Soros Fund Management

Q3 2017 13F · by Dawn Fitzpatrick, CIO

As of: Sep 30, 2017
Filed: Nov 14, 2017
US stock: $2.9B · prev $2.5B
Positions: 204 · prev 170
Options notional: $399M
Documents: 1· no amendments

Picture69.8% US stock

Partial picture · of what this 13F reports is US stock

US stock listed on a US exchange 69.8%
Foreign stock not listed in the US 0.0%
Notes debt, at principal 20.6%
Puts at notional value 6.9%
Calls at notional value 2.6%

Moves281 since the prior filing

+24.7 pp in · −22.0 pp out

New 105 +16.27 pp
Added 55 +8.39 pp
Trimmed 28 −9.53 pp
Exited 71 −12.50 pp

Options: 22 moves on a notional base, in the table below.

The book

Concentrated · behaves like 13 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

High turnover · 121% a year, about 0.8 years per position

Low
Moderate
High

Top 5 positions43% of US stock

LBRDK Liberty Broadband Corporation Class C held held25.1%
AABA Altaba Inc. added+0.74 pp added+0.746.3%
unresolved Caesars Acquisition Co held held4.2%
TWX Time Warner Inc added+1.15 pp added+1.153.6%
TIVO Tivo Inc added−0.21 pp added−0.213.5%

Positions204 in this filing · 71 exited


LBRDKLiberty Broadband Corporation Class C	25.14%	7,744,036	$738M	held	—	6 q
AABAAltaba Inc.	6.32%	2,803,269	$186M	added+10%	+0.74 pp	2 q
unresolvedCaesars Acquisition Co	4.17%	5,705,079	$122M	held	—	16 q
TWXTime Warner Inc	3.56%	1,020,000	$104M	added+71%	+1.15 pp	4 q
TIVOTivo Inc	3.47%	5,138,625	$102M	added+5%	−0.21 pp	5 q
EQTEqt Corp	2.81%	1,264,834	$83M	added+93%	+1.26 pp	2 q
MDLZMondelez International, Inc. Class A	2.42%	1,750,031	$71M	added+29%	+0.07 pp	18 q
KHCThe Kraft Heinz Company	1.81%	684,733	$53M	added+49%	+0.22 pp	9 q
EPCEdgewell Personal Care Company	1.65%	664,951	$48M	added+44%	+0.23 pp	10 q
VIAVViavi Solutions Inc.	1.65%	5,126,361	$48M	added+40%	+0.10 pp	9 q
CHDNChurchill Downs Inc	1.50%	213,196	$44M	trimmed−45%	−1.36 pp	18 q
ZTSZoetis Inc.	1.49%	686,789	$44M	trimmed−2%	−0.27 pp	18 q
unresolvedExa Corp	1.44%	1,744,776	$42M	added+21%	+0.64 pp	11 q
CMCSAComcast Corp	1.42%	1,084,500	$42M	new	+1.42 pp	new
NXPINXP Semiconductors N.V.	1.38%	358,690	$41M	held	—	4 q
CZRCaesars Entertainment, Inc.	1.34%	2,956,417	$39M	held	—	18 q
CNDTConduent Incorporated	1.23%	2,301,604	$36M	added+8%	−0.14 pp	3 q
TTWOTake-Two Interactive Software Inc	1.14%	326,400	$33M	added+54%	+0.52 pp	3 q
MODNModel N, Inc.	1.10%	2,156,666	$32M	trimmed−17%	−0.29 pp	9 q
unresolvedSigma Designs Inc	1.10%	5,118,789	$32M	added+11%	+0.02 pp	6 q
CLColgate-Palmolive Company	1.07%	431,500	$31M	added×3.1	+0.65 pp	2 q
SBACSBA Communications Corp	0.98%	200,000	$29M	added+82%	+0.38 pp	3 q
ALLTAllot Ltd.	0.98%	5,341,063	$29M	added+3%	−0.09 pp	8 q
CCICrown Castle Inc.	0.95%	278,600	$28M	added×3.0	+0.57 pp	2 q
CPBThe Campbell's Company	0.91%	571,416	$27M	new	+0.91 pp	new
KELKellanova	0.81%	382,697	$24M	added+41%	+0.05 pp	2 q
GISGeneral Mills, Inc.	0.78%	440,493	$23M	added+21%	−0.03 pp	2 q
CVSACovista Inc.	0.77%	631,223	$23M	trimmed−20%	−0.43 pp	2 q
unresolvedMonsanto Co	0.77%	188,539	$23M	added+51%	+0.18 pp	3 q
CARSCars.com Inc.	0.73%	810,403	$22M	added+67%	+0.21 pp	2 q
LRCXLam Research Corp	0.70%	111,425	$21M	trimmed−23%	−0.13 pp	3 q
INXNInterxion Holding NV	0.69%	400,000	$20M	added+11%	+0.03 pp	3 q
SEDGSolarEdge Technologies, Inc.	0.68%	695,305	$20M	new	+0.68 pp	new
GSUMGridsum Holding Inc.	0.65%	1,841,679	$19M	new	+0.65 pp	new
METAMeta Platforms, Inc. Class A	0.64%	109,451	$19M	trimmed−77%	−2.26 pp	4 q
SYNASynaptics Inc	0.64%	479,049	$19M	new	+0.64 pp	new
PYPLPayPal Holdings, Inc.	0.63%	286,913	$18M	trimmed−59%	−0.90 pp	9 q
CRCCalifornia Resources Corporation	0.58%	1,629,724	$17M	added×2.1	+0.31 pp	5 q
unresolvedGrubhub Inc	0.58%	321,400	$17M	new	+0.58 pp	new
MMYTMakeMyTrip Limited	0.57%	584,079	$17M	trimmed−60%	−1.41 pp	8 q
NOMDNomad Foods Limited	0.51%	1,022,259	$15M	trimmed−53%	−0.72 pp	4 q
unresolvedCigna Corporation	0.49%	76,800	$14M	new	+0.49 pp	new
unresolvedLiberty Ventures	0.49%	250,000	$14M	added×2.5	+0.28 pp	2 q
unresolvedAetna Inc New	0.48%	88,100	$14M	new	+0.48 pp	new
CHTRCharter Comm Inc Del CL A New	0.48%	38,700	$14M	new	+0.48 pp	new
unresolvedShire PLC	0.47%	90,000	$14M	new	+0.47 pp	new
LWLamb Weston Holdings, Inc.	0.45%	282,431	$13M	trimmed−11%	−0.11 pp	4 q
unresolvedFiat Chrysler Automobiles NV s	0.45%	737,697	$13M	new	+0.45 pp	new
unresolvedNewstar Financial Inc	0.44%	1,107,683	$13M	held	—	4 q
BABAAlibaba Group Holding Limited	0.43%	73,750	$13M	trimmed−62%	−0.66 pp	3 q
TRIPTripAdvisor, Inc.	0.42%	306,580	$12M	held	—	4 q
CVECenovus Energy Inc.	0.41%	1,208,300	$12M	new	+0.41 pp	new
unresolvedCalpine Corp	0.38%	747,600	$11M	new	+0.38 pp	new
Crown Castle Intl Corpconvertible	0.36%	10,000	$11M	new	+0.36 pp	new
MCKMcKesson Corporation	0.36%	69,000	$11M	new	+0.36 pp	new
NOWServicenow, Inc.	0.36%	90,000	$11M	added+80%	+0.15 pp	2 q
CTLLumen Technologies, Inc.	0.35%	540,400	$10M	new	+0.35 pp	new
KBHKB Home	0.35%	429,608	$10M	new	+0.35 pp	new
TRGPTarga Resources Corp.	0.35%	216,430	$10M	trimmed−32%	−0.23 pp	2 q
CSODCornerstone OnDemand, Inc.	0.34%	248,166	$10M	new	+0.34 pp	new
KEGKey Energy Services, Inc.	0.34%	761,130	$10M	trimmed−39%	−0.63 pp	4 q
AMZNAmazon.Com Inc	0.33%	10,000	$10M	added+33%	+0.04 pp	2 q
EXFExfo Inc	0.31%	2,306,000	$9M	added+34%	−0.01 pp	5 q
99803EURLaboratory Crp Of Amer Hldgs	0.28%	54,000	$8M	new	+0.28 pp	new
unresolvedBazaarvoice Inc	0.27%	1,606,866	$8M	added+23%	+0.01 pp	6 q
AIYActivision Blizzard Inc	0.26%	118,000	$8M	added×2.2	+0.14 pp	3 q
CNQCanadian Natural Resources Limited	0.26%	226,600	$8M	new	+0.26 pp	new
GMGeneral Motors Company	0.26%	185,686	$7M	new	+0.26 pp	new
LGFLions Gate Entertainment-a	0.26%	228,300	$8M	new	+0.26 pp	new
MSFTMicrosoft Corp	0.26%	103,000	$8M	added×25.8	+0.25 pp	4 q
ORCLOracle Corp	0.25%	150,000	$7M	new	+0.25 pp	new
RNGRingcentral, Inc.	0.25%	175,000	$7M	new	+0.25 pp	new
UHSUniversal Health Services, Inc. Class B	0.25%	65,100	$7M	new	+0.25 pp	new
ZBHZimmer Biomet Holdings, Inc.	0.25%	62,500	$7M	new	+0.25 pp	new
SPYState Street SPDR S&P 500 ETF Trust	0.24%	27,800	$7M	added×2.5	+0.13 pp	15 q
MLNXMellanox Technologies Ltd	0.24%	150,824	$7M	new	+0.24 pp	new
WBAWalgreens Boots Alliance, Inc	0.23%	85,600	$7M	new	+0.23 pp	new
ATHMAutohome Inc.	0.22%	105,620	$6M	new	+0.22 pp	new
COTYCoty Inc	0.22%	390,000	$6M	added×2.9	+0.12 pp	2 q
PAMPampa Energia S.a.	0.22%	100,000	$7M	new	+0.22 pp	new
unresolvedAdvisory Brd Co	0.21%	113,400	$6M	new	+0.21 pp	new
AWKAmerican Water Works Company, Inc	0.21%	76,789	$6M	trimmed−0%	−0.03 pp	2 q
AAAlcoa Corporation	0.20%	123,787	$6M	new	+0.20 pp	new
unresolvedImperva Inc	0.19%	126,666	$5M	new	+0.19 pp	new
INTUIntuit Inc	0.19%	40,000	$6M	new	+0.19 pp	new
CJC&J Energy Services, Inc.	0.18%	180,677	$5M	new	+0.18 pp	new
OIHNVanEck Oil Services ETF	0.18%	204,400	$5M	new	+0.18 pp	new
WPXWPX Energy, Inc.	0.18%	450,000	$5M	new	+0.18 pp	new
APCAnadarko Petroleum Corp	0.17%	100,000	$5M	new	+0.17 pp	new
unresolvedRockwell Collins Inc	0.17%	37,700	$5M	new	+0.17 pp	new
USFDUS Foods Holding Corp.	0.16%	175,000	$5M	added×20.8	+0.15 pp	2 q
CMECME Group Inc.	0.14%	30,000	$4M	held	—	4 q
CSGPCoStar Group Inc	0.14%	15,000	$4M	added×12.5	+0.13 pp	2 q
unresolvedBlue Buffalo Pet Prods Inc	0.12%	128,912	$4M	new	+0.12 pp	new
unresolvedEnvision Healthcare Corp	0.12%	78,500	$4M	new	+0.12 pp	new
WLHWilliam Lyon Homes	0.12%	157,884	$4M	new	+0.12 pp	new
PACBPacific Biosciences of California, Inc.	0.12%	670,400	$4M	new	+0.12 pp	new
6SSServicesource International	0.12%	1,006,666	$3M	held	—	6 q
GOOGLAlphabet Inc. Class A	0.10%	3,000	$3M	new	+0.10 pp	new
XOGExtraction Oil & Gas Inc	0.10%	200,000	$3M	new	+0.10 pp	new
unresolvedOrbital Atk Inc	0.10%	22,600	$3M	added×4.5	+0.08 pp	2 q
TRCOTribune Media Company Class A	0.10%	72,900	$3M	new	+0.10 pp	new
AIRGAirgain, Inc.	0.09%	289,105	$3M	added+38%	−0.03 pp	4 q
DNRDenbury Resources, Inc.	0.09%	2,000,000	$3M	new	+0.09 pp	new
NUANNuance Communications, Inc.	0.08%	150,000	$2M	new	+0.08 pp	new
unresolvedDell Technologies Inc	0.07%	27,200	$2M	added+15%	+0.01 pp	5 q
DSPGDSP Group Inc	0.06%	141,666	$2M	added×3.9	+0.04 pp	7 q
ITCIIntra-Cellular Therapies Inc.	0.06%	114,000	$2M	new	+0.06 pp	new
CALXCalix, Inc.	0.05%	266,666	$1M	trimmed−27%	−0.05 pp	3 q
CLDRCloudera, Inc.	0.05%	90,400	$2M	new	+0.05 pp	new
AGYSAgilysys, Inc. (DE)	0.04%	96,666	$1M	trimmed−27%	−0.01 pp	2 q
INVEINVE Technologies, Inc.	0.04%	266,666	$1M	held	—	2 q
BAHBooz Allen Hamilton Holding Corporation	0.03%	23,200	$867,000	new	+0.03 pp	new
JBHTJB Hunt Transport Services Inc	0.03%	8,100	$900,000	new	+0.03 pp	new
LSTRLandstar System Inc	0.03%	8,800	$877,000	new	+0.03 pp	new
PARRPar Pacific Holdings, Inc.	0.03%	37,200	$774,000	new	+0.03 pp	new
TIFTiffany & Co.	0.03%	10,000	$918,000	new	+0.03 pp	new
URIUnited Rentals, Inc.	0.03%	5,800	$805,000	new	+0.03 pp	new
MFSWelbilt Inc	0.03%	33,200	$765,000	new	+0.03 pp	new
GNKGenco Shipping & Trading Ltd	0.03%	74,783	$867,000	held	—	5 q
ANFAbercrombie & Fitch Co.	0.02%	37,200	$537,000	added×2.7	+0.01 pp	3 q
ACADAcadia Pharmaceuticals Inc.	0.02%	18,300	$689,000	new	+0.02 pp	new
ADBEAdobe Inc.	0.02%	3,500	$522,000	added×2.2	+0.01 pp	3 q
ALXNAlexion Pharmaceuticals Inc	0.02%	4,800	$673,000	new	+0.02 pp	new
unresolvedBarracuda Networks Inc	0.02%	27,200	$659,000	new	+0.02 pp	new
unresolvedCBS Corp	0.02%	8,700	$505,000	new	+0.02 pp	new
CCOICogent Communications Holdings, Inc.	0.02%	9,600	$469,000	added+7%	+0.01 pp	3 q
DINDine Brands Global, Inc.	0.02%	12,900	$554,000	added+16%	0.00 pp	2 q
HDP1Hortonworks Inc	0.02%	34,200	$580,000	trimmed−1%	0.00 pp	2 q
unresolvedInfrareit Inc	0.02%	28,585	$639,000	new	+0.02 pp	new
JNPJuniper Networks Inc	0.02%	17,200	$479,000	added+54%	+0.01 pp	2 q
LULUlululemon athletica inc.	0.02%	9,000	$560,000	new	+0.02 pp	new
NBIXNeurocrine Biosciences Inc	0.02%	11,300	$692,000	added×2.3	+0.01 pp	2 q
PZZAPapa John's International Inc	0.02%	9,600	$701,000	added+22%	0.00 pp	3 q
PLABPhotronics Inc	0.02%	71,100	$629,000	new	+0.02 pp	new
SAVEQSpirit Airlines, Inc.	0.02%	20,600	$688,000	added×2.0	0.00 pp	3 q
SRCLStericycle Inc	0.02%	7,400	$530,000	new	+0.02 pp	new
UPSUnited Parcel Service, Inc. Class B	0.02%	6,000	$721,000	new	+0.02 pp	new
YELPYelp Inc.	0.02%	11,000	$476,000	trimmed−7%	+0.01 pp	2 q
ACNAccenture PLC	0.02%	3,900	$527,000	added+86%	+0.01 pp	2 q
AMCXAMC Global Media Inc. Class A	0.01%	5,400	$316,000	trimmed−11%	0.00 pp	2 q
AGIOAgios Pharmaceuticals, Inc.	0.01%	3,500	$234,000	new	+0.01 pp	new
AKAMAkamai Technologies Inc	0.01%	7,900	$385,000	added+68%	0.00 pp	2 q
unresolvedAlliance One Intl Inc	0.01%	36,099	$393,000	held	—	10 q
AEOAmerican Eagle Outfitters	0.01%	19,500	$279,000	added+60%	0.00 pp	3 q
AMTAmerican Tower Corporation	0.01%	3,200	$437,000	trimmed−30%	−0.01 pp	3 q
ADIAnalog Devices, Inc.	0.01%	2,900	$250,000	new	+0.01 pp	new
ADSKAutodesk Inc	0.01%	2,800	$314,000	new	+0.01 pp	new
ADPAutomatic Data Processing	0.01%	2,400	$262,000	new	+0.01 pp	new
BBYD20230930-DK-BUTTERFLY-1 Inc	0.01%	16,400	$385,000	added+11%	−0.01 pp	2 q
EATBrinker International, Inc.	0.01%	9,600	$306,000	trimmed−10%	−0.01 pp	2 q
unresolvedBuffalo Wild Wings Inc	0.01%	4,000	$423,000	added+21%	−0.01 pp	3 q
LNGCheniere Energy Inc	0.01%	7,300	$329,000	new	+0.01 pp	new
COHRCoherent Corp.	0.01%	1,100	$259,000	new	+0.01 pp	new
CBRLCracker Barrel Old Country Store, Inc,.	0.01%	1,800	$273,000	new	+0.01 pp	new
DISHDISH Network Corp.	0.01%	6,800	$369,000	new	+0.01 pp	new
DPZDomino's Pizza Inc.	0.01%	1,600	$318,000	new	+0.01 pp	new
KODKEastman Kodak Company	0.01%	24,123	$177,000	held	—	16 q
ETSYEtsy, Inc.	0.01%	19,600	$331,000	trimmed−37%	−0.01 pp	3 q
EXPEExpedia Group, Inc.	0.01%	2,100	$302,000	new	+0.01 pp	new
EXPDExpeditors International of Washington, Inc.	0.01%	4,500	$269,000	new	+0.01 pp	new
unresolvedExpress Inc	0.01%	44,500	$301,000	added+72%	0.00 pp	2 q
unresolvedFinish Line Inc	0.01%	27,900	$336,000	trimmed−12%	−0.01 pp	3 q
FEYEFireEye, Inc.	0.01%	24,366	$409,000	added×3.5	+0.01 pp	3 q
unresolvedGeneral Electric Co	0.01%	10,300	$249,000	new	+0.01 pp	new
GRPNGroupon, Inc.	0.01%	50,300	$262,000	trimmed−28%	0.00 pp	2 q
unresolvedHcp Inc	0.01%	8,400	$234,000	new	+0.01 pp	new
HRSL3Harris Technologies, Inc.	0.01%	2,000	$263,000	new	+0.01 pp	new
HUBSHubspot, Inc.	0.01%	4,000	$336,000	trimmed−20%	0.00 pp	2 q
ITWIllinois Tool Works Inc.	0.01%	1,600	$237,000	new	+0.01 pp	new
IBBiShares Biotechnology ETF	0.01%	600	$200,000	new	+0.01 pp	new
LIILennox International Inc.	0.01%	1,300	$233,000	new	+0.01 pp	new
MICMacquarie Infrastructure Hol	0.01%	4,500	$325,000	new	+0.01 pp	new
MASIMasimo Corporation	0.01%	2,700	$234,000	new	+0.01 pp	new
MTCHMatch Group, Inc	0.01%	9,800	$227,000	new	+0.01 pp	new
MCDMcDonald's Corporation	0.01%	2,000	$313,000	new	+0.01 pp	new
MRKMerck & Co., Inc.	0.01%	3,500	$224,000	new	+0.01 pp	new
MSTRStrategy Inc Class A	0.01%	2,800	$358,000	added+12%	−0.01 pp	2 q
JWNNordstrom, Inc.	0.01%	7,600	$358,000	added+19%	0.00 pp	3 q
PKPark Hotels & Resorts Inc.	0.01%	9,000	$248,000	new	+0.01 pp	new
POOLPool Corporation	0.01%	2,100	$227,000	new	+0.01 pp	new
RPMRPM International, Inc.	0.01%	4,800	$246,000	new	+0.01 pp	new
RLRalph Lauren Corporation	0.01%	3,800	$336,000	new	+0.01 pp	new
RHIRobert Half Inc.	0.01%	5,400	$272,000	new	+0.01 pp	new
RHPRyman Hospitality Properties, Inc	0.01%	4,300	$269,000	new	+0.01 pp	new
SPLKSplunk Inc	0.01%	4,000	$266,000	new	+0.01 pp	new
STMPStamps.com, Inc.	0.01%	1,500	$304,000	added+15%	0.00 pp	2 q
SHOSunstone Hotel Investors, Inc.	0.01%	14,300	$230,000	new	+0.01 pp	new
MMM3M Company	0.01%	1,100	$231,000	trimmed−15%	0.00 pp	2 q
TWTRTwitter, Inc.	0.01%	18,400	$310,000	trimmed−24%	−0.01 pp	3 q
unresolvedUltimate Software Group Inc	0.01%	1,800	$341,000	new	+0.01 pp	new
URBNUrban Outfitters Inc	0.01%	13,000	$311,000	new	+0.01 pp	new
VRSNVeriSign Inc	0.01%	2,600	$277,000	new	+0.01 pp	new
VMWVMware, Inc	0.01%	2,500	$273,000	new	+0.01 pp	new
WMTWalmart Inc.	0.01%	3,500	$273,000	trimmed−15%	0.00 pp	3 q
ACTAllergan PLC	0.01%	1,100	$225,000	new	+0.01 pp	new
ATHAthene Holding Ltd-class A	0.01%	4,700	$253,000	new	+0.01 pp	new
RNRRenaissanceRe Holdings Ltd.	0.01%	2,500	$338,000	new	+0.01 pp	new
WTMWhite Mountains Insurance Group Ltd.	0.01%	400	$343,000	new	+0.01 pp	new
IIntelsat SA	0.01%	40,000	$188,000	held	—	2 q
unresolvedEastman Kodak Co	0.00%	8,383	$1,000	held	—	16 q
unresolvedEastman Kodak Co	0.00%	8,383	$1,000	held	—	16 q
REXXRex Energy Corporation	0.00%	16,500	$45,000	held	—	2 q
SLMSLM Corporation	0.00%	10,400	$119,000	new	0.00 pp	new
WMBWilliams Companies Inc.	—	−1,563,069	—	exited	−1.90 pp	—
unresolvedReynolds American	—	−657,370	—	exited	−1.72 pp	—
SNAPSnap Inc.	—	−1,550,000	—	exited	−1.11 pp	—
OPTUOptimum Communications, Inc.	—	−700,000	—	exited	−0.91 pp	—
PAGPPlains GP Holdings, L.P. Class A Units representing Limited Partner Interests	—	−651,600	—	exited	−0.69 pp	—
BCRCR Bard Inc.	—	−45,772	—	exited	−0.58 pp	—
XIFRXPLR Infrastructure, LP	—	−345,709	—	exited	−0.51 pp	—
Becton Dickinson And Coconvertible	—	−200,660	—	exited	−0.44 pp	—
EMBiShares J.P. Morgan USD Emerging Markets Bond ETF	—	−87,000	—	exited	−0.40 pp	—
VISNVistance Networks, Inc.	—	−250,000	—	exited	−0.38 pp	—
unresolvedLevel 3 Communications Inc	—	−131,650	—	exited	−0.31 pp	—
XLEState Street Energy Select Sector SPDR ETF	—	−117,300	—	exited	−0.31 pp	—
unresolvedMobileye Nv	—	−124,290	—	exited	−0.31 pp	—
CACCCredit Acceptance Corp	—	−25,600	—	exited	−0.26 pp	—
ABEOAbeona Therapeutics Inc.	—	−896,642	—	exited	−0.23 pp	—
QTMQuantum Corporation	—	−686,666	—	exited	−0.22 pp	—
unresolvedKate Spade & Co	—	−247,800	—	exited	−0.18 pp	—
BTUPeabody Energy Corporation	—	−184,863	—	exited	−0.18 pp	—
RPDRapid7, Inc.	—	−252,889	—	exited	−0.17 pp	—
TOLToll Brothers, Inc.	—	−108,456	—	exited	−0.17 pp	—
LBTYALiberty Global Ltd. Class A	—	−125,000	—	exited	−0.16 pp	—
Stanley Black & Decker Iconvertible	—	−33,000	—	exited	−0.15 pp	—
TMUST-Mobile US, Inc.	—	−55,500	—	exited	−0.14 pp	—
42OPhysicians Realty Trust	—	−148,100	—	exited	−0.12 pp	—
GOOSCanada Goose Holdings Inc.	—	−125,000	—	exited	−0.10 pp	—
unresolvedGuidance Software Inc	—	−286,666	—	exited	−0.08 pp	—
unresolvedStaples Inc	—	−198,500	—	exited	−0.08 pp	—
unresolvedWhole Foods Market	—	−35,000	—	exited	−0.06 pp	—
unresolvedCabelas Inc. Cl A	—	−18,520	—	exited	−0.04 pp	—
CNSLConsolidated Communications Holdings, Inc.	—	−45,700	—	exited	−0.04 pp	—
unresolvedAbeona Therapeutics Inc	—	−250,000	—	exited	−0.03 pp	—
ALNYAlnylam Pharmaceuticals, Inc.	—	−7,000	—	exited	−0.02 pp	—
1885807DAthenahealth Inc	—	−3,600	—	exited	−0.02 pp	—
BRKRBruker Corporation	—	−19,100	—	exited	−0.02 pp	—
DDSDillard's, Inc. Class A	—	−7,800	—	exited	−0.02 pp	—
EWEdwards Lifesciences Corp	—	−4,600	—	exited	−0.02 pp	—
IONSIonis Pharmaceuticals, Inc.	—	−10,700	—	exited	−0.02 pp	—
unresolvedNational Instrs Corp	—	−13,400	—	exited	−0.02 pp	—
NEWRNew Relic, Inc.	—	−11,800	—	exited	−0.02 pp	—
VARVarian Medical Systems, Inc.	—	−5,100	—	exited	−0.02 pp	—
WENThe Wendy's Company	—	−27,100	—	exited	−0.02 pp	—
ZAYOZayo Group Holdings, Inc.	—	−13,200	—	exited	−0.02 pp	—
GGenpact Limited	—	−18,800	—	exited	−0.02 pp	—
ALKAlaska Air Group, Inc.	—	−3,800	—	exited	−0.01 pp	—
AAPLApple Inc.	—	−1,700	—	exited	−0.01 pp	—
unresolvedBank Of The Ozarks Inc	—	−7,400	—	exited	−0.01 pp	—
BMRNBioMarin Pharmaceuticals Inc	—	−2,500	—	exited	−0.01 pp	—
TECHBio-Techne Corp.	—	−2,000	—	exited	−0.01 pp	—
CCThe Chemours Company	—	−9,500	—	exited	−0.01 pp	—
EMREmerson Electric Co.	—	−4,400	—	exited	−0.01 pp	—
WOOFoot Locker Inc	—	−6,100	—	exited	−0.01 pp	—
FTVFortive Corporation	—	−4,200	—	exited	−0.01 pp	—
GLUUGlu Mobile Inc.	—	−72,200	—	exited	−0.01 pp	—
GU9Guess? Inc	—	−27,200	—	exited	−0.01 pp	—
HANHawaiian Holdings Inc	—	−4,400	—	exited	−0.01 pp	—
HRIHerc Holdings Inc.	—	−6,800	—	exited	−0.01 pp	—
IACIIac / Interactivecorp (De) Com Stk	—	−3,600	—	exited	−0.01 pp	—
ICPTIntercept Pharmaceuticals, Inc.	—	−1,800	—	exited	−0.01 pp	—
LVSLas Vegas Sands Corp.	—	−3,600	—	exited	−0.01 pp	—
MARMarriott International Class A	—	−2,500	—	exited	−0.01 pp	—
MNSTMonster Beverage Corporation	—	−4,900	—	exited	−0.01 pp	—
NKENike, Inc.	—	−4,700	—	exited	−0.01 pp	—
ORLYO'Reilly Automotive, Inc.	—	−1,500	—	exited	−0.01 pp	—
unresolvedPanera Bread Co	—	−1,000	—	exited	−0.01 pp	—
SNIScripps Networks Inter-cl A	—	−4,000	—	exited	−0.01 pp	—
LUVSouthwest Airlines Co.	—	−4,600	—	exited	−0.01 pp	—
DATATableau Software, Inc.	—	−5,500	—	exited	−0.01 pp	—
VZVerizon Communications	—	−6,400	—	exited	−0.01 pp	—
WABWabtec Inc.	—	−2,900	—	exited	−0.01 pp	—
unresolvedWebmd Health Corp	—	−5,300	—	exited	−0.01 pp	—
XYLXylem Inc	—	−5,000	—	exited	−0.01 pp	—

Other 13(f) securities

Options 15

Contract	% of notional	Shares	Notional
IWM PUT	44.16%	1,189,700	$176M
SPY PUT	12.59%	200,000	$50M
SPY CALL	12.59%	200,000	$50M
Valeant Pharmaceuticals Intl PUT	7.75%	2,160,000	$31M
TEVA PUT	5.25%	1,190,000	$21M
CMCSA CALL	4.82%	500,000	$19M
TMUS CALL	2.35%	152,000	$9M
CHTR CALL	2.28%	25,000	$9M
CTL CALL	1.66%	350,000	$7M
EQT CALL	1.31%	80,000	$5M
Pinnacle Foods Inc DEL CALL	1.22%	85,000	$5M
XLP PUT	1.22%	90,000	$5M
Scana Corp New PUT	1.21%	100,000	$5M
YELP CALL	1.08%	100,000	$4M
ENDPQ PUT	0.54%	250,000	$2M

Notes 8

Issue	% of notes	Principal	Value
Mandiant Inc	26.88%	245,672,000	$233M
Nuance Communications	21.14%	182,720,000	$183M
Rovi Corp	19.21%	165,107,000	$167M
Servicesource Intl Inc	13.73%	121,085,000	$119M
Twitter Inc	7.23%	66,000,000	$63M
Inseego Corp	4.93%	52,769,000	$43M
Cornerstone Ondemand Inc	4.27%	36,439,000	$37M
Nuance Communications	2.63%	24,259,000	$23M

Source

Form: 13F-HR
Reading: 0 defects · 32 unresolved
Accession: 0001140361-17-042749
SEC cross-check: SEC data set not published yet

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