Soros Fund Management

Q1 2014 13F · by George Soros, founder

As of: Mar 31, 2014
Filed: May 15, 2014
US stock: $8.2B · prev $7.7B
Positions: 283 · prev 197
Options notional: $722M
Documents: 1· no amendments

Picture81.5% US stock

Mostly picture · of what this 13F reports is US stock

US stock listed on a US exchange 81.5%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 11.4%
Puts at notional value 4.9%
Calls at notional value 2.3%

Moves358 since the prior filing

+31.6 pp in · −31.3 pp out

New 151 +16.29 pp
Added 60 +15.30 pp
Trimmed 49 −16.84 pp
Exited 65 −14.43 pp

Options: 33 moves on a notional base, in the table below.

The book

Diversified · behaves like 63 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 140% a year, about 0.7 years per position

Low
Moderate
High

Top 5 positions18% of US stock

TEVA Teva Pharmaceutical Industries Limited added+1.79 pp added+1.796.6%
HLF Herbalife Ltd. added+0.15 pp added+0.153.4%
EQT Eqt Corp added+0.14 pp added+0.143.0%
HAL Halliburton Company trimmed−0.40 pp trimmed−0.402.6%
AGRO Adecoagro S.a. held held2.6%

Positions283 in this filing · 65 exited


TEVATeva Pharmaceutical Industries Limited	6.61%	10,310,041	$545M	added+11%	+1.79 pp	3 q
HLFHerbalife Ltd.	3.41%	4,901,337	$281M	added+53%	+0.15 pp	4 q
EQTEqt Corp	3.03%	2,573,814	$250M	added+3%	+0.14 pp	4 q
HALHalliburton Company	2.57%	3,596,353	$212M	trimmed−21%	−0.40 pp	3 q
AGROAdecoagro S.a.	2.57%	25,915,076	$211M	held	—	4 q
LBTYKLiberty Global Ltd. Class C	2.40%	4,856,402	$198M	added+40%	+0.51 pp	4 q
unresolvedCharter Comm's Inc	2.37%	1,583,288	$195M	added+10%	−0.17 pp	4 q
ESNTEssent Group LTD	2.06%	7,548,618	$170M	held	—	2 q
YPFYPF Sociedad Anonima	2.01%	5,312,308	$166M	added+27%	+0.23 pp	3 q
CTXSCitrix Systems Inc	1.98%	2,840,407	$163M	added×2.3	+0.97 pp	2 q
FDXFedEx Corporation	1.98%	1,232,974	$163M	trimmed−24%	−1.02 pp	3 q
unresolvedEnergen Corp	1.97%	2,005,519	$162M	added+5%	+0.23 pp	4 q
DISHDISH Network Corp.	1.88%	2,492,920	$155M	trimmed−26%	−0.65 pp	4 q
MSIMotorola Solutions, Inc. New	1.79%	2,299,335	$148M	added+45%	+0.41 pp	4 q
unresolvedPolycom Inc	1.57%	9,457,036	$130M	added+73%	+0.78 pp	2 q
unresolvedGoogle Inc.	1.56%	115,020	$128M	trimmed−26%	−0.68 pp	4 q
CZRCaesars Entertainment, Inc.	1.50%	6,514,783	$124M	added+1%	−0.29 pp	4 q
ZTSZoetis Inc.	1.48%	4,205,043	$122M	added+69%	+0.43 pp	4 q
ABXBarrick Mining Corporation	1.46%	6,770,100	$121M	added+7%	+0.03 pp	2 q
unresolvedLeucadia National	1.45%	4,282,343	$120M	held	—	2 q
unresolvedPenn Va Corp	1.27%	6,003,509	$105M	added+3%	+0.56 pp	4 q
GMGeneral Motors Company	1.25%	3,002,608	$103M	trimmed−39%	−1.33 pp	4 q
unresolvedMonster Beverage Corp	1.23%	1,463,415	$102M	added×3.9	+0.90 pp	2 q
SYKStryker Corporation	1.09%	1,098,618	$90M	added×2.4	+0.65 pp	2 q
unresolvedCaesars Acquisition Co	1.06%	6,174,465	$88M	held	—	2 q
SEMGSemgroup Corp-class A	1.02%	1,281,411	$84M	added+8%	+0.02 pp	4 q
CCJCameco Corporation	0.96%	3,457,975	$79M	added+30%	+0.24 pp	4 q
unresolvedSBA Comms Corp	0.89%	809,381	$74M	trimmed−12%	−0.18 pp	3 q
unresolvedMonsanto Co	0.88%	636,512	$72M	trimmed−46%	−0.88 pp	3 q
CMCSAComcast Corp	0.87%	1,437,626	$72M	added×5.3	+0.69 pp	4 q
VIPSVipshop Holdings Limited	0.86%	475,000	$71M	added×2.3	+0.64 pp	3 q
unresolvedWestern Refng Inc	0.86%	1,826,267	$70M	added+85%	+0.32 pp	2 q
unresolvedBaker Hughes Inc.	0.82%	1,039,662	$68M	new	+0.82 pp	new
LORLLoral Space and Communications, Inc.	0.80%	930,292	$66M	added+18%	−0.02 pp	4 q
CHDNChurchill Downs Inc	0.78%	704,839	$64M	held	—	4 q
unresolvedSolarwinds Inc	0.78%	1,500,000	$64M	trimmed−5%	+0.01 pp	3 q
unresolvedExar Corp	0.72%	4,964,428	$59M	trimmed−17%	−0.19 pp	4 q
unresolvedMagnum Hunter Res Corp DEL	0.70%	6,783,374	$58M	added×2.5	+0.44 pp	4 q
unresolvedTibco Software Inc	0.68%	2,773,186	$56M	added+52%	+0.15 pp	4 q
unresolvedWalgreen Co	0.68%	850,000	$56M	added+65%	+0.30 pp	3 q
NICENICE Ltd	0.65%	1,206,666	$54M	added+93%	+0.32 pp	4 q
NXPINXP Semiconductors N.V.	0.65%	917,690	$54M	added×3.9	+0.51 pp	4 q
DALDelta Air Lines, Inc.	0.64%	1,516,586	$53M	trimmed−5%	+0.08 pp	2 q
unresolvedRf Microdevices Inc	0.64%	6,667,106	$53M	new	+0.64 pp	new
DVNDevon Energy Corporation	0.62%	758,160	$51M	new	+0.62 pp	new
MLCOMelco Resorts & Entertainment Limited	0.61%	1,295,000	$50M	added×4.2	+0.46 pp	2 q
unresolvedSpansion Inc	0.61%	2,866,666	$50M	new	+0.61 pp	new
unresolvedDelphi Automotive PLC	0.61%	741,358	$50M	held	—	4 q
AAPLApple Inc.	0.58%	88,670	$48M	trimmed−69%	−1.52 pp	4 q
ABTAbbott Laboratories	0.57%	1,222,181	$47M	added+26%	+0.09 pp	4 q
MPCMarathon Petroleum Corporation	0.56%	525,857	$46M	new	+0.56 pp	new
unresolvedDirectv	0.54%	583,453	$45M	added+16%	+0.09 pp	4 q
CDNSCadence Design Systems	0.51%	2,690,866	$42M	added+24%	+0.12 pp	2 q
MDLZMondelez International, Inc. Class A	0.51%	1,206,731	$42M	added+44%	+0.13 pp	4 q
CNPCenterPoint Energy, Inc.	0.50%	1,737,586	$41M	added×9.3	+0.44 pp	2 q
unresolvedTw Telecom Inc	0.50%	1,330,410	$42M	trimmed−10%	−0.08 pp	4 q
CTRPTrip.com Group Limited	0.48%	784,400	$40M	new	+0.48 pp	new
INTCIntel Corp	0.47%	1,500,000	$39M	trimmed−26%	−0.21 pp	4 q
PSXPhillips 66	0.44%	470,288	$36M	new	+0.44 pp	new
unresolvedVeris Residential Inc	0.43%	1,709,289	$36M	new	+0.43 pp	new
IVZInvesco LTD	0.43%	948,014	$35M	new	+0.43 pp	new
AVBAvalonBay Communities, Inc.	0.41%	257,988	$34M	new	+0.41 pp	new
unresolvedAmerican Capital Agency Corp	0.40%	1,517,259	$33M	held	—	3 q
MBIMBIA Inc.	0.40%	2,380,196	$33M	new	+0.40 pp	new
unresolvedRetailmenot Inc	0.40%	1,017,501	$33M	trimmed−8%	−0.01 pp	3 q
VCVisteon Corporation	0.40%	374,350	$33M	held	—	4 q
VNOVornado Realty Trust	0.40%	338,068	$33M	added×4.0	+0.30 pp	2 q
unresolvedKraft Foods Group Inc	0.39%	576,133	$32M	held	—	4 q
VVISA Inc.	0.39%	150,000	$32M	new	+0.39 pp	new
ROVIRovi Corporation Com Stk (De)	0.38%	1,382,077	$31M	added×3.7	+0.29 pp	2 q
unresolvedClicksoftware Technologies L	0.38%	3,130,000	$32M	held	—	4 q
unresolvedAltera Corp	0.35%	800,000	$29M	added×16.0	+0.33 pp	2 q
FFIVF5, Inc.	0.35%	270,000	$29M	trimmed−17%	−0.03 pp	2 q
unresolvedBrocade Communications Sys I	0.34%	2,666,666	$28M	added×12.9	+0.32 pp	4 q
CIENCiena Corporation	0.34%	1,223,000	$28M	added+75%	+0.12 pp	2 q
HSTHost Hotels & Resorts, Inc.	0.33%	1,353,417	$27M	added+72%	+0.13 pp	2 q
unresolvedMkt Vectors Gld Miners ETF	0.33%	1,158,085	$27M	added+19%	+0.07 pp	3 q
BIDUBaidu, Inc.	0.32%	175,000	$27M	added+84%	+0.10 pp	4 q
unresolvedCBS Corp	0.31%	415,697	$26M	added×16.6	+0.29 pp	4 q
CNQCanadian Natural Resources Limited	0.31%	666,576	$26M	new	+0.31 pp	new
VISNVistance Networks, Inc.	0.31%	1,021,850	$25M	new	+0.31 pp	new
CRMSalesforce, Inc.	0.31%	450,000	$26M	added×3.6	+0.22 pp	3 q
AALAmerican Airlines Group Inc.	0.30%	675,930	$25M	trimmed−64%	−0.31 pp	2 q
AMTAmerican Tower Corporation	0.30%	299,673	$25M	trimmed−68%	−0.67 pp	3 q
NOKNokia Corporation	0.29%	3,251,910	$24M	new	+0.29 pp	new
VLOValero Energy Corporation	0.29%	446,015	$24M	new	+0.29 pp	new
unresolvedSodastream International Ltd	0.29%	550,000	$24M	new	+0.29 pp	new
CYCypress Semiconductor	0.28%	2,266,666	$23M	new	+0.28 pp	new
AGOAssured Guaranty, LTD	0.28%	912,800	$23M	new	+0.28 pp	new
unresolvedEmulex Corp	0.26%	2,866,666	$21M	added+72%	+0.11 pp	2 q
unresolvedMarket Vectors ETF Tr	0.26%	604,277	$22M	added+6%	+0.03 pp	3 q
unresolvedValeant Pharmaceuticals Intl	0.26%	165,411	$22M	new	+0.26 pp	new
2663134DBitauto Holdings Ltd-adr	0.25%	565,000	$20M	trimmed−44%	−0.17 pp	2 q
unresolvedVantiv Inc	0.25%	690,800	$21M	new	+0.25 pp	new
XLEState Street Energy Select Sector SPDR ETF	0.24%	225,000	$20M	new	+0.24 pp	new
unresolvedBarclays Bk PLC	0.23%	450,000	$19M	new	+0.23 pp	new
MAMastercard Incorporated	0.23%	250,000	$19M	new	+0.23 pp	new
YRIYamana Gold Inc	0.23%	2,164,906	$19M	new	+0.23 pp	new
ABBVAbbvie Inc.	0.22%	350,000	$18M	trimmed−70%	−0.56 pp	4 q
BABoeing Company	0.22%	145,855	$18M	trimmed−20%	−0.10 pp	4 q
PXDPioneer Natural Resource Co.	0.22%	95,696	$18M	trimmed−90%	−2.12 pp	4 q
TRQTurquoise Hill Resources Ltd	0.22%	5,428,800	$18M	trimmed−2%	−0.02 pp	4 q
BAPCredicorp LTD	0.22%	129,800	$18M	held	—	3 q
ATMLAtmel Corp	0.21%	2,066,666	$17M	new	+0.21 pp	new
unresolvedHillshire Brands Co	0.21%	454,364	$17M	added+11%	+0.03 pp	4 q
INTUIntuit Inc	0.21%	225,000	$17M	added+50%	+0.06 pp	3 q
MSFTMicrosoft Corp	0.21%	412,460	$17M	trimmed−84%	−1.03 pp	3 q
unresolvedAshland Inc New	0.20%	167,777	$17M	new	+0.20 pp	new
PBRPetroleo Brasileiro S.a.-petrobras	0.20%	1,231,659	$16M	new	+0.20 pp	new
DATATableau Software, Inc.	0.20%	221,000	$17M	added+26%	+0.04 pp	4 q
UNHUNITEDHEALTH GROUP INCORPORATED (Delaware)	0.20%	196,400	$16M	new	+0.20 pp	new
unresolvedHarman Intl Inds Inc	0.19%	150,000	$16M	trimmed−14%	+0.01 pp	3 q
PEPPepsiCo, Inc.	0.19%	191,226	$16M	held	—	4 q
VRSKVerisk Analytics, Inc.	0.19%	256,684	$15M	added+4%	−0.02 pp	4 q
AL1Sumisho Air Lease Corp	0.18%	400,000	$15M	trimmed−50%	−0.14 pp	3 q
BXMTBlackstone Mortgage Trust, Inc. (NEW)	0.18%	518,990	$15M	new	+0.18 pp	new
DGDollar General Corp.	0.18%	269,428	$15M	added×2.1	+0.08 pp	2 q
RHTRed Hat Inc	0.18%	275,000	$15M	trimmed−83%	−1.01 pp	4 q
TERTeradyne, Inc.	0.18%	765,890	$15M	new	+0.18 pp	new
unresolvedInformatica Corp	0.17%	380,000	$14M	new	+0.17 pp	new
IRBTiRobot Corporation	0.17%	337,209	$14M	new	+0.17 pp	new
OGEOGE Energy Corp.	0.17%	382,000	$14M	new	+0.17 pp	new
OPKOpko Health Inc.	0.17%	1,494,800	$14M	added+77%	+0.08 pp	3 q
SUNEQSunedison Inc	0.17%	750,000	$14M	held	—	2 q
UALUnited Airlines Holdings, Inc.	0.17%	307,497	$14M	trimmed−57%	−0.18 pp	2 q
unresolvedUnwired Planet Inc New	0.17%	6,451,979	$14M	held	—	4 q
ENDPQEndo International PLC	0.17%	198,503	$14M	new	+0.17 pp	new
CSTMConstellium SE Class A	0.17%	468,136	$14M	new	+0.17 pp	new
AEMAgnico Eagle Mines Ltd.	0.16%	447,525	$14M	new	+0.16 pp	new
EBAYeBay Inc	0.16%	241,500	$13M	added+51%	+0.05 pp	2 q
unresolvedRite Aid Corp	0.16%	2,043,700	$13M	new	+0.16 pp	new
PRGOPerrigo Company PLC	0.16%	85,000	$13M	new	+0.16 pp	new
unresolvedPmc-sierra Inc	0.15%	1,666,666	$13M	trimmed−38%	−0.07 pp	2 q
EXTRExtreme Networks	0.14%	1,966,666	$11M	added×11.8	+0.12 pp	4 q
unresolvedLumos Networks Corp	0.14%	850,140	$11M	added+25%	−0.04 pp	4 q
RDNRadian Group Inc.	0.14%	773,200	$12M	trimmed−54%	−0.17 pp	3 q
ALLEAllegion Public Limited Company	0.14%	214,353	$11M	added×42.9	+0.14 pp	2 q
CMAComerica Incorporated	0.13%	212,310	$11M	new	+0.13 pp	new
18614USDGoldcorp Inc	0.13%	442,172	$11M	new	+0.13 pp	new
MRCYMercury Systems Inc.	0.13%	836,666	$11M	trimmed−22%	−0.02 pp	4 q
PNCPNC Financial Services Group	0.13%	125,000	$11M	new	+0.13 pp	new
PAASPan American Silver Corp.	0.13%	804,900	$10M	new	+0.13 pp	new
SQMSociedad Quimica y Minera de Chile SA	0.13%	350,000	$11M	new	+0.13 pp	new
URIUnited Rentals, Inc.	0.13%	115,999	$11M	new	+0.13 pp	new
unresolvedWellpoint Inc	0.13%	110,000	$11M	new	+0.13 pp	new
DFSDiscover Financial Services	0.12%	175,000	$10M	new	+0.12 pp	new
unresolvedE M C Corp Mass	0.12%	360,490	$10M	new	+0.12 pp	new
JNJJohnson & Johnson	0.12%	102,500	$10M	new	+0.12 pp	new
KSSKohls Corporation	0.12%	180,000	$10M	new	+0.12 pp	new
unresolvedFreescale Semiconductor Ltd	0.12%	400,000	$10M	new	+0.12 pp	new
unresolvedLions Gate Entmnt Corp	0.11%	336,364	$9M	trimmed−19%	−0.06 pp	4 q
unresolvedPriceline Grp Inc	0.11%	7,500	$9M	trimmed−53%	−0.13 pp	3 q
unresolvedSilver Wheaton (Nys)	0.11%	400,000	$9M	new	+0.11 pp	new
SINASina Corp	0.11%	150,000	$9M	new	+0.11 pp	new
AREAlexandria Real Estate Equities, Inc.	0.10%	117,837	$9M	new	+0.10 pp	new
unresolvedCrown Castle Intl Corp	0.10%	85,000	$9M	held	—	2 q
unresolvedDigital Riv Inc	0.10%	466,666	$8M	new	+0.10 pp	new
unresolvedGlobal Eagle Entmt Inc	0.10%	508,700	$8M	trimmed−37%	−0.06 pp	4 q
VNETVNET Group, Inc.	0.10%	280,000	$8M	new	+0.10 pp	new
unresolvedCrwn Castle Int'l Corp.	0.09%	100,000	$7M	trimmed−90%	−0.83 pp	3 q
GOGOGogo Inc.	0.09%	350,000	$7M	new	+0.09 pp	new
ILMNIllumina Inc	0.09%	50,102	$7M	added×5.0	+0.08 pp	4 q
unresolvedMazor Robotics Ltd	0.09%	345,665	$7M	new	+0.09 pp	new
unresolvedActavis PLC	0.09%	35,000	$7M	added+40%	+0.04 pp	2 q
unresolvedAurico Gold Inc	0.08%	1,587,650	$7M	new	+0.08 pp	new
FNVFranco-Nevada Corporation	0.08%	145,000	$7M	new	+0.08 pp	new
IGFiShares Global Infrastructure ETF	0.08%	150,000	$6M	added×2.3	+0.05 pp	2 q
JBLUJetBlue Airways Corp	0.08%	750,000	$7M	new	+0.08 pp	new
MTGMGIC Investment Corp.	0.08%	800,000	$7M	new	+0.08 pp	new
CHKPCheck Point Software Technologies Ltd	0.08%	100,000	$7M	new	+0.08 pp	new
unresolvedB/E Aerospace Inc	0.07%	70,159	$6M	new	+0.07 pp	new
MUMicron Technology, Inc.	0.07%	250,000	$6M	added+25%	+0.01 pp	4 q
NGDNew Gold Inc.	0.07%	1,156,204	$6M	new	+0.07 pp	new
unresolvedYahoo Inc	0.07%	150,000	$5M	trimmed−25%	−0.03 pp	2 q
unresolvedAudience Inc	0.06%	408,711	$5M	trimmed−3%	0.00 pp	2 q
CXCemex S.A.B. de C.V.	0.06%	402,720	$5M	new	+0.06 pp	new
unresolvedDu Pont E I De Nemours & Co	0.06%	77,017	$5M	new	+0.06 pp	new
NUANNuance Communications, Inc.	0.06%	266,666	$5M	new	+0.06 pp	new
SPYState Street SPDR S&P 500 ETF Trust	0.06%	24,287	$5M	new	+0.06 pp	new
American Airlines Groupconvertible	0.05%	142,283	$4M	new	+0.05 pp	new
unresolvedAngie's List	0.05%	350,000	$4M	trimmed−65%	−0.15 pp	4 q
unresolvedARIAD Pharms Inc	0.05%	500,000	$4M	trimmed−74%	−0.12 pp	2 q
EMNEastman Chemical Company	0.05%	50,328	$4M	trimmed−58%	−0.07 pp	2 q
HDHome Depot, Inc.	0.05%	50,000	$4M	new	+0.05 pp	new
unresolvedViolin Memory Inc	0.05%	1,016,666	$4M	trimmed−19%	−0.01 pp	2 q
YELPYelp Inc.	0.05%	50,000	$4M	new	+0.05 pp	new
ADSKAutodesk Inc	0.04%	75,000	$4M	new	+0.04 pp	new
unresolvedVelocityshares Daily Inverse Vix Short Term Etn	0.04%	100,000	$3M	new	+0.04 pp	new
unresolvedCubist Pharms Inc.	0.04%	50,000	$4M	trimmed−65%	−0.09 pp	4 q
METAMeta Platforms, Inc. Class A	0.04%	50,000	$3M	added+38%	+0.01 pp	3 q
GILDGilead Sciences Inc	0.04%	50,000	$4M	new	+0.04 pp	new
SPLKSplunk Inc	0.04%	41,000	$3M	new	+0.04 pp	new
unresolvedNorth Atlantic Drilling	0.04%	399,500	$4M	new	+0.04 pp	new
unresolvedScorpio Tankers Inc	0.04%	300,000	$3M	new	+0.04 pp	new
AIGAmerican International Group, Inc.	0.03%	45,000	$2M	new	+0.03 pp	new
BIIBBiogen Inc.	0.03%	7,500	$2M	new	+0.03 pp	new
BLQADBlackrock Inc	0.03%	8,000	$3M	new	+0.03 pp	new
CMECME Group Inc.	0.03%	30,000	$2M	held	—	4 q
EXKExact Sciences Corp	0.03%	200,000	$3M	new	+0.03 pp	new
unresolvedFEI Company	0.03%	20,100	$2M	new	+0.03 pp	new
unresolvedPandora Media Inc	0.03%	75,000	$2M	new	+0.03 pp	new
unresolvedSanDisk Corp	0.03%	30,000	$2M	trimmed−40%	−0.02 pp	2 q
unresolvedSupertex Inc	0.03%	66,666	$2M	trimmed−60%	−0.02 pp	4 q
unresolvedTasman Metals Ord (Cve)	0.03%	1,666,666	$2M	held	—	4 q
YUMEYuMe, Inc.	0.03%	375,000	$3M	new	+0.03 pp	new
AMGAffiliated Managers Group	0.02%	10,000	$2M	held	—	4 q
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.02%	242,311	$2M	trimmed−20%	−0.03 pp	2 q
ESSEssex Property Trust, Inc	0.02%	12,100	$2M	new	+0.02 pp	new
FSLRFirst Solar, Inc.	0.02%	25,000	$2M	new	+0.02 pp	new
INCYIncyte Genomics Inc	0.02%	23,200	$1M	new	+0.02 pp	new
unresolvedIng U S Inc	0.02%	39,100	$1M	new	+0.02 pp	new
LNCLincoln National Corp.	0.02%	36,000	$2M	new	+0.02 pp	new
unresolvedTesoro Corp	0.02%	29,357	$1M	new	+0.02 pp	new
LBTYALiberty Global Ltd. Class A	0.02%	38,000	$2M	trimmed−97%	−1.29 pp	4 q
unresolvedActuate Corp	0.01%	117,576	$708,000	trimmed−43%	−0.01 pp	4 q
unresolvedAdept Technology Inc	0.01%	37,300	$709,000	new	+0.01 pp	new
unresolvedAlbany Molecular Resh Inc	0.01%	48,700	$905,000	new	+0.01 pp	new
unresolvedArrowhead Resh Corp	0.01%	44,200	$726,000	new	+0.01 pp	new
ATHXAthersys, Inc.	0.01%	157,000	$509,000	new	+0.01 pp	new
BCRXBioCryst Pharmaceuticals Inc	0.01%	59,700	$632,000	new	+0.01 pp	new
BEATBiotelemetry Inc	0.01%	74,600	$753,000	new	+0.01 pp	new
unresolvedBioamber Inc	0.01%	194,000	$413,000	held	—	4 q
unresolvedCui Global Inc	0.01%	43,900	$483,000	new	+0.01 pp	new
CLFDClearfield, Inc.	0.01%	24,800	$573,000	new	+0.01 pp	new
unresolvedColfax Corp	0.01%	7,200	$514,000	new	+0.01 pp	new
unresolvedDatawatch Corp	0.01%	15,500	$420,000	new	+0.01 pp	new
unresolvedDot Hill Sys Corp	0.01%	128,300	$497,000	new	+0.01 pp	new
KODKEastman Kodak Company	0.01%	19,228	$642,000	held	—	2 q
unresolvedFlexion Therapeutics Inc	0.01%	30,000	$494,000	new	+0.01 pp	new
GALTGalectin Therapeutics Inc.	0.01%	48,200	$738,000	new	+0.01 pp	new
GNWGenworth Financial, Inc.	0.01%	29,300	$519,000	new	+0.01 pp	new
unresolvedGigamon Inc	0.01%	25,000	$760,000	new	+0.01 pp	new
HBANHuntington Bancshares Inc	0.01%	51,500	$513,000	new	+0.01 pp	new
IBCPIndependent Bank Corp.	0.01%	33,000	$428,000	new	+0.01 pp	new
unresolvedInvensense Inc	0.01%	51,811	$1M	new	+0.01 pp	new
KNKnowles Corporation	0.01%	13,537	$427,000	new	+0.01 pp	new
LEELee Enterprises, Inc.	0.01%	107,800	$482,000	new	+0.01 pp	new
MPAAMotorcar Parts of America, Inc.	0.01%	30,500	$810,000	new	+0.01 pp	new
unresolvedNeuralstem Inc	0.01%	191,600	$803,000	new	+0.01 pp	new
NWBONorthwest Biothrputcs Inc	0.01%	109,500	$793,000	new	+0.01 pp	new
OCLROclaro Inc	0.01%	218,100	$676,000	new	+0.01 pp	new
unresolvedPain Therapeutics Inc	0.01%	103,700	$570,000	new	+0.01 pp	new
PPCPilgrims Pride Corporation	0.01%	55,918	$1M	new	+0.01 pp	new
QUIKQuickLogic Corp	0.01%	131,700	$686,000	new	+0.01 pp	new
unresolvedSfx Entmt Inc	0.01%	142,072	$1M	new	+0.01 pp	new
SRPTSarepta Therapeutics,, Inc.	0.01%	25,000	$601,000	trimmed−89%	−0.05 pp	4 q
unresolvedSenomyx	0.01%	56,300	$601,000	new	+0.01 pp	new
unresolvedTowerstream Corp	0.01%	431,800	$1M	held	—	4 q
VRTXVertex Pharmaceuticals Inc	0.01%	10,000	$707,000	new	+0.01 pp	new
unresolvedVitesse Semiconductor Corp	0.01%	103,800	$436,000	new	+0.01 pp	new
WLKWestlake Corporation	0.01%	7,800	$516,000	new	+0.01 pp	new
ZNGAZynga Inc. Cl A	0.01%	250,000	$1M	trimmed−88%	−0.09 pp	2 q
JAZZJazz Pharmaceuticals, Inc.	0.01%	3,600	$499,000	new	+0.01 pp	new
MANUManchester United PLC	0.01%	69,703	$1M	trimmed−90%	−0.13 pp	4 q
NCLHNorwegian Cruise Line Holdings Ltd.	0.01%	15,300	$494,000	new	+0.01 pp	new
SIGSignet Jewelers Limited	0.01%	4,800	$508,000	new	+0.01 pp	new
unresolvedBaltic Trading Ltd	0.01%	112,300	$709,000	new	+0.01 pp	new
AYIAcuity Inc.	0.00%	2,400	$318,000	new	0.00 pp	new
AGENAgenus Inc.	0.00%	102,200	$324,000	new	0.00 pp	new
ALNYAlnylam Pharmaceuticals, Inc.	0.00%	3,092	$208,000	new	0.00 pp	new
unresolvedAmbit Biosciences Corp	0.00%	25,300	$231,000	new	0.00 pp	new
1885807DAthenahealth Inc	0.00%	2,100	$337,000	new	0.00 pp	new
unresolvedBiota Pharmaceutials Inc	0.00%	39,500	$241,000	new	0.00 pp	new
CSGPCoStar Group Inc	0.00%	1,700	$317,000	new	0.00 pp	new
unresolvedCytrx Corp	0.00%	81,800	$285,000	new	0.00 pp	new
unresolvedDiscovery Laboratories Inc N	0.00%	166,400	$358,000	new	0.00 pp	new
DXYNDixie Group Inc	0.00%	18,800	$309,000	new	0.00 pp	new
unresolvedEastman Kodak Co	0.00%	6,681	$122,000	held	—	2 q
unresolvedEastman Kodak Co	0.00%	6,681	$114,000	held	—	2 q
unresolvedEmpire Resorts Inc	0.00%	24,800	$175,000	new	0.00 pp	new
STAYExtended Stay America, Inc. Paired Share	0.00%	16,000	$364,000	new	0.00 pp	new
HAINHain Celestial Group Inc	0.00%	3,200	$293,000	new	0.00 pp	new
unresolvedHansen Medical Inc	0.00%	120,000	$312,000	new	0.00 pp	new
IIIInformation Services Group, Inc.	0.00%	62,400	$306,000	new	0.00 pp	new
unresolvedIsis Pharmaceuticals	0.00%	5,539	$239,000	new	0.00 pp	new
unresolvedMattson Technology Inc	0.00%	150,600	$349,000	new	0.00 pp	new
MIDDMiddleby Corp	0.00%	1,100	$291,000	new	0.00 pp	new
NSTGQNanoString Technologies, Inc.	0.00%	14,100	$291,000	new	0.00 pp	new
unresolvedOncothyreon Inc	0.00%	89,600	$268,000	new	0.00 pp	new
PTCPtc, Inc	0.00%	8,600	$305,000	new	0.00 pp	new
unresolvedParametric Sound Corp	0.00%	22,600	$318,000	new	0.00 pp	new
unresolvedRadio One Inc	0.00%	86,700	$411,000	new	0.00 pp	new
FNFabrinet	0.00%	12,700	$264,000	new	0.00 pp	new
JPMJPMorgan Chase & Co.	—	−2,841,233	—	exited	−2.14 pp	—
JCPJ.C. Penney Company, Inc.	—	−13,836,361	—	exited	−1.63 pp	—
CCitigroup Inc.	—	−2,283,813	—	exited	−1.54 pp	—
LYBLyondellBasell Industries N.V. Class A	—	−867,985	—	exited	−0.90 pp	—
QCOMQualcomm Inc	—	−703,230	—	exited	−0.67 pp	—
BACBank of America Corporation	—	−2,516,537	—	exited	−0.51 pp	—
ZIONZions Bancorporation N.A.	—	−1,192,100	—	exited	−0.46 pp	—
RFRegions Financial Corp.	—	−3,510,534	—	exited	−0.45 pp	—
GPORGulfport Energy Corporation	—	−474,802	—	exited	−0.39 pp	—
CRICarter's Inc.	—	−390,000	—	exited	−0.36 pp	—
SLBSLB Limited	—	−301,713	—	exited	−0.35 pp	—
SUSuncor Energy, Inc.	—	−628,450	—	exited	−0.28 pp	—
RRCRange Resources Corp	—	−249,940	—	exited	−0.27 pp	—
LENLennar Corporation Class A	—	−509,329	—	exited	−0.26 pp	—
NTAPNetApp, Inc	—	−450,000	—	exited	−0.24 pp	—
MOSThe Mosaic Company	—	−370,588	—	exited	−0.23 pp	—
unresolvedQlogic Corp	—	−1,466,666	—	exited	−0.22 pp	—
ORCLOracle Corp	—	−400,000	—	exited	−0.20 pp	—
unresolvedInterval Leisure Group Inc	—	−486,047	—	exited	−0.19 pp	—
TDGTransDigm Group Incorporated	—	−86,046	—	exited	−0.18 pp	—
AMZNAmazon.Com Inc	—	−32,500	—	exited	−0.17 pp	—
XLFState Street Financial Select Sector SPDR ETF	—	−600,000	—	exited	−0.17 pp	—
STWDStarwood Property Trust, Inc.	—	−488,261	—	exited	−0.17 pp	—
PDCEPDC Energy, Inc.	—	−233,561	—	exited	−0.16 pp	—
unresolvedDow Chemical Co	—	−265,890	—	exited	−0.15 pp	—
TG7Triumph Group Inc	—	−146,895	—	exited	−0.14 pp	—
unresolvedAllergan Inc	—	−90,000	—	exited	−0.13 pp	—
NFLXNetFlix Inc	—	−28,000	—	exited	−0.13 pp	—
TDCTeradata Corporation	—	−222,899	—	exited	−0.13 pp	—
unresolvedScorpio Bulkers Inc	—	−894,000	—	exited	−0.12 pp	—
CFCF Industries Holding, Inc.	—	−37,500	—	exited	−0.11 pp	—
unresolvedBroadcom Corp	—	−250,000	—	exited	−0.10 pp	—
MRKMerck & Co., Inc.	—	−150,000	—	exited	−0.10 pp	—
XYLXylem Inc	—	−226,328	—	exited	−0.10 pp	—
JNPJuniper Networks Inc	—	−300,000	—	exited	−0.09 pp	—
unresolvedLiberty Interactive Corp	—	−54,400	—	exited	−0.09 pp	—
COTYCoty Inc	—	−399,300	—	exited	−0.08 pp	—
BMYBristol-Myers Squibb Co.	—	−100,000	—	exited	−0.07 pp	—
unresolvedGeneral Electric Co	—	−200,000	—	exited	−0.07 pp	—
ONON Semiconductor Corp	—	−600,000	—	exited	−0.06 pp	—
SBSafe Bulkers, Inc.	—	−420,463	—	exited	−0.06 pp	—
unresolvedRex Energy Corporation	—	−195,000	—	exited	−0.05 pp	—
FFord Motor Company	—	−191,693	—	exited	−0.04 pp	—
unresolvedTime Warner Cable Inc	—	−25,000	—	exited	−0.04 pp	—
AMCXAMC Global Media Inc. Class A	—	−39,300	—	exited	−0.03 pp	—
CARAvis Budget Group, Inc.	—	−49,440	—	exited	−0.03 pp	—
HIGThe Hartford Insurance Group, Inc.	—	−60,000	—	exited	−0.03 pp	—
MMacy's Inc.	—	−50,000	—	exited	−0.03 pp	—
METMetLife, Inc.	—	−50,000	—	exited	−0.03 pp	—
WFCWells Fargo & Co.	—	−50,000	—	exited	−0.03 pp	—
XLNXXilinx Inc	—	−50,000	—	exited	−0.03 pp	—
RNRRenaissanceRe Holdings Ltd.	—	−25,000	—	exited	−0.03 pp	—
AFLAflac Inc.	—	−25,000	—	exited	−0.02 pp	—
ADBEAdobe Inc.	—	−25,000	—	exited	−0.02 pp	—
AAgilent Technologies Inc.	—	−24,425	—	exited	−0.02 pp	—
unresolvedJds Uniphase Corp	—	−100,000	—	exited	−0.02 pp	—
MFCManulife Financial Corp.	—	−75,000	—	exited	−0.02 pp	—
MDCOMedicines Co	—	−50,000	—	exited	−0.02 pp	—
PRUPrudential Financial, Inc.	—	−20,000	—	exited	−0.02 pp	—
VTYVerint Systems Inc	—	−36,666	—	exited	−0.02 pp	—
UNMUnum Group	—	−30,000	—	exited	−0.01 pp	—
DSXDiana Shipping, Inc.	—	−77,942	—	exited	−0.01 pp	—
unresolvedNavios Maritime Holdings Inc	—	−55,632	—	exited	−0.01 pp	—
unresolvedCA Inc	—	−6,666	—	exited	0.00 pp	—
unresolvedTcp Cap Corp	—	−12,200	—	exited	0.00 pp	—

Other 13(f) securities

Options 13

Contract	% of notional	Shares	Notional
SPY PUT	41.42%	1,600,000	$299M
IWM PUT	10.95%	680,000	$79M
CCJ CALL	10.89%	3,436,500	$79M
SPY CALL	9.19%	355,000	$66M
MRVL PUT	8.72%	4,000,000	$63M
CAT PUT	3.89%	283,000	$28M
PBR CALL	3.64%	2,000,000	$26M
XLE PUT	3.33%	270,000	$24M
JNP CALL	2.46%	690,000	$18M
GM CALL	1.86%	389,500	$13M
RDN CALL	1.63%	781,200	$12M
Level 3 Communications Inc CALL	1.40%	258,000	$10M
CTXS CALL	0.63%	79,000	$5M

Notes 9

Issue	% of notes	Principal	Value
Cloud Software Grp LLC	27.01%	308,614,000	$311M
Rovi Corp	19.10%	217,437,000	$220M
Hologic Inc	18.51%	200,367,000	$213M
Quantum Corp	11.36%	130,980,000	$131M
Digital River Inc	10.49%	120,875,000	$121M
Webmd Health Corp	9.37%	106,030,000	$108M
Ciena Corp	2.57%	29,000,000	$30M
Webmd Health Corp	1.05%	12,000,000	$12M
Nuance Communications	0.52%	6,000,000	$6M

Source

Form: 13F-HR
Reading: 0 defects · 108 unresolved
Accession: 0001140361-14-021633
SEC cross-check: SEC data set not published yet

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