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First Eagle

Q3 2013 13F · by Kimball Brooker, portfolio manager

As of
Sep 30, 2013
Filed
Nov 13, 2013
US stock
$34.4B · prev $32.9B
Positions
358 · prev 351
Options notional
$325,000
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves288 since the prior filing

+9.3 pp in · −9.3 pp out

Options: 6 moves on a notional base, in the table below.

The book

Diversified · behaves like 67 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 36% a year, about 2.8 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions14% of US stock

  1. unresolved Comcast Corp. Spl Cl A added+0.18 pp added+0.183.1%
  2. MSFT Microsoft Corp added−0.14 pp added−0.143.0%
  3. CSCO Cisco Systems, Inc. (DE) trimmed−0.51 pp trimmed−0.512.7%
  4. TV Grupo Televisa S.A. added+0.21 pp added+0.212.7%
  5. ORCL Oracle Corp added+0.45 pp added+0.452.6%

Positions358 in this filing · 56 exited

unresolvedComcast Corp. Spl Cl A3.12%24,747,905$1.1Badded+1%+0.18 pp2 q
MSFTMicrosoft Corp3.01%31,130,505$1.0Badded+4%−0.14 pp2 q
CSCOCisco Systems, Inc. (DE)2.67%39,219,920$919Mtrimmed−9%−0.51 pp2 q
TVGrupo Televisa S.A.2.66%32,829,088$918Madded+1%+0.21 pp2 q
ORCLOracle Corp2.64%27,367,792$908Madded+17%+0.45 pp2 q
CTASCintas Corp2.55%17,147,806$878Madded0%+0.18 pp2 q
CNQCanadian Natural Resources Limited2.47%27,092,298$851Madded+3%+0.21 pp2 q
18614USDGoldcorp Inc2.37%31,365,974$816Mtrimmed−1%−0.01 pp2 q
INTCIntel Corp2.33%35,012,863$802Mtrimmed−2%−0.29 pp2 q
SYYSysco Corporation2.33%25,244,929$804Madded+2%−0.25 pp2 q
AXPAmerican Express Company2.23%10,168,125$768Madded+1%−0.05 pp2 q
BNYBank of New York Mellon Corporation2.23%25,379,043$766Madded+1%+0.10 pp2 q
NOCNorthrop Grumman Corp.2.16%7,821,377$745Mtrimmed−0%+0.19 pp2 q
MMM3M Company2.07%5,964,876$712Madded+1%+0.11 pp2 q
BRK.ABerkshire Hathaway Inc.1.89%3,815$650Madded+1%−0.05 pp2 q
COPConocoPhillips1.86%9,217,729$641Madded+1%+0.18 pp2 q
LMTLockheed Martin Corp.1.78%4,799,757$612Madded+4%+0.26 pp2 q
CVECenovus Energy Inc.1.76%20,263,412$605Madded+5%+0.09 pp2 q
OMCOmnicom Group Inc.1.67%9,087,752$577Madded+3%−0.02 pp2 q
POTPotash Corp Of Saskatchewan1.65%18,141,013$567Madded+24%−0.05 pp2 q
AEMAgnico Eagle Mines Ltd.1.44%18,752,778$496Madded+3%−0.08 pp2 q
BBTTruist Financial Corporation1.38%14,036,984$474Madded+1%−0.05 pp2 q
unresolvedLinear Technology Group1.36%11,824,157$469Madded+1%+0.05 pp2 q
CINFCincinnati Financial Corp1.33%9,682,566$457Madded+1%−0.01 pp2 q
DVNDevon Energy Corporation1.33%7,908,819$457Madded+1%+0.10 pp2 q
unresolvedWellpoint Inc1.27%5,250,235$439Mtrimmed−16%−0.29 pp2 q
AUAngloGold Ashanti plc1.26%32,549,500$432Madded+21%+0.09 pp2 q
FEFirstEnergy Corp.1.21%11,450,733$417Mtrimmed−16%−0.35 pp2 q
unresolvedPenn West Petroleum Ltd1.20%36,975,906$412Madded+1%+0.02 pp2 q
USBU.S. Bancorp1.19%11,245,186$411Madded+1%−0.03 pp2 q
WYWeyerhaeuser Company1.17%14,023,220$401Madded+2%−0.02 pp2 q
VVISA Inc.1.14%2,055,098$393Madded×2.0+0.58 pp2 q
unresolvedPlum Creek Timber Co Inc1.12%8,214,100$385Madded+2%−0.02 pp2 q
KGCKinross Gold Corporation1.11%75,344,593$380Madded+21%+0.15 pp2 q
unresolvedAlliant Techsystems Inc1.10%3,871,400$378Mtrimmed−26%−0.22 pp2 q
GLDSPDR Gold Trust, SPDR Gold Shares1.04%2,787,089$357Mtrimmed−0%+0.03 pp2 q
unresolvedGoogle Inc.1.01%397,525$348Madded+1%−0.04 pp2 q
SMGThe Scotts Miracle-Gro Company0.96%6,019,417$331Madded+1%+0.09 pp2 q
unresolvedLorillard Inc0.94%7,203,461$323Mtrimmed−38%−0.60 pp2 q
NOVNOV Inc.0.86%3,773,700$295Madded×3.6+0.64 pp2 q
VMCVulcan Materials Company(Holding Company)0.85%5,618,428$291Madded+1%+0.03 pp2 q
WRBW.R. Berkley Corporation0.81%6,535,588$280Madded+1%+0.01 pp2 q
unresolvedWillis Group Holdings Public0.80%6,326,416$274Madded+1%+0.03 pp2 q
CLColgate-Palmolive Company0.79%4,613,102$274Madded+2%0.00 pp2 q
9990302DApache Corp0.78%3,136,623$267Madded+57%+0.27 pp2 q
unresolvedRockwood Hldgs Inc0.77%3,965,483$265Madded+21%+0.13 pp2 q
GFIGold Fields Ltd0.76%57,297,028$262Madded+3%−0.13 pp2 q
MLMMartin Marietta Materials0.72%2,516,215$247Madded+2%−0.02 pp2 q
ADPAutomatic Data Processing0.70%3,334,870$241Madded+1%+0.01 pp2 q
ETREntergy Corporation0.70%3,796,309$240Madded+2%−0.09 pp2 q
PFEPfizer Inc.0.69%8,276,410$238Madded+20%+0.10 pp2 q
CMCSAComcast Corp0.68%5,169,283$233Madded×258.5+0.68 pp2 q
RYNRayonier Inc.0.63%3,914,376$218Madded+1%−0.02 pp2 q
IDAIDACORP, Inc.0.62%4,436,019$215Mtrimmed−0%−0.02 pp2 q
OXYOccidental Petroleum Corporation0.61%2,243,539$210Madded+16%+0.08 pp2 q
PEPPepsiCo, Inc.0.59%2,537,805$202Mnew+0.59 ppnew
0VQJLTe Connectivity Ltd0.58%3,849,799$199Madded×2566.5+0.58 pp2 q
MAMastercard Incorporated0.56%284,938$192Madded+1%+0.07 pp2 q
NEMNewmont Corporation0.53%6,482,549$182Madded+6%−0.03 pp2 q
ZTSZoetis Inc.0.53%5,842,948$182Madded×8.2+0.46 pp2 q
WMTWalmart Inc.0.52%2,443,909$181Madded+1%−0.03 pp2 q
unresolvedCoca Cola Enterprises Inc Ne0.51%4,351,712$175Mnew+0.51 ppnew
unresolvedMonsanto Co0.51%1,672,191$175Mnew+0.51 ppnew
HRBH&R Block, Inc.0.44%5,625,500$150Madded+1%−0.03 pp2 q
unresolvedTyco International Ltd0.44%4,339,079$152Mtrimmed−20%−0.11 pp2 q
EIXEdison International0.42%3,108,066$143Mtrimmed−12%−0.10 pp2 q
unresolvedJpmorgan Chase & Co0.41%8,472,051$142Madded+1%+0.01 pp2 q
EMNEastman Chemical Company0.40%1,782,900$139Mheld—2 q
JNJJohnson & Johnson0.40%1,596,580$138Madded+1%−0.01 pp2 q
WYNTravel + Leisure Co.0.34%1,909,500$116Mheld—2 q
STXNSeagate Technology Holdings PLC (Ireland)0.33%2,606,820$114Mtrimmed−16%−0.09 pp2 q
GRAW.R. Grace & Co.0.31%1,215,100$106Madded+14%+0.04 pp2 q
MOSThe Mosaic Company0.30%2,405,970$104Mnew+0.30 ppnew
unresolvedItc Hldgs Corp0.28%1,009,649$95Mheld—2 q
FLSFlowserve Corporation0.27%1,473,926$92Mtrimmed−40%−0.13 pp2 q
PBIPitney Bowes Inc.0.27%5,016,655$91Madded×2.1+0.16 pp2 q
unresolvedValeant Pharmaceuticals Intl0.27%902,742$94Mtrimmed−23%−0.04 pp2 q
VIABViacom Inc. Class B0.27%1,130,200$94Madded+1%+0.04 pp2 q
BAXBaxter International Inc.0.26%1,350,086$89Mtrimmed−33%−0.17 pp2 q
RTNRaytheon Company0.26%1,148,283$88Mnew+0.26 ppnew
unresolvedRandgold Res Ltd0.25%1,217,136$87Mheld—2 q
SJTSan Juan Basin Royalty Trust UBI0.25%5,471,564$87Madded+1%−0.01 pp2 q
FMCFMC Corporation0.24%1,150,005$82Madded+5%+0.04 pp2 q
unresolvedHewlett Packard Co0.24%3,912,900$82Madded+18%−0.01 pp2 q
KRThe Kroger Co.0.24%2,025,968$82Madded×18.3+0.23 pp2 q
unresolvedCuris0.23%17,427,693$78Madded+2%+0.06 pp2 q
UNFUnifirst Corp0.23%750,389$78Mtrimmed−0%+0.02 pp2 q
YAlleghany Corporation0.22%182,744$75Madded+3%+0.01 pp2 q
HPHelmerich & Payne, Inc.0.22%1,086,316$75Madded+4%+0.02 pp2 q
unresolvedDeltic Timber Corp0.21%1,113,925$73Mtrimmed−0%+0.01 pp2 q
HONHoneywell International, Inc.0.21%890,156$74Madded0%0.00 pp2 q
unresolvedMeadwestvaco Corp0.21%1,923,752$74Madded×2.0+0.11 pp2 q
NTAPNetApp, Inc0.21%1,661,078$71Madded0%+0.02 pp2 q
LYBLyondellBasell Industries N.V. Class A0.21%979,000$72Madded×2.3+0.13 pp2 q
MSIMotorola Solutions, Inc. New0.20%1,182,130$70Madded+30%+0.04 pp2 q
unresolvedNustar Gp Holdings LLC0.20%3,049,714$68Mheld—2 q
unresolvedAOL Inc0.19%1,862,341$64Madded+45%+0.05 pp2 q
HMYHarmony Gold Mining Company Limited0.19%19,197,540$65Madded+1%−0.03 pp2 q
NWSNews Corporation Class B0.19%3,917,721$64Mnew+0.19 ppnew
CARAvis Budget Group, Inc.0.18%2,199,590$63Madded×2.3+0.10 pp2 q
BALLBall Corporation0.18%1,400,660$63Mheld—2 q
TKRThe Timken Company0.18%1,007,495$61Mnew+0.18 ppnew
LOWLowe's Companies Inc.0.17%1,259,700$60Madded+61%+0.07 pp2 q
SEESealed Air Corp New0.17%2,157,370$59Madded+36%+0.05 pp2 q
unresolvedTahoe Res Inc0.17%3,346,490$60Mheld—2 q
Advanced Micro Devicesconvertible0.16%51,929,000$54Mtrimmed−2%0.00 pp2 q
DRCDresser-rand Group Inc0.16%893,160$56Mheld—2 q
MRKMerck & Co., Inc.0.16%1,134,041$54Mtrimmed−50%−0.16 pp2 q
unresolvedValspar Corp0.16%851,050$54Madded+11%+0.01 pp2 q
CCKCrown Holdings Inc.0.15%1,208,270$51Mtrimmed−9%−0.02 pp2 q
unresolvedTheravance Inc0.15%1,223,220$50Madded+10%+0.02 pp2 q
unresolvedOmnicare Inc0.14%851,300$47Mtrimmed−56%−0.14 pp2 q
unresolvedEldorado Gold (C$)0.13%6,443,257$43Madded+13%+0.02 pp2 q
FNVFranco-Nevada Corporation0.13%968,033$44Mheld—2 q
unresolvedHealth Net Inc0.13%1,428,900$45Mheld—2 q
RSTIRofin-sinar Technologies Inc0.13%1,904,310$46Madded+2%−0.01 pp2 q
unresolvedTime Warner Cable Inc0.13%409,822$46Mtrimmed−65%−0.27 pp2 q
ABXBarrick Mining Corporation0.12%2,285,108$43Mtrimmed−29%−0.03 pp2 q
IPGThe Interpublic Group of Companies, Inc.0.12%2,321,670$40Mtrimmed−38%−0.05 pp2 q
PKGPackaging Corp of America0.12%728,000$42Mtrimmed−47%−0.09 pp2 q
RGLDRoyal Gold Inc0.12%867,401$42Mheld—2 q
unresolvedVodafone Group PLC New0.12%1,142,294$40Madded×2284.6+0.12 pp2 q
NGDNew Gold Inc.0.11%6,359,731$38Madded+18%0.00 pp2 q
SNYSanofi0.10%653,662$33Mheld—2 q
unresolvedSibanye Gold Ltd0.10%6,510,846$34Mtrimmed−23%+0.02 pp2 q
UTXZRTX Corporation0.10%335,080$36Madded0%+0.01 pp2 q
unresolvedForest Labs Inc0.08%648,160$28Mnew+0.08 ppnew
unresolvedLender Processing Svcs Inc0.08%800,000$27Madded+68%+0.03 pp2 q
unresolvedSanDisk Corp0.08%490,800$29Mnew+0.08 ppnew
unresolvedEncana Corp0.07%1,379,118$24Madded0%0.00 pp2 q
KOPNKopin Corp0.07%5,832,449$24Mheld—2 q
unresolvedLiberty Media Corp Delaware0.07%156,391$23Mtrimmed−3%+0.01 pp2 q
PXGBXPraxair Inc0.07%214,000$26Mheld—2 q
unresolvedAtlas Energy LP0.06%349,500$19Madded+16%+0.02 pp2 q
unresolvedCelldex Therapeutics Inc New0.06%550,000$19Mtrimmed−17%+0.03 pp2 q
unresolvedDirectv0.06%361,678$22Mtrimmed−79%−0.26 pp2 q
unresolvedIntevac Inc0.06%3,510,384$21Mheld—2 q
SPHSuburban Propane Partners L P0.06%429,921$20Mheld—2 q
unresolvedElan PLC0.05%1,000,000$16Mtrimmed−63%−0.07 pp2 q
unresolvedNyse Euronext0.05%423,311$18Mtrimmed−31%−0.03 pp2 q
PSXPhillips 660.05%306,486$18Mnew+0.05 ppnew
unresolvedSeacor Holdings Inc.0.05%195,845$18Mheld—2 q
unresolvedTesoro Corp0.05%371,423$16Mtrimmed−62%−0.11 pp2 q
unresolvedCempra Inc0.04%1,308,701$15Mheld—2 q
IAGIAMGold Corporation0.04%2,991,219$14Madded+31%+0.01 pp2 q
unresolvedLife Technologies Corp0.04%200,000$15Mtrimmed−56%−0.06 pp2 q
NLNKNewLink Genetics Corporation0.04%778,354$15Madded+21%0.00 pp2 q
NSNuStar Energy L.P.0.04%365,895$15Mtrimmed−17%−0.02 pp2 q
unresolvedCapitalsource Inc0.03%725,000$9Mnew+0.03 ppnew
DRRXDurect Corp0.03%8,508,633$11Mtrimmed−2%0.00 pp2 q
unresolvedE M C Corp Mass0.03%429,756$11Mtrimmed−85%−0.17 pp2 q
FAFFirst American Financial Corporation0.03%391,747$10Mnew+0.03 ppnew
unresolvedGoodrich Pete Corp0.03%409,310$10Madded+2%+0.01 pp2 q
IIINInsteel Industries, Inc.0.03%582,893$9Mtrimmed−29%−0.01 pp2 q
MTBM&T Bank Corp.0.03%87,546$10Mtrimmed−10%0.00 pp2 q
unresolvedPaa Nat Gas Storage L P0.03%467,926$11Mtrimmed−49%−0.03 pp2 q
unresolvedPowershares Db Cmdty Idx Tra0.03%401,000$10Madded+1%0.00 pp2 q
TBFProShares Short 20+ Year Treasury ETF0.03%318,100$10Mheld—2 q
unresolvedRentrak Corp0.03%315,699$10Mtrimmed−17%+0.01 pp2 q
SGMOQSangamo Therapeutics Inc0.03%847,550$9Madded+100%+0.02 pp2 q
unresolvedWms Inds Inc0.03%350,000$9Madded+31%+0.01 pp2 q
ARQLArqule Inc0.02%3,314,553$8Mtrimmed−26%−0.01 pp2 q
ATHXAthersys, Inc.0.02%4,207,600$7Mheld—2 q
EXELExelixis Inc0.02%1,173,300$7Madded+9%+0.01 pp2 q
GERNGeron Corp0.02%2,516,014$8Mtrimmed−3%+0.01 pp2 q
unresolvedHealth Mgmt Assoc Inc New0.02%475,000$6Mnew+0.02 ppnew
unresolvedIndependence Hldg Co New0.02%581,881$8Mheld—2 q
unresolvedNV Energy Inc0.02%300,000$7Mtrimmed−50%−0.02 pp2 q
Omnicare Incconvertible0.02%2,730,000$6Mheld—2 q
unresolvedPain Therapeutics Inc0.02%2,431,935$7Madded+31%+0.01 pp2 q
unresolvedPrimero Mng Corp0.02%1,071,100$6Madded+28%+0.01 pp2 q
XLIState Street Industrial Select Sector SPDR ETF0.02%159,000$7Mheld—2 q
unresolvedSpreadtrum Communications In0.02%220,000$7Mnew+0.02 ppnew
BNDVanguard Total Bond Market0.02%100,625$8Mnew+0.02 ppnew
unresolvedVerastem Inc0.02%492,703$6Mnew+0.02 ppnew
unresolvedWilliams Partners LP0.02%105,647$6Mheld—2 q
LBTYALiberty Global Ltd. Class A0.02%71,540$6Mtrimmed−95%−0.32 pp2 q
LBTYKLiberty Global Ltd. Class C0.02%71,407$5Mheld—2 q
unresolvedAep Inds Inc0.01%49,980$4Mheld—2 q
AMPAmeriprise Financial, Inc.0.01%25,260$2Mheld—2 q
unresolvedBelo Corp0.01%360,000$5Mtrimmed−64%−0.03 pp2 q
unresolvedBoardwalk Pipeline Partners0.01%100,000$3Mheld—2 q
CORTCorcept Therapeutics Inc.0.01%2,496,078$4Mtrimmed−2%0.00 pp2 q
Headwaters Incconvertible0.01%2,000,000$2Mheld—2 q
unresolvedHudson City Bancorp0.01%500,000$5Madded×2.50.00 pp2 q
unresolvedIdera Pharmaceuticals Inc0.01%1,434,296$2Mtrimmed−28%+0.01 pp2 q
IBMInternational Business Machines Corporation0.01%11,668$2Mheld—2 q
JPMJPMorgan Chase & Co.0.01%45,943$2Mheld—2 q
unresolvedKalobios Pharmaceuticals Inc0.01%875,000$4Mnew+0.01 ppnew
LMNRLimoneira Co0.01%157,564$4Mheld—2 q
unresolvedMcGraw Hill0.01%40,000$3Mheld—2 q
unresolvedMorgans Hotel Group Co0.01%263,908$2Mtrimmed−12%0.00 pp2 q
MURMurphy Oil Corp.0.01%48,874$3Mheld—2 q
unresolvedNovavax Inc0.01%800,000$3Mnew+0.01 ppnew
ODPOffice Depot Inc0.01%650,000$3Mtrimmed−12%0.00 pp2 q
unresolvedOncothyreon Inc0.01%2,275,287$5Madded+76%0.00 pp2 q
unresolvedOptimer Pharmaceuticals Inc0.01%160,100$2Mnew+0.01 ppnew
PMPhilip Morris International Inc.0.01%40,000$3Mheld—2 q
unresolvedPhilippine Long Distance Tel0.01%30,000$2Mtrimmed−25%0.00 pp2 q
PLXProtalix BioTherapeutics, Inc.0.01%500,000$2Mheld—2 q
unresolvedSaks Inc0.01%300,000$5Mnew+0.01 ppnew
unresolvedStarz0.01%73,355$2Mheld—2 q
UNMUnum Group0.01%60,000$2Mheld—2 q
unresolvedWilliams Clayton Energy Inc0.01%94,335$5Madded+6%0.00 pp2 q
XYLXylem Inc0.01%63,000$2Mheld—2 q
CYDChina Yuchai International Ltd.0.01%100,000$2Mheld—2 q
unresolvedThe Adt Corporation0.00%750$30,000trimmed−100%−0.10 pp2 q
Alliance One Intl Incconvertible0.00%356,000$356,000trimmed−53%0.00 pp2 q
MOAltria Group, Inc.0.00%13,000$447,000held—2 q
AMZNAmazon.Com Inc0.00%307$96,000held—2 q
unresolvedAmerican Independence Corp0.00%166,574$2Mheld—2 q
AKXAnsys Inc0.00%6,000$519,000held—2 q
MJCAntares Pharma Inc0.00%20,000$81,000held—2 q
AAPLApple Inc.0.00%948$452,000held—2 q
ATRAptarGroup, Inc.0.00%15,619$939,000held—2 q
unresolvedArch Coal Inc0.00%7,810$32,000new0.00 ppnew
ADMArcher Daniels Midland Company0.00%2,500$92,000trimmed−84%0.00 pp2 q
unresolvedAviat Networks Inc0.00%397$1,000held—2 q
AVVIYAviva PLC U/0.00%5,000$64,000held—2 q
BPBP p.l.c.0.00%270$11,000added+1%0.00 pp2 q
BIDUBaidu, Inc.0.00%10$2,000held—2 q
unresolvedBaker Hughes Inc.0.00%250$12,000held—2 q
Barclays Bank PLCconvertible0.00%500$13,000held—2 q
BBGBill Barrett Corp0.00%3,960$99,000new0.00 ppnew
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,669$189,000trimmed−100%−0.38 pp2 q
unresolvedBio-reference Labs Inc0.00%12,000$359,000held—2 q
BABoeing Company0.00%200$24,000trimmed−100%−0.15 pp2 q
BMYBristol-Myers Squibb Co.0.00%16,520$765,000trimmed−75%−0.01 pp2 q
CTRACoterra Energy Inc.0.00%3,420$128,000new0.00 ppnew
unresolvedCalpine Corp0.00%1,000$19,000held—2 q
CVXChevron Corporation0.00%1,004$122,000held—2 q
CHDChurch & Dwight Co., Inc.0.00%2,400$144,000held—2 q
unresolvedCobalt Intl Energy Inc0.00%6,010$149,000new0.00 ppnew
unresolvedCompanhia De Bebidas Spon ADR Pfd0.00%3,575$137,000held—2 q
CAGConagra Brands, Inc.0.00%21,748$660,000held—2 q
unresolvedConsol Energy Inc0.00%7,530$253,000new0.00 ppnew
CTOCTO Realty Growth, Inc.0.00%4,000$154,000held—2 q
STZConstellation Brands, Inc.0.00%2,400$138,000trimmed−100%−0.27 pp2 q
GLWCorning Incorporated0.00%40$1,000held—2 q
unresolvedCrestwood Midstream Prtners0.00%21,602$477,000new0.00 ppnew
DNRDenbury Resources, Inc.0.00%2,238$41,000new0.00 ppnew
DONDiamond Offshore Drilling0.00%740$46,000new0.00 ppnew
DMLPDorchester Minerals LP0.00%600$14,000held—2 q
unresolvedDu Pont E I De Nemours & Co0.00%3,600$211,000trimmed−100%−0.19 pp2 q
EOGEOG Resources, Inc.0.00%800$135,000new0.00 ppnew
EQTEqt Corp0.00%2,860$254,000new0.00 ppnew
unresolvedElectro Rent Corp.0.00%71,600$1Mheld—2 q
unresolvedEnergen Corp0.00%725$55,000new0.00 ppnew
EEAThe European Equity Fund, Inc.0.00%4,293$35,000held—2 q
unresolvedExelis Inc0.00%20,000$314,000held—2 q
unresolvedExpress Scripts Hldg Co0.00%1,168$72,000held—2 q
XOMExxon Mobil Corp0.00%6,628$570,000held—2 q
METAMeta Platforms, Inc. Class A0.00%2,300$116,000held—2 q
FDSFactset Research Systems0.00%4,000$436,000held—2 q
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$60,000held—2 q
unresolvedFlow Intl Corp0.00%350,000$1Mnew0.00 ppnew
FORRForrester Research Inc0.00%8,000$294,000held—2 q
unresolvedFrontier Communications Corp0.00%72$0held—2 q
unresolvedGeneral Electric Co0.00%11,301$270,000held—2 q
GNTXGentex Corp0.00%30,000$768,000held—2 q
GILDGilead Sciences Inc0.00%400$25,000held—2 q
unresolvedGlaxosmithkline PLC0.00%1$0held—2 q
GSGoldman Sachs Group Inc.0.00%651$103,000held—2 q
GTEGran Tierra Energy Inc.0.00%3,880$28,000new0.00 ppnew
GPORGulfport Energy Corporation0.00%7,130$459,000new0.00 ppnew
HMSYHMS Holdings Corp.0.00%15,000$323,000added+88%0.00 pp2 q
HSBCHSBC Holdings PLC0.00%21,420$1Mheld—2 q
HAEHaemonetics Corporation0.00%9,000$359,000held—2 q
HNRGHallador Energy Company0.00%5,670$41,000new0.00 ppnew
HALHalliburton Company0.00%3,400$164,000new0.00 ppnew
HRSL3Harris Technologies, Inc.0.00%1,600$95,000held—2 q
HIGThe Hartford Insurance Group, Inc.0.00%200$6,000held—2 q
unresolvedHealthways Inc0.00%15,000$278,000held—2 q
HOLXHologic Inc0.00%17,000$351,000added+13%0.00 pp2 q
Hologic Incconvertible0.00%200,000$201,000held—2 q
unresolvedItt Corp New0.00%30,000$1Mtrimmed−3%0.00 pp2 q
IDXXIdexx Laboratories Inc0.00%4,000$399,000held—2 q
ILMNIllumina Inc0.00%400$32,000held—2 q
SLViShares Silver Trust0.00%15,000$313,000held—2 q
unresolvedKinder Morgan Energy Partners0.00%4,563$364,000held—2 q
unresolvedKodiak Oil & Gas Corp0.00%7,000$84,000new0.00 ppnew
unresolvedKraft Foods Group Inc0.00%1,845$97,000held—2 q
LKQLKQ Corporation0.00%28,000$892,000held—2 q
LPIVital Energy Inc0.00%3,200$95,000new0.00 ppnew
LTRELearning Tree Intl Inc0.00%244,283$960,000trimmed−4%0.00 pp2 q
unresolvedLiberty Interactive Corp0.00%6,875$161,000held—2 q
unresolvedLiberty Interactive Corp0.00%343$30,000held—2 q
LLoews Corporation0.00%14,000$654,000trimmed−3%0.00 pp2 q
unresolvedMagnum Hunter Res Corp DEL0.00%44,130$272,000new0.00 ppnew
MANHManhattan Associates Inc0.00%10,000$955,000held—2 q
MFCManulife Financial Corp.0.00%942$16,000held—2 q
unresolvedMkt Vectors Gld Miners ETF0.00%6,900$173,000held—2 q
MDPediatrix Medical Group, Inc.0.00%4,000$402,000held—2 q
unresolvedMedtronic Inc0.00%8,000$426,000held—2 q
METMetLife, Inc.0.00%16,800$789,000held—2 q
unresolvedMicros Sys Inc0.00%8,000$400,000held—2 q
MDLZMondelez International, Inc. Class A0.00%5,536$174,000held—2 q
unresolvedMonster Beverage Corp0.00%15,000$784,000held—2 q
MUSAMurphy USA Inc.0.00%12,218$493,000new0.00 ppnew
GFNEW GERMANY FUND Inc0.00%9,214$190,000held—2 q
NWSANews Corporation Class A0.00%365$6,000new0.00 ppnew
NVSNovartis AG0.00%13,060$1Mheld—2 q
NUANNuance Communications, Inc.0.00%700$13,000held—2 q
Nuvasive Incconvertible0.00%300,000$294,000added+50%0.00 pp2 q
unresolvedOncolytics Biotech Inc0.00%427,200$1Mtrimmed−5%0.00 pp2 q
OIO-I Glass, Inc.0.00%33,600$1Mheld—2 q
PDCEPDC Energy, Inc.0.00%4,190$249,000new0.00 ppnew
PDLIPDL BioPharma, Inc.0.00%2,800$22,000held—2 q
ROYTLPacific Coast Oil Tr Uts0.00%30,000$483,000new0.00 ppnew
unresolvedPall Corp0.00%300$23,000held—2 q
unresolvedPeabody Energy Corp0.00%6,560$113,000new0.00 ppnew
unresolvedPenn Va Corp0.00%12,640$84,000new0.00 ppnew
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$3,000held—2 q
unresolvedPinnacle Entertainment Inc.0.00%26,000$651,000held—2 q
PXDPioneer Natural Resource Co.0.00%665$126,000new0.00 ppnew
unresolvedPrecision Castparts Corp0.00%900$205,000held—2 q
RRCRange Resources Corp0.00%3,080$234,000new0.00 ppnew
RMDResMed Inc.0.00%22,000$1Mheld—2 q
unresolvedResolute Energy Corp0.00%11,720$98,000new0.00 ppnew
unresolvedRex Energy Corporation0.00%1,660$37,000new0.00 ppnew
ROVIRovi Corporation Com Stk (De)0.00%184$4,000held—2 q
SEICSEI Investments Co0.00%15,000$464,000held—2 q
JOESt. Joe Company0.00%2,000$39,000held—2 q
SNSharkNinja, Inc.0.00%4,800$127,000new0.00 ppnew
unresolvedSanofi0.00%1,402$3,000held—2 q
SLBSLB Limited0.00%2,190$194,000added+56%0.00 pp2 q
SCHWThe Charles Schwab Corporation0.00%900$19,000held—2 q
SONYSony Group Corporation0.00%800$17,000held—2 q
SPHSSophiris Bio, Inc.0.00%250,000$1Mnew0.00 ppnew
unresolvedSprint Corporation0.00%602$4,000new0.00 ppnew
unresolvedSunesis Pharmaceuticals Inc0.00%200,000$992,000new0.00 ppnew
SYTSyngenta Ag-adr0.00%88$7,000held—2 q
TEVATeva Pharmaceutical Industries Limited0.00%200$8,000held—2 q
TMOThermo Fisher Scientific, Inc.0.00%200$18,000held—2 q
unresolvedThreshold Pharmaceutical Inc0.00%200,000$930,000held—2 q
TWXTime Warner Inc0.00%20,773$1Mheld—2 q
unresolvedTriangle Pete Corp0.00%9,080$89,000new0.00 ppnew
unresolvedTwenty First Centy Fox Inc0.00%1,460$49,000new0.00 ppnew
unresolvedTwenty First Centy Fox Inc0.00%920$31,000new0.00 ppnew
unresolvedUIL Holdings Corporation0.00%15,998$595,000held—2 q
VALEVale S.a.0.00%3,098$48,000held—2 q
VLOValero Energy Corporation0.00%7,050$241,000new0.00 ppnew
VEOEYVeolia Environnement0.00%300$5,000held—2 q
unresolvedVerenium Corp0.00%337$1,000held—2 q
VZVerizon Communications0.00%300$14,000held—2 q
unresolvedWalter Energy, Inc.0.00%4,300$60,000new0.00 ppnew
WFCWells Fargo & Co.0.00%1,800$74,000held—2 q
unresolvedWhiting Pete Corp New0.00%2,030$121,000new0.00 ppnew
ZBRAZebra Technologies Corporation0.00%7,000$319,000held—2 q
ZBHZimmer Biomet Holdings, Inc.0.00%1,632$134,000held—2 q
unresolvedZoltek Cos Inc0.00%47,500$793,000new0.00 ppnew
EXXIEnergy Xxi Ltd0.00%7,700$233,000new0.00 ppnew
unresolvedCovidien PLC0.00%1,500$91,000held—2 q
ICLRIcon Plc0.00%12,000$491,000held—2 q
unresolvedPentair Ltd0.00%359$23,000held—2 q
RIGTransocean LTD.0.00%530$24,000new0.00 ppnew
DHTDht Holdings, Inc.0.00%1,666$7,000held—2 q
unresolvedScorpio Tankers Inc0.00%3,440$34,000new0.00 ppnew
GMGeneral Motors Company—−3,696,822—exited−0.37 pp—
FFord Motor Company—−7,661,723—exited−0.36 pp—
GAPThe Gap, Inc.—−2,747,118—exited−0.35 pp—
TGTTarget Corporation—−1,483,190—exited−0.31 pp—
NSCNorfolk Southern Corp.—−1,140,313—exited−0.25 pp—
DISHDISH Network Corp.—−1,744,669—exited−0.23 pp—
HCAHCA Healthcare, Inc.—−1,605,839—exited−0.18 pp—
TJXTJX Companies, Inc. (The)—−1,114,372—exited−0.17 pp—
NKENike, Inc.—−836,230—exited−0.16 pp—
unresolvedDow Chemical Co—−1,438,852—exited−0.14 pp—
APHAmphenol Corporation—−462,951—exited−0.11 pp—
AIGAmerican International Group, Inc.—−765,071—exited−0.10 pp—
unresolvedUS Airways Group Inc.—−2,044,606—exited−0.10 pp—
unresolvedYahoo Inc—−1,334,600—exited−0.10 pp—
unresolvedLamar Advertising Co—−646,131—exited−0.09 pp—
unresolvedSaic Inc—−1,804,090—exited−0.08 pp—
unresolvedExacttarget Inc—−500,000—exited−0.05 pp—
unresolvedGardner Denver Inc—−230,000—exited−0.05 pp—
AAgilent Technologies Inc.—−316,751—exited−0.04 pp—
BPLBuckeye Partners, L.P.—−200,000—exited−0.04 pp—
CTBCooper Tire & Rubber Co.—−370,000—exited−0.04 pp—
unresolvedFisher Communications Inc.—−329,413—exited−0.04 pp—
unresolvedTrius Therapeutics Inc—−1,672,487—exited−0.04 pp—
unresolvedCh Energy Group Inc—−127,919—exited−0.03 pp—
unresolvedClearwire Corp New—−2,055,860—exited−0.03 pp—
DCPDCP Midstream, LP—−210,000—exited−0.03 pp—
unresolvedNetspend Hldgs Inc—−550,000—exited−0.03 pp—
unresolvedAmeristar Casinos Inc—−260,000—exited−0.02 pp—
unresolvedBmc Software Inc—−112,460—exited−0.02 pp—
unresolvedEnergy Transfer Prtnrs L P—−99,397—exited−0.02 pp—
unresolvedNational Finl Partners Corp—−317,760—exited−0.02 pp—
VNDAVanda Pharmaceuticals Inc.—−975,000—exited−0.02 pp—
Anglogold Ashanti Hldgsconvertible—−120,000—exited−0.01 pp—
unresolvedArbitron Inc—−100,000—exited−0.01 pp—
unresolvedCaplease Inc—−242,484—exited−0.01 pp—
FH1First Financial Hd INC/OLD—−198,208—exited−0.01 pp—
unresolvedLufkin Inds Inc—−49,331—exited−0.01 pp—
unresolvedMarket Leader, Inc.—−400,000—exited−0.01 pp—
NGLNgl Energy Partners LP—−115,825—exited−0.01 pp—
SEMGSemgroup Corp-class A—−69,800—exited−0.01 pp—
unresolvedSmithfield Foods Inc—−100,000—exited−0.01 pp—
unresolvedVanguard Health Sys Inc—−175,000—exited−0.01 pp—
CHKChesapeake Energy Corp—−4,000—exited0.00 pp—
unresolvedDell Inc—−87,100—exited0.00 pp—
FOEFerro Corporation—−120,000—exited0.00 pp—
unresolvedInergy L P—−50,000—exited0.00 pp—
unresolvedIron Mountain Inc.—−50,000—exited0.00 pp—
unresolvedLeucadia National—−20,000—exited0.00 pp—
LXKLexmark International Inc-a—−37,100—exited0.00 pp—
unresolvedMPG Office Trust Inc—−90,814—exited0.00 pp—
NGNovaGold Resources Inc.—−15,000—exited0.00 pp—
ORLYO'Reilly Automotive, Inc.—−4,500—exited0.00 pp—
unresolvedPower One Inc New—−45,395—exited0.00 pp—
unresolvedProlor Biotech Inc—−240,430—exited0.00 pp—
unresolvedSingapore Fd Inc—−20,000—exited0.00 pp—
unresolvedSprint Nextel Corp—−2,300—exited0.00 pp—

Other 13(f) securities

Options 3

Contract% of notionalSharesNotional
Lsi Corporation CALL55.38%1,000$180,000
NLNK CALL41.54%1,078$135,000
Elan PLC PUT3.08%2,000$10,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 132 unresolved
Accession
0001325447-13-000056
Notes
none in this filing
SEC cross-check
SEC data set not published yet