Soros Fund Management
Picture
Moves
Options: 29 moves on a notional base, in the table below.
The book
- Very concentrated
- Concentrated
- Focused
- Diversified
- Low
- Moderate
- High
Top 5 positions
- trimmed+0.64
- new+4.48
- trimmed−0.40
- held
Positions
| YPFYPF Sociedad Anonima | 5.65% | 13,324,763 | $493M | trimmed−3% | +0.64 pp | 5 q |
| BABAAlibaba Group Holding Limited | 4.48% | 4,400,000 | $391M | new | +4.48 pp | new |
| TEVATeva Pharmaceutical Industries Limited | 3.84% | 6,231,722 | $335M | trimmed−14% | −0.40 pp | 5 q |
| unresolvedLevel 3 Communications Inc | 2.85% | 5,426,582 | $248M | added×3.0 | +1.98 pp | 2 q |
| AGROAdecoagro S.a. | 2.62% | 25,915,076 | $228M | held | — | 6 q |
| unresolvedYahoo Inc | 2.36% | 5,052,412 | $206M | new | +2.36 pp | new |
| AALAmerican Airlines Group Inc. | 2.28% | 5,600,744 | $199M | added×2.2 | +1.07 pp | 4 q |
| PSXPhillips 66 | 2.21% | 2,373,582 | $193M | added+92% | +1.11 pp | 3 q |
| EQTEqt Corp | 2.10% | 1,998,718 | $183M | added+19% | +0.10 pp | 6 q |
| ESNTEssent Group LTD | 1.85% | 7,548,618 | $162M | held | — | 4 q |
| unresolvedDow Chemical Co | 1.76% | 2,918,714 | $153M | added×3.5 | +1.29 pp | 2 q |
| MSIMotorola Solutions, Inc. New | 1.73% | 2,379,455 | $151M | added+30% | +0.37 pp | 6 q |
| ZTSZoetis Inc. | 1.71% | 4,031,735 | $149M | trimmed−8% | +0.14 pp | 6 q |
| unresolvedEnergen Corp | 1.63% | 1,964,234 | $142M | trimmed−11% | −0.54 pp | 6 q |
| unresolvedPolycom Inc | 1.62% | 11,472,120 | $141M | added+4% | +0.09 pp | 4 q |
| unresolvedTibco Software Inc | 1.60% | 5,914,634 | $140M | added+2% | +0.30 pp | 6 q |
| INTCIntel Corp | 1.55% | 3,889,382 | $135M | trimmed−0% | +0.21 pp | 6 q |
| AAPLApple Inc. | 1.32% | 1,139,991 | $115M | trimmed−38% | −0.57 pp | 6 q |
| CTXSCitrix Systems Inc | 1.29% | 1,570,620 | $112M | trimmed−28% | −0.22 pp | 4 q |
| SYKStryker Corporation | 1.27% | 1,368,566 | $111M | trimmed−18% | −0.30 pp | 4 q |
| GMGeneral Motors Company | 1.26% | 3,448,270 | $110M | trimmed−11% | −0.30 pp | 6 q |
| DISHDISH Network Corp. | 1.18% | 1,590,664 | $103M | trimmed−6% | −0.04 pp | 6 q |
| unresolvedLeucadia National | 1.17% | 4,282,343 | $102M | held | — | 4 q |
| AIGAmerican International Group, Inc. | 1.12% | 1,802,717 | $97M | held | — | 3 q |
| unresolvedWestern Refng Inc | 1.12% | 2,314,784 | $97M | added+19% | +0.31 pp | 4 q |
| ABBVAbbvie Inc. | 1.02% | 1,537,146 | $89M | added×10.2 | +0.93 pp | 6 q |
| CNPCenterPoint Energy, Inc. | 1.01% | 3,613,441 | $88M | added+51% | +0.33 pp | 4 q |
| unresolvedMonsanto Co | 0.99% | 770,244 | $87M | added+43% | +0.24 pp | 5 q |
| unresolvedWalgreen Co | 0.97% | 1,426,000 | $85M | added+10% | −0.10 pp | 5 q |
| CZRCaesars Entertainment, Inc. | 0.95% | 6,604,383 | $83M | held | — | 6 q |
| HLFHerbalife Ltd. | 0.95% | 1,888,288 | $83M | trimmed−60% | −2.45 pp | 6 q |
| unresolvedValeant Pharmaceuticals Intl | 0.94% | 626,748 | $82M | added+33% | +0.28 pp | 3 q |
| unresolvedJds Uniphase Corp | 0.93% | 6,316,666 | $81M | added×5.9 | +0.78 pp | 2 q |
| ALLEAllegion Public Limited Company | 0.89% | 1,627,956 | $78M | added×7.6 | +0.75 pp | 4 q |
| unresolvedPenn Va Corp | 0.88% | 6,003,509 | $76M | held | — | 6 q |
| LORLLoral Space and Communications, Inc. | 0.87% | 1,055,440 | $76M | held | — | 6 q |
| NICENICE Ltd | 0.87% | 1,859,597 | $76M | added+13% | +0.12 pp | 6 q |
| unresolvedHubbell Inc | 0.86% | 618,356 | $75M | added×2.0 | +0.44 pp | 2 q |
| unresolvedVeris Residential Inc | 0.86% | 3,943,319 | $75M | trimmed−2% | −0.10 pp | 3 q |
| BIDUBaidu, Inc. | 0.82% | 327,500 | $71M | added+72% | +0.43 pp | 6 q |
| DALDelta Air Lines, Inc. | 0.82% | 1,987,128 | $72M | added×6.3 | +0.68 pp | 4 q |
| MSFTMicrosoft Corp | 0.82% | 1,534,700 | $71M | trimmed−31% | −0.21 pp | 5 q |
| CHDNChurchill Downs Inc | 0.79% | 704,839 | $69M | held | — | 6 q |
| VIPSVipshop Holdings Limited | 0.75% | 345,000 | $65M | trimmed−27% | −0.24 pp | 5 q |
| PXDPioneer Natural Resource Co. | 0.70% | 307,791 | $61M | added×3.3 | +0.46 pp | 6 q |
| unresolvedNew Oriental Ed & Tech Grp I | 0.69% | 2,590,000 | $60M | added+8% | −0.02 pp | 2 q |
| SEMGSemgroup Corp-class A | 0.69% | 720,726 | $60M | trimmed−43% | −0.42 pp | 6 q |
| unresolvedCaesars Acquisition Co | 0.67% | 6,174,465 | $58M | held | — | 4 q |
| unresolvedSolarwinds Inc | 0.64% | 1,325,000 | $56M | trimmed−4% | +0.05 pp | 5 q |
| unresolvedStarwood HOTELS&RESORTS Wrld | 0.64% | 666,533 | $55M | added×3.4 | +0.47 pp | 2 q |
| unresolvedSpansion Inc | 0.57% | 2,166,666 | $49M | trimmed−19% | −0.05 pp | 3 q |
| EBAYeBay Inc | 0.53% | 809,500 | $46M | added×2.2 | +0.32 pp | 4 q |
| unresolvedTravelport Worldwide Ltd | 0.53% | 2,800,000 | $46M | new | +0.53 pp | new |
| XPOXPO, Inc. | 0.52% | 1,211,531 | $46M | added+37% | +0.24 pp | 2 q |
| CTRPTrip.com Group Limited | 0.51% | 784,400 | $45M | held | — | 3 q |
| MDLZMondelez International, Inc. Class A | 0.51% | 1,291,731 | $44M | added+9% | +0.01 pp | 6 q |
| NFLXNetFlix Inc | 0.51% | 98,764 | $45M | new | +0.51 pp | new |
| unresolvedSanDisk Corp | 0.51% | 450,000 | $44M | added+38% | +0.13 pp | 4 q |
| unresolvedExar Corp | 0.48% | 4,704,762 | $42M | trimmed−0% | −0.11 pp | 6 q |
| unresolvedDelphi Automotive PLC | 0.47% | 668,968 | $41M | trimmed−10% | −0.10 pp | 6 q |
| CCJCameco Corporation | 0.46% | 2,279,563 | $40M | held | — | 6 q |
| GOOGAlphabet Inc. Class C | 0.45% | 67,572 | $39M | trimmed−65% | −0.79 pp | 2 q |
| MLCOMelco Resorts & Entertainment Limited | 0.44% | 1,445,000 | $38M | added+12% | −0.07 pp | 4 q |
| unresolvedActavis PLC | 0.41% | 149,885 | $36M | added×2.3 | +0.25 pp | 4 q |
| ALLYAlly Financial Inc. | 0.40% | 1,494,450 | $35M | held | — | 2 q |
| HDHome Depot, Inc. | 0.39% | 372,635 | $34M | added×7.5 | +0.35 pp | 3 q |
| unresolvedRf Microdevices Inc | 0.39% | 2,926,666 | $34M | added+66% | +0.20 pp | 3 q |
| ABTAbbott Laboratories | 0.38% | 797,181 | $33M | trimmed−14% | −0.04 pp | 6 q |
| BBYBest Buy Company, Inc. | 0.36% | 944,843 | $32M | new | +0.36 pp | new |
| OGEOGE Energy Corp. | 0.36% | 854,190 | $32M | added+32% | +0.08 pp | 3 q |
| CRMSalesforce, Inc. | 0.36% | 550,000 | $32M | added×2.2 | +0.20 pp | 5 q |
| unresolvedChipmos Tech Bermuda Ltd | 0.36% | 1,372,921 | $31M | added+16% | +0.04 pp | 2 q |
| DGDollar General Corp. | 0.35% | 494,049 | $30M | new | +0.35 pp | new |
| unresolvedKraft Foods Group Inc | 0.35% | 546,133 | $31M | trimmed−5% | −0.03 pp | 6 q |
| unresolvedRowan Cos PLC | 0.35% | 1,201,011 | $30M | new | +0.35 pp | new |
| CYCypress Semiconductor | 0.32% | 2,866,666 | $28M | added+4% | −0.02 pp | 3 q |
| unresolvedInformatica Corp | 0.32% | 806,666 | $28M | added×3.4 | +0.23 pp | 3 q |
| CSTMConstellium SE Class A | 0.32% | 1,131,152 | $28M | added+11% | −0.04 pp | 3 q |
| unresolvedPmc-sierra Inc | 0.31% | 3,566,666 | $27M | new | +0.31 pp | new |
| CDNSCadence Design Systems | 0.30% | 1,506,666 | $26M | trimmed−10% | −0.02 pp | 4 q |
| TMUST-Mobile US, Inc. | 0.29% | 890,401 | $26M | added×2.8 | +0.17 pp | 2 q |
| unresolvedClicksoftware Technologies L | 0.29% | 3,130,000 | $25M | held | — | 6 q |
| DFSDiscover Financial Services | 0.27% | 365,000 | $24M | new | +0.27 pp | new |
| UALUnited Airlines Holdings, Inc. | 0.27% | 494,512 | $23M | new | +0.27 pp | new |
| unresolvedHertz Global Holdings Inc | 0.26% | 890,565 | $23M | trimmed−42% | −0.21 pp | 2 q |
| AGOAssured Guaranty, LTD | 0.26% | 1,040,800 | $23M | held | — | 3 q |
| unresolvedBaker Hughes Inc. | 0.25% | 331,476 | $22M | trimmed−10% | −0.06 pp | 3 q |
| unresolvedMkt Vectors Gld Miners ETF | 0.25% | 1,036,135 | $22M | trimmed−49% | −0.35 pp | 5 q |
| unresolvedMicrel Inc | 0.25% | 1,816,666 | $22M | new | +0.25 pp | new |
| AXPAmerican Express Company | 0.24% | 235,000 | $21M | new | +0.24 pp | new |
| COFCapital One Financial | 0.24% | 260,000 | $21M | new | +0.24 pp | new |
| HIGThe Hartford Insurance Group, Inc. | 0.24% | 550,000 | $20M | added×8.5 | +0.21 pp | 2 q |
| ATMLAtmel Corp | 0.23% | 2,466,666 | $20M | trimmed−14% | −0.07 pp | 3 q |
| ATHMAutohome Inc. | 0.23% | 485,000 | $20M | new | +0.23 pp | new |
| unresolvedBroadsoft Inc | 0.23% | 966,666 | $20M | added×2.1 | +0.09 pp | 2 q |
| unresolvedCBS Corp | 0.23% | 369,139 | $20M | trimmed−20% | −0.09 pp | 6 q |
| METAMeta Platforms, Inc. Class A | 0.23% | 250,000 | $20M | trimmed−86% | −1.15 pp | 5 q |
| MBIMBIA Inc. | 0.23% | 2,187,715 | $20M | trimmed−11% | −0.07 pp | 3 q |
| LNWOLight & Wonder Inc | 0.23% | 1,894,935 | $20M | new | +0.23 pp | new |
| unresolvedKite Pharma Inc | 0.22% | 660,148 | $19M | new | +0.22 pp | new |
| FANGDiamondback Energy, Inc. | 0.21% | 245,546 | $18M | added+69% | +0.07 pp | 2 q |
| DISCADiscovery, Inc. Series A | 0.21% | 492,000 | $19M | new | +0.21 pp | new |
| unresolvedPopeyes La Kitchen Inc | 0.20% | 429,959 | $17M | held | — | 2 q |
| RDNRadian Group Inc. | 0.19% | 1,182,143 | $17M | held | — | 5 q |
| SUNEQSunedison Inc | 0.19% | 900,000 | $17M | added×2.3 | +0.09 pp | 4 q |
| VISNVistance Networks, Inc. | 0.18% | 639,649 | $15M | trimmed−24% | −0.04 pp | 3 q |
| DLTRDollar Tree Inc. | 0.18% | 281,537 | $16M | new | +0.18 pp | new |
| MUMicron Technology, Inc. | 0.18% | 450,000 | $15M | trimmed−36% | −0.08 pp | 6 q |
| unresolvedQihoo 360 Technology Co. ADR | 0.18% | 230,000 | $16M | new | +0.18 pp | new |
| EMBJEmbraer S.A. | 0.17% | 378,609 | $15M | added×3.4 | +0.13 pp | 2 q |
| EXTRExtreme Networks | 0.17% | 3,066,666 | $15M | added+96% | +0.09 pp | 6 q |
| MAMastercard Incorporated | 0.17% | 200,000 | $15M | new | +0.17 pp | new |
| NRGNRG Energy, Inc. | 0.17% | 485,323 | $15M | new | +0.17 pp | new |
| unresolvedIntegrated Device Technology | 0.16% | 850,000 | $14M | new | +0.16 pp | new |
| unresolvedTime Warner Cable Inc | 0.16% | 100,000 | $14M | trimmed−77% | −0.56 pp | 2 q |
| VRSKVerisk Analytics, Inc. | 0.16% | 231,684 | $14M | trimmed−10% | −0.01 pp | 6 q |
| ZBRAZebra Technologies Corporation | 0.16% | 200,000 | $14M | trimmed−44% | −0.17 pp | 2 q |
| AMGAffiliated Managers Group | 0.15% | 63,330 | $13M | trimmed−32% | −0.06 pp | 6 q |
| INTUIntuit Inc | 0.15% | 150,000 | $13M | held | — | 5 q |
| MSTRStrategy Inc Class A | 0.15% | 100,007 | $13M | held | — | 2 q |
| SIRISirius XM Holdings, Inc | 0.15% | 3,750,000 | $13M | new | +0.15 pp | new |
| WYNNWynn Resorts Ltd | 0.15% | 72,075 | $13M | held | — | 2 q |
| unresolvedDigital Riv Inc | 0.14% | 846,666 | $12M | added+27% | +0.03 pp | 3 q |
| GSATGlobalstar, Inc. | 0.14% | 3,230,617 | $12M | added+26% | +0.02 pp | 2 q |
| ILMNIllumina Inc | 0.14% | 75,102 | $12M | trimmed−62% | −0.25 pp | 6 q |
| LVSLas Vegas Sands Corp. | 0.14% | 189,840 | $12M | held | — | 2 q |
| MTGMGIC Investment Corp. | 0.14% | 1,560,482 | $12M | trimmed−29% | −0.08 pp | 3 q |
| unresolvedUnwired Planet Inc New | 0.14% | 6,451,979 | $12M | held | — | 6 q |
| BAPCredicorp LTD | 0.14% | 79,122 | $12M | trimmed−23% | −0.04 pp | 5 q |
| JKSJinkosolar Holdings Co | 0.13% | 425,000 | $12M | new | +0.13 pp | new |
| AZNNAstrazeneca Plc-spons ADR | 0.12% | 150,000 | $11M | held | — | 2 q |
| unresolvedGoogle Inc. | 0.12% | 17,142 | $10M | new | +0.12 pp | new |
| PBRPetroleo Brasileiro S.a.-petrobras | 0.12% | 766,667 | $11M | new | +0.12 pp | new |
| unresolvedSBA Comms Corp | 0.12% | 93,047 | $10M | trimmed−71% | −0.24 pp | 5 q |
| unresolvedBarclays Bk PLC | 0.11% | 314,350 | $10M | new | +0.11 pp | new |
| unresolvedFamily Dlr Stores Inc | 0.11% | 127,100 | $10M | new | +0.11 pp | new |
| FFIVF5, Inc. | 0.11% | 82,500 | $10M | added+9% | +0.02 pp | 4 q |
| IACIIac / Interactivecorp (De) Com Stk | 0.11% | 152,045 | $10M | new | +0.11 pp | new |
| unresolvedAltera Corp | 0.10% | 240,000 | $9M | new | +0.10 pp | new |
| unresolvedL-3 Communications Hldgs Inc | 0.10% | 71,000 | $8M | new | +0.10 pp | new |
| unresolvedLinkedin Corp Cl A | 0.10% | 42,222 | $9M | trimmed−44% | −0.04 pp | 2 q |
| MRCYMercury Systems Inc. | 0.10% | 806,666 | $9M | added×4.8 | +0.08 pp | 6 q |
| NUANNuance Communications, Inc. | 0.10% | 566,666 | $9M | added×5.4 | +0.08 pp | 3 q |
| WMTWalmart Inc. | 0.10% | 117,509 | $9M | new | +0.10 pp | new |
| NXPINXP Semiconductors N.V. | 0.10% | 125,000 | $9M | trimmed−68% | −0.19 pp | 6 q |
| CFCF Industries Holding, Inc. | 0.09% | 28,712 | $8M | new | +0.09 pp | new |
| INFNInfinera Corporation | 0.09% | 700,000 | $7M | trimmed−2% | +0.02 pp | 2 q |
| unresolvedTranscanada Corp | 0.09% | 147,097 | $8M | new | +0.09 pp | new |
| ABXBarrick Mining Corporation | 0.08% | 483,570 | $7M | held | — | 4 q |
| unresolvedB/E Aerospace Inc | 0.08% | 85,167 | $7M | added+16% | 0.00 pp | 3 q |
| CCitigroup Inc. | 0.08% | 126,208 | $7M | added+18% | +0.02 pp | 2 q |
| FNVFranco-Nevada Corporation | 0.08% | 137,500 | $7M | added+49% | +0.02 pp | 3 q |
| unresolvedLumos Networks Corp | 0.08% | 426,471 | $7M | trimmed−34% | −0.02 pp | 6 q |
| unresolvedMarket Vectors ETF Tr | 0.08% | 200,000 | $7M | trimmed−74% | −0.28 pp | 5 q |
| VYXNCR Voyix Corporation | 0.08% | 200,000 | $7M | new | +0.08 pp | new |
| PEPPepsiCo, Inc. | 0.08% | 71,226 | $7M | trimmed−71% | −0.17 pp | 6 q |
| ROVIRovi Corporation Com Stk (De) | 0.08% | 366,666 | $7M | new | +0.08 pp | new |
| SRPTSarepta Therapeutics,, Inc. | 0.08% | 325,000 | $7M | trimmed−52% | −0.15 pp | 6 q |
| unresolvedSilicon Image Inc | 0.08% | 1,441,666 | $7M | new | +0.08 pp | new |
| LBTYKLiberty Global Ltd. Class C | 0.08% | 162,000 | $7M | trimmed−91% | −0.73 pp | 6 q |
| BUDAnheuser-Busch INBEV SA/NV | 0.07% | 54,000 | $6M | new | +0.07 pp | new |
| DWREDemandware Inc Com Stk (De) | 0.07% | 125,000 | $6M | new | +0.07 pp | new |
| LENLennar Corporation Class A | 0.07% | 150,000 | $6M | new | +0.07 pp | new |
| unresolvedMazor Robotics Ltd | 0.07% | 514,565 | $6M | added+8% | −0.02 pp | 3 q |
| unresolvedRuckus Wireless Inc | 0.07% | 450,000 | $6M | added+29% | +0.02 pp | 2 q |
| unresolvedBrocade Communications Sys I | 0.06% | 491,666 | $5M | new | +0.06 pp | new |
| unresolvedDynegy Inc New DEL | 0.06% | 1,170,300 | $5M | added+90% | +0.03 pp | 2 q |
| MMacy's Inc. | 0.06% | 82,467 | $5M | new | +0.06 pp | new |
| ORLYO'Reilly Automotive, Inc. | 0.06% | 32,224 | $5M | new | +0.06 pp | new |
| SPYState Street SPDR S&P 500 ETF Trust | 0.06% | 24,911 | $5M | trimmed−63% | −0.09 pp | 3 q |
| SYNASynaptics Inc | 0.06% | 70,000 | $5M | new | +0.06 pp | new |
| unresolvedViolin Memory Inc | 0.06% | 1,016,666 | $5M | held | — | 4 q |
| unresolvedActuate Corp | 0.05% | 1,106,666 | $4M | added+4% | −0.01 pp | 6 q |
| unresolvedBroadcom Corp | 0.05% | 100,000 | $4M | new | +0.05 pp | new |
| CNQCanadian Natural Resources Limited | 0.05% | 110,700 | $4M | new | +0.05 pp | new |
| KOCoca-Cola Company | 0.05% | 100,000 | $4M | added+37% | +0.02 pp | 2 q |
| CVLTCommvault Systems, Inc. | 0.05% | 80,000 | $4M | trimmed−60% | −0.06 pp | 2 q |
| unresolvedTw Telecom Inc | 0.05% | 114,583 | $5M | new | +0.05 pp | new |
| unresolvedTerraform Pwr Inc | 0.05% | 150,000 | $4M | new | +0.05 pp | new |
| AMDAdvanced Micro Devices | 0.04% | 1,000,000 | $3M | new | +0.04 pp | new |
| unresolvedAudience Inc | 0.04% | 506,666 | $4M | added+38% | −0.01 pp | 4 q |
| FNSRFinisar Corp | 0.04% | 206,666 | $3M | new | +0.04 pp | new |
| 18614USDGoldcorp Inc | 0.04% | 150,000 | $3M | trimmed−66% | −0.10 pp | 3 q |
| unresolvedIdreamsky Technology Limited | 0.04% | 205,000 | $3M | new | +0.04 pp | new |
| PAASPan American Silver Corp. | 0.04% | 300,000 | $3M | trimmed−63% | −0.10 pp | 3 q |
| WPXWPX Energy, Inc. | 0.04% | 150,000 | $4M | new | +0.04 pp | new |
| IVZInvesco LTD | 0.04% | 84,000 | $3M | trimmed−92% | −0.39 pp | 3 q |
| AEMAgnico Eagle Mines Ltd. | 0.03% | 100,000 | $3M | trimmed−78% | −0.16 pp | 3 q |
| unresolvedAllied Nevada Gold Corp | 0.03% | 800,000 | $3M | trimmed−20% | −0.01 pp | 2 q |
| unresolvedAurico Gold Inc | 0.03% | 700,000 | $2M | trimmed−56% | −0.05 pp | 3 q |
| CMECME Group Inc. | 0.03% | 30,000 | $2M | held | — | 6 q |
| CTRACoterra Energy Inc. | 0.03% | 80,000 | $3M | new | +0.03 pp | new |
| CRICarter's Inc. | 0.03% | 34,061 | $3M | new | +0.03 pp | new |
| unresolvedFidelity National Financial | 0.03% | 160,668 | $2M | new | +0.03 pp | new |
| NGDNew Gold Inc. | 0.03% | 600,000 | $3M | trimmed−48% | −0.05 pp | 3 q |
| unresolvedPennymac Finl Svcs Inc | 0.03% | 187,382 | $3M | held | — | 2 q |
| unresolvedPericom Semiconductor Corp | 0.03% | 249,020 | $2M | new | +0.03 pp | new |
| SNSharkNinja, Inc. | 0.03% | 115,734 | $3M | trimmed−76% | −0.17 pp | 2 q |
| NOWServicenow, Inc. | 0.03% | 50,000 | $3M | new | +0.03 pp | new |
| unresolvedSolera Holdings | 0.03% | 50,000 | $3M | new | +0.03 pp | new |
| 9990302DApache Corp | 0.02% | 15,000 | $1M | trimmed−86% | −0.10 pp | 2 q |
| BLQADBlackrock Inc | 0.02% | 5,000 | $2M | held | — | 3 q |
| HRBH&R Block, Inc. | 0.02% | 59,665 | $2M | new | +0.02 pp | new |
| BROBrown & Brown, Inc. | 0.02% | 50,000 | $2M | new | +0.02 pp | new |
| unresolvedCharter Comm's Inc | 0.02% | 12,500 | $2M | trimmed−99% | −2.25 pp | 6 q |
| CMCSAComcast Corp | 0.02% | 25,000 | $1M | trimmed−75% | −0.04 pp | 6 q |
| VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v. | 0.02% | 242,311 | $2M | held | — | 4 q |
| JBLUJetBlue Airways Corp | 0.02% | 150,000 | $2M | trimmed−40% | −0.01 pp | 3 q |
| NGNovaGold Resources Inc. | 0.02% | 550,000 | $2M | new | +0.02 pp | new |
| OPKOpko Health Inc. | 0.02% | 235,600 | $2M | held | — | 5 q |
| unresolvedPly Gem Holdings Inc | 0.02% | 134,900 | $1M | added+17% | +0.01 pp | 2 q |
| PRUPrudential Financial, Inc. | 0.02% | 20,000 | $2M | trimmed−33% | −0.01 pp | 2 q |
| TSUTIM Participacoes S.A. | 0.02% | 52,626 | $1M | new | +0.02 pp | new |
| YELPYelp Inc. | 0.02% | 25,000 | $2M | new | +0.02 pp | new |
| LBTYALiberty Global Ltd. Class A | 0.02% | 38,000 | $2M | trimmed−95% | −0.33 pp | 6 q |
| unresolvedAegerion Pharmaceuticals Inc | 0.01% | 25,000 | $835,000 | new | +0.01 pp | new |
| unresolvedARIAD Pharms Inc | 0.01% | 150,000 | $810,000 | trimmed−85% | −0.06 pp | 4 q |
| BBGBill Barrett Corp | 0.01% | 52,600 | $1M | new | +0.01 pp | new |
| unresolvedBioamber Inc | 0.01% | 194,000 | $475,000 | held | — | 6 q |
| KODKEastman Kodak Company | 0.01% | 21,532 | $473,000 | added+12% | 0.00 pp | 4 q |
| unresolvedGlobal Eagle Entmt Inc | 0.01% | 66,660 | $748,000 | trimmed−58% | −0.01 pp | 6 q |
| GGALGrupo Financiero Galicia SA | 0.01% | 54,663 | $777,000 | new | +0.01 pp | new |
| unresolvedHarman Intl Inds Inc | 0.01% | 7,500 | $735,000 | trimmed−94% | −0.14 pp | 5 q |
| unresolvedInvensense Inc | 0.01% | 51,811 | $1M | held | — | 3 q |
| unresolvedTasman Metals Ord (Cve) | 0.01% | 1,666,666 | $1M | held | — | 6 q |
| unresolvedTowerstream Corp | 0.01% | 431,800 | $639,000 | trimmed−12% | 0.00 pp | 6 q |
| VRTVVeritiv Corporation | 0.01% | 25,930 | $1M | new | +0.01 pp | new |
| unresolvedBio Blast Pharma Ltd | 0.01% | 71,254 | $518,000 | new | +0.01 pp | new |
| unresolvedEastman Kodak Co | 0.00% | 7,481 | $55,000 | added+12% | 0.00 pp | 4 q |
| unresolvedEastman Kodak Co | 0.00% | 7,481 | $49,000 | added+12% | 0.00 pp | 4 q |
| ESINQItt Educational Svcs Inc | 0.00% | 52,100 | $224,000 | new | 0.00 pp | new |
| MGNXMacroGenics, Inc. | 0.00% | 19,488 | $407,000 | held | — | 2 q |
| MDSOMedidata Solutions, Inc. | 0.00% | 6,666 | $295,000 | trimmed−95% | −0.06 pp | 2 q |
| VTYVerint Systems Inc | 0.00% | 6,666 | $371,000 | trimmed−90% | −0.04 pp | 2 q |
| unresolvedConsol Energy Inc | — | −5,088,283 | — | exited | −2.61 pp | — |
| HALHalliburton Company | — | −2,266,008 | — | exited | −1.79 pp | — |
| CELGCelgene Corp | — | −688,000 | — | exited | −0.66 pp | — |
| unresolvedAmerican Capital Agency Corp | — | −2,041,169 | — | exited | −0.53 pp | — |
| HSTHost Hotels & Resorts, Inc. | — | −2,063,515 | — | exited | −0.50 pp | — |
| PDCEPDC Energy, Inc. | — | −547,501 | — | exited | −0.38 pp | — |
| unresolvedRetailmenot Inc | — | −1,288,236 | — | exited | −0.38 pp | — |
| WDAYWorkday, Inc. Class A | — | −360,000 | — | exited | −0.36 pp | — |
| GLNGGolar LNG Ltd | — | −536,000 | — | exited | −0.36 pp | — |
| BXMTBlackstone Mortgage Trust, Inc. (NEW) | — | −918,990 | — | exited | −0.30 pp | — |
| NBLNoble Energy, Inc. | — | −341,412 | — | exited | −0.29 pp | — |
| URIUnited Rentals, Inc. | — | −217,610 | — | exited | −0.25 pp | — |
| STWDStarwood Property Trust, Inc. | — | −890,000 | — | exited | −0.24 pp | — |
| unresolvedCovidien PLC | — | −227,000 | — | exited | −0.23 pp | — |
| unresolvedWeatherford Intl Ltd | — | −914,563 | — | exited | −0.23 pp | — |
| ISRGIntuitive Surgical Inc. | — | −45,100 | — | exited | −0.21 pp | — |
| ODPOffice Depot Inc | — | −3,125,000 | — | exited | −0.20 pp | — |
| YRIYamana Gold Inc | — | −2,164,906 | — | exited | −0.20 pp | — |
| TSLATesla, Inc. | — | −71,050 | — | exited | −0.19 pp | — |
| unresolvedKodiak Oil & Gas Corp | — | −1,132,013 | — | exited | −0.18 pp | — |
| unresolvedRite Aid Corp | — | −2,300,000 | — | exited | −0.18 pp | — |
| BABoeing Company | — | −121,196 | — | exited | −0.17 pp | — |
| PRKSUnited Parks & Resorts Inc. | — | −500,000 | — | exited | −0.16 pp | — |
| NBRNabors Industries Ltd. | — | −476,040 | — | exited | −0.16 pp | — |
| MEOHMethanex Corp | — | −221,534 | — | exited | −0.15 pp | — |
| unresolvedUrs Corp New | — | −300,000 | — | exited | −0.15 pp | — |
| unresolvedHillshire Brands Co | — | −200,000 | — | exited | −0.14 pp | — |
| NOVNOV Inc. | — | −150,997 | — | exited | −0.14 pp | — |
| ENBLEnable Midstream Partners, LP | — | −442,000 | — | exited | −0.13 pp | — |
| unresolvedMagnum Hunter Res Corp DEL | — | −1,423,068 | — | exited | −0.13 pp | — |
| unresolvedSilver Wheaton (Nys) | — | −400,000 | — | exited | −0.12 pp | — |
| AL1Sumisho Air Lease Corp | — | −250,000 | — | exited | −0.11 pp | — |
| RFRegions Financial Corp. | — | −964,300 | — | exited | −0.11 pp | — |
| XLEState Street Energy Select Sector SPDR ETF | — | −100,000 | — | exited | −0.11 pp | — |
| unresolvedCrown Castle Intl Corp | — | −85,000 | — | exited | −0.10 pp | — |
| unresolvedRackspace Hosting Inc | — | −265,000 | — | exited | −0.10 pp | — |
| RHTRed Hat Inc | — | −166,250 | — | exited | −0.10 pp | — |
| VNETVNET Group, Inc. | — | −280,000 | — | exited | −0.09 pp | — |
| unresolvedAmerican Rlty Cap Pptys Inc | — | −580,000 | — | exited | −0.08 pp | — |
| FSLRFirst Solar, Inc. | — | −100,000 | — | exited | −0.08 pp | — |
| KLACKLA Corporation | — | −100,000 | — | exited | −0.08 pp | — |
| unresolvedOpentable | — | −70,587 | — | exited | −0.08 pp | — |
| PAHCPhibro Animal Health Corporation Class A | — | −333,000 | — | exited | −0.08 pp | — |
| VCVisteon Corporation | — | −74,350 | — | exited | −0.08 pp | — |
| unresolvedAtwood Oceanics Inc | — | −117,014 | — | exited | −0.07 pp | — |
| GOGOGogo Inc. | — | −344,589 | — | exited | −0.07 pp | — |
| TWTRTwitter, Inc. | — | −150,000 | — | exited | −0.07 pp | — |
| FCXFreeport-McMoran Inc. | — | −139,781 | — | exited | −0.06 pp | — |
| JNJJohnson & Johnson | — | −50,000 | — | exited | −0.06 pp | — |
| MRKMerck & Co., Inc. | — | −86,800 | — | exited | −0.06 pp | — |
| unresolvedVantiv Inc | — | −150,000 | — | exited | −0.06 pp | — |
| AMZNAmazon.Com Inc | — | −15,000 | — | exited | −0.05 pp | — |
| CXCemex S.A.B. de C.V. | — | −266,624 | — | exited | −0.04 pp | — |
| unresolvedImperva Inc | — | −142,500 | — | exited | −0.04 pp | — |
| KBRKBR, Inc. | — | −135,676 | — | exited | −0.04 pp | — |
| unresolvedMead Johnson Nut'n Co | — | −34,100 | — | exited | −0.04 pp | — |
| OXYOccidental Petroleum Corporation | — | −31,152 | — | exited | −0.04 pp | — |
| DATATableau Software, Inc. | — | −50,000 | — | exited | −0.04 pp | — |
| EPEEP Energy Corporation | — | −133,900 | — | exited | −0.03 pp | — |
| LLYEli Lilly & Co. | — | −50,441 | — | exited | −0.03 pp | — |
| unresolvedLions Gate Entmnt Corp | — | −88,564 | — | exited | −0.03 pp | — |
| NOKNokia Corporation | — | −350,000 | — | exited | −0.03 pp | — |
| TSCOTractor Supply Co | — | −50,000 | — | exited | −0.03 pp | — |
| AMTAmerican Tower Corporation | — | −20,000 | — | exited | −0.02 pp | — |
| unresolvedC&J Energy Svcs Inc | — | −65,000 | — | exited | −0.02 pp | — |
| unresolvedCrwn Castle Int'l Corp. | — | −25,000 | — | exited | −0.02 pp | — |
| unresolvedFidelity National Financial | — | −60,500 | — | exited | −0.02 pp | — |
| GHLGreenhill & Co., Inc. | — | −33,600 | — | exited | −0.02 pp | — |
| MLMMartin Marietta Materials | — | −15,100 | — | exited | −0.02 pp | — |
| MDCOMedicines Co | — | −75,000 | — | exited | −0.02 pp | — |
| unresolvedVimpelcom Ltd-spon ADR | — | −258,397 | — | exited | −0.02 pp | — |
| unresolvedZoes Kitchen Inc | — | −46,667 | — | exited | −0.02 pp | — |
| unresolvedAmerican Cap Ltd | — | −30,000 | — | exited | −0.01 pp | — |
| unresolvedApollo Invt Corp | — | −56,500 | — | exited | −0.01 pp | — |
| ARCCAres Capital Corporation | — | −26,600 | — | exited | −0.01 pp | — |
| BKCCBlackRock Capital Investment Corporation | — | −53,500 | — | exited | −0.01 pp | — |
| CHKChesapeake Energy Corp | — | −35,400 | — | exited | −0.01 pp | — |
| unresolvedDepomed Inc | — | −75,600 | — | exited | −0.01 pp | — |
| unresolvedFifth Street Finance Corp | — | −48,300 | — | exited | −0.01 pp | — |
| GBDCGolub Capital BDC, Inc. | — | −38,600 | — | exited | −0.01 pp | — |
| HTGCHercules Capital, Inc. | — | −31,500 | — | exited | −0.01 pp | — |
| IPIIntrepid Potash, Inc | — | −54,900 | — | exited | −0.01 pp | — |
| JMEINJumei International-adr | — | −30,000 | — | exited | −0.01 pp | — |
| MAINMain Street Capital Corporation | — | −14,500 | — | exited | −0.01 pp | — |
| MCCMedley Capital Corp | — | −97,200 | — | exited | −0.01 pp | — |
| NMFCNew Mountain Finance Corporation | — | −39,800 | — | exited | −0.01 pp | — |
| PNNTPennant Investment Corp | — | −42,700 | — | exited | −0.01 pp | — |
| unresolvedSandridge Energy Inc | — | −139,760 | — | exited | −0.01 pp | — |
| STLDSteel Dynamics Inc | — | −67,500 | — | exited | −0.01 pp | — |
| unresolvedTcp Cap Corp | — | −44,600 | — | exited | −0.01 pp | — |
| unresolvedTicc Capital Corp | — | −51,600 | — | exited | −0.01 pp | — |
| THCTenet Healthcare Corporation New | — | −22,150 | — | exited | −0.01 pp | — |
| unresolvedTriangle Cap Corp | — | −17,400 | — | exited | −0.01 pp | — |
| MANUManchester United PLC | — | −69,703 | — | exited | −0.01 pp | — |
| ACFNAcorn Energy, Inc. | — | −39,326 | — | exited | 0.00 pp | — |
| unresolvedAlphatec Holdings Inc | — | −35,816 | — | exited | 0.00 pp | — |
| unresolvedAmerican Apparel Inc | — | −166,500 | — | exited | 0.00 pp | — |
| unresolvedAmerican Superconductor Corp | — | −72,700 | — | exited | 0.00 pp | — |
| AM6Amicus Therapeutics Inc | — | −70,500 | — | exited | 0.00 pp | — |
| unresolvedAnadigics Inc | — | −82,700 | — | exited | 0.00 pp | — |
| ARQLArqule Inc | — | −78,600 | — | exited | 0.00 pp | — |
| AVEOAVEO Pharmaceuticals, Inc. | — | −49,076 | — | exited | 0.00 pp | — |
| unresolvedAviat Networks Inc | — | −74,117 | — | exited | 0.00 pp | — |
| unresolvedBiolase Inc | — | −30,949 | — | exited | 0.00 pp | — |
| unresolvedBlyth Inc | — | −15,500 | — | exited | 0.00 pp | — |
| unresolvedBody Cent Corp | — | −27,700 | — | exited | 0.00 pp | — |
| CDVIQCal Dive Intl Inc De | — | −54,200 | — | exited | 0.00 pp | — |
| CSWCCapital Southwest Corp | — | −7,800 | — | exited | 0.00 pp | — |
| CNATConatus Pharmaceuticals Inc. | — | −19,500 | — | exited | 0.00 pp | — |
| unresolvedCorinthian Colleges Inc | — | −68,900 | — | exited | 0.00 pp | — |
| unresolvedCoronado Biosciences Inc | — | −29,279 | — | exited | 0.00 pp | — |
| unresolvedCuris | — | −44,000 | — | exited | 0.00 pp | — |
| DRLDoral Financial Corporation (New) | — | −28,900 | — | exited | 0.00 pp | — |
| unresolvedEndeavour Intl Corp | — | −83,000 | — | exited | 0.00 pp | — |
| ENZNEnzon Pharmaceuticals Inc | — | −50,123 | — | exited | 0.00 pp | — |
| unresolvedFirst Sec Group Inc | — | −23,400 | — | exited | 0.00 pp | — |
| unresolvedFlexion Therapeutics Inc | — | −30,000 | — | exited | 0.00 pp | — |
| GSVCNeostellar Capital Corp. | — | −42,000 | — | exited | 0.00 pp | — |
| GMOLQGeneral Moly Inc | — | −54,400 | — | exited | 0.00 pp | — |
| GLADGladstone Capital Corp | — | −18,600 | — | exited | 0.00 pp | — |
| GAINGladstone Investment Corporation | — | −35,000 | — | exited | 0.00 pp | — |
| GLYCGlycomimetics Inc | — | −10,300 | — | exited | 0.00 pp | — |
| unresolvedGordmans Stores Inc | — | −17,300 | — | exited | 0.00 pp | — |
| unresolvedGtx Inc DEL | — | −38,828 | — | exited | 0.00 pp | — |
| unresolvedHutchinson Technology Inc | — | −20,986 | — | exited | 0.00 pp | — |
| unresolvedImation Corp | — | −13,500 | — | exited | 0.00 pp | — |
| unresolvedImperial Hldgs Inc | — | −10,200 | — | exited | 0.00 pp | — |
| IMIIntermolecular Inc | — | −44,100 | — | exited | 0.00 pp | — |
| unresolvedIntersections Inc | — | −10,500 | — | exited | 0.00 pp | — |
| JAKKJakks Pacific Inc | — | −44,000 | — | exited | 0.00 pp | — |
| unresolvedKcap Finl Inc | — | −25,800 | — | exited | 0.00 pp | — |
| unresolvedKior Inc | — | −25,900 | — | exited | 0.00 pp | — |
| unresolvedLifevantage Corp | — | −53,600 | — | exited | 0.00 pp | — |
| LINCLincoln Educational Services | — | −12,700 | — | exited | 0.00 pp | — |
| MEIPLite Strategy, Inc. | — | −15,900 | — | exited | 0.00 pp | — |
| MVCMvc Capital Inc | — | −18,000 | — | exited | 0.00 pp | — |
| unresolvedMcg Capital Corp | — | −87,000 | — | exited | 0.00 pp | — |
| MFINMedallion Financial Corp | — | −18,800 | — | exited | 0.00 pp | — |
| MITKMitek Systems, Inc. | — | −16,358 | — | exited | 0.00 pp | — |
| unresolvedNgp Cap Res Co | — | −10,400 | — | exited | 0.00 pp | — |
| unresolvedNii Hldgs Inc | — | −317,200 | — | exited | 0.00 pp | — |
| unresolvedNanosphere Inc | — | −58,000 | — | exited | 0.00 pp | — |
| unresolvedNeonode Inc | — | −36,700 | — | exited | 0.00 pp | — |
| NPTNNeophotonics Corp | — | −13,800 | — | exited | 0.00 pp | — |
| unresolvedOdyssey Marine Exploration I | — | −85,000 | — | exited | 0.00 pp | — |
| unresolvedOncogenex Pharmaceuticals In | — | −30,800 | — | exited | 0.00 pp | — |
| unresolvedOnconova Therapeutics Inc | — | −10,774 | — | exited | 0.00 pp | — |
| PEWPctel Inc | — | −17,200 | — | exited | 0.00 pp | — |
| unresolvedPmfg Inc | — | −21,700 | — | exited | 0.00 pp | — |
| unresolvedParamount Gold & Silver Corp | — | −58,300 | — | exited | 0.00 pp | — |
| PFLTPennantPark Floating Rate Capital Ltd. | — | −12,800 | — | exited | 0.00 pp | — |
| PSECProspect Capital Corporation | — | −41,700 | — | exited | 0.00 pp | — |
| unresolvedRadioshack Corp | — | −137,900 | — | exited | 0.00 pp | — |
| RDSRadisys Corp | — | −15,296 | — | exited | 0.00 pp | — |
| unresolvedRock Creek Pharmaceuticals I | — | −87,800 | — | exited | 0.00 pp | — |
| unresolvedSigma Designs Inc | — | −47,500 | — | exited | 0.00 pp | — |
| SLRCSLR Investment Corp. | — | −21,000 | — | exited | 0.00 pp | — |
| unresolvedSpark Networks Inc | — | −13,100 | — | exited | 0.00 pp | — |
| SCMStellus Capital Investment Corporation | — | −11,400 | — | exited | 0.00 pp | — |
| unresolvedSupport Com Inc | — | −40,400 | — | exited | 0.00 pp | — |
| TCRDTHL Credit, Inc. | — | −30,800 | — | exited | 0.00 pp | — |
| unresolvedTargacept Inc | — | −13,800 | — | exited | 0.00 pp | — |
| CLUBTown Sports International | — | −11,300 | — | exited | 0.00 pp | — |
| UNXLUni-Pixel, Inc. | — | −22,700 | — | exited | 0.00 pp | — |
| unresolvedUnited Online Inc | — | −12,200 | — | exited | 0.00 pp | — |
| UECUranium Energy Corp. | — | −112,000 | — | exited | 0.00 pp | — |
| unresolvedVical Inc | — | −58,179 | — | exited | 0.00 pp | — |
| unresolvedWestell Technologies Inc | — | −28,600 | — | exited | 0.00 pp | — |
| unresolvedWet Seal Inc | — | −120,100 | — | exited | 0.00 pp | — |
| ZAGGZAGG Inc (Delaware) | — | −39,500 | — | exited | 0.00 pp | — |
| CWCOConsolidated Water Co Inc | — | −11,800 | — | exited | 0.00 pp | — |
| unresolvedTower Group Intl Ltd | — | −86,000 | — | exited | 0.00 pp | — |
Other 13(f) securities
Options
| Contract | % of notional | Shares | Notional |
|---|---|---|---|
| SPY PUT | 51.70% | 8,545,000 | $1.7B |
| EEM PUT | 28.71% | 22,500,000 | $935M |
| XOM PUT | 2.71% | 940,000 | $88M |
| IWM PUT | 2.59% | 770,000 | $84M |
| Powershares Qqq Trust Series 1 PUT | 2.43% | 800,000 | $79M |
| PBR CALL | 1.88% | 4,313,100 | $61M |
| Consol Energy Inc CALL | 1.60% | 1,380,000 | $52M |
| SMH PUT | 1.57% | 1,000,000 | $51M |
| AAL CALL | 1.42% | 1,300,000 | $46M |
| IBB PUT | 1.26% | 150,000 | $41M |
| GM CALL | 0.71% | 720,000 | $23M |
| Tibco Software Inc CALL | 0.63% | 866,600 | $20M |
| Rowan Cos PLC CALL | 0.42% | 540,000 | $14M |
| DHI CALL | 0.40% | 630,000 | $13M |
| QCOM CALL | 0.40% | 175,000 | $13M |
| KBH CALL | 0.39% | 850,000 | $13M |
| TOL CALL | 0.38% | 400,000 | $12M |
| NRG CALL | 0.25% | 270,000 | $8M |
| B/E Aerospace Inc PUT | 0.19% | 73,000 | $6M |
| CIEN CALL | 0.19% | 375,000 | $6M |
| Level 3 Communications Inc CALL | 0.17% | 123,000 | $6M |
Notes
| Issue | % of notes | Principal | Value |
|---|---|---|---|
| Cloud Software Grp LLC | 23.14% | 327,937,000 | $330M |
| Rovi Corp | 15.44% | 217,877,000 | $220M |
| Hologic Inc | 11.53% | 151,367,000 | $164M |
| Ciena Corp | 10.05% | 145,222,000 | $143M |
| Quantum Corp | 9.19% | 130,980,000 | $131M |
| Digital River Inc | 8.79% | 125,181,000 | $125M |
| Viavi Solutions Inc | 8.31% | 117,855,000 | $118M |
| Webmd Health Corp | 7.48% | 106,000,000 | $107M |
| Nuance Communications | 3.19% | 45,797,000 | $45M |
| Cisco Systems Inc | 1.97% | 28,512,000 | $28M |
| Webmd Health Corp | 0.92% | 13,000,000 | $13M |