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First Eagle

Q2 2013 13F · by Kimball Brooker, portfolio manager

As of
Jun 30, 2013
Filed
Aug 12, 2013
US stock
$32.9B
Positions
351
Options notional
$2M
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves

First filing on record. Nothing to compare against.

The book

Diversified · behaves like 68 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Turnover · first filing on record

  1. Low
  2. Moderate
  3. High

Top 5 positions14% of US stock

  1. CSCO Cisco Systems, Inc. (DE) held held3.2%
  2. MSFT Microsoft Corp held held3.1%
  3. unresolved Comcast Corp. Spl Cl A held held2.9%
  4. INTC Intel Corp held held2.6%
  5. SYY Sysco Corporation held held2.6%

Positions351 in this filing · 0 exited

CSCOCisco Systems, Inc. (DE)3.18%43,088,314$1.0Bheld—new
MSFTMicrosoft Corp3.15%30,054,503$1.0Bheld—new
unresolvedComcast Corp. Spl Cl A2.94%24,398,308$968Mheld—new
INTCIntel Corp2.62%35,586,892$862Mheld—new
SYYSysco Corporation2.58%24,848,992$849Mheld—new
TVGrupo Televisa S.A.2.45%32,483,639$807Mheld—new
18614USDGoldcorp Inc2.38%31,689,984$784Mheld—new
CTASCintas Corp2.37%17,094,764$778Mheld—new
AXPAmerican Express Company2.28%10,024,245$749Mheld—new
CNQCanadian Natural Resources Limited2.26%26,377,200$743Mheld—new
ORCLOracle Corp2.19%23,414,930$719Mheld—new
BNYBank of New York Mellon Corporation2.13%25,021,390$702Mheld—new
NOCNorthrop Grumman Corp.1.97%7,841,213$649Mheld—new
MMM3M Company1.96%5,885,651$644Mheld—new
BRK.ABerkshire Hathaway Inc.1.94%3,789$639Mheld—new
POTPotash Corp Of Saskatchewan1.70%14,633,953$558Mheld—new
OMCOmnicom Group Inc.1.69%8,859,136$557Mheld—new
COPConocoPhillips1.68%9,109,903$551Mheld—new
CVECenovus Energy Inc.1.67%19,245,222$549Mheld—new
FEFirstEnergy Corp.1.56%13,709,674$512Mheld—new
unresolvedWellpoint Inc1.56%6,271,976$513Mheld—new
unresolvedLorillard Inc1.54%11,625,061$508Mheld—new
AEMAgnico Eagle Mines Ltd.1.52%18,154,432$500Mheld—new
LMTLockheed Martin Corp.1.52%4,600,776$499Mheld—new
BBTTruist Financial Corporation1.43%13,846,131$469Mheld—new
CINFCincinnati Financial Corp1.34%9,626,532$442Mheld—new
unresolvedAlliant Techsystems Inc1.32%5,257,339$433Mheld—new
unresolvedLinear Technology Group1.31%11,658,941$430Mheld—new
DVNDevon Energy Corporation1.23%7,799,865$405Mheld—new
USBU.S. Bancorp1.22%11,102,190$401Mheld—new
WYWeyerhaeuser Company1.19%13,771,501$392Mheld—new
unresolvedPenn West Petroleum Ltd1.18%36,590,802$387Mheld—new
AUAngloGold Ashanti plc1.17%26,926,608$385Mheld—new
unresolvedPlum Creek Timber Co Inc1.14%8,068,432$377Mheld—new
unresolvedGoogle Inc.1.05%392,348$345Mheld—new
GLDSPDR Gold Trust, SPDR Gold Shares1.01%2,787,408$332Mheld—new
KGCKinross Gold Corporation0.96%62,159,251$317Mheld—new
GFIGold Fields Ltd0.89%55,579,795$292Mheld—new
SMGThe Scotts Miracle-Gro Company0.87%5,944,406$287Mheld—new
VMCVulcan Materials Company(Holding Company)0.82%5,539,843$268Mheld—new
WRBW.R. Berkley Corporation0.80%6,444,160$263Mheld—new
CLColgate-Palmolive Company0.79%4,511,418$258Mheld—new
ETREntergy Corporation0.79%3,726,239$260Mheld—new
unresolvedWillis Group Holdings Public0.77%6,241,083$255Mheld—new
MLMMartin Marietta Materials0.74%2,479,091$244Mheld—new
ADPAutomatic Data Processing0.69%3,295,176$227Mheld—new
RYNRayonier Inc.0.65%3,857,331$214Mheld—new
IDAIDACORP, Inc.0.64%4,436,519$212Mheld—new
unresolvedRockwood Hldgs Inc0.64%3,279,538$210Mheld—new
PFEPfizer Inc.0.59%6,909,804$194Mheld—new
NEMNewmont Corporation0.56%6,122,181$183Mheld—new
VVISA Inc.0.56%1,015,017$185Mheld—new
WMTWalmart Inc.0.55%2,409,793$180Mheld—new
unresolvedTyco International Ltd0.55%5,445,170$179Mheld—new
OXYOccidental Petroleum Corporation0.53%1,942,475$173Mheld—new
EIXEdison International0.52%3,548,233$171Mheld—new
9990302DApache Corp0.51%2,000,742$168Mheld—new
MAMastercard Incorporated0.49%283,092$163Mheld—new
HRBH&R Block, Inc.0.47%5,549,721$154Mheld—new
BAXBaxter International Inc.0.43%2,021,612$140Mheld—new
STXNSeagate Technology Holdings PLC (Ireland)0.42%3,097,284$139Mheld—new
JNJJohnson & Johnson0.41%1,576,560$135Mheld—new
FLSFlowserve Corporation0.40%2,461,731$133Mheld—new
unresolvedJpmorgan Chase & Co0.40%8,358,313$130Mheld—new
unresolvedTime Warner Cable Inc0.40%1,177,387$132Mheld—new
BRK.BBERKSHIRE HATHAWAY Class B0.38%1,119,500$125Mheld—new
EMNEastman Chemical Company0.38%1,782,900$125Mheld—new
GMGeneral Motors Company0.37%3,696,822$123Mheld—new
FFord Motor Company0.36%7,661,723$119Mheld—new
GAPThe Gap, Inc.0.35%2,747,118$115Mheld—new
LBTYALiberty Global Ltd. Class A0.34%1,518,340$112Mheld—new
WYNTravel + Leisure Co.0.33%1,909,500$109Mheld—new
unresolvedDirectv0.32%1,682,209$104Mheld—new
MRKMerck & Co., Inc.0.32%2,250,286$105Mheld—new
TGTTarget Corporation0.31%1,483,190$102Mheld—new
unresolvedValeant Pharmaceuticals Intl0.31%1,179,242$102Mheld—new
unresolvedItc Hldgs Corp0.28%1,009,649$92Mheld—new
unresolvedOmnicare Inc0.28%1,919,300$92Mheld—new
STZConstellation Brands, Inc.0.27%1,701,168$89Mheld—new
GRAW.R. Grace & Co.0.27%1,067,800$90Mheld—new
SJTSan Juan Basin Royalty Trust UBI0.26%5,415,564$87Mheld—new
unresolvedHewlett Packard Co0.25%3,326,700$83Mheld—new
NSCNorfolk Southern Corp.0.25%1,140,313$83Mheld—new
unresolvedNustar Gp Holdings LLC0.25%3,049,714$82Mheld—new
unresolvedRandgold Res Ltd0.24%1,217,136$78Mheld—new
DISHDISH Network Corp.0.23%1,744,669$74Mheld—new
VIABViacom Inc. Class B0.23%1,114,400$76Mheld—new
HMYHarmony Gold Mining Company Limited0.22%19,004,743$72Mheld—new
NOVNOV Inc.0.22%1,046,678$72Mheld—new
YAlleghany Corporation0.21%177,302$68Mheld—new
HONHoneywell International, Inc.0.21%889,906$71Mheld—new
PKGPackaging Corp of America0.21%1,385,900$68Mheld—new
UNFUnifirst Corp0.21%751,089$69Mheld—new
unresolvedDeltic Timber Corp0.20%1,114,525$64Mheld—new
unresolvedE M C Corp Mass0.20%2,772,942$65Mheld—new
FMCFMC Corporation0.20%1,096,005$67Mheld—new
HPHelmerich & Payne, Inc.0.20%1,047,948$65Mheld—new
unresolvedDu Pont E I De Nemours & Co0.19%1,213,820$64Mheld—new
NTAPNetApp, Inc0.19%1,657,925$63Mheld—new
BALLBall Corporation0.18%1,400,660$58Mheld—new
HCAHCA Healthcare, Inc.0.18%1,605,839$58Mheld—new
CCKCrown Holdings Inc.0.17%1,321,270$54Mheld—new
unresolvedCuris0.17%17,048,756$54Mheld—new
IPGThe Interpublic Group of Companies, Inc.0.17%3,736,670$54Mheld—new
TJXTJX Companies, Inc. (The)0.17%1,114,372$56Mheld—new
Advanced Micro Devicesconvertible0.16%52,929,000$54Mheld—new
DRCDresser-rand Group Inc0.16%893,160$54Mheld—new
MSIMotorola Solutions, Inc. New0.16%910,890$53Mheld—new
NKENike, Inc.0.16%836,230$53Mheld—new
unresolvedTesoro Corp0.16%987,177$52Mheld—new
ABXBarrick Mining Corporation0.15%3,218,108$51Mheld—new
BABoeing Company0.15%480,488$49Mheld—new
unresolvedValspar Corp0.15%764,150$49Mheld—new
unresolvedAOL Inc0.14%1,280,911$47Mheld—new
unresolvedDow Chemical Co0.14%1,438,852$46Mheld—new
unresolvedHealth Net Inc0.14%1,428,900$45Mheld—new
RSTIRofin-sinar Technologies Inc0.14%1,864,553$47Mheld—new
unresolvedTahoe Res Inc0.14%3,346,490$47Mheld—new
unresolvedTheravance Inc0.13%1,109,620$43Mheld—new
unresolvedElan PLC0.12%2,739,100$39Mheld—new
SEESealed Air Corp New0.12%1,584,600$38Mheld—new
APHAmphenol Corporation0.11%462,951$36Mheld—new
unresolvedEldorado Gold (C$)0.11%5,683,257$35Mheld—new
FNVFranco-Nevada Corporation0.11%968,033$35Mheld—new
NGDNew Gold Inc.0.11%5,389,731$35Mheld—new
PBIPitney Bowes Inc.0.11%2,359,505$35Mheld—new
RGLDRoyal Gold Inc0.11%867,401$37Mheld—new
unresolvedThe Adt Corporation0.10%801,975$32Mheld—new
AIGAmerican International Group, Inc.0.10%765,071$34Mheld—new
unresolvedLife Technologies Corp0.10%455,735$34Mheld—new
LOWLowe's Companies Inc.0.10%784,300$32Mheld—new
unresolvedMeadwestvaco Corp0.10%944,643$32Mheld—new
SNYSanofi0.10%653,662$34Mheld—new
unresolvedUS Airways Group Inc.0.10%2,044,606$34Mheld—new
unresolvedYahoo Inc0.10%1,334,600$34Mheld—new
unresolvedLamar Advertising Co0.09%646,131$28Mheld—new
UTXZRTX Corporation0.09%334,780$31Mheld—new
CARAvis Budget Group, Inc.0.08%963,700$28Mheld—new
unresolvedNyse Euronext0.08%613,981$25Mheld—new
unresolvedSaic Inc0.08%1,804,090$25Mheld—new
unresolvedSibanye Gold Ltd0.08%8,445,000$25Mheld—new
LYBLyondellBasell Industries N.V. Class A0.08%417,700$28Mheld—new
unresolvedEncana Corp0.07%1,376,418$23Mheld—new
KOPNKopin Corp0.07%5,832,449$22Mheld—new
PXGBXPraxair Inc0.07%214,000$25Mheld—new
ZTSZoetis Inc.0.07%712,325$22Mheld—new
unresolvedIntevac Inc0.06%3,510,384$20Mheld—new
unresolvedLiberty Media Corp Delaware0.06%160,962$20Mheld—new
NSNuStar Energy L.P.0.06%442,400$20Mheld—new
unresolvedPaa Nat Gas Storage L P0.06%911,226$19Mheld—new
SPHSuburban Propane Partners L P0.06%429,921$20Mheld—new
unresolvedExacttarget Inc0.05%500,000$17Mheld—new
unresolvedGardner Denver Inc0.05%230,000$17Mheld—new
unresolvedLender Processing Svcs Inc0.05%475,000$15Mheld—new
unresolvedSeacor Holdings Inc.0.05%195,845$16Mheld—new
AAgilent Technologies Inc.0.04%316,751$14Mheld—new
unresolvedAtlas Energy LP0.04%301,500$15Mheld—new
unresolvedBelo Corp0.04%1,000,000$14Mheld—new
BPLBuckeye Partners, L.P.0.04%200,000$14Mheld—new
CTBCooper Tire & Rubber Co.0.04%370,000$12Mheld—new
unresolvedFisher Communications Inc.0.04%329,413$14Mheld—new
IIINInsteel Industries, Inc.0.04%823,251$14Mheld—new
NLNKNewLink Genetics Corporation0.04%641,554$13Mheld—new
unresolvedNV Energy Inc0.04%600,000$14Mheld—new
unresolvedTrius Therapeutics Inc0.04%1,672,487$14Mheld—new
ARQLArqule Inc0.03%4,507,558$10Mheld—new
unresolvedCh Energy Group Inc0.03%127,919$8Mheld—new
unresolvedCelldex Therapeutics Inc New0.03%665,560$10Mheld—new
unresolvedCempra Inc0.03%1,308,701$10Mheld—new
unresolvedClearwire Corp New0.03%2,055,860$10Mheld—new
DCPDCP Midstream, LP0.03%210,000$11Mheld—new
DRRXDurect Corp0.03%8,708,633$9Mheld—new
IAGIAMGold Corporation0.03%2,275,819$10Mheld—new
MTBM&T Bank Corp.0.03%97,546$11Mheld—new
unresolvedNetspend Hldgs Inc0.03%550,000$9Mheld—new
unresolvedPowershares Db Cmdty Idx Tra0.03%396,000$10Mheld—new
TBFProShares Short 20+ Year Treasury ETF0.03%318,100$10Mheld—new
unresolvedAmeristar Casinos Inc0.02%260,000$7Mheld—new
ATHXAthersys, Inc.0.02%4,207,600$7Mheld—new
unresolvedBmc Software Inc0.02%112,460$5Mheld—new
unresolvedEnergy Transfer Prtnrs L P0.02%99,397$5Mheld—new
unresolvedGoodrich Pete Corp0.02%400,000$5Mheld—new
unresolvedIndependence Hldg Co New0.02%581,881$7Mheld—new
unresolvedNational Finl Partners Corp0.02%317,760$8Mheld—new
Omnicare Incconvertible0.02%2,730,000$5Mheld—new
unresolvedRentrak Corp0.02%379,062$8Mheld—new
XLIState Street Industrial Select Sector SPDR ETF0.02%159,000$7Mheld—new
VNDAVanda Pharmaceuticals Inc.0.02%975,000$8Mheld—new
unresolvedWms Inds Inc0.02%267,100$7Mheld—new
unresolvedWilliams Partners LP0.02%105,647$5Mheld—new
unresolvedAep Inds Inc0.01%49,980$4Mheld—new
AMPAmeriprise Financial, Inc.0.01%25,260$2Mheld—new
Anglogold Ashanti Hldgsconvertible0.01%120,000$2Mheld—new
unresolvedArbitron Inc0.01%100,000$5Mheld—new
unresolvedBoardwalk Pipeline Partners0.01%100,000$3Mheld—new
BMYBristol-Myers Squibb Co.0.01%66,520$3Mheld—new
unresolvedCaplease Inc0.01%242,484$2Mheld—new
CORTCorcept Therapeutics Inc.0.01%2,536,866$4Mheld—new
EXELExelixis Inc0.01%1,073,300$5Mheld—new
FH1First Financial Hd INC/OLD0.01%198,208$4Mheld—new
GERNGeron Corp0.01%2,597,134$4Mheld—new
Headwaters Incconvertible0.01%2,000,000$2Mheld—new
unresolvedHudson City Bancorp0.01%200,000$2Mheld—new
IBMInternational Business Machines Corporation0.01%11,668$2Mheld—new
JPMJPMorgan Chase & Co.0.01%45,943$2Mheld—new
KRThe Kroger Co.0.01%111,000$4Mheld—new
LMNRLimoneira Co0.01%157,564$3Mheld—new
unresolvedLufkin Inds Inc0.01%49,331$4Mheld—new
unresolvedMarket Leader, Inc.0.01%400,000$4Mheld—new
unresolvedMcGraw Hill0.01%40,000$2Mheld—new
unresolvedMorgans Hotel Group Co0.01%300,000$2Mheld—new
MURMurphy Oil Corp.0.01%48,874$3Mheld—new
NGLNgl Energy Partners LP0.01%115,825$3Mheld—new
ODPOffice Depot Inc0.01%742,336$3Mheld—new
unresolvedOncothyreon Inc0.01%1,295,499$2Mheld—new
unresolvedPain Therapeutics Inc0.01%1,862,099$4Mheld—new
PMPhilip Morris International Inc.0.01%40,000$3Mheld—new
unresolvedPhilippine Long Distance Tel0.01%40,000$3Mheld—new
unresolvedPrimero Mng Corp0.01%839,800$4Mheld—new
PLXProtalix BioTherapeutics, Inc.0.01%500,000$2Mheld—new
SGMOQSangamo Therapeutics Inc0.01%424,350$3Mheld—new
SEMGSemgroup Corp-class A0.01%69,800$4Mheld—new
unresolvedSmithfield Foods Inc0.01%100,000$3Mheld—new
UNMUnum Group0.01%60,000$2Mheld—new
unresolvedVanguard Health Sys Inc0.01%175,000$4Mheld—new
unresolvedWilliams Clayton Energy Inc0.01%88,845$4Mheld—new
XYLXylem Inc0.01%63,000$2Mheld—new
CYDChina Yuchai International Ltd.0.01%100,000$2Mheld—new
LBTYKLiberty Global Ltd. Class C0.01%71,407$5Mheld—new
Alliance One Intl Incconvertible0.00%750,000$765,000held—new
MOAltria Group, Inc.0.00%13,000$455,000held—new
AMZNAmazon.Com Inc0.00%307$85,000held—new
unresolvedAmerican Independence Corp0.00%166,574$1Mheld—new
AKXAnsys Inc0.00%6,000$439,000held—new
MJCAntares Pharma Inc0.00%20,000$83,000held—new
AAPLApple Inc.0.00%948$375,000held—new
ATRAptarGroup, Inc.0.00%15,619$862,000held—new
ADMArcher Daniels Midland Company0.00%15,500$526,000held—new
unresolvedAviat Networks Inc0.00%397$1,000held—new
AVVIYAviva PLC U/0.00%5,000$52,000held—new
BPBP p.l.c.0.00%267$11,000held—new
BIDUBaidu, Inc.0.00%10$1,000held—new
unresolvedBaker Hughes Inc.0.00%250$12,000held—new
Barclays Bank PLCconvertible0.00%500$13,000held—new
unresolvedBio-reference Labs Inc0.00%12,000$345,000held—new
unresolvedCalpine Corp0.00%1,000$21,000held—new
CHKChesapeake Energy Corp0.00%4,000$82,000held—new
CVXChevron Corporation0.00%1,004$119,000held—new
CHDChurch & Dwight Co., Inc.0.00%2,400$148,000held—new
CMCSAComcast Corp0.00%20,000$838,000held—new
unresolvedCompanhia De Bebidas Spon ADR Pfd0.00%3,575$134,000held—new
CAGConagra Brands, Inc.0.00%21,748$760,000held—new
CTOCTO Realty Growth, Inc.0.00%4,000$153,000held—new
GLWCorning Incorporated0.00%40$1,000held—new
unresolvedDell Inc0.00%87,100$1Mheld—new
DMLPDorchester Minerals LP0.00%600$15,000held—new
unresolvedElectro Rent Corp.0.00%71,600$1Mheld—new
EEAThe European Equity Fund, Inc.0.00%4,293$31,000held—new
unresolvedExelis Inc0.00%20,000$276,000held—new
unresolvedExpress Scripts Hldg Co0.00%1,168$72,000held—new
XOMExxon Mobil Corp0.00%6,628$599,000held—new
METAMeta Platforms, Inc. Class A0.00%2,300$57,000held—new
FDSFactset Research Systems0.00%4,000$408,000held—new
FOEFerro Corporation0.00%120,000$834,000held—new
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$56,000held—new
FORRForrester Research Inc0.00%8,000$294,000held—new
unresolvedFrontier Communications Corp0.00%72$0held—new
unresolvedGeneral Electric Co0.00%11,301$262,000held—new
GNTXGentex Corp0.00%30,000$692,000held—new
GILDGilead Sciences Inc0.00%400$20,000held—new
unresolvedGlaxosmithkline PLC0.00%1$0held—new
GSGoldman Sachs Group Inc.0.00%651$98,000held—new
HMSYHMS Holdings Corp.0.00%8,000$186,000held—new
HSBCHSBC Holdings PLC0.00%21,420$1Mheld—new
HAEHaemonetics Corporation0.00%9,000$372,000held—new
HRSL3Harris Technologies, Inc.0.00%1,600$79,000held—new
HIGThe Hartford Insurance Group, Inc.0.00%200$6,000held—new
unresolvedHealthways Inc0.00%15,000$261,000held—new
HOLXHologic Inc0.00%15,000$290,000held—new
Hologic Incconvertible0.00%200,000$201,000held—new
unresolvedItt Corp New0.00%30,850$907,000held—new
IDXXIdexx Laboratories Inc0.00%4,000$359,000held—new
unresolvedIdera Pharmaceuticals Inc0.00%2,000,000$1Mheld—new
ILMNIllumina Inc0.00%400$30,000held—new
unresolvedInergy L P0.00%50,000$801,000held—new
unresolvedIron Mountain Inc.0.00%50,000$1Mheld—new
SLViShares Silver Trust0.00%15,000$285,000held—new
unresolvedKinder Morgan Energy Partners0.00%4,563$390,000held—new
unresolvedKraft Foods Group Inc0.00%1,845$103,000held—new
LKQLKQ Corporation0.00%28,000$721,000held—new
LTRELearning Tree Intl Inc0.00%254,283$776,000held—new
unresolvedLeucadia National0.00%20,000$524,000held—new
LXKLexmark International Inc-a0.00%37,100$1Mheld—new
unresolvedLiberty Interactive Corp0.00%6,875$158,000held—new
unresolvedLiberty Interactive Corp0.00%343$29,000held—new
LLoews Corporation0.00%14,500$644,000held—new
unresolvedMPG Office Trust Inc0.00%90,814$285,000held—new
MANHManhattan Associates Inc0.00%10,000$772,000held—new
MFCManulife Financial Corp.0.00%942$15,000held—new
unresolvedMkt Vectors Gld Miners ETF0.00%6,900$168,000held—new
MDPediatrix Medical Group, Inc.0.00%4,000$366,000held—new
unresolvedMedtronic Inc0.00%8,000$412,000held—new
METMetLife, Inc.0.00%16,800$769,000held—new
unresolvedMicros Sys Inc0.00%8,000$345,000held—new
MDLZMondelez International, Inc. Class A0.00%5,536$158,000held—new
unresolvedMonster Beverage Corp0.00%15,000$912,000held—new
GFNEW GERMANY FUND Inc0.00%9,214$162,000held—new
NGNovaGold Resources Inc.0.00%15,000$32,000held—new
NVSNovartis AG0.00%13,060$923,000held—new
NUANNuance Communications, Inc.0.00%700$13,000held—new
Nuvasive Incconvertible0.00%200,000$198,000held—new
ORLYO'Reilly Automotive, Inc.0.00%4,500$507,000held—new
unresolvedOncolytics Biotech Inc0.00%450,000$1Mheld—new
OIO-I Glass, Inc.0.00%33,600$934,000held—new
PDLIPDL BioPharma, Inc.0.00%2,800$22,000held—new
unresolvedPall Corp0.00%300$20,000held—new
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$3,000held—new
unresolvedPinnacle Entertainment Inc.0.00%26,000$511,000held—new
unresolvedPower One Inc New0.00%45,395$287,000held—new
unresolvedPrecision Castparts Corp0.00%900$203,000held—new
unresolvedProlor Biotech Inc0.00%240,430$2Mheld—new
RMDResMed Inc.0.00%22,000$993,000held—new
ROVIRovi Corporation Com Stk (De)0.00%184$4,000held—new
SEICSEI Investments Co0.00%15,000$426,000held—new
JOESt. Joe Company0.00%2,000$42,000held—new
unresolvedSanofi0.00%1,402$3,000held—new
SLBSLB Limited0.00%1,400$100,000held—new
SCHWThe Charles Schwab Corporation0.00%900$19,000held—new
unresolvedSingapore Fd Inc0.00%20,000$259,000held—new
SONYSony Group Corporation0.00%800$17,000held—new
unresolvedSprint Nextel Corp0.00%2,300$16,000held—new
unresolvedStarz0.00%73,355$2Mheld—new
SYTSyngenta Ag-adr0.00%88$7,000held—new
TEVATeva Pharmaceutical Industries Limited0.00%200$8,000held—new
TMOThermo Fisher Scientific, Inc.0.00%200$17,000held—new
unresolvedThreshold Pharmaceutical Inc0.00%200,000$1Mheld—new
TWXTime Warner Inc0.00%20,773$1Mheld—new
unresolvedUIL Holdings Corporation0.00%15,998$612,000held—new
VALEVale S.a.0.00%3,098$41,000held—new
VEOEYVeolia Environnement0.00%300$3,000held—new
unresolvedVerenium Corp0.00%337$1,000held—new
VZVerizon Communications0.00%300$15,000held—new
unresolvedVodafone Group PLC New0.00%500$14,000held—new
WFCWells Fargo & Co.0.00%1,800$74,000held—new
ZBRAZebra Technologies Corporation0.00%7,000$304,000held—new
ZBHZimmer Biomet Holdings, Inc.0.00%1,632$122,000held—new
unresolvedCovidien PLC0.00%1,500$94,000held—new
ICLRIcon Plc0.00%12,000$425,000held—new
unresolvedPentair Ltd0.00%359$21,000held—new
0VQJLTe Connectivity Ltd0.00%1,500$68,000held—new
DHTDht Holdings, Inc.0.00%1,666$7,000held—new

Other 13(f) securities

Options 5

Contract% of notionalSharesNotional
DISH CALL57.48%2,000$880,000
Iron Mountain Inc. PUT27.11%500$415,000
Lsi Corporation CALL8.16%1,000$125,000
Prolor Biotech Inc CALL7.18%1,000$110,000
EBIX CALL0.07%100$1,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 130 unresolved
Accession
0001325447-13-000053
Notes
none in this filing
SEC cross-check
SEC data set not published yet