Soros Fund Management

Q4 2014 13F · by George Soros, founder

As of: Dec 31, 2014
Filed: Feb 17, 2015
US stock: $7.1B · prev $8.7B
Positions: 159 · prev 234
Options notional: $630M
Documents: 1· 2 amendments

Picture77.9% US stock

Mostly picture · of what this 13F reports is US stock

US stock listed on a US exchange 77.9%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 15.2%
Puts at notional value 3.3%
Calls at notional value 3.6%

Moves280 since the prior filing

+30.3 pp in · −33.6 pp out

New 43 +16.23 pp
Added 47 +14.08 pp
Trimmed 44 −5.82 pp
Exited 118 −27.76 pp

Options: 28 moves on a notional base, in the table below.

The book

Diversified · behaves like 51 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 129% a year, about 0.8 years per position

Low
Moderate
High

Top 5 positions21% of US stock

BABA Alibaba Group Holding Limited held held6.4%
YPF YPF Sociedad Anonima trimmed−1.33 pp trimmed−1.334.3%
TEVA Teva Pharmaceutical Industries Limited trimmed+0.08 pp trimmed+0.083.9%
unresolved Dow Chemical Co added+1.55 pp added+1.553.3%
LYB LyondellBasell Industries N.V. Class A new+3.15 pp new+3.153.1%

Revealed late, restated

restated 0 rows corrected by the filer · US stock 0.00%; later quarters recomputed 13F-HR/A · Feb 17, 2015 ↗

restated 0 rows corrected by the filer · US stock −1.92%; later quarters recomputed 13F-HR/A · Feb 17, 2015 ↗

Positions159 in this filing · 118 exited


BABAAlibaba Group Holding Limited	6.41%	4,400,000	$457M	held	—	2 q
YPFYPF Sociedad Anonima	4.32%	11,650,176	$308M	trimmed−13%	−1.33 pp	6 q
TEVATeva Pharmaceutical Industries Limited	3.92%	4,859,966	$279M	trimmed−22%	+0.08 pp	6 q
unresolvedDow Chemical Co	3.31%	5,183,739	$236M	added+78%	+1.55 pp	3 q
LYBLyondellBasell Industries N.V. Class A	3.15%	2,833,286	$225M	new	+3.15 pp	new
EQTEqt Corp	3.05%	2,877,788	$218M	added+44%	+0.95 pp	7 q
AGROAdecoagro S.a.	2.91%	25,915,076	$208M	held	—	7 q
unresolvedLevel 3 Communications Inc	2.61%	3,773,794	$186M	trimmed−30%	−0.24 pp	3 q
ZTSZoetis Inc.	2.48%	4,106,735	$177M	added+2%	+0.77 pp	7 q
AALAmerican Airlines Group Inc.	2.46%	3,272,062	$175M	trimmed−42%	+0.18 pp	5 q
ESNTEssent Group LTD	2.15%	5,981,279	$154M	trimmed−21%	+0.30 pp	5 q
unresolvedPolycom Inc	2.01%	10,602,786	$143M	trimmed−8%	+0.39 pp	5 q
GMGeneral Motors Company	1.89%	3,860,708	$135M	added+12%	+0.63 pp	7 q
HLFHerbalife Ltd.	1.82%	3,448,288	$130M	added+83%	+0.87 pp	7 q
unresolvedEnergen Corp	1.77%	1,982,285	$126M	added+1%	+0.14 pp	7 q
ENDPQEndo International PLC	1.77%	1,748,729	$126M	new	+1.77 pp	new
unresolvedSpansion Inc	1.70%	3,552,926	$122M	added+64%	+1.13 pp	4 q
LCHappen, Inc.	1.60%	4,500,000	$114M	new	+1.60 pp	new
unresolvedAllergan Inc	1.47%	494,786	$105M	new	+1.47 pp	new
unresolvedYahoo Inc	1.32%	1,866,994	$94M	trimmed−63%	−1.04 pp	2 q
MSIMotorola Solutions, Inc. New	1.30%	1,383,022	$93M	trimmed−42%	−0.43 pp	7 q
UALUnited Airlines Holdings, Inc.	1.26%	1,339,604	$90M	added×2.7	+0.99 pp	2 q
DISHDISH Network Corp.	1.25%	1,226,840	$89M	trimmed−23%	+0.07 pp	7 q
unresolvedValeant Pharmaceuticals Intl	1.22%	606,587	$87M	trimmed−3%	+0.28 pp	4 q
PSXPhillips 66	1.18%	1,174,349	$84M	trimmed−51%	−1.03 pp	4 q
LORLLoral Space and Communications, Inc.	1.16%	1,055,440	$83M	held	—	7 q
unresolvedActavis PLC	1.16%	321,214	$83M	added×2.1	+0.75 pp	5 q
NICENICE Ltd	1.13%	1,586,666	$80M	trimmed−15%	+0.26 pp	7 q
PXDPioneer Natural Resource Co.	1.13%	542,045	$81M	added+76%	+0.43 pp	7 q
BIDUBaidu, Inc.	1.12%	350,040	$80M	added+7%	+0.30 pp	7 q
ALLEAllegion Public Limited Company	1.08%	1,385,307	$77M	trimmed−15%	+0.19 pp	5 q
CZRCaesars Entertainment, Inc.	1.07%	4,888,127	$77M	trimmed−26%	+0.12 pp	7 q
unresolvedMonsanto Co	1.06%	632,052	$76M	trimmed−18%	+0.07 pp	6 q
VIPSVipshop Holdings Limited	1.04%	3,801,790	$74M	added+10%	+0.29 pp	6 q
unresolvedCaesars Acquisition Co	0.89%	6,174,465	$64M	held	—	5 q
unresolvedVeris Residential Inc	0.83%	3,094,251	$59M	trimmed−22%	−0.03 pp	4 q
unresolvedSalix Pharmaceuticals Ltd	0.79%	491,531	$56M	new	+0.79 pp	new
WBAWalgreens Boots Alliance, Inc	0.77%	717,750	$55M	new	+0.77 pp	new
EBAYeBay Inc	0.75%	959,500	$54M	added+19%	+0.22 pp	5 q
unresolvedNew Oriental Ed & Tech Grp I	0.74%	2,590,000	$53M	held	—	3 q
CHDNChurchill Downs Inc	0.71%	529,770	$50M	trimmed−25%	−0.08 pp	7 q
ALLYAlly Financial Inc.	0.69%	2,084,595	$49M	added+39%	+0.29 pp	3 q
MDLZMondelez International, Inc. Class A	0.69%	1,351,731	$49M	added+5%	+0.18 pp	7 q
NRGNRG Energy, Inc.	0.68%	1,793,250	$48M	added×3.7	+0.51 pp	2 q
HOUSAnywhere Real Estate Inc.	0.68%	1,090,000	$48M	new	+0.68 pp	new
YUMYum! Brands, Inc.	0.67%	655,000	$48M	new	+0.67 pp	new
unresolvedTravelport Worldwide Ltd	0.67%	2,650,000	$48M	trimmed−5%	+0.14 pp	2 q
TMUST-Mobile US, Inc.	0.63%	1,674,423	$45M	added+88%	+0.34 pp	3 q
unresolvedExar Corp	0.62%	4,366,666	$45M	trimmed−7%	+0.14 pp	7 q
CFCF Industries Holding, Inc.	0.61%	159,528	$43M	added×5.6	+0.52 pp	2 q
CCJCameco Corporation	0.59%	2,558,794	$42M	added+12%	+0.13 pp	7 q
PDCEPDC Energy, Inc.	0.58%	994,453	$41M	new	+0.58 pp	new
CYCypress Semiconductor	0.57%	2,866,666	$41M	held	—	4 q
CTRPTrip.com Group Limited	0.56%	884,400	$40M	added+13%	+0.05 pp	4 q
unresolvedPenn Va Corp	0.56%	6,003,509	$40M	held	—	7 q
unresolvedCBS Corp	0.55%	711,992	$39M	added+93%	+0.32 pp	7 q
unresolvedKite Pharma Inc	0.55%	680,148	$39M	added+3%	+0.33 pp	2 q
unresolvedKraft Foods Group Inc	0.52%	596,133	$37M	added+9%	+0.17 pp	7 q
unresolvedJds Uniphase Corp	0.51%	2,666,666	$37M	trimmed−58%	−0.42 pp	3 q
MLCOMelco Resorts & Entertainment Limited	0.51%	1,445,000	$37M	held	—	5 q
unresolvedAmerican Rlty Cap Pptys Inc	0.49%	3,891,900	$35M	new	+0.49 pp	new
ATHMAutohome Inc.	0.49%	955,000	$35M	added+97%	+0.26 pp	2 q
ALKAlaska Air Group, Inc.	0.48%	576,447	$34M	new	+0.48 pp	new
unresolvedChipmos Tech Bermuda Ltd	0.45%	1,372,921	$32M	held	—	3 q
ATMLAtmel Corp	0.40%	3,406,666	$29M	added+38%	+0.17 pp	4 q
unresolvedMicrel Inc	0.39%	1,926,666	$28M	added+6%	+0.14 pp	2 q
unresolvedTranscanada Corp	0.39%	561,945	$28M	added×3.8	+0.30 pp	2 q
ABTAbbott Laboratories	0.38%	602,181	$27M	trimmed−24%	0.00 pp	7 q
DISCADiscovery, Inc. Series A	0.37%	772,000	$27M	added+57%	+0.16 pp	2 q
unresolvedDirectv	0.37%	305,470	$26M	new	+0.37 pp	new
SUNEQSunedison Inc	0.37%	1,360,000	$27M	added+51%	+0.18 pp	5 q
ZAYOZayo Group Holdings, Inc.	0.36%	850,000	$26M	new	+0.36 pp	new
DVNDevon Energy Corporation	0.33%	385,497	$24M	new	+0.33 pp	new
unresolvedWestern Refng Inc	0.33%	627,341	$24M	trimmed−73%	−0.79 pp	5 q
AGOAssured Guaranty, LTD	0.31%	849,924	$22M	trimmed−18%	+0.05 pp	4 q
unresolvedClicksoftware Technologies L	0.31%	3,130,000	$22M	held	—	7 q
unresolvedBaker Hughes Inc.	0.30%	382,171	$21M	added+15%	+0.05 pp	4 q
RDNRadian Group Inc.	0.28%	1,182,143	$20M	held	—	6 q
unresolvedCovidien PLC	0.28%	197,768	$20M	new	+0.28 pp	new
METAMeta Platforms, Inc. Class A	0.24%	221,541	$17M	trimmed−11%	+0.01 pp	6 q
MBIMBIA Inc.	0.23%	1,687,715	$16M	trimmed−23%	0.00 pp	4 q
unresolvedPmc-sierra Inc	0.23%	1,826,666	$17M	trimmed−49%	−0.08 pp	2 q
unresolvedFamily Dlr Stores Inc	0.21%	190,191	$15M	added+50%	+0.10 pp	2 q
URIUnited Rentals, Inc.	0.21%	148,832	$15M	new	+0.21 pp	new
VRSKVerisk Analytics, Inc.	0.21%	231,684	$15M	held	—	7 q
XPOXPO, Inc.	0.21%	360,482	$15M	trimmed−70%	−0.31 pp	3 q
DLTRDollar Tree Inc.	0.20%	198,243	$14M	trimmed−30%	+0.02 pp	2 q
EXTRExtreme Networks	0.20%	3,966,666	$14M	added+29%	+0.03 pp	7 q
HDHome Depot, Inc.	0.20%	133,480	$14M	trimmed−64%	−0.19 pp	4 q
MTGMGIC Investment Corp.	0.20%	1,560,482	$15M	held	—	4 q
unresolvedMkt Vectors Gld Miners ETF	0.20%	761,000	$14M	trimmed−27%	−0.05 pp	6 q
AXTAAxalta Coating Systems Ltd.	0.20%	556,709	$14M	new	+0.20 pp	new
LBTYKLiberty Global Ltd. Class C	0.20%	292,562	$14M	added+81%	+0.12 pp	7 q
CLRContinental Resources Inc.	0.19%	349,468	$13M	new	+0.19 pp	new
unresolvedDigital Riv Inc	0.19%	541,666	$13M	trimmed−36%	+0.05 pp	4 q
SNSharkNinja, Inc.	0.19%	1,454,300	$14M	added×12.6	+0.16 pp	3 q
unresolvedBroadsoft Inc	0.18%	435,370	$13M	trimmed−55%	−0.05 pp	3 q
unresolvedCubist Pharms Inc.	0.17%	120,000	$12M	new	+0.17 pp	new
LSCCLattice Semiconductor Corp	0.17%	1,793,913	$12M	new	+0.17 pp	new
unresolvedLorillard Inc	0.17%	190,000	$12M	new	+0.17 pp	new
XLYState Street Consumer Discretionary Select Sector SPDR ETF	0.17%	170,772	$12M	new	+0.17 pp	new
LBTYALiberty Global Ltd. Class A	0.16%	233,974	$12M	added×6.2	+0.14 pp	7 q
FNSRFinisar Corp	0.15%	566,666	$11M	added×2.7	+0.11 pp	2 q
PKGPackaging Corp of America	0.15%	133,173	$10M	new	+0.15 pp	new
unresolvedSilicon Image Inc	0.14%	1,834,766	$10M	added+27%	+0.06 pp	2 q
unresolvedTime Warner Cable Inc	0.14%	65,000	$10M	trimmed−35%	−0.02 pp	3 q
ASMLASML Holding NV	0.14%	93,580	$10M	new	+0.14 pp	new
unresolvedAmerican Capital Agency Corp	0.13%	429,000	$9M	new	+0.13 pp	new
DALDelta Air Lines, Inc.	0.11%	163,755	$8M	trimmed−92%	−0.71 pp	5 q
DRCDresser-rand Group Inc	0.11%	99,108	$8M	new	+0.11 pp	new
ODPOffice Depot Inc	0.11%	883,838	$8M	new	+0.11 pp	new
PCRXPacira BioSciences, Inc.	0.11%	87,000	$8M	new	+0.11 pp	new
unresolvedL-3 Communications Hldgs Inc	0.10%	54,872	$7M	trimmed−23%	0.00 pp	2 q
BAPCredicorp LTD	0.10%	42,681	$7M	trimmed−46%	−0.04 pp	6 q
BUDAnheuser-Busch INBEV SA/NV	0.09%	58,400	$7M	added+8%	+0.02 pp	2 q
CCitigroup Inc.	0.09%	116,959	$6M	trimmed−7%	+0.01 pp	3 q
unresolvedMazor Robotics Ltd	0.09%	514,565	$6M	held	—	4 q
ORLYO'Reilly Automotive, Inc.	0.09%	32,224	$6M	held	—	2 q
SPYState Street SPDR S&P 500 ETF Trust	0.09%	31,987	$7M	added+28%	+0.03 pp	4 q
BBGBill Barrett Corp	0.07%	417,400	$5M	added×7.9	+0.06 pp	2 q
CRICarter's Inc.	0.07%	58,396	$5M	added+71%	+0.04 pp	2 q
KOCoca-Cola Company	0.07%	122,446	$5M	added+22%	+0.02 pp	3 q
unresolvedDynegy Inc New DEL	0.07%	1,170,300	$5M	held	—	3 q
unresolvedMead Johnson Nut'n Co	0.07%	50,000	$5M	new	+0.07 pp	new
unresolvedRockwood Hldgs Inc	0.07%	67,600	$5M	new	+0.07 pp	new
unresolvedColfax Corp	0.06%	80,100	$4M	new	+0.06 pp	new
GGALGrupo Financiero Galicia SA	0.06%	285,841	$5M	added×5.2	+0.05 pp	2 q
unresolvedLumos Networks Corp	0.06%	262,926	$4M	trimmed−38%	−0.02 pp	7 q
unresolvedIdreamsky Technology Limited	0.05%	205,000	$4M	held	—	2 q
unresolvedPennymac Finl Svcs Inc	0.05%	187,382	$3M	held	—	3 q
CSTMConstellium SE Class A	0.05%	207,558	$3M	trimmed−82%	−0.27 pp	4 q
unresolvedB/E Aerospace Inc	0.04%	54,500	$3M	trimmed−36%	−0.04 pp	4 q
CMECME Group Inc.	0.04%	30,000	$3M	held	—	7 q
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.04%	279,011	$3M	added+15%	+0.02 pp	5 q
RIGTransocean LTD.	0.04%	149,000	$3M	new	+0.04 pp	new
OPKOpko Health Inc.	0.03%	235,600	$2M	held	—	6 q
unresolvedViolin Memory Inc	0.03%	416,666	$2M	trimmed−59%	−0.03 pp	5 q
ALLTAllot Ltd.	0.03%	245,915	$2M	new	+0.03 pp	new
unresolvedAlliance Fiber Optic Prods I	0.02%	121,791	$2M	new	+0.02 pp	new
unresolvedAshland Inc New	0.02%	12,700	$2M	new	+0.02 pp	new
GSATGlobalstar, Inc.	0.02%	500,000	$1M	trimmed−85%	−0.12 pp	3 q
unresolvedJuno Therapeutics Inc	0.02%	25,500	$1M	new	+0.02 pp	new
unresolvedPericom Semiconductor Corp	0.02%	126,666	$2M	trimmed−49%	−0.01 pp	2 q
EXXIEnergy Xxi Ltd	0.02%	500,000	$2M	new	+0.02 pp	new
AOSLAlpha and Omega Semiconductor Limited	0.02%	129,245	$1M	new	+0.02 pp	new
unresolvedBellicum Pharmaceuticals Inc	0.01%	27,000	$622,000	new	+0.01 pp	new
CRTOCriteo S.A.	0.01%	19,500	$788,000	new	+0.01 pp	new
KODKEastman Kodak Company	0.01%	21,747	$472,000	added+1%	0.00 pp	5 q
unresolvedHubbell Inc	0.01%	8,105	$866,000	trimmed−99%	−0.85 pp	3 q
unresolvedInvensense Inc	0.01%	51,811	$842,000	held	—	4 q
unresolvedKey Energy Svcs Inc	0.01%	500,000	$835,000	new	+0.01 pp	new
MGNXMacroGenics, Inc.	0.01%	19,488	$683,000	held	—	3 q
unresolvedPlasmatech Biopharmaceutical	0.01%	250,000	$875,000	new	+0.01 pp	new
unresolvedTasman Metals Ord (Cve)	0.01%	1,666,666	$717,000	held	—	7 q
unresolvedTowerstream Corp	0.01%	431,800	$799,000	held	—	7 q
unresolvedBioamber Inc	0.00%	194,000	$307,000	held	—	7 q
unresolvedEastman Kodak Co	0.00%	7,555	$57,000	added+1%	0.00 pp	5 q
unresolvedEastman Kodak Co	0.00%	7,555	$47,000	added+1%	0.00 pp	5 q
unresolvedPlasmatech Biopharmaceutical	0.00%	250,000	$200,000	new	0.00 pp	new
unresolvedTibco Software Inc	—	−5,914,634	—	exited	−1.60 pp	—
INTCIntel Corp	—	−3,889,382	—	exited	−1.55 pp	—
AAPLApple Inc.	—	−1,139,991	—	exited	−1.32 pp	—
CTXSCitrix Systems Inc	—	−1,570,620	—	exited	−1.29 pp	—
SYKStryker Corporation	—	−1,368,566	—	exited	−1.27 pp	—
unresolvedLeucadia National	—	−4,282,343	—	exited	−1.17 pp	—
AIGAmerican International Group, Inc.	—	−1,802,717	—	exited	−1.12 pp	—
ABBVAbbvie Inc.	—	−1,537,146	—	exited	−1.02 pp	—
CNPCenterPoint Energy, Inc.	—	−3,613,441	—	exited	−1.01 pp	—
unresolvedWalgreen Co	—	−1,426,000	—	exited	−0.97 pp	—
MSFTMicrosoft Corp	—	−1,534,700	—	exited	−0.82 pp	—
SEMGSemgroup Corp-class A	—	−720,726	—	exited	−0.69 pp	—
unresolvedSolarwinds Inc	—	−1,325,000	—	exited	−0.64 pp	—
unresolvedStarwood HOTELS&RESORTS Wrld	—	−666,533	—	exited	−0.64 pp	—
NFLXNetFlix Inc	—	−98,764	—	exited	−0.51 pp	—
unresolvedSanDisk Corp	—	−450,000	—	exited	−0.51 pp	—
unresolvedDelphi Automotive PLC	—	−668,968	—	exited	−0.47 pp	—
GOOGAlphabet Inc. Class C	—	−67,572	—	exited	−0.45 pp	—
unresolvedRf Microdevices Inc	—	−2,926,666	—	exited	−0.39 pp	—
BBYBest Buy Company, Inc.	—	−944,843	—	exited	−0.36 pp	—
OGEOGE Energy Corp.	—	−854,190	—	exited	−0.36 pp	—
CRMSalesforce, Inc.	—	−550,000	—	exited	−0.36 pp	—
DGDollar General Corp.	—	−494,049	—	exited	−0.35 pp	—
unresolvedRowan Cos PLC	—	−1,201,011	—	exited	−0.35 pp	—
unresolvedInformatica Corp	—	−806,666	—	exited	−0.32 pp	—
CDNSCadence Design Systems	—	−1,506,666	—	exited	−0.30 pp	—
DFSDiscover Financial Services	—	−365,000	—	exited	−0.27 pp	—
unresolvedHertz Global Holdings Inc	—	−890,565	—	exited	−0.26 pp	—
AXPAmerican Express Company	—	−235,000	—	exited	−0.24 pp	—
COFCapital One Financial	—	−260,000	—	exited	−0.24 pp	—
HIGThe Hartford Insurance Group, Inc.	—	−550,000	—	exited	−0.24 pp	—
LNWOLight & Wonder Inc	—	−1,894,935	—	exited	−0.23 pp	—
FANGDiamondback Energy, Inc.	—	−245,546	—	exited	−0.21 pp	—
unresolvedPopeyes La Kitchen Inc	—	−429,959	—	exited	−0.20 pp	—
VISNVistance Networks, Inc.	—	−639,649	—	exited	−0.18 pp	—
MUMicron Technology, Inc.	—	−450,000	—	exited	−0.18 pp	—
unresolvedQihoo 360 Technology Co. ADR	—	−230,000	—	exited	−0.18 pp	—
EMBJEmbraer S.A.	—	−378,609	—	exited	−0.17 pp	—
MAMastercard Incorporated	—	−200,000	—	exited	−0.17 pp	—
unresolvedIntegrated Device Technology	—	−850,000	—	exited	−0.16 pp	—
ZBRAZebra Technologies Corporation	—	−200,000	—	exited	−0.16 pp	—
AMGAffiliated Managers Group	—	−63,330	—	exited	−0.15 pp	—
INTUIntuit Inc	—	−150,000	—	exited	−0.15 pp	—
MSTRStrategy Inc Class A	—	−100,007	—	exited	−0.15 pp	—
SIRISirius XM Holdings, Inc	—	−3,750,000	—	exited	−0.15 pp	—
WYNNWynn Resorts Ltd	—	−72,075	—	exited	−0.15 pp	—
ILMNIllumina Inc	—	−75,102	—	exited	−0.14 pp	—
LVSLas Vegas Sands Corp.	—	−189,840	—	exited	−0.14 pp	—
unresolvedUnwired Planet Inc New	—	−6,451,979	—	exited	−0.14 pp	—
JKSJinkosolar Holdings Co	—	−425,000	—	exited	−0.13 pp	—
AZNNAstrazeneca Plc-spons ADR	—	−150,000	—	exited	−0.12 pp	—
unresolvedGoogle Inc.	—	−17,142	—	exited	−0.12 pp	—
PBRPetroleo Brasileiro S.a.-petrobras	—	−766,667	—	exited	−0.12 pp	—
unresolvedSBA Comms Corp	—	−93,047	—	exited	−0.12 pp	—
unresolvedBarclays Bk PLC	—	−314,350	—	exited	−0.11 pp	—
FFIVF5, Inc.	—	−82,500	—	exited	−0.11 pp	—
IACIIac / Interactivecorp (De) Com Stk	—	−152,045	—	exited	−0.11 pp	—
unresolvedAltera Corp	—	−240,000	—	exited	−0.10 pp	—
unresolvedLinkedin Corp Cl A	—	−42,222	—	exited	−0.10 pp	—
MRCYMercury Systems Inc.	—	−806,666	—	exited	−0.10 pp	—
NUANNuance Communications, Inc.	—	−566,666	—	exited	−0.10 pp	—
WMTWalmart Inc.	—	−117,509	—	exited	−0.10 pp	—
NXPINXP Semiconductors N.V.	—	−125,000	—	exited	−0.10 pp	—
INFNInfinera Corporation	—	−700,000	—	exited	−0.09 pp	—
ABXBarrick Mining Corporation	—	−483,570	—	exited	−0.08 pp	—
FNVFranco-Nevada Corporation	—	−137,500	—	exited	−0.08 pp	—
unresolvedMarket Vectors ETF Tr	—	−200,000	—	exited	−0.08 pp	—
VYXNCR Voyix Corporation	—	−200,000	—	exited	−0.08 pp	—
PEPPepsiCo, Inc.	—	−71,226	—	exited	−0.08 pp	—
ROVIRovi Corporation Com Stk (De)	—	−366,666	—	exited	−0.08 pp	—
SRPTSarepta Therapeutics,, Inc.	—	−325,000	—	exited	−0.08 pp	—
DWREDemandware Inc Com Stk (De)	—	−125,000	—	exited	−0.07 pp	—
LENLennar Corporation Class A	—	−150,000	—	exited	−0.07 pp	—
unresolvedRuckus Wireless Inc	—	−450,000	—	exited	−0.07 pp	—
unresolvedBrocade Communications Sys I	—	−491,666	—	exited	−0.06 pp	—
MMacy's Inc.	—	−82,467	—	exited	−0.06 pp	—
SYNASynaptics Inc	—	−70,000	—	exited	−0.06 pp	—
unresolvedActuate Corp	—	−1,106,666	—	exited	−0.05 pp	—
unresolvedBroadcom Corp	—	−100,000	—	exited	−0.05 pp	—
CNQCanadian Natural Resources Limited	—	−110,700	—	exited	−0.05 pp	—
CVLTCommvault Systems, Inc.	—	−80,000	—	exited	−0.05 pp	—
unresolvedTw Telecom Inc	—	−114,583	—	exited	−0.05 pp	—
unresolvedTerraform Pwr Inc	—	−150,000	—	exited	−0.05 pp	—
AMDAdvanced Micro Devices	—	−1,000,000	—	exited	−0.04 pp	—
unresolvedAudience Inc	—	−506,666	—	exited	−0.04 pp	—
18614USDGoldcorp Inc	—	−150,000	—	exited	−0.04 pp	—
PAASPan American Silver Corp.	—	−300,000	—	exited	−0.04 pp	—
WPXWPX Energy, Inc.	—	−150,000	—	exited	−0.04 pp	—
IVZInvesco LTD	—	−84,000	—	exited	−0.04 pp	—
AEMAgnico Eagle Mines Ltd.	—	−100,000	—	exited	−0.03 pp	—
unresolvedAllied Nevada Gold Corp	—	−800,000	—	exited	−0.03 pp	—
unresolvedAurico Gold Inc	—	−700,000	—	exited	−0.03 pp	—
CTRACoterra Energy Inc.	—	−80,000	—	exited	−0.03 pp	—
unresolvedFidelity National Financial	—	−160,668	—	exited	−0.03 pp	—
NGDNew Gold Inc.	—	−600,000	—	exited	−0.03 pp	—
NOWServicenow, Inc.	—	−50,000	—	exited	−0.03 pp	—
unresolvedSolera Holdings	—	−50,000	—	exited	−0.03 pp	—
9990302DApache Corp	—	−15,000	—	exited	−0.02 pp	—
BLQADBlackrock Inc	—	−5,000	—	exited	−0.02 pp	—
HRBH&R Block, Inc.	—	−59,665	—	exited	−0.02 pp	—
BROBrown & Brown, Inc.	—	−50,000	—	exited	−0.02 pp	—
unresolvedCharter Comm's Inc	—	−12,500	—	exited	−0.02 pp	—
CMCSAComcast Corp	—	−25,000	—	exited	−0.02 pp	—
JBLUJetBlue Airways Corp	—	−150,000	—	exited	−0.02 pp	—
NGNovaGold Resources Inc.	—	−550,000	—	exited	−0.02 pp	—
unresolvedPly Gem Holdings Inc	—	−134,900	—	exited	−0.02 pp	—
PRUPrudential Financial, Inc.	—	−20,000	—	exited	−0.02 pp	—
TSUTIM Participacoes S.A.	—	−52,626	—	exited	−0.02 pp	—
YELPYelp Inc.	—	−25,000	—	exited	−0.02 pp	—
unresolvedAegerion Pharmaceuticals Inc	—	−25,000	—	exited	−0.01 pp	—
unresolvedARIAD Pharms Inc	—	−150,000	—	exited	−0.01 pp	—
unresolvedGlobal Eagle Entmt Inc	—	−66,660	—	exited	−0.01 pp	—
unresolvedHarman Intl Inds Inc	—	−7,500	—	exited	−0.01 pp	—
VRTVVeritiv Corporation	—	−25,930	—	exited	−0.01 pp	—
unresolvedBio Blast Pharma Ltd	—	−71,254	—	exited	−0.01 pp	—
ESINQItt Educational Svcs Inc	—	−52,100	—	exited	0.00 pp	—
MDSOMedidata Solutions, Inc.	—	−6,666	—	exited	0.00 pp	—
VTYVerint Systems Inc	—	−6,666	—	exited	0.00 pp	—

Other 13(f) securities

Options 12

Contract	% of notional	Shares	Notional
FXI CALL	33.35%	5,050,000	$210M
SPY PUT	26.41%	810,000	$166M
XLU PUT	14.24%	1,900,000	$90M
GM CALL	5.74%	1,036,500	$36M
CVX PUT	3.92%	220,000	$25M
XLF CALL	3.68%	937,500	$23M
SW5 PUT	3.51%	810,000	$22M
Baker Hughes Inc. CALL	2.67%	300,000	$17M
PBR CALL	2.33%	2,013,100	$15M
VIAB CALL	2.03%	170,000	$13M
FEYE CALL	1.15%	230,000	$7M
Level 3 Communications Inc CALL	0.96%	123,000	$6M

Notes 15

Issue	% of notes	Principal	Value
Rovi Corp	15.74%	217,877,000	$219M
Ciena Corp	11.28%	157,607,000	$157M
Viavi Solutions Inc	10.09%	132,245,000	$140M
Hologic Inc	10.03%	126,367,000	$140M
Quantum Corp	9.51%	130,980,000	$132M
Webmd Health Corp	9.30%	128,500,000	$129M
Digital River Inc	9.02%	125,570,000	$126M
Nuance Communications	6.07%	84,353,000	$85M
Webmd Health Corp	4.67%	64,883,000	$65M
Ixia	4.06%	56,314,000	$56M
Emulex Corporation	3.70%	55,902,000	$52M
Cisco Systems Inc	2.32%	30,662,000	$32M
Cornerstone Ondemand Inc	1.65%	23,381,000	$23M
Invensense Inc	1.61%	22,500,000	$22M
Liberty Media Corp	0.94%	13,200,000	$13M

Source

Form: 13F-HR/A
Reading: 6 defects · 66 unresolved
Accession: 0001140361-15-007618
SEC cross-check: SEC data set not published yet

A row was set aside — invalid CUSIP G0750C106
A security outside the official 13F list — CUSIP G0750C106 not on the Official 13(f) List for 2014-12-31
A row was set aside — invalid CUSIP G0750C106
A security outside the official 13F list — CUSIP G0750C106 not on the Official 13(f) List for 2014-12-31
A row was set aside — invalid CUSIP G0750C106
A security outside the official 13F list — CUSIP G0750C106 not on the Official 13(f) List for 2014-12-31

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