Soros Fund Management

Q2 2017 13F · by Dawn Fitzpatrick, CIO

As of: Jun 30, 2017
Filed: Aug 14, 2017
US stock: $2.5B · prev $2.7B
Positions: 170 · prev 232
Options notional: $2.0B
Documents: 1· no amendments

Picture44.2% US stock

Partial picture · of what this 13F reports is US stock

US stock listed on a US exchange 44.2%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 20.0%
Puts at notional value 33.9%
Calls at notional value 1.9%

Moves322 since the prior filing

+29.0 pp in · −31.1 pp out

New 85 +18.62 pp
Added 33 +10.33 pp
Trimmed 38 −6.40 pp
Exited 147 −24.68 pp

Options: 19 moves on a notional base, in the table below.

The book

Concentrated · behaves like 11 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 185% a year, about 0.5 years per position

Low
Moderate
High

Top 5 positions44% of US stock

LBRDK Liberty Broadband Corporation Class C trimmed+1.59 pp trimmed+1.5927.0%
AABA Altaba Inc. new+5.58 pp new+5.585.6%
unresolved Caesars Acquisition Co held held4.4%
TIVO Tivo Inc added+0.70 pp added+0.703.7%
META Meta Platforms, Inc. Class A trimmed−0.47 pp trimmed−0.472.9%

Positions170 in this filing · 147 exited


LBRDKLiberty Broadband Corporation Class C	27.03%	7,744,036	$672M	trimmed−2%	+1.59 pp	5 q
AABAAltaba Inc.	5.58%	2,544,969	$139M	new	+5.58 pp	new
unresolvedCaesars Acquisition Co	4.37%	5,705,079	$109M	held	—	15 q
TIVOTivo Inc	3.68%	4,908,293	$92M	added+15%	+0.70 pp	4 q
METAMeta Platforms, Inc. Class A	2.90%	476,713	$72M	trimmed−25%	−0.47 pp	3 q
CHDNChurchill Downs Inc	2.86%	387,381	$71M	held	—	17 q
TWXTime Warner Inc	2.41%	597,327	$60M	added+28%	+0.71 pp	3 q
MDLZMondelez International, Inc. Class A	2.35%	1,353,031	$58M	added+9%	+0.37 pp	17 q
MMYTMakeMyTrip Limited	1.98%	1,468,811	$49M	added+91%	+0.99 pp	7 q
WMBWilliams Companies Inc.	1.90%	1,563,069	$47M	trimmed−42%	−1.09 pp	4 q
ZTSZoetis Inc.	1.76%	701,969	$44M	trimmed−13%	+0.15 pp	17 q
unresolvedReynolds American	1.72%	657,370	$43M	added+13%	+0.36 pp	3 q
KHCThe Kraft Heinz Company	1.59%	460,733	$39M	added+95%	+0.79 pp	8 q
NXPINXP Semiconductors N.V.	1.58%	358,690	$39M	added+11%	+0.33 pp	3 q
EQTEqt Corp	1.55%	655,669	$38M	new	+1.55 pp	new
VIAVViavi Solutions Inc.	1.55%	3,666,666	$39M	added×9.8	+1.40 pp	8 q
PYPLPayPal Holdings, Inc.	1.53%	707,413	$38M	trimmed−13%	+0.22 pp	8 q
CZRCaesars Entertainment, Inc.	1.43%	2,956,417	$35M	held	—	17 q
EPCEdgewell Personal Care Company	1.42%	462,786	$35M	added+82%	+0.73 pp	9 q
MODNModel N, Inc.	1.39%	2,605,966	$35M	trimmed−6%	+0.31 pp	8 q
CNDTConduent Incorporated	1.37%	2,138,870	$34M	added+35%	+0.38 pp	2 q
NOMDNomad Foods Limited	1.23%	2,158,426	$30M	added+62%	+0.66 pp	3 q
CVSACovista Inc.	1.20%	786,279	$30M	new	+1.20 pp	new
SNAPSnap Inc.	1.11%	1,550,000	$28M	trimmed−6%	−0.27 pp	2 q
BABAAlibaba Group Holding Limited	1.09%	192,400	$27M	added+79%	+0.66 pp	2 q
unresolvedSigma Designs Inc	1.08%	4,605,326	$27M	added+24%	+0.22 pp	5 q
ALLTAllot Ltd.	1.07%	5,205,437	$27M	added+53%	+0.47 pp	7 q
KEGKey Energy Services, Inc.	0.97%	1,248,468	$24M	held	—	3 q
OPTUOptimum Communications, Inc.	0.91%	700,000	$23M	new	+0.91 pp	new
LRCXLam Research Corp	0.83%	145,497	$21M	trimmed−74%	−1.85 pp	2 q
GISGeneral Mills, Inc.	0.81%	365,493	$20M	new	+0.81 pp	new
unresolvedExa Corp	0.80%	1,445,189	$20M	added+2%	+0.13 pp	10 q
KELKellanova	0.76%	272,198	$19M	new	+0.76 pp	new
PAGPPlains GP Holdings, L.P. Class A Units representing Limited Partner Interests	0.69%	651,600	$17M	new	+0.69 pp	new
INXNInterxion Holding NV	0.66%	360,000	$16M	added+3%	+0.14 pp	2 q
TTWOTake-Two Interactive Software Inc	0.62%	211,300	$16M	trimmed−54%	−0.39 pp	2 q
SBACSBA Communications Corp	0.60%	110,000	$15M	trimmed−55%	−0.49 pp	2 q
unresolvedMonsanto Co	0.59%	124,889	$15M	added×2.9	+0.41 pp	2 q
BCRCR Bard Inc.	0.58%	45,772	$14M	new	+0.58 pp	new
TRGPTarga Resources Corp.	0.58%	320,100	$14M	new	+0.58 pp	new
LWLamb Weston Holdings, Inc.	0.56%	317,999	$14M	trimmed−3%	+0.05 pp	3 q
CARSCars.com Inc.	0.52%	484,746	$13M	new	+0.52 pp	new
XIFRXPLR Infrastructure, LP	0.51%	345,709	$13M	new	+0.51 pp	new
unresolvedNewstar Financial Inc	0.47%	1,107,683	$12M	held	—	3 q
TRIPTripAdvisor, Inc.	0.47%	306,580	$12M	added+23%	+0.07 pp	3 q
Becton Dickinson And Coconvertible	0.44%	200,660	$11M	new	+0.44 pp	new
CLColgate-Palmolive Company	0.42%	140,000	$10M	new	+0.42 pp	new
EMBiShares J.P. Morgan USD Emerging Markets Bond ETF	0.40%	87,000	$10M	new	+0.40 pp	new
VISNVistance Networks, Inc.	0.38%	250,000	$10M	added+32%	+0.09 pp	2 q
CCICrown Castle Inc.	0.38%	94,400	$9M	new	+0.38 pp	new
EXFExfo Inc	0.32%	1,716,666	$8M	added+38%	+0.08 pp	4 q
unresolvedLevel 3 Communications Inc	0.31%	131,650	$8M	trimmed−27%	−0.08 pp	4 q
XLEState Street Energy Select Sector SPDR ETF	0.31%	117,300	$8M	added×3.9	+0.23 pp	4 q
unresolvedMobileye Nv	0.31%	124,290	$8M	added+90%	+0.16 pp	2 q
AMZNAmazon.Com Inc	0.29%	7,500	$7M	new	+0.29 pp	new
CRCCalifornia Resources Corporation	0.27%	780,000	$7M	trimmed−61%	−0.85 pp	4 q
unresolvedBazaarvoice Inc	0.26%	1,306,666	$6M	trimmed−22%	−0.01 pp	5 q
CACCCredit Acceptance Corp	0.26%	25,600	$7M	trimmed−45%	−0.09 pp	4 q
AWKAmerican Water Works Company, Inc	0.24%	76,950	$6M	new	+0.24 pp	new
ABEOAbeona Therapeutics Inc.	0.23%	896,642	$6M	held	—	9 q
QTMQuantum Corporation	0.22%	686,666	$5M	new	+0.22 pp	new
unresolvedLiberty Ventures	0.21%	100,000	$5M	new	+0.21 pp	new
NOWServicenow, Inc.	0.21%	50,000	$5M	new	+0.21 pp	new
unresolvedKate Spade & Co	0.18%	247,800	$5M	added×5.8	+0.14 pp	2 q
BTUPeabody Energy Corporation	0.18%	184,863	$5M	new	+0.18 pp	new
RPDRapid7, Inc.	0.17%	252,889	$4M	new	+0.17 pp	new
TOLToll Brothers, Inc.	0.17%	108,456	$4M	new	+0.17 pp	new
6SSServicesource International	0.16%	1,006,666	$4M	added+1%	+0.02 pp	5 q
LBTYALiberty Global Ltd. Class A	0.16%	125,000	$4M	new	+0.16 pp	new
CMECME Group Inc.	0.15%	30,000	$4M	held	—	3 q
Stanley Black & Decker Iconvertible	0.15%	33,000	$4M	new	+0.15 pp	new
TMUST-Mobile US, Inc.	0.14%	55,500	$3M	trimmed−89%	−1.02 pp	4 q
AIYActivision Blizzard Inc	0.12%	52,900	$3M	trimmed−77%	−0.31 pp	2 q
AIRGAirgain, Inc.	0.12%	209,105	$3M	trimmed−34%	−0.06 pp	3 q
42OPhysicians Realty Trust	0.12%	148,100	$3M	new	+0.12 pp	new
SPYState Street SPDR S&P 500 ETF Trust	0.11%	11,000	$3M	trimmed−79%	−0.35 pp	14 q
CALXCalix, Inc.	0.10%	366,666	$3M	added+84%	+0.05 pp	2 q
GOOSCanada Goose Holdings Inc.	0.10%	125,000	$2M	new	+0.10 pp	new
COTYCoty Inc	0.10%	132,900	$2M	new	+0.10 pp	new
unresolvedGuidance Software Inc	0.08%	286,666	$2M	new	+0.08 pp	new
unresolvedStaples Inc	0.08%	198,500	$2M	new	+0.08 pp	new
unresolvedDell Technologies Inc	0.06%	23,600	$1M	trimmed−93%	−0.76 pp	4 q
INVEINVE Technologies, Inc.	0.06%	266,666	$1M	new	+0.06 pp	new
unresolvedWhole Foods Market	0.06%	35,000	$1M	trimmed−86%	−0.22 pp	3 q
AGYSAgilysys, Inc. (DE)	0.05%	132,935	$1M	new	+0.05 pp	new
unresolvedCabelas Inc. Cl A	0.04%	18,520	$1M	added+93%	+0.02 pp	2 q
CNSLConsolidated Communications Holdings, Inc.	0.04%	45,700	$981,000	new	+0.04 pp	new
unresolvedAbeona Therapeutics Inc	0.03%	250,000	$851,000	held	—	9 q
GNKGenco Shipping & Trading Ltd	0.03%	74,783	$708,000	held	—	4 q
unresolvedAlliance One Intl Inc	0.02%	36,099	$520,000	held	—	9 q
ALNYAlnylam Pharmaceuticals, Inc.	0.02%	7,000	$558,000	new	+0.02 pp	new
AMTAmerican Tower Corporation	0.02%	4,600	$609,000	added+35%	0.00 pp	2 q
1885807DAthenahealth Inc	0.02%	3,600	$506,000	new	+0.02 pp	new
BBYD20230930-DK-BUTTERFLY-1 Inc	0.02%	14,800	$450,000	new	+0.02 pp	new
EATBrinker International, Inc.	0.02%	10,700	$408,000	new	+0.02 pp	new
BRKRBruker Corporation	0.02%	19,100	$551,000	new	+0.02 pp	new
unresolvedBuffalo Wild Wings Inc	0.02%	3,300	$418,000	trimmed−37%	−0.01 pp	2 q
DSPGDSP Group Inc	0.02%	36,666	$425,000	trimmed−78%	−0.05 pp	6 q
DDSDillard's, Inc. Class A	0.02%	7,800	$450,000	added+37%	+0.01 pp	2 q
DINDine Brands Global, Inc.	0.02%	11,100	$489,000	new	+0.02 pp	new
EWEdwards Lifesciences Corp	0.02%	4,600	$544,000	new	+0.02 pp	new
ETSYEtsy, Inc.	0.02%	30,900	$464,000	trimmed−36%	0.00 pp	2 q
unresolvedFinish Line Inc	0.02%	31,700	$449,000	added×2.7	+0.01 pp	2 q
HDP1Hortonworks Inc	0.02%	34,400	$443,000	new	+0.02 pp	new
IONSIonis Pharmaceuticals, Inc.	0.02%	10,700	$544,000	new	+0.02 pp	new
MSTRStrategy Inc Class A	0.02%	2,507	$481,000	new	+0.02 pp	new
unresolvedNational Instrs Corp	0.02%	13,400	$539,000	new	+0.02 pp	new
NEWRNew Relic, Inc.	0.02%	11,800	$508,000	trimmed−11%	0.00 pp	2 q
unresolvedOrbital Atk Inc	0.02%	5,000	$492,000	new	+0.02 pp	new
PZZAPapa John's International Inc	0.02%	7,900	$567,000	added+10%	0.00 pp	2 q
SAVEQSpirit Airlines, Inc.	0.02%	10,100	$522,000	trimmed−8%	0.00 pp	2 q
TWTRTwitter, Inc.	0.02%	24,100	$431,000	trimmed−19%	0.00 pp	2 q
VARVarian Medical Systems, Inc.	0.02%	5,100	$526,000	new	+0.02 pp	new
WENThe Wendy's Company	0.02%	27,100	$420,000	new	+0.02 pp	new
ZAYOZayo Group Holdings, Inc.	0.02%	13,200	$408,000	new	+0.02 pp	new
GGenpact Limited	0.02%	18,800	$523,000	new	+0.02 pp	new
AMCXAMC Global Media Inc. Class A	0.01%	6,100	$326,000	new	+0.01 pp	new
ANFAbercrombie & Fitch Co.	0.01%	13,700	$170,000	trimmed−71%	−0.01 pp	2 q
ADBEAdobe Inc.	0.01%	1,600	$226,000	trimmed−71%	−0.02 pp	2 q
AKAMAkamai Technologies Inc	0.01%	4,700	$234,000	new	+0.01 pp	new
ALKAlaska Air Group, Inc.	0.01%	3,800	$341,000	new	+0.01 pp	new
AEOAmerican Eagle Outfitters	0.01%	12,200	$147,000	trimmed−69%	−0.01 pp	2 q
AAPLApple Inc.	0.01%	1,700	$245,000	added+21%	0.00 pp	2 q
unresolvedBank Of The Ozarks Inc	0.01%	7,400	$347,000	new	+0.01 pp	new
BMRNBioMarin Pharmaceuticals Inc	0.01%	2,500	$227,000	new	+0.01 pp	new
TECHBio-Techne Corp.	0.01%	2,000	$235,000	new	+0.01 pp	new
CCThe Chemours Company	0.01%	9,500	$360,000	new	+0.01 pp	new
CCOICogent Communications Holdings, Inc.	0.01%	9,000	$361,000	trimmed−38%	−0.01 pp	2 q
CSGPCoStar Group Inc	0.01%	1,200	$316,000	new	+0.01 pp	new
KODKEastman Kodak Company	0.01%	24,123	$220,000	held	—	15 q
EMREmerson Electric Co.	0.01%	4,400	$262,000	trimmed−4%	0.00 pp	2 q
unresolvedExpress Inc	0.01%	25,800	$174,000	new	+0.01 pp	new
WOOFoot Locker Inc	0.01%	6,100	$301,000	new	+0.01 pp	new
FTVFortive Corporation	0.01%	4,200	$266,000	new	+0.01 pp	new
GLUUGlu Mobile Inc.	0.01%	72,200	$181,000	new	+0.01 pp	new
GRPNGroupon, Inc.	0.01%	70,300	$270,000	new	+0.01 pp	new
GU9Guess? Inc	0.01%	27,200	$348,000	new	+0.01 pp	new
HANHawaiian Holdings Inc	0.01%	4,400	$207,000	new	+0.01 pp	new
HRIHerc Holdings Inc.	0.01%	6,800	$267,000	added+3%	0.00 pp	2 q
HUBSHubspot, Inc.	0.01%	5,000	$329,000	new	+0.01 pp	new
IACIIac / Interactivecorp (De) Com Stk	0.01%	3,600	$372,000	trimmed−60%	−0.01 pp	2 q
ICPTIntercept Pharmaceuticals, Inc.	0.01%	1,800	$218,000	new	+0.01 pp	new
JNPJuniper Networks Inc	0.01%	11,200	$312,000	new	+0.01 pp	new
LVSLas Vegas Sands Corp.	0.01%	3,600	$230,000	trimmed−28%	0.00 pp	2 q
MARMarriott International Class A	0.01%	2,500	$251,000	new	+0.01 pp	new
MSFTMicrosoft Corp	0.01%	4,000	$276,000	trimmed−69%	−0.02 pp	3 q
MNSTMonster Beverage Corporation	0.01%	4,900	$243,000	new	+0.01 pp	new
NBIXNeurocrine Biosciences Inc	0.01%	4,900	$225,000	new	+0.01 pp	new
NKENike, Inc.	0.01%	4,700	$277,000	new	+0.01 pp	new
JWNNordstrom, Inc.	0.01%	6,400	$306,000	added+28%	0.00 pp	2 q
ORLYO'Reilly Automotive, Inc.	0.01%	1,500	$328,000	new	+0.01 pp	new
unresolvedPanera Bread Co	0.01%	1,000	$315,000	new	+0.01 pp	new
SNIScripps Networks Inter-cl A	0.01%	4,000	$273,000	trimmed−94%	−0.17 pp	2 q
LUVSouthwest Airlines Co.	0.01%	4,600	$286,000	new	+0.01 pp	new
STMPStamps.com, Inc.	0.01%	1,300	$201,000	new	+0.01 pp	new
DATATableau Software, Inc.	0.01%	5,500	$337,000	new	+0.01 pp	new
MMM3M Company	0.01%	1,300	$271,000	new	+0.01 pp	new
USFDUS Foods Holding Corp.	0.01%	8,400	$229,000	new	+0.01 pp	new
VZVerizon Communications	0.01%	6,400	$286,000	new	+0.01 pp	new
WABWabtec Inc.	0.01%	2,900	$265,000	new	+0.01 pp	new
WMTWalmart Inc.	0.01%	4,100	$310,000	held	—	2 q
unresolvedWebmd Health Corp	0.01%	5,300	$311,000	trimmed−25%	0.00 pp	3 q
XYLXylem Inc	0.01%	5,000	$277,000	new	+0.01 pp	new
YELPYelp Inc.	0.01%	11,800	$354,000	new	+0.01 pp	new
ACNAccenture PLC	0.01%	2,100	$260,000	new	+0.01 pp	new
unresolvedEastman Kodak Co	0.00%	8,383	$4,000	held	—	15 q
unresolvedEastman Kodak Co	0.00%	8,383	$3,000	held	—	15 q
FEYEFireEye, Inc.	0.00%	6,966	$106,000	trimmed−97%	−0.10 pp	2 q
REXXRex Energy Corporation	0.00%	16,500	$48,000	new	0.00 pp	new
IIntelsat SA	0.00%	40,000	$122,000	new	0.00 pp	new
AGROAdecoagro S.a.	—	−8,917,157	—	exited	−3.80 pp	—
HPEHewlett Packard Enterprise Company	—	−3,201,009	—	exited	−2.82 pp	—
SYMCGen Digital Inc.	—	−1,199,328	—	exited	−1.37 pp	—
CJC&J Energy Services, Inc.	—	−1,000,000	—	exited	−1.27 pp	—
SUPVGrupo Supervielle S.A.	—	−1,671,384	—	exited	−1.06 pp	—
COPConocoPhillips	—	−402,500	—	exited	−0.75 pp	—
GSGoldman Sachs Group Inc.	—	−86,800	—	exited	−0.74 pp	—
NFLXNetFlix Inc	—	−131,966	—	exited	−0.73 pp	—
VMWVMware, Inc	—	−202,900	—	exited	−0.70 pp	—
unresolvedMead Johnson Nut'n Co	—	−205,750	—	exited	−0.68 pp	—
unresolvedDevry Ed Group Inc	—	−472,549	—	exited	−0.62 pp	—
LM05Liberty Media Corp-liberty-a	—	−425,376	—	exited	−0.52 pp	—
CTXSCitrix Systems Inc	—	−165,000	—	exited	−0.51 pp	—
PXDPioneer Natural Resource Co.	—	−72,700	—	exited	−0.50 pp	—
MXLMaxLinear, Inc.	—	−452,306	—	exited	−0.47 pp	—
unresolvedGigamon Inc	—	−336,666	—	exited	−0.45 pp	—
KMIKinder Morgan, Inc.	—	−486,978	—	exited	−0.39 pp	—
CYBRCyberark Software LTD/ISRAEL	—	−186,565	—	exited	−0.35 pp	—
ORCLOracle Corp	—	−195,000	—	exited	−0.32 pp	—
NBISNebius Group N.V. Class A	—	−394,370	—	exited	−0.32 pp	—
unresolvedQuantum Corp	—	−9,508,773	—	exited	−0.31 pp	—
SYTSyngenta Ag-adr	—	−91,334	—	exited	−0.30 pp	—
unresolvedAmaya Inc	—	−450,000	—	exited	−0.28 pp	—
WWayfair Inc.	—	−189,000	—	exited	−0.28 pp	—
WHRWhirlpool Corp.	—	−41,200	—	exited	−0.26 pp	—
CCitigroup Inc.	—	−109,800	—	exited	−0.24 pp	—
FWONKLiberty Media Corporation Series C Liberty Formula One	—	−153,929	—	exited	−0.20 pp	—
PMPhilip Morris International Inc.	—	−45,413	—	exited	−0.19 pp	—
TEOTelecom Argentina S.A.	—	−233,442	—	exited	−0.19 pp	—
AALAmerican Airlines Group Inc.	—	−116,950	—	exited	−0.18 pp	—
unresolvedInvensense Inc	—	−380,622	—	exited	−0.18 pp	—
DISHDISH Network Corp.	—	−71,602	—	exited	−0.17 pp	—
NOCNorthrop Grumman Corp.	—	−18,988	—	exited	−0.17 pp	—
SYNHSyneos Health, Inc. Class A	—	−84,700	—	exited	−0.14 pp	—
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	—	−253,000	—	exited	−0.13 pp	—
unresolvedEnergen Corp	—	−65,200	—	exited	−0.13 pp	—
UALUnited Airlines Holdings, Inc.	—	−50,100	—	exited	−0.13 pp	—
MLNXMellanox Technologies Ltd	—	−66,666	—	exited	−0.13 pp	—
CTRACoterra Energy Inc.	—	−129,700	—	exited	−0.12 pp	—
DLXDeluxe Corporation	—	−44,124	—	exited	−0.12 pp	—
unresolvedPlatform Specialty Prods Cor	—	−247,076	—	exited	−0.12 pp	—
PJTPJT Partners Inc.	—	−81,400	—	exited	−0.11 pp	—
CHTRCharter Comm Inc Del CL A New	—	−7,875	—	exited	−0.10 pp	—
UBNTUbiquiti Inc.	—	−46,499	—	exited	−0.09 pp	—
GRAMGrana y Montero S.A.A.	—	−727,932	—	exited	−0.08 pp	—
TAPMolson Coors Beverage Company Class B	—	−21,300	—	exited	−0.08 pp	—
96669EURDmrc LLC	—	−66,666	—	exited	−0.07 pp	—
RICEEqt Re Merger Sub Inc	—	−75,000	—	exited	−0.07 pp	—
TSCOTractor Supply Co	—	−26,300	—	exited	−0.07 pp	—
GTGoodyear Tire & Rubber	—	−46,500	—	exited	−0.06 pp	—
CXOConcho Resources Inc.	—	−11,500	—	exited	−0.05 pp	—
PAMPampa Energia S.a.	—	−25,338	—	exited	−0.05 pp	—
VVISA Inc.	—	−14,300	—	exited	−0.05 pp	—
GOOGLAlphabet Inc. Class A	—	−1,300	—	exited	−0.04 pp	—
CNPCenterPoint Energy, Inc.	—	−38,900	—	exited	−0.04 pp	—
CVXChevron Corporation	—	−9,900	—	exited	−0.04 pp	—
CSCOCisco Systems, Inc. (DE)	—	−31,800	—	exited	−0.04 pp	—
unresolvedDow Chemical Co	—	−16,700	—	exited	−0.04 pp	—
ECLEcolab, Inc.	—	−8,500	—	exited	−0.04 pp	—
HRSL3Harris Technologies, Inc.	—	−9,600	—	exited	−0.04 pp	—
IBMInternational Business Machines Corporation	—	−6,200	—	exited	−0.04 pp	—
LGFLions Gate Entertainment-a	—	−38,590	—	exited	−0.04 pp	—
MAMastercard Incorporated	—	−9,500	—	exited	−0.04 pp	—
PFEPfizer Inc.	—	−31,200	—	exited	−0.04 pp	—
RUBIMagnite, Inc.	—	−200,666	—	exited	−0.04 pp	—
SWKStanley Black & Decker, Inc.	—	−8,100	—	exited	−0.04 pp	—
USBU.S. Bancorp	—	−20,600	—	exited	−0.04 pp	—
GSATGlobalstar, Inc.	—	−500,000	—	exited	−0.03 pp	—
RHPRyman Hospitality Properties, Inc	—	−11,100	—	exited	−0.03 pp	—
ADSKAutodesk Inc	—	−6,200	—	exited	−0.02 pp	—
unresolvedCBS Corp	—	−6,700	—	exited	−0.02 pp	—
CAGConagra Brands, Inc.	—	−13,900	—	exited	−0.02 pp	—
STZConstellation Brands, Inc.	—	−3,600	—	exited	−0.02 pp	—
DISThe Walt Disney Company	—	−3,600	—	exited	−0.02 pp	—
GDDYGoDaddy Inc	—	−13,000	—	exited	−0.02 pp	—
IBBiShares Biotechnology ETF	—	−1,500	—	exited	−0.02 pp	—
MTCHMatch Group, Inc	—	−36,600	—	exited	−0.02 pp	—
NPTNNeophotonics Corp	—	−50,870	—	exited	−0.02 pp	—
ABMDAbiomed Inc	—	−2,400	—	exited	−0.01 pp	—
ACADAcadia Pharmaceuticals Inc.	—	−8,900	—	exited	−0.01 pp	—
AGIOAgios Pharmaceuticals, Inc.	—	−3,900	—	exited	−0.01 pp	—
AMGNAmgen Inc	—	−2,000	—	exited	−0.01 pp	—
ARCCAres Capital Corporation	—	−16,600	—	exited	−0.01 pp	—
ANETArista Networks	—	−1,700	—	exited	−0.01 pp	—
AZOAutoZone, Inc.	—	−400	—	exited	−0.01 pp	—
BALLBall Corporation	—	−8,200	—	exited	−0.01 pp	—
CBOECboe Global Markets, Inc.	—	−2,800	—	exited	−0.01 pp	—
CERNCerner Corp	—	−3,800	—	exited	−0.01 pp	—
CHKChesapeake Energy Corp	—	−32,100	—	exited	−0.01 pp	—
CNKCinemark Holdings, Inc.	—	−7,000	—	exited	−0.01 pp	—
CRUSCirrus Logic Inc	—	−3,700	—	exited	−0.01 pp	—
unresolvedCoach Inc	—	−7,100	—	exited	−0.01 pp	—
unresolvedComputer Sciences Corp	—	−3,800	—	exited	−0.01 pp	—
unresolvedConsol Energy Inc	—	−11,200	—	exited	−0.01 pp	—
CONECyrusOne Inc	—	−4,100	—	exited	−0.01 pp	—
DXCMDexCom, Inc.	—	−2,800	—	exited	−0.01 pp	—
unresolvedDr Pepper Snapple Group Inc	—	−3,000	—	exited	−0.01 pp	—
EFXEquifax, Incorporated	—	−1,500	—	exited	−0.01 pp	—
FLIRFLIR Systems, Inc. (DE)	—	−7,500	—	exited	−0.01 pp	—
FFIVF5, Inc.	—	−2,700	—	exited	−0.01 pp	—
FRFirst Industrial Realty Trust, Inc.	—	−8,200	—	exited	−0.01 pp	—
GPNGlobal Payments, Inc.	—	−3,300	—	exited	−0.01 pp	—
unresolvedHcp Inc	—	−6,400	—	exited	−0.01 pp	—
Herbalife Ltdconvertible	—	−5,100	—	exited	−0.01 pp	—
HONHoneywell International, Inc.	—	−2,200	—	exited	−0.01 pp	—
HSTHost Hotels & Resorts, Inc.	—	−20,300	—	exited	−0.01 pp	—
IEXIDEX Corporation	—	−2,900	—	exited	−0.01 pp	—
ILMNIllumina Inc	—	−1,402	—	exited	−0.01 pp	—
IFFInternational Flavors & Fragrances Inc.	—	−2,300	—	exited	−0.01 pp	—
ISRGIntuitive Surgical Inc.	—	−400	—	exited	−0.01 pp	—
IRMIron Mountain Inc.	—	−5,700	—	exited	−0.01 pp	—
JBLUJetBlue Airways Corp	—	−9,700	—	exited	−0.01 pp	—
LLYEli Lilly & Co.	—	−3,900	—	exited	−0.01 pp	—
LLoews Corporation	—	−5,600	—	exited	−0.01 pp	—
MSCIMSCI, Inc.	—	−2,800	—	exited	−0.01 pp	—
MXIMMaxim Integrated Products	—	−5,500	—	exited	−0.01 pp	—
MKCMcCormick & Company, Incorporated Non-VTG CS	—	−2,800	—	exited	−0.01 pp	—
MCDMcDonald's Corporation	—	−2,000	—	exited	−0.01 pp	—
MCKMcKesson Corporation	—	−1,400	—	exited	−0.01 pp	—
NVDANvidia Corp	—	−2,800	—	exited	−0.01 pp	—
unresolvedPriceline Grp Inc	—	−200	—	exited	−0.01 pp	—
unresolvedQuality Care Pptys Inc	—	−14,100	—	exited	−0.01 pp	—
ROPRoper Technologies, Inc.	—	−1,500	—	exited	−0.01 pp	—
SPGIS&P Global Inc.	—	−2,100	—	exited	−0.01 pp	—
SIVBQSvb Financial Group	—	−1,500	—	exited	−0.01 pp	—
CRMSalesforce, Inc.	—	−3,100	—	exited	−0.01 pp	—
SHOPShopify Inc. Class A subordinate voting shares	—	−3,000	—	exited	−0.01 pp	—
unresolvedSonic Corp	—	−13,900	—	exited	−0.01 pp	—
SPLKSplunk Inc	—	−4,100	—	exited	−0.01 pp	—
unresolvedSprint Corporation	—	−25,600	—	exited	−0.01 pp	—
THCTenet Healthcare Corporation New	—	−18,400	—	exited	−0.01 pp	—
T8STesaro Inc	—	−1,700	—	exited	−0.01 pp	—
TXRHTexas Roadhouse, Inc.	—	−4,900	—	exited	−0.01 pp	—
TDGTransDigm Group Incorporated	—	−1,400	—	exited	−0.01 pp	—
unresolvedUltimate Software Group Inc	—	−1,600	—	exited	−0.01 pp	—
VRTXVertex Pharmaceuticals Inc	—	−3,600	—	exited	−0.01 pp	—
MFSWelbilt Inc	—	−14,100	—	exited	−0.01 pp	—
WPXWPX Energy, Inc.	—	−14,800	—	exited	−0.01 pp	—
WYNNWynn Resorts Ltd	—	−3,500	—	exited	−0.01 pp	—
ALLEAllegion Public Limited Company	—	−4,200	—	exited	−0.01 pp	—
JCIJohnson Controls International plc	—	−7,400	—	exited	−0.01 pp	—
unresolvedMichael Kors Hldgs Ltd	—	−10,200	—	exited	−0.01 pp	—
PNRPentair plc	—	−5,300	—	exited	−0.01 pp	—
SIGSignet Jewelers Limited	—	−3,700	—	exited	−0.01 pp	—
unresolvedBioamber Inc	—	−194,000	—	exited	0.00 pp	—
unresolvedRex Energy Corporation	—	−165,000	—	exited	0.00 pp	—
TSLATesla, Inc.	—	−400	—	exited	0.00 pp	—

Other 13(f) securities

Options 16

Contract	% of notional	Shares	Notional
Powershares Qqq Trust Series 1 PUT	50.04%	7,320,000	$1.0B
SPY PUT	21.10%	1,756,900	$425M
IWM PUT	17.72%	2,532,100	$357M
SPY CALL	2.47%	206,000	$50M
MGM PUT	2.10%	1,350,000	$42M
Valeant Pharmaceuticals Intl PUT	1.42%	1,650,000	$29M
EQT CALL	1.41%	485,000	$28M
TEVA PUT	0.99%	600,000	$20M
PAGP PUT	0.84%	650,000	$17M
TMUS CALL	0.80%	265,300	$16M
XOP CALL	0.39%	245,000	$8M
AMLP PUT	0.33%	555,600	$7M
ENDPQ PUT	0.14%	250,000	$3M
Whole Foods Market CALL	0.10%	50,000	$2M
AIY CALL	0.09%	30,000	$2M
LPI CALL	0.06%	120,000	$1M

Notes 17

Issue	% of notes	Principal	Value
Mandiant Inc	20.71%	245,672,000	$233M
Nuance Communications	16.34%	183,759,000	$184M
Rovi Corp	14.54%	165,607,000	$163M
Servicesource Intl Inc	9.96%	113,828,000	$112M
Twitter Inc	7.64%	90,469,000	$86M
Pros Holdings Inc	6.47%	68,352,000	$73M
Viavi Solutions Inc	4.71%	47,757,000	$53M
Inseego Corp	3.42%	52,769,000	$38M
Calamp Corp	3.20%	35,172,000	$36M
Nuance Communications	3.05%	35,379,000	$34M
Cornerstone Ondemand Inc	2.52%	28,060,000	$28M
Web.com Group Inc	2.29%	25,552,000	$26M
Mandiant Inc	1.30%	16,000,000	$15M
Natwest Group PLC	1.26%	13,000,000	$14M
Standard Chartered PLC	0.96%	10,000,000	$11M
Standard Chartered PLC	0.95%	10,000,000	$11M
Credit Suisse Group AG	0.66%	7,000,000	$7M

Source

Form: 13F-HR
Reading: 0 defects · 28 unresolved
Accession: 0001140361-17-031995
SEC cross-check: SEC data set not published yet

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