Soros Fund Management

Q3 2016 13F · by George Soros, founder

As of: Sep 30, 2016
Filed: Nov 14, 2016
US stock: $2.3B · prev $2.0B
Positions: 194 · prev 143
Options notional: $416M
Documents: 1· no amendments

Picture58.2% US stock

Partial picture · of what this 13F reports is US stock

US stock listed on a US exchange 58.2%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 31.4%
Puts at notional value 5.6%
Calls at notional value 4.8%

Moves260 since the prior filing

+34.9 pp in · −33.8 pp out

New 119 +28.15 pp
Added 22 +6.72 pp
Trimmed 31 −8.16 pp
Exited 68 −25.66 pp

Options: 20 moves on a notional base, in the table below.

The book

Concentrated · behaves like 11 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 180% a year, about 0.6 years per position

Low
Moderate
High

Top 5 positions45% of US stock

LBRDK Liberty Broadband Corporation Class C added+0.76 pp added+0.7627.3%
AGRO Adecoagro S.a. held held5.8%
WMB Williams Companies Inc. new+4.19 pp new+4.194.2%
EEM iShares MSCI Emerging Markets ETF new+3.95 pp new+3.954.0%
unresolved Caesars Acquisition Co held held3.5%

Positions194 in this filing · 68 exited


LBRDKLiberty Broadband Corporation Class C	27.33%	8,898,688	$636M	added0%	+0.76 pp	2 q
AGROAdecoagro S.a.	5.84%	11,917,157	$136M	held	—	14 q
WMBWilliams Companies Inc.	4.19%	3,171,321	$97M	new	+4.19 pp	new
EEMiShares MSCI Emerging Markets ETF	3.95%	2,453,990	$92M	new	+3.95 pp	new
unresolvedCaesars Acquisition Co	3.47%	6,510,083	$81M	held	—	12 q
TIVOTivo Inc	3.45%	4,121,303	$80M	new	+3.45 pp	new
CHDNChurchill Downs Inc	2.44%	387,381	$57M	held	—	14 q
ABXBarrick Mining Corporation	2.17%	2,852,300	$51M	added×2.7	+1.03 pp	3 q
ZTSZoetis Inc.	1.86%	831,619	$43M	trimmed−34%	−1.12 pp	14 q
unresolvedTravelport Worldwide Ltd	1.55%	2,400,000	$36M	held	—	9 q
VMWVMware, Inc	1.52%	482,094	$35M	added×4.7	+1.23 pp	2 q
DXJWisdomTree Japan Hedged Equity Fund	1.47%	795,000	$34M	new	+1.47 pp	new
PYPLPayPal Holdings, Inc.	1.43%	811,385	$33M	trimmed−1%	−0.06 pp	5 q
AMZNAmazon.Com Inc	1.42%	39,510	$33M	added×3.2	+0.97 pp	5 q
MODNModel N, Inc.	1.29%	2,700,000	$30M	added+26%	−0.13 pp	5 q
HPEHewlett Packard Enterprise Company	1.27%	1,302,647	$30M	new	+1.27 pp	new
SUPVGrupo Supervielle S.A.	1.22%	1,918,504	$28M	added+40%	+0.35 pp	2 q
unresolvedChipmos Tech Bermuda Ltd	1.17%	1,372,921	$27M	held	—	10 q
EBAYeBay Inc	1.16%	822,251	$27M	trimmed−53%	−0.87 pp	12 q
INTCIntel Corp	1.11%	685,500	$26M	new	+1.11 pp	new
CZRCaesars Entertainment, Inc.	1.06%	3,301,393	$25M	held	—	14 q
FXIiShares China Large-Cap ETF	1.03%	633,059	$24M	new	+1.03 pp	new
WUBA58.COM Inc	0.96%	468,698	$22M	added×2.5	+0.53 pp	6 q
AMATApplied Materials Inc	0.92%	706,882	$21M	added+89%	+0.47 pp	2 q
KHCThe Kraft Heinz Company	0.91%	235,733	$21M	trimmed−39%	−0.78 pp	5 q
unresolvedCommunications SALES&LEAS In	0.90%	667,334	$21M	trimmed−9%	−0.15 pp	2 q
UBNTUbiquiti Inc.	0.83%	359,361	$19M	new	+0.83 pp	new
ACTAllergan PLC	0.80%	80,735	$19M	held	—	6 q
1LGEUSDLiberty Global PLC Lilac - C	0.79%	656,534	$18M	new	+0.79 pp	new
FHBFirst Hawaiian, Inc.	0.75%	646,400	$17M	new	+0.75 pp	new
unresolvedExa Corp	0.72%	1,046,495	$17M	trimmed−27%	−0.31 pp	7 q
SYMCGen Digital Inc.	0.68%	630,392	$16M	new	+0.68 pp	new
CRCCalifornia Resources Corporation	0.67%	1,243,600	$16M	new	+0.67 pp	new
CYBRCyberark Software LTD/ISRAEL	0.59%	279,100	$14M	added+41%	+0.11 pp	2 q
MDLZMondelez International, Inc. Class A	0.58%	310,031	$14M	trimmed−34%	−0.49 pp	14 q
NFLXNetFlix Inc	0.58%	137,166	$14M	new	+0.58 pp	new
unresolvedMead Johnson Nut'n Co	0.56%	165,200	$13M	trimmed−8%	−0.25 pp	8 q
EPCEdgewell Personal Care Company	0.55%	162,228	$13M	held	—	6 q
unresolvedExar Corp	0.55%	1,366,666	$13M	trimmed−52%	−0.59 pp	14 q
ALLTAllot Ltd.	0.54%	2,401,574	$13M	added+72%	+0.20 pp	4 q
MMYTMakeMyTrip Limited	0.54%	534,258	$13M	held	—	4 q
BAXBaxter International Inc.	0.52%	254,327	$12M	trimmed−11%	−0.12 pp	5 q
PANWPalo Alto Networks, Inc.	0.48%	70,500	$11M	new	+0.48 pp	new
VIAVViavi Solutions Inc.	0.48%	1,516,666	$11M	added×4.1	+0.36 pp	5 q
ABTAbbott Laboratories	0.47%	259,181	$11M	trimmed−21%	−0.17 pp	14 q
TMUST-Mobile US, Inc.	0.43%	213,600	$10M	new	+0.43 pp	new
GOOGAlphabet Inc. Class C	0.42%	12,700	$10M	new	+0.42 pp	new
ZAYOZayo Group Holdings, Inc.	0.40%	310,538	$9M	new	+0.40 pp	new
NUENucor Corporation	0.39%	185,851	$9M	trimmed−18%	−0.17 pp	2 q
unresolvedSigma Designs Inc	0.39%	1,177,114	$9M	added+80%	+0.18 pp	2 q
ABEOAbeona Therapeutics Inc.	0.38%	1,462,122	$9M	held	—	6 q
unresolvedQuantum Corp	0.38%	11,932,860	$9M	trimmed−6%	+0.12 pp	7 q
unresolvedIxia	0.37%	691,206	$9M	trimmed−4%	+0.02 pp	2 q
HOUSAnywhere Real Estate Inc.	0.36%	325,000	$8M	held	—	8 q
PBR.APetroleo Brasileiro S.A.-Petrobras	0.35%	987,439	$8M	new	+0.35 pp	new
unresolvedLions Gate Entmnt Corp	0.33%	382,004	$8M	added×2.0	+0.14 pp	6 q
WHRWhirlpool Corp.	0.33%	46,700	$8M	added×2.3	+0.16 pp	3 q
AIYActivision Blizzard Inc	0.32%	168,385	$7M	trimmed−56%	−0.43 pp	2 q
CACCCredit Acceptance Corp	0.30%	34,932	$7M	new	+0.30 pp	new
unresolvedLinkedin Corp Cl A	0.30%	36,426	$7M	added+39%	+0.05 pp	2 q
SPYState Street SPDR S&P 500 ETF Trust	0.30%	32,000	$7M	added+4%	−0.02 pp	11 q
DISHDISH Network Corp.	0.24%	101,644	$6M	trimmed−86%	−1.65 pp	14 q
NVDANvidia Corp	0.24%	80,819	$6M	trimmed−51%	−0.14 pp	2 q
FTNTFortinet, Inc.	0.23%	145,000	$5M	new	+0.23 pp	new
PBRPetroleo Brasileiro S.a.-petrobras	0.23%	576,701	$5M	new	+0.23 pp	new
SPLKSplunk Inc	0.22%	85,900	$5M	new	+0.22 pp	new
EXTRExtreme Networks	0.21%	1,066,666	$5M	new	+0.21 pp	new
GIGGigpeak Inc	0.20%	1,958,179	$5M	added+2%	+0.01 pp	2 q
VIPSVipshop Holdings Limited	0.20%	315,837	$5M	held	—	2 q
CXCemex S.A.B. de C.V.	0.18%	514,216	$4M	new	+0.18 pp	new
RICEEqt Re Merger Sub Inc	0.18%	157,000	$4M	new	+0.18 pp	new
VVVValvoline Inc.	0.18%	182,000	$4M	new	+0.18 pp	new
unresolvedBazaarvoice Inc	0.17%	666,666	$4M	added×2.2	+0.11 pp	2 q
SYTSyngenta Ag-adr	0.17%	45,420	$4M	new	+0.17 pp	new
unresolvedLevel 3 Communications Inc	0.16%	78,000	$4M	new	+0.16 pp	new
99998USDLiberty Global PLC Lilac - A	0.16%	133,200	$4M	trimmed−4%	−0.06 pp	5 q
unresolvedLeucadia National	0.15%	180,000	$3M	new	+0.15 pp	new
PAMPampa Energia S.a.	0.15%	108,440	$4M	trimmed−13%	−0.02 pp	3 q
CHTRCharter Comm Inc Del CL A New	0.14%	12,135	$3M	trimmed−56%	−0.17 pp	2 q
EXFExfo Inc	0.14%	866,666	$3M	new	+0.14 pp	new
unresolvedDell Technologies Inc	0.13%	64,700	$3M	new	+0.13 pp	new
6SSServicesource International	0.13%	626,666	$3M	added×13.5	+0.12 pp	2 q
EVBGEverbridge, Inc.	0.12%	166,666	$3M	new	+0.12 pp	new
IRTIndependence Realty Trust Inc.	0.12%	300,000	$3M	new	+0.12 pp	new
MLNXMellanox Technologies Ltd	0.12%	66,666	$3M	new	+0.12 pp	new
unresolvedAdvancepierre Foods Holdings Inc	0.11%	95,000	$3M	new	+0.11 pp	new
96669EURDmrc LLC	0.11%	66,666	$3M	new	+0.11 pp	new
LSCCLattice Semiconductor Corp	0.11%	406,666	$3M	new	+0.11 pp	new
2663134DBitauto Holdings Ltd-adr	0.10%	80,995	$2M	held	—	4 q
unresolvedBlue Buffalo Pet Prods Inc	0.09%	89,865	$2M	new	+0.09 pp	new
GGALGrupo Financiero Galicia SA	0.09%	70,000	$2M	new	+0.09 pp	new
WBAWalgreens Boots Alliance, Inc	0.09%	25,558	$2M	held	—	8 q
BF.BBrown-Forman Corporation Class B	0.08%	37,470	$2M	new	+0.08 pp	new
SAVEQSpirit Airlines, Inc.	0.08%	44,900	$2M	trimmed−48%	−0.11 pp	2 q
unresolvedVimpelcom Ltd-spon ADR	0.08%	521,334	$2M	new	+0.08 pp	new
unresolvedCigna Corporation	0.07%	13,000	$2M	new	+0.07 pp	new
CALXCalix, Inc.	0.07%	235,936	$2M	added×5.4	+0.05 pp	2 q
RMBSRambus Inc	0.07%	125,000	$2M	new	+0.07 pp	new
USCRU S Concrete, Inc.	0.07%	36,300	$2M	new	+0.07 pp	new
NTNXNutanix, Inc. Class A	0.06%	36,250	$1M	new	+0.06 pp	new
UALUnited Airlines Holdings, Inc.	0.06%	28,500	$1M	new	+0.06 pp	new
CFGCitizens Financial Group, Inc.	0.05%	50,500	$1M	new	+0.05 pp	new
KOCoca-Cola Company	0.05%	26,383	$1M	new	+0.05 pp	new
CLColgate-Palmolive Company	0.05%	15,449	$1M	new	+0.05 pp	new
DSPGDSP Group Inc	0.05%	104,459	$1M	added×7.0	+0.04 pp	3 q
PEPPepsiCo, Inc.	0.05%	10,859	$1M	new	+0.05 pp	new
PMPhilip Morris International Inc.	0.05%	11,305	$1M	new	+0.05 pp	new
unresolvedPinnacle Foods Inc DEL	0.05%	22,241	$1M	trimmed−24%	−0.02 pp	2 q
PGProcter & Gamble Company	0.05%	12,985	$1M	trimmed−14%	−0.01 pp	3 q
SFMSprouts Farmers Market, Inc.	0.05%	53,100	$1M	new	+0.05 pp	new
HLFHerbalife Ltd.	0.05%	18,466	$1M	new	+0.05 pp	new
AALAmerican Airlines Group Inc.	0.04%	27,200	$996,000	trimmed−91%	−0.38 pp	12 q
2051428DOmr Art Smgarp Eu Eq PEN-2	0.04%	20,000	$968,000	new	+0.04 pp	new
unresolvedWhiteWave Foods Co	0.04%	17,100	$931,000	new	+0.04 pp	new
unresolvedAbeona Therapeutics Inc	0.03%	250,000	$813,000	held	—	6 q
unresolvedAlliance One Intl Inc	0.03%	36,099	$690,000	held	—	6 q
AMGNAmgen Inc	0.03%	3,506	$585,000	new	+0.03 pp	new
unresolvedApptio Inc	0.03%	30,000	$651,000	new	+0.03 pp	new
BIIBBiogen Inc.	0.03%	1,994	$624,000	new	+0.03 pp	new
DHRDanaher Corporation	0.03%	7,970	$625,000	new	+0.03 pp	new
STAYExtended Stay America, Inc. Paired Share	0.03%	50,000	$710,000	new	+0.03 pp	new
GSITGSI Technology	0.03%	166,666	$788,000	trimmed−3%	−0.01 pp	7 q
GSATGlobalstar, Inc.	0.03%	500,000	$605,000	held	—	10 q
HTZGQHertz Global Holdings Inc	0.03%	15,200	$610,000	new	+0.03 pp	new
ILMNIllumina Inc	0.03%	3,208	$583,000	new	+0.03 pp	new
ICPTIntercept Pharmaceuticals, Inc.	0.03%	3,623	$596,000	trimmed−55%	−0.03 pp	2 q
OPKOpko Health Inc.	0.03%	59,837	$634,000	new	+0.03 pp	new
TRGPTarga Resources Corp.	0.03%	15,433	$758,000	new	+0.03 pp	new
ACADAcadia Pharmaceuticals Inc.	0.02%	17,645	$561,000	new	+0.02 pp	new
ATRAptarGroup, Inc.	0.02%	5,900	$457,000	new	+0.02 pp	new
BMRNBioMarin Pharmaceuticals Inc	0.02%	5,734	$531,000	new	+0.02 pp	new
KMXCarMax Inc.	0.02%	7,945	$424,000	added+28%	0.00 pp	2 q
unresolvedComputer Sciences Corp	0.02%	7,100	$371,000	new	+0.02 pp	new
CBRLCracker Barrel Old Country Store, Inc,.	0.02%	3,200	$423,000	new	+0.02 pp	new
CUBECubeSmart	0.02%	16,312	$445,000	new	+0.02 pp	new
DLTRDollar Tree Inc.	0.02%	6,600	$521,000	new	+0.02 pp	new
KODKEastman Kodak Company	0.02%	24,123	$362,000	held	—	12 q
unresolvedEncana Corp	0.02%	50,100	$523,000	new	+0.02 pp	new
EXRExtra Space Storage, Inc.	0.02%	4,976	$395,000	new	+0.02 pp	new
FDCFirst Data Corporation	0.02%	30,220	$398,000	new	+0.02 pp	new
HOGHarley-Davidson, Inc.	0.02%	8,916	$469,000	new	+0.02 pp	new
INCYIncyte Genomics Inc	0.02%	5,200	$490,000	trimmed−31%	−0.01 pp	2 q
LVSLas Vegas Sands Corp.	0.02%	8,824	$508,000	new	+0.02 pp	new
unresolvedLiberty Interactive Corp	0.02%	11,879	$474,000	new	+0.02 pp	new
MSGSMadison Square Garden Sports Corp.	0.02%	2,607	$442,000	new	+0.02 pp	new
NBIXNeurocrine Biosciences Inc	0.02%	11,322	$573,000	new	+0.02 pp	new
NEENextEra Energy, Inc.	0.02%	3,200	$391,000	new	+0.02 pp	new
JWNNordstrom, Inc.	0.02%	9,371	$486,000	new	+0.02 pp	new
unresolvedPriceline Grp Inc	0.02%	295	$434,000	new	+0.02 pp	new
REGNRegeneron Pharmaceuticals Inc	0.02%	1,381	$555,000	new	+0.02 pp	new
SNASnap-on Incorporated	0.02%	2,800	$425,000	new	+0.02 pp	new
STLDSteel Dynamics Inc	0.02%	16,996	$425,000	new	+0.02 pp	new
TUPTupperware Brands Corporation	0.02%	7,267	$475,000	new	+0.02 pp	new
VCVisteon Corporation	0.02%	6,535	$468,000	trimmed−51%	−0.02 pp	2 q
BRSLBrightstar Lottery PLC	0.02%	20,216	$493,000	new	+0.02 pp	new
AUDCAudioCodes Ltd	0.02%	106,666	$570,000	trimmed−62%	−0.04 pp	2 q
ALGNAlign Technology Inc	0.01%	2,515	$236,000	new	+0.01 pp	new
CBRECbre Group, Inc.	0.01%	7,598	$213,000	new	+0.01 pp	new
CNOCNO Financial Group, Inc.	0.01%	22,700	$347,000	new	+0.01 pp	new
CHHChoice Hotels Intnl.	0.01%	5,760	$260,000	new	+0.01 pp	new
DXCMDexCom, Inc.	0.01%	2,576	$226,000	new	+0.01 pp	new
FANGDiamondback Energy, Inc.	0.01%	2,680	$259,000	new	+0.01 pp	new
DNKNDunkin' Brands Group, Inc.	0.01%	5,615	$292,000	new	+0.01 pp	new
EVEaton Vance Corp	0.01%	5,678	$222,000	new	+0.01 pp	new
FLTCorpay, Inc.	0.01%	1,394	$242,000	new	+0.01 pp	new
HAINHain Celestial Group Inc	0.01%	7,200	$256,000	trimmed−84%	−0.10 pp	2 q
HOLXHologic Inc	0.01%	7,236	$281,000	new	+0.01 pp	new
HIIHuntington Ingalls Industries, Inc.	0.01%	1,598	$245,000	new	+0.01 pp	new
IEXIDEX Corporation	0.01%	2,604	$244,000	new	+0.01 pp	new
IPGThe Interpublic Group of Companies, Inc.	0.01%	14,800	$331,000	new	+0.01 pp	new
IBBiShares Biotechnology ETF	0.01%	777	$225,000	new	+0.01 pp	new
unresolvedItc Hldgs Corp	0.01%	5,205	$242,000	new	+0.01 pp	new
ELThe Estee Lauder Companies Inc. Class A	0.01%	3,800	$337,000	new	+0.01 pp	new
MELIMercado Libre, Inc	0.01%	1,322	$245,000	new	+0.01 pp	new
MIDDMiddleby Corp	0.01%	1,912	$236,000	new	+0.01 pp	new
NNNNNN REIT, Inc.	0.01%	4,823	$245,000	new	+0.01 pp	new
JCPJ.C. Penney Company, Inc.	0.01%	25,500	$235,000	new	+0.01 pp	new
SCHWThe Charles Schwab Corporation	0.01%	7,294	$230,000	new	+0.01 pp	new
SGENSeagen Inc.	0.01%	4,347	$235,000	trimmed−70%	−0.02 pp	2 q
XLEState Street Energy Select Sector SPDR ETF	0.01%	4,100	$290,000	new	+0.01 pp	new
unresolvedStarz	0.01%	8,865	$276,000	new	+0.01 pp	new
WBCWabco Holdings Inc.	0.01%	2,527	$287,000	new	+0.01 pp	new
WEXWEX Inc.	0.01%	2,213	$239,000	new	+0.01 pp	new
WYNNWynn Resorts Ltd	0.01%	2,945	$287,000	new	+0.01 pp	new
ZZillow Group, Inc. Class C	0.01%	6,582	$228,000	new	+0.01 pp	new
ALKSAlkermes Inc. plc	0.01%	4,600	$216,000	new	+0.01 pp	new
unresolvedDelphi Automotive PLC	0.01%	3,869	$276,000	new	+0.01 pp	new
GNKGenco Shipping & Trading Ltd	0.01%	74,783	$343,000	new	+0.01 pp	new
unresolvedBioamber Inc	0.00%	194,000	$92,000	held	—	14 q
unresolvedEastman Kodak Co	0.00%	8,383	$31,000	held	—	12 q
unresolvedEastman Kodak Co	0.00%	8,383	$22,000	held	—	12 q
unresolvedRex Energy Corporation	0.00%	165,000	$96,000	held	—	3 q
unresolvedTowerstream Corp	0.00%	21,590	$29,000	new	0.00 pp	new
unresolvedViolin Memory Inc	0.00%	104,166	$76,000	new	0.00 pp	new
unresolvedPolycom Inc	—	−7,931,566	—	exited	−4.44 pp	—
ROVIRovi Corporation Com Stk (De)	—	−4,066,666	—	exited	−3.17 pp	—
GLPIGaming and Leisure Properties, Inc.	—	−1,801,471	—	exited	−3.09 pp	—
CITCIT Group Inc.	—	−1,189,474	—	exited	−1.89 pp	—
ESNTEssent Group LTD	—	−1,481,278	—	exited	−1.61 pp	—
GLDSPDR Gold Trust, SPDR Gold Shares	—	−240,000	—	exited	−1.51 pp	—
unresolvedChina Biologic Products Inc	—	−236,700	—	exited	−1.25 pp	—
unresolvedE M C Corp Mass	—	−763,569	—	exited	−1.03 pp	—
JDJD.com, Inc.	—	−848,378	—	exited	−0.90 pp	—
WWayfair Inc.	—	−352,632	—	exited	−0.68 pp	—
CMCSAComcast Corp	—	−162,000	—	exited	−0.53 pp	—
SYNASynaptics Inc	—	−196,666	—	exited	−0.53 pp	—
HUMHumana Inc.	—	−37,833	—	exited	−0.34 pp	—
POWIPower Integrations Inc	—	−132,671	—	exited	−0.33 pp	—
LOWLowe's Companies Inc.	—	−73,695	—	exited	−0.29 pp	—
unresolvedQlogic Corp	—	−396,666	—	exited	−0.29 pp	—
TWXTime Warner Inc	—	−70,000	—	exited	−0.26 pp	—
BACBank of America Corporation	—	−351,975	—	exited	−0.23 pp	—
CVSCvs Health Corporation	—	−41,175	—	exited	−0.20 pp	—
MXLMaxLinear, Inc.	—	−209,184	—	exited	−0.19 pp	—
NXPINXP Semiconductors N.V.	—	−48,446	—	exited	−0.19 pp	—
unresolvedAetna Inc New	—	−28,104	—	exited	−0.17 pp	—
unresolvedCotiviti Hldgs Inc	—	−160,000	—	exited	−0.17 pp	—
CMECME Group Inc.	—	−30,000	—	exited	−0.15 pp	—
CAVMCavium LLC	—	−76,180	—	exited	−0.15 pp	—
unresolvedSt Jude Med Inc	—	−38,860	—	exited	−0.15 pp	—
USFDUS Foods Holding Corp.	—	−125,000	—	exited	−0.15 pp	—
CNCCentene Corporation	—	−38,795	—	exited	−0.14 pp	—
MNSTMonster Beverage Corporation	—	−16,200	—	exited	−0.13 pp	—
unresolvedMonsanto Co	—	−23,000	—	exited	−0.12 pp	—
SERVTerminix Global Holdings Inc	—	−60,000	—	exited	−0.12 pp	—
unresolvedInvensense Inc	—	−366,666	—	exited	−0.11 pp	—
BUDAnheuser-Busch INBEV SA/NV	—	−15,873	—	exited	−0.10 pp	—
GMGeneral Motors Company	—	−62,373	—	exited	−0.09 pp	—
HSYThe Hershey Company	—	−13,200	—	exited	−0.07 pp	—
CJESC&J Energy Services Ltd	—	−2,000,000	—	exited	−0.06 pp	—
AKRXAkorn, Inc.	—	−38,400	—	exited	−0.05 pp	—
PROPros Holdings, Inc.	—	−56,666	—	exited	−0.05 pp	—
JAZZJazz Pharmaceuticals, Inc.	—	−7,800	—	exited	−0.05 pp	—
PRGOPerrigo Company PLC	—	−10,800	—	exited	−0.05 pp	—
ALKAlaska Air Group, Inc.	—	−12,900	—	exited	−0.04 pp	—
unresolvedMedivation Inc	—	−12,800	—	exited	−0.04 pp	—
SWKSSkyworks Solutions Inc	—	−11,900	—	exited	−0.04 pp	—
ALLEAllegion Public Limited Company	—	−10,574	—	exited	−0.04 pp	—
ANAutoNation, Inc.	—	−13,200	—	exited	−0.03 pp	—
CERNCerner Corp	—	−10,800	—	exited	−0.03 pp	—
DISThe Walt Disney Company	—	−6,900	—	exited	−0.03 pp	—
unresolvedPandora Media Inc	—	−51,000	—	exited	−0.03 pp	—
SCIService Corporation International	—	−23,400	—	exited	−0.03 pp	—
VRTXVertex Pharmaceuticals Inc	—	−6,300	—	exited	−0.03 pp	—
CARAvis Budget Group, Inc.	—	−10,800	—	exited	−0.02 pp	—
EATBrinker International, Inc.	—	−7,000	—	exited	−0.02 pp	—
WOOFoot Locker Inc	—	−6,800	—	exited	−0.02 pp	—
IPGPIPG Photonics Corporation	—	−4,300	—	exited	−0.02 pp	—
LORLLoral Space and Communications, Inc.	—	−9,369	—	exited	−0.02 pp	—
MATMattel, Inc.	—	−10,100	—	exited	−0.02 pp	—
MAAMid-America Apartment Communities, Inc.	—	−3,600	—	exited	−0.02 pp	—
PPCPilgrims Pride Corporation	—	−18,700	—	exited	−0.02 pp	—
SBNYSignature Bank (NY)	—	−2,700	—	exited	−0.02 pp	—
unresolvedSyntel Inc	—	−8,100	—	exited	−0.02 pp	—
unresolvedViolin Memory Inc	—	−416,666	—	exited	−0.02 pp	—
unresolvedGenco Shipping & Trading Ltd	—	−747,838	—	exited	−0.02 pp	—
DALDelta Air Lines, Inc.	—	−7,900	—	exited	−0.01 pp	—
unresolvedFirst Niagara Finl Gp Inc	—	−16,200	—	exited	−0.01 pp	—
unresolvedKey Energy Svcs Inc	—	−500,000	—	exited	−0.01 pp	—
SGISomnigroup International Inc.	—	−5,300	—	exited	−0.01 pp	—
VIABViacom Inc. Class B	—	−7,200	—	exited	−0.01 pp	—
unresolvedTowerstream Corp	—	−431,800	—	exited	0.00 pp	—

Other 13(f) securities

Options 13

Contract	% of notional	Shares	Notional
SPY PUT	35.08%	675,000	$146M
MGM PUT	17.33%	2,770,000	$72M
CVS CALL	14.74%	689,500	$61M
NFLX CALL	11.27%	476,000	$47M
BAC CALL	5.16%	1,372,500	$21M
BUD CALL	3.87%	122,500	$16M
HUM CALL	3.52%	82,700	$15M
LBTYK CALL	2.65%	333,300	$11M
EWW CALL	2.19%	187,700	$9M
Lions Gate Entmnt Corp CALL	1.55%	322,500	$6M
CX CALL	1.13%	592,000	$5M
XLU PUT	1.08%	91,700	$4M
Vimpelcom Ltd-spon ADR CALL	0.44%	530,000	$2M

Notes 17

Issue	% of notes	Principal	Value
Viavi Solutions Inc	21.45%	269,259,000	$269M
Mandiant Inc	15.75%	213,602,000	$198M
Nuance Communications	15.28%	190,259,000	$192M
Invensense Inc	9.17%	120,240,000	$115M
Pros Holdings Inc	6.79%	86,102,000	$85M
Rovi Corp	6.73%	84,310,000	$84M
Twitter Inc	5.88%	76,469,000	$74M
Novatel Wireless Inc	4.10%	51,269,000	$51M
Brocade Communications	4.02%	50,880,000	$50M
Linkedin Corp	3.01%	38,000,000	$38M
Servicesource Intl Inc	2.99%	38,584,000	$37M
Bottomline Technologies	1.52%	18,500,000	$19M
Mandiant Inc	0.88%	12,000,000	$11M
Natwest Group PLC	0.86%	11,000,000	$11M
Standard Chartered PLC	0.80%	10,000,000	$10M
Violin Memory Inc	0.63%	25,650,000	$8M
Tesla Inc	0.14%	2,000,000	$2M

Source

Form: 13F-HR
Reading: 0 defects · 38 unresolved
Accession: 0001140361-16-086458
SEC cross-check: SEC data set not published yet

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