHarman Intl Inds Inc	0.18%	175,000	$14M	trimmed−50%	−0.20 pp	2 q
unresolvedHillshire Brands Co	0.18%	409,364	$14M	added×2.0	+0.08 pp	3 q
unresolvedLumos Networks Corp	0.18%	680,453	$14M	added×2.8	+0.10 pp	3 q
TDGTransDigm Group Incorporated	0.18%	86,046	$14M	new	+0.18 pp	new
AMZNAmazon.Com Inc	0.17%	32,500	$13M	new	+0.17 pp	new
unresolvedARIAD Pharms Inc	0.17%	1,950,000	$13M	new	+0.17 pp	new
unresolvedLions Gate Entmnt Corp	0.17%	413,168	$13M	added×2.9	+0.09 pp	3 q
XLFState Street Financial Select Sector SPDR ETF	0.17%	600,000	$13M	new	+0.17 pp	new
STWDStarwood Property Trust, Inc.	0.17%	488,261	$14M	new	+0.17 pp	new
unresolvedGlobal Eagle Entmt Inc	0.16%	811,600	$12M	added×4.1	+0.13 pp	3 q
PDCEPDC Energy, Inc.	0.16%	233,561	$12M	trimmed−30%	−0.16 pp	3 q
DATATableau Software, Inc.	0.16%	175,000	$12M	added×3.1	+0.09 pp	3 q
unresolvedDow Chemical Co	0.15%	265,890	$12M	trimmed−31%	−0.09 pp	2 q
unresolvedEmulex Corp	0.15%	1,666,666	$12M	new	+0.15 pp	new
INTUIntuit Inc	0.15%	150,000	$11M	added×3.0	+0.10 pp	2 q
MLCOMelco Resorts & Entertainment Limited	0.15%	305,000	$12M	new	+0.15 pp	new
MRCYMercury Systems Inc.	0.15%	1,077,386	$12M	trimmed−29%	−0.10 pp	3 q
TG7Triumph Group Inc	0.14%	146,895	$11M	new	+0.14 pp	new
MANUManchester United PLC	0.14%	682,115	$11M	trimmed−67%	−0.45 pp	3 q
NXPINXP Semiconductors N.V.	0.14%	235,000	$11M	trimmed−22%	−0.04 pp	3 q
unresolvedAllergan Inc	0.13%	90,000	$10M	added+20%	+0.02 pp	2 q
unresolvedCubist Pharms Inc.	0.13%	144,500	$10M	trimmed−4%	−0.02 pp	3 q
NFLXNetFlix Inc	0.13%	28,000	$10M	added×2.8	+0.08 pp	3 q
SUNEQSunedison Inc	0.13%	750,000	$10M	new	+0.13 pp	new
TDCTeradata Corporation	0.13%	222,899	$10M	added×2.0	+0.03 pp	3 q
EMNEastman Chemical Company	0.12%	120,000	$10M	new	+0.12 pp	new
unresolvedScorpio Bulkers Inc	0.12%	894,000	$9M	new	+0.12 pp	new
CFCF Industries Holding, Inc.	0.11%	37,500	$9M	trimmed−90%	−1.13 pp	3 q
unresolvedCrown Castle Intl Corp	0.11%	85,000	$9M	new	+0.11 pp	new
EBAYeBay Inc	0.11%	160,000	$9M	new	+0.11 pp	new
unresolvedUnwired Planet Inc New	0.11%	6,451,979	$9M	held	—	3 q
unresolvedBroadcom Corp	0.10%	250,000	$7M	trimmed−52%	−0.12 pp	2 q
DGDollar General Corp.	0.10%	129,097	$8M	new	+0.10 pp	new
MRKMerck & Co., Inc.	0.10%	150,000	$8M	new	+0.10 pp	new
VNOVornado Realty Trust	0.10%	84,133	$7M	new	+0.10 pp	new
XYLXylem Inc	0.10%	226,328	$8M	trimmed−44%	−0.08 pp	3 q
unresolvedYahoo Inc	0.10%	200,000	$8M	new	+0.10 pp	new
ZNGAZynga Inc. Cl A	0.10%	2,000,000	$8M	new	+0.10 pp	new
JNPJuniper Networks Inc	0.09%	300,000	$7M	trimmed−57%	−0.13 pp	2 q
unresolvedLiberty Interactive Corp	0.09%	54,400	$7M	new	+0.09 pp	new
OPKOpko Health Inc.	0.09%	844,600	$7M	added+13%	−0.02 pp	2 q
ROVIRovi Corporation Com Stk (De)	0.09%	371,001	$7M	new	+0.09 pp	new
CRMSalesforce, Inc.	0.09%	125,000	$7M	trimmed−71%	−0.27 pp	2 q
COTYCoty Inc	0.08%	399,300	$6M	added+8%	−0.02 pp	3 q
BMYBristol-Myers Squibb Co.	0.07%	100,000	$5M	held	—	3 q
unresolvedGeneral Electric Co	0.07%	200,000	$6M	new	+0.07 pp	new
unresolvedAudience Inc	0.06%	421,226	$5M	new	+0.06 pp	new
CNPCenterPoint Energy, Inc.	0.06%	187,000	$4M	new	+0.06 pp	new
MUMicron Technology, Inc.	0.06%	200,000	$4M	trimmed−83%	−0.27 pp	3 q
ONON Semiconductor Corp	0.06%	600,000	$5M	new	+0.06 pp	new
SRPTSarepta Therapeutics,, Inc.	0.06%	233,000	$5M	trimmed−65%	−0.45 pp	3 q
unresolvedViolin Memory Inc	0.06%	1,249,999	$5M	new	+0.06 pp	new
SBSafe Bulkers, Inc.	0.06%	420,463	$4M	added×20.5	+0.06 pp	2 q
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.05%	303,500	$4M	new	+0.05 pp	new
unresolvedRex Energy Corporation	0.05%	195,000	$4M	new	+0.05 pp	new
unresolvedSanDisk Corp	0.05%	50,000	$4M	new	+0.05 pp	new
unresolvedSupertex Inc	0.05%	166,666	$4M	held	—	3 q
unresolvedActavis PLC	0.05%	25,000	$4M	new	+0.05 pp	new
FFord Motor Company	0.04%	191,693	$3M	new	+0.04 pp	new
unresolvedTime Warner Cable Inc	0.04%	25,000	$3M	new	+0.04 pp	new
AMCXAMC Global Media Inc. Class A	0.03%	39,300	$3M	held	—	3 q
AMGAffiliated Managers Group	0.03%	10,000	$2M	trimmed−42%	−0.02 pp	3 q
CARAvis Budget Group, Inc.	0.03%	49,440	$2M	trimmed−87%	−0.15 pp	2 q
CMECME Group Inc.	0.03%	30,000	$2M	held	—	3 q
METAMeta Platforms, Inc. Class A	0.03%	36,300	$2M	trimmed−93%	−0.41 pp	2 q
HIGThe Hartford Insurance Group, Inc.	0.03%	60,000	$2M	new	+0.03 pp	new
IGFiShares Global Infrastructure ETF	0.03%	65,000	$3M	new	+0.03 pp	new
MMacy's Inc.	0.03%	50,000	$3M	trimmed−94%	−0.54 pp	3 q
METMetLife, Inc.	0.03%	50,000	$3M	new	+0.03 pp	new
WFCWells Fargo & Co.	0.03%	50,000	$2M	new	+0.03 pp	new
XLNXXilinx Inc	0.03%	50,000	$2M	new	+0.03 pp	new
RNRRenaissanceRe Holdings Ltd.	0.03%	25,000	$2M	new	+0.03 pp	new
AFLAflac Inc.	0.02%	25,000	$2M	trimmed−38%	−0.02 pp	2 q
unresolvedActuate Corp	0.02%	206,666	$2M	trimmed−79%	−0.10 pp	3 q
ADBEAdobe Inc.	0.02%	25,000	$1M	new	+0.02 pp	new
AAgilent Technologies Inc.	0.02%	24,425	$1M	held	—	2 q
unresolvedAltera Corp	0.02%	50,000	$2M	new	+0.02 pp	new
unresolvedBrocade Communications Sys I	0.02%	206,666	$2M	trimmed−98%	−1.37 pp	3 q
unresolvedCBS Corp	0.02%	25,000	$2M	trimmed−92%	−0.25 pp	3 q
EXTRExtreme Networks	0.02%	166,666	$1M	trimmed−93%	−0.17 pp	3 q
unresolvedJds Uniphase Corp	0.02%	100,000	$1M	trimmed−92%	−0.28 pp	2 q
MFCManulife Financial Corp.	0.02%	75,000	$1M	new	+0.02 pp	new
MDCOMedicines Co	0.02%	50,000	$2M	trimmed−80%	−0.12 pp	3 q
PRUPrudential Financial, Inc.	0.02%	20,000	$2M	added+41%	0.00 pp	3 q
unresolvedTasman Metals Ord (Cve)	0.02%	1,666,666	$2M	held	—	3 q
unresolvedTowerstream Corp	0.02%	431,800	$1M	held	—	3 q
VTYVerint Systems Inc	0.02%	36,666	$2M	trimmed−78%	−0.08 pp	3 q
KODKEastman Kodak Company	0.01%	19,228	$667,000	new	+0.01 pp	new
ILMNIllumina Inc	0.01%	10,102	$1M	held	—	3 q
UNMUnum Group	0.01%	30,000	$1M	new	+0.01 pp	new
DSXDiana Shipping, Inc.	0.01%	77,942	$1M	held	—	2 q
unresolvedNavios Maritime Holdings Inc	0.01%	55,632	$621,000	held	—	2 q
unresolvedBioamber Inc	0.00%	194,000	$142,000	held	—	3 q
unresolvedCA Inc	0.00%	6,666	$224,000	new	0.00 pp	new
unresolvedEastman Kodak Co	0.00%	6,681	$132,000	new	0.00 pp	new
unresolvedEastman Kodak Co	0.00%	6,681	$123,000	new	0.00 pp	new
unresolvedTcp Cap Corp	0.00%	12,200	$205,000	trimmed−67%	−0.01 pp	2 q
ALLEAllegion Public Limited Company	0.00%	5,000	$221,000	new	0.00 pp	new
JNJJohnson & Johnson	—	−1,267,000	—	exited	−1.78 pp	—
STZConstellation Brands, Inc.	—	−1,322,000	—	exited	−1.23 pp	—
CXCemex S.A.B. de C.V.	—	−6,500,000	—	exited	−1.18 pp	—
unresolvedMeadwestvaco Corp	—	−1,829,858	—	exited	−1.14 pp	—
unresolvedSpreadtrum Communications In	—	−1,900,000	—	exited	−0.94 pp	—
NBISNebius Group N.V. Class A	—	−1,500,000	—	exited	−0.89 pp	—
BLQADBlackrock Inc	—	−182,590	—	exited	−0.80 pp	—
IVZInvesco LTD	—	−1,322,270	—	exited	−0.68 pp	—
DXJWisdomTree Japan Hedged Equity Fund	—	−800,000	—	exited	−0.62 pp	—
unresolvedLsi Corporation	—	−4,366,666	—	exited	−0.55 pp	—
BENFranklin Templeton, Inc.	—	−573,100	—	exited	−0.47 pp	—
IPInternational Paper Co.	—	−571,403	—	exited	−0.42 pp	—
unresolvedThe Adt Corporation	—	−575,000	—	exited	−0.38 pp	—
TROWT Rowe Price Group Inc	—	−314,000	—	exited	−0.37 pp	—
unresolvedHertz Global Holdings Inc	—	−969,379	—	exited	−0.35 pp	—
unresolvedConstant Contact Inc	—	−804,600	—	exited	−0.31 pp	—
General Motors Coconvertible	—	−350,700	—	exited	−0.29 pp	—
unresolvedBaker Hughes Inc.	—	−350,791	—	exited	−0.28 pp	—
unresolvedYouku Inc ADR	—	−620,000	—	exited	−0.28 pp	—
SPYState Street SPDR S&P 500 ETF Trust	—	−91,734	—	exited	−0.25 pp	—
unresolvedBarclays Bk PLC	—	−1,000,000	—	exited	−0.24 pp	—
MCPMolycorp Inc Com Stk	—	−2,200,000	—	exited	−0.23 pp	—
VVISA Inc.	—	−67,801	—	exited	−0.21 pp	—
OPLNOPENLANE, Inc	—	−420,800	—	exited	−0.19 pp	—
OGEOGE Energy Corp.	—	−329,964	—	exited	−0.19 pp	—
unresolvedMead Johnson Nut'n Co	—	−148,920	—	exited	−0.18 pp	—
unresolvedTivo Inc	—	−700,000	—	exited	−0.14 pp	—
SLCAU.s. Silica Holdings, Inc.	—	−350,000	—	exited	−0.14 pp	—
unresolvedMadison Square Garden Co	—	−135,200	—	exited	−0.13 pp	—
unresolvedRestoration Hardware Hldgs I	—	−100,000	—	exited	−0.10 pp	—
AMTTd Ameritrade Holding Corp	—	−232,000	—	exited	−0.10 pp	—
unresolvedWhiting Pete Corp New	—	−85,000	—	exited	−0.08 pp	—
ADSKAutodesk Inc	—	−100,000	—	exited	−0.07 pp	—
YUMEYuMe, Inc.	—	−400,000	—	exited	−0.07 pp	—
unresolvedBerry Pete Co	—	−85,000	—	exited	−0.06 pp	—
NTESNetEase, inc.	—	−50,000	—	exited	−0.06 pp	—
unresolvedViropharma Inc	—	−100,000	—	exited	−0.06 pp	—
unresolvedWestport Innovations Inc US	—	−153,200	—	exited	−0.06 pp	—
CTRPTrip.com Group Limited	—	−50,000	—	exited	−0.05 pp	—
ANFAbercrombie & Fitch Co.	—	−75,000	—	exited	−0.04 pp	—
QH9Adtran Inc	—	−100,000	—	exited	−0.04 pp	—
JKSJinkosolar Holdings Co	—	−121,400	—	exited	−0.04 pp	—
unresolvedPerrigo Co	—	−19,000	—	exited	−0.04 pp	—
XPOXPO, Inc.	—	−100,000	—	exited	−0.04 pp	—
unresolvedFranks Intl N V	—	−90,000	—	exited	−0.04 pp	—
ALLThe Allstate Corporation	—	−41,500	—	exited	−0.03 pp	—
ARCCAres Capital Corporation	—	−113,900	—	exited	−0.03 pp	—
unresolvedFifth Street Finance Corp	—	−180,600	—	exited	−0.03 pp	—
FIVEFive Below, Inc.	—	−41,200	—	exited	−0.03 pp	—
FLRFluor Corporation	—	−29,282	—	exited	−0.03 pp	—
GILDGilead Sciences Inc	—	−25,000	—	exited	−0.03 pp	—
unresolvedMarketo Inc	—	−60,000	—	exited	−0.03 pp	—
unresolvedNovavax Inc	—	−573,000	—	exited	−0.03 pp	—
unresolvedPandora Media Inc	—	−78,000	—	exited	−0.03 pp	—
SSNCSS&C Technologies Inc	—	−50,700	—	exited	−0.03 pp	—
SSTKShutterstock, Inc.	—	−23,200	—	exited	−0.03 pp	—
unresolvedUIL Holdings Corporation	—	−50,300	—	exited	−0.03 pp	—
WRWestar Energy Inc	—	−64,100	—	exited	−0.03 pp	—
unresolvedFleetmatics Group PLC	—	−41,700	—	exited	−0.03 pp	—
unresolvedAce Ltd	—	−21,000	—	exited	−0.03 pp	—
unresolvedDryships Inc	—	−590,278	—	exited	−0.03 pp	—
unresolvedAltisource Residential Corp	—	−60,700	—	exited	−0.02 pp	—
AIGAmerican International Group, Inc.	—	−25,000	—	exited	−0.02 pp	—
unresolvedCst Brands Inc	—	−34,000	—	exited	−0.02 pp	—
unresolvedLinkedin Corp Cl A	—	−5,000	—	exited	−0.02 pp	—
unresolvedSynageva Biopharma Corp	—	−17,700	—	exited	−0.02 pp	—
unresolvedTextura Corp	—	−25,700	—	exited	−0.02 pp	—
CLDTChatham Lodging Trust	—	−20,600	—	exited	−0.01 pp	—
unresolvedEmerald Oil Inc	—	−126,400	—	exited	−0.01 pp	—
unresolvedHewlett Packard Co	—	−22,800	—	exited	−0.01 pp	—
unresolvedInvensense Inc	—	−27,848	—	exited	−0.01 pp	—
MICMacquarie Infrastructure Hol	—	−7,800	—	exited	−0.01 pp	—
unresolvedWinthrop Rlty Tr	—	−47,386	—	exited	−0.01 pp	—
YELPYelp Inc.	—	−10,000	—	exited	−0.01 pp	—
ASCArdmore Shipping Corporation	—	−75,000	—	exited	−0.01 pp	—
unresolvedBaltic Trading Ltd	—	−117,600	—	exited	−0.01 pp	—
unresolvedNavios Maritime Partners L P	—	−53,600	—	exited	−0.01 pp	—

Other 13(f) securities

Options 29

Contract	% of notional	Shares	Notional
SPY PUT	51.49%	7,090,000	$1.3B
XLE PUT	15.66%	4,500,000	$398M
DISH CALL	4.73%	2,077,000	$120M
SPY CALL	2.94%	405,000	$75M
CCJ CALL	2.81%	3,436,500	$71M
Alcoa Inc. PUT	2.30%	5,491,900	$58M
GM CALL	2.28%	1,419,500	$58M
TEVA CALL	2.25%	1,425,000	$57M
HAL CALL	2.10%	1,050,000	$53M
PXD CALL	1.63%	225,000	$41M
ABX CALL	1.40%	2,020,000	$36M
SU CALL	1.34%	975,000	$34M
Time Warner Cable Inc CALL	1.33%	250,000	$34M
NBL CALL	1.04%	390,000	$27M
CAT PUT	1.01%	283,000	$26M
Energen Corp CALL	1.00%	360,000	$25M
Mkt Vectors Gld Miners ETF CALL	1.00%	1,200,000	$25M
CTXS CALL	0.99%	400,000	$25M
Chicago Bridge & Iron Co N V PUT	0.65%	200,000	$17M
RRC CALL	0.50%	150,000	$13M
MRK CALL	0.25%	129,300	$6M
ZTS CALL	0.24%	186,000	$6M
CSCO CALL	0.22%	250,000	$6M
MOS CALL	0.22%	119,800	$6M
MSFT CALL	0.19%	126,500	$5M
EBAY CALL	0.15%	71,500	$4M
ACTG PUT	0.11%	190,000	$3M
Magnum Hunter Res Corp DEL CALL	0.11%	400,000	$3M
A CALL	0.04%	17,500	$1M

Notes 11

Issue	% of notes	Principal	Value
Cloud Software Grp LLC	20.95%	308,614,000	$311M
Digital River Inc	18.19%	270,875,000	$270M
Hologic Inc	15.00%	211,367,000	$222M
Rovi Corp	14.27%	209,029,000	$212M
Webmd Health Corp	12.19%	179,530,000	$181M
Quantum Corp	8.83%	130,980,000	$131M
Webmd Health Corp	5.51%	82,768,000	$82M
Ciena Corp	3.88%	56,000,000	$58M
Cisco Systems Inc	0.41%	5,982,000	$6M
Nuance Communications	0.40%	6,000,000	$6M
Digital River Inc	0.38%	5,683,000	$6M

Source

Form: 13F-HR
Reading: 0 defects · 68 unresolved
Accession: 0001140361-14-007869
SEC cross-check: SEC data set not published yet

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