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First Eagle

Q2 2014 13F · by Kimball Brooker, portfolio manager

As of
Jun 30, 2014
Filed
Aug 13, 2014
US stock
$41.3B · prev $37.7B
Positions
330 · prev 387
Options notional
$6M
Documents
1· 1 amendment

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves313 since the prior filing

+8.8 pp in · −8.6 pp out

Options: 6 moves on a notional base, in the table below.

The book

Diversified · behaves like 66 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 29% a year, about 3.4 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions16% of US stock

  1. MSFT Microsoft Corp added−0.11 pp added−0.113.6%
  2. ORCL Oracle Corp added−0.34 pp added−0.343.3%
  3. unresolved Comcast Corp. Spl Cl A added+0.35 pp added+0.353.0%
  4. INTC Intel Corp added+0.35 pp added+0.353.0%
  5. CNQ Canadian Natural Resources Limited trimmed+0.09 pp trimmed+0.092.8%

Revealed late, restated

restated 1 row corrected by the filer · US stock +0.04%; later quarters recomputed 13F-HR/A · Aug 13, 2014 ↗

Positions330 in this filing · 103 exited

MSFTMicrosoft Corp3.60%35,671,805$1.5Badded+5%−0.11 pp5 q
ORCLOracle Corp3.26%33,258,238$1.3Badded0%−0.34 pp5 q
unresolvedComcast Corp. Spl Cl A2.96%22,895,828$1.2Badded+13%+0.35 pp5 q
INTCIntel Corp2.96%39,537,134$1.2Badded+3%+0.35 pp5 q
CNQCanadian Natural Resources Limited2.83%25,470,670$1.2Btrimmed−5%+0.09 pp5 q
TVGrupo Televisa S.A.2.70%32,449,250$1.1Btrimmed−3%−0.24 pp5 q
CVECenovus Energy Inc.2.67%34,040,355$1.1Badded+4%+0.16 pp5 q
CSCOCisco Systems, Inc. (DE)2.67%44,336,928$1.1Badded+4%+0.13 pp5 q
BNYBank of New York Mellon Corporation2.47%27,171,251$1.0Badded+1%−0.06 pp5 q
18614USDGoldcorp Inc2.23%33,011,313$921Madded+5%+0.18 pp5 q
CTASCintas Corp2.17%14,116,788$897Mtrimmed−7%−0.23 pp5 q
MMM3M Company2.09%6,036,024$865Madded+1%−0.07 pp5 q
NOVNOV Inc.2.08%10,416,773$858Madded+42%+0.57 pp5 q
BRK.ABerkshire Hathaway Inc.1.81%3,947$750Madded+1%−0.14 pp5 q
AXPAmerican Express Company1.78%7,744,938$735Madded+1%−0.06 pp5 q
AEMAgnico Eagle Mines Ltd.1.71%18,446,800$706Madded+4%+0.28 pp5 q
POTPotash Corp Of Saskatchewan1.71%18,559,111$705Madded+1%−0.06 pp5 q
OMCOmnicom Group Inc.1.64%9,525,334$678Madded+4%−0.12 pp5 q
COPConocoPhillips1.60%7,702,785$660Mtrimmed−7%+0.06 pp5 q
DVNDevon Energy Corporation1.54%8,034,285$638Madded+1%+0.12 pp5 q
NOCNorthrop Grumman Corp.1.40%4,819,011$576Mtrimmed−10%−0.35 pp5 q
unresolvedWellpoint Inc1.39%5,333,016$574Madded0%−0.01 pp5 q
unresolvedLinear Technology Group1.38%12,083,819$569Mtrimmed−32%−0.92 pp5 q
BBTTruist Financial Corporation1.37%14,349,337$566Madded+1%−0.14 pp5 q
AUAngloGold Ashanti plc1.32%31,591,403$544Mtrimmed−2%−0.14 pp5 q
SYYSysco Corporation1.30%14,358,511$538Mtrimmed−27%−0.59 pp5 q
TDCTeradata Corporation1.24%12,690,636$510Madded+28%−0.05 pp3 q
USBU.S. Bancorp1.20%11,455,840$496Madded0%−0.10 pp5 q
WYWeyerhaeuser Company1.16%14,452,044$478Madded+1%+0.05 pp5 q
GLDSPDR Gold Trust, SPDR Gold Shares1.14%3,668,913$470Madded+5%0.00 pp5 q
CINFCincinnati Financial Corp1.12%9,669,402$465Madded+1%−0.12 pp5 q
LMTLockheed Martin Corp.1.07%2,743,347$441Madded+1%−0.11 pp5 q
unresolvedAlliant Techsystems Inc0.94%2,901,592$389Mtrimmed−6%−0.22 pp5 q
unresolvedPlum Creek Timber Co Inc0.94%8,585,785$387Madded+1%0.00 pp5 q
ABXBarrick Mining Corporation0.92%20,779,848$380Madded0%−0.06 pp5 q
KGCKinross Gold Corporation0.90%89,842,736$372Madded0%−0.08 pp5 q
MCDMcDonald's Corporation0.88%3,618,261$365Mnew+0.88 ppnew
unresolvedPenn West Petroleum Ltd0.88%37,065,456$362Madded+1%+0.07 pp5 q
MLMMartin Marietta Materials0.81%2,532,052$334Madded0%−0.05 pp5 q
SMGThe Scotts Miracle-Gro Company0.81%5,907,934$336Madded0%−0.15 pp5 q
CLColgate-Palmolive Company0.78%4,717,053$322Madded+1%−0.03 pp5 q
WRBW.R. Berkley Corporation0.75%6,666,740$309Madded+1%+0.02 pp5 q
APCAnadarko Petroleum Corp0.74%2,787,319$305Mtrimmed−11%+0.03 pp3 q
VMCVulcan Materials Company(Holding Company)0.74%4,782,809$305Mtrimmed−6%−0.15 pp5 q
CVXChevron Corporation0.71%2,234,032$292Madded+64%+0.28 pp5 q
unresolvedRockwood Hldgs Inc0.66%3,577,793$272Mtrimmed−2%−0.06 pp5 q
unresolvedWillis Group Holdings Public0.66%6,343,622$275Madded+1%−0.08 pp5 q
IDAIDACORP, Inc.0.62%4,413,305$255Mheld—5 q
ADPAutomatic Data Processing0.59%3,066,506$243Mtrimmed−0%−0.04 pp5 q
GFIGold Fields Ltd0.56%61,913,260$230Madded0%−0.04 pp5 q
YAlleghany Corporation0.55%515,705$226Madded+1%0.00 pp5 q
0VQJLTe Connectivity Ltd0.54%3,601,781$223Madded×2401.2+0.54 pp5 q
VVISA Inc.0.53%1,040,201$219Madded0%−0.06 pp5 q
MAMastercard Incorporated0.51%2,859,765$210Madded0%−0.05 pp5 q
BUDAnheuser-Busch INBEV SA/NV0.48%1,731,772$199Madded+32%+0.11 pp2 q
unresolvedGoogle Inc.0.48%338,528$198Mnew+0.48 ppnew
HRBH&R Block, Inc.0.47%5,743,887$193Madded+1%+0.01 pp5 q
GOOGAlphabet Inc. Class C0.47%338,529$195Mnew+0.47 ppnew
HDHome Depot, Inc.0.47%2,412,902$195Mnew+0.47 ppnew
WMTWalmart Inc.0.46%2,529,109$190Madded+2%−0.04 pp5 q
LOWLowe's Companies Inc.0.42%3,605,403$173Mtrimmed−16%−0.13 pp5 q
DNOWDNOW Inc.0.42%4,824,483$175Mnew+0.42 ppnew
unresolvedJpmorgan Chase & Co0.41%8,683,098$168Madded+1%−0.05 pp5 q
JNJJohnson & Johnson0.41%1,623,482$170Madded0%−0.01 pp5 q
NEMNewmont Corporation0.41%6,737,858$171Madded0%−0.01 pp5 q
HCAHCA Healthcare, Inc.0.40%2,964,059$167Mnew+0.40 ppnew
CMCSAComcast Corp0.39%2,979,071$160Mtrimmed−9%−0.04 pp5 q
EMNEastman Chemical Company0.38%1,817,900$159Mheld—5 q
unresolvedHewlett Packard Co0.38%4,682,100$158Madded+1%−0.02 pp5 q
unresolvedActavis PLC0.38%706,833$158Mnew+0.38 ppnew
STXNSeagate Technology Holdings PLC (Ireland)0.37%2,715,520$154Madded+1%−0.03 pp5 q
PBIPitney Bowes Inc.0.36%5,369,905$148Madded+6%+0.01 pp5 q
CARAvis Budget Group, Inc.0.35%2,439,090$146Mheld—5 q
OXYOccidental Petroleum Corporation0.35%1,420,182$146Madded+5%+0.01 pp5 q
RYNRayonier Inc.0.35%4,054,553$144Madded+2%−0.13 pp5 q
WYNTravel + Leisure Co.0.35%1,909,500$145Mheld—5 q
unresolvedMedtronic Inc0.32%2,098,343$134Mnew+0.32 ppnew
MOSThe Mosaic Company0.32%2,635,929$130Mnew+0.32 ppnew
unresolvedValeant Pharmaceuticals Intl0.31%1,024,402$129Madded+14%−0.01 pp5 q
unresolvedLamar Advertising Co0.30%2,370,342$126Madded×3.0+0.19 pp2 q
GRAW.R. Grace & Co.0.29%1,282,700$121Mtrimmed−0%−0.05 pp5 q
SEESealed Air Corp New0.29%3,514,115$120Madded+7%0.00 pp5 q
LYBLyondellBasell Industries N.V. Class A0.29%1,240,200$121Madded+13%+0.03 pp5 q
unresolvedSanDisk Corp0.27%1,078,400$113Madded+19%+0.08 pp4 q
MUMicron Technology, Inc.0.26%3,300,530$109Mnew+0.26 ppnew
SJTSan Juan Basin Royalty Trust UBI0.26%5,539,701$107Madded0%0.00 pp5 q
MRKMerck & Co., Inc.0.25%1,755,082$102Mtrimmed−22%−0.09 pp5 q
VIABViacom Inc. Class B0.24%1,130,200$98Mheld—5 q
HUNHuntsman Corporation0.23%3,376,021$95Mnew+0.23 ppnew
unresolvedWalgreen Co0.23%1,306,571$97Mnew+0.23 ppnew
unresolvedAOL Inc0.22%2,291,975$91Madded+2%−0.04 pp5 q
unresolvedRandgold Res Ltd0.22%1,050,128$89Mheld—5 q
LXKLexmark International Inc-a0.21%1,815,920$87Madded+40%+0.05 pp2 q
EOGEOG Resources, Inc.0.20%694,092$81Madded×242.2+0.20 pp4 q
MSIMotorola Solutions, Inc. New0.20%1,226,930$82Mheld—5 q
FMCFMC Corporation0.19%1,130,605$80Mtrimmed−38%−0.18 pp5 q
unresolvedForest Labs Inc0.19%806,230$80Mheld—4 q
unresolvedMadison Square Garden Co0.19%1,227,120$77Madded×2.5+0.12 pp2 q
unresolvedTime Warner Cable Inc0.19%519,840$77Madded×29.5+0.18 pp5 q
AZOAutoZone, Inc.0.18%141,050$76Madded+2%−0.02 pp3 q
BAXBaxter International Inc.0.18%1,000,696$72Madded×909.7+0.18 pp5 q
CTRACoterra Energy Inc.0.18%2,214,427$76Madded×216.5+0.18 pp4 q
BDXBecton, Dickinson and Co.0.17%582,656$69Mnew+0.17 ppnew
CVLTCommvault Systems, Inc.0.17%1,443,114$71Mnew+0.17 ppnew
DISCADiscovery, Inc. Series A0.17%952,082$71Mnew+0.17 ppnew
unresolvedItc Hldgs Corp0.17%1,965,150$72Mtrimmed−32%−0.12 pp5 q
unresolvedNustar Gp Holdings LLC0.17%1,789,328$70Mtrimmed−28%−0.06 pp5 q
PFEPfizer Inc.0.17%2,303,762$68Mtrimmed−71%−0.50 pp5 q
unresolvedTahoe Res Inc0.17%2,609,390$68Mheld—5 q
ZTSZoetis Inc.0.17%2,177,060$70Mtrimmed−42%−0.12 pp5 q
ABTAbbott Laboratories0.16%1,665,688$68Mnew+0.16 ppnew
unresolvedDeltic Timber Corp0.16%1,103,885$67Madded0%−0.03 pp5 q
unresolvedMylan Inc0.16%1,241,991$64Madded+84%+0.07 pp2 q
RGLDRoyal Gold Inc0.16%867,401$66Mheld—5 q
unresolvedValspar Corp0.16%851,050$65Mheld—5 q
unresolvedTyco International Ltd0.16%1,409,950$64Mtrimmed−68%−0.33 pp5 q
DRCDresser-rand Group Inc0.15%993,160$63Mheld—5 q
NTAPNetApp, Inc0.15%1,669,262$61Madded0%−0.01 pp5 q
PCGPG&E Corporation0.15%1,278,179$61Mtrimmed−26%−0.05 pp2 q
AMATApplied Materials Inc0.14%2,503,041$56Mnew+0.14 ppnew
BROBrown & Brown, Inc.0.14%1,852,470$57Mnew+0.14 ppnew
unresolvedOmnicare Inc0.14%844,500$56Mtrimmed−0%+0.01 pp5 q
EIXEdison International0.13%932,093$54Mtrimmed−61%−0.23 pp5 q
FNVFranco-Nevada Corporation0.13%968,033$56Mheld—5 q
unresolvedHertz Global Holdings Inc0.13%1,986,750$56Madded+3%−0.01 pp3 q
AAgilent Technologies Inc.0.12%831,224$48Mnew+0.12 ppnew
unresolvedEldorado Gold (C$)0.12%6,443,257$49Mheld—5 q
unresolvedTheravance Inc0.12%1,595,520$48Mheld—5 q
CMTLComtech Telecommunications0.11%1,170,600$44Madded+18%+0.03 pp3 q
unresolvedHealth Net Inc0.11%1,086,640$45Mtrimmed−24%−0.02 pp5 q
MTBM&T Bank Corp.0.11%375,245$47Mtrimmed−68%−0.27 pp5 q
unresolvedMeadwestvaco Corp0.11%1,023,540$45Mtrimmed−71%−0.24 pp5 q
TAPMolson Coors Beverage Company Class B0.11%603,180$45Mnew+0.11 ppnew
RTNRaytheon Company0.11%501,919$46Mtrimmed−65%−0.26 pp4 q
NGDNew Gold Inc.0.10%6,359,731$40Mheld—5 q
RSTIRofin-sinar Technologies Inc0.10%1,753,165$42Mtrimmed−5%−0.02 pp5 q
unresolvedCoca Cola Enterprises Inc Ne0.09%765,362$37Mtrimmed−84%−0.53 pp4 q
unresolvedCuris0.09%19,468,451$36Madded+9%−0.04 pp5 q
DALDelta Air Lines, Inc.0.09%979,000$38Mnew+0.09 ppnew
unresolvedAlliancebernstein Income Fun0.08%4,139,190$31Madded+28%+0.02 pp3 q
ARDMAradigm Corp0.08%3,854,730$34Mnew+0.08 ppnew
unresolvedEncana Corp0.08%1,373,462$33Madded0%0.00 pp5 q
NLNKNewLink Genetics Corporation0.08%1,306,970$35Madded+12%−0.01 pp5 q
SNYSanofi0.08%608,568$32Mtrimmed−0%0.00 pp5 q
ADIAnalog Devices, Inc.0.07%512,499$28Mnew+0.07 ppnew
HALOHalozyme Therapeutics, Inc.0.07%2,795,080$28Madded+95%+0.02 pp3 q
unresolvedIntevac Inc0.07%3,510,384$28Mheld—5 q
PXGBXPraxair Inc0.07%214,000$28Mheld—5 q
CCUCompania Cervecerias Unidas S.A.0.06%989,028$23Mnew+0.06 ppnew
unresolvedPain Therapeutics Inc0.06%4,474,735$26Madded+22%+0.01 pp5 q
SPYState Street SPDR S&P 500 ETF Trust0.06%133,830$26Madded×5.9+0.05 pp2 q
PRKSUnited Parks & Resorts Inc.0.06%840,740$24Mheld—3 q
DRRXDurect Corp0.05%10,707,142$19Mheld—5 q
KOPNKopin Corp0.05%6,313,549$21Madded+1%−0.01 pp5 q
unresolvedLiberty Media Corp Delaware0.05%156,391$21Mheld—5 q
unresolvedCui Global Inc0.04%1,724,558$14Madded×2.4+0.02 pp2 q
unresolvedIms Health Hldgs Inc0.04%606,452$16Mnew+0.04 ppnew
XONPrecigen, Inc.0.04%661,564$17Mnew+0.04 ppnew
NSNuStar Energy L.P.0.04%297,400$18Mheld—5 q
SEMGSemgroup Corp-class A0.04%213,540$17Mnew+0.04 ppnew
YRIYamana Gold Inc0.04%1,940,798$16Madded×118.3+0.04 pp2 q
TBPHTheravance Biopharma, Inc.0.04%455,862$15Mnew+0.04 ppnew
FAFFirst American Financial Corporation0.03%425,423$12Mheld—4 q
GERNGeron Corp0.03%3,548,124$11Madded+16%+0.01 pp5 q
unresolvedGoodrich Pete Corp0.03%495,000$14Madded+4%+0.01 pp5 q
IAGIAMGold Corporation0.03%2,991,219$12Mheld—5 q
XLIState Street Industrial Select Sector SPDR ETF0.03%210,000$11Mheld—5 q
unresolvedWilliams Clayton Energy Inc0.03%80,000$11Mtrimmed−11%0.00 pp5 q
unresolvedAep Inds Inc0.02%281,314$10Madded×5.9+0.02 pp5 q
ATHXAthersys, Inc.0.02%3,585,414$6Madded+20%−0.01 pp5 q
HMYHarmony Gold Mining Company Limited0.02%3,326,107$10Mheld—5 q
unresolvedIndependence Hldg Co New0.02%591,001$8Mheld—5 q
LORLLoral Space and Communications, Inc.0.02%140,000$10Madded+67%0.00 pp3 q
MGNXMacroGenics, Inc.0.02%334,285$7Mnew+0.02 ppnew
unresolvedMorgans Hotel Group Co0.02%966,919$8Madded+18%0.00 pp5 q
Omnicare Incconvertible0.02%2,730,000$7Mheld—5 q
unresolvedOncothyreon Inc0.02%2,384,039$8Mtrimmed−13%0.00 pp5 q
unresolvedPowershares Db Cmdty Idx Tra0.02%334,000$9Madded+33%0.00 pp5 q
unresolvedPrimero Mng Corp0.02%1,071,100$9Mheld—5 q
TBFProShares Short 20+ Year Treasury ETF0.02%267,925$8Mheld—5 q
SGMOQSangamo Therapeutics Inc0.02%536,380$8Madded+34%0.00 pp5 q
unresolvedSeacor Holdings Inc.0.02%120,815$10Mtrimmed−0%−0.01 pp5 q
SPHSuburban Propane Partners L P0.02%196,250$9Mheld—5 q
VCVisteon Corporation0.02%99,380$10Mnew+0.02 ppnew
LBTYKLiberty Global Ltd. Class C0.02%196,148$8Mheld—5 q
unresolvedAllergan Inc0.01%30,000$5Mnew+0.01 ppnew
XAWFXAlliancebernstein Gl Hi Inc0.01%186,700$3Mnew+0.01 ppnew
AMPAmeriprise Financial, Inc.0.01%25,260$3Mheld—5 q
ARQLArqule Inc0.01%2,843,599$4Mheld—5 q
unresolvedBoardwalk Pipeline Partners0.01%150,000$3Mheld—5 q
unresolvedChemtura Corp0.01%100,000$3Mtrimmed−17%0.00 pp3 q
unresolvedCommonWealth REIT0.01%210,000$6Madded+50%0.00 pp3 q
unresolvedHalcon Res Corp0.01%500,000$4Mnew+0.01 ppnew
Headwaters Incconvertible0.01%2,000,000$2Mheld—5 q
ICEIntercontinental Exchange Inc.0.01%25,000$5Mnew+0.01 ppnew
JPMJPMorgan Chase & Co.0.01%45,943$3Mheld—5 q
unresolvedKalobios Pharmaceuticals Inc0.01%1,746,591$4Mheld—4 q
KRThe Kroger Co.0.01%111,000$5Mheld—5 q
unresolvedLeucadia National0.01%88,000$2Madded+14%0.00 pp3 q
unresolvedMcGraw Hill0.01%40,000$3Mheld—5 q
unresolvedNordion Inc0.01%200,000$3Mnew+0.01 ppnew
unresolvedNovavax Inc0.01%500,000$2Madded×2.5+0.01 pp4 q
unresolvedOncogenex Pharmaceuticals In0.01%574,712$2Mnew+0.01 ppnew
PMPhilip Morris International Inc.0.01%34,300$3Mtrimmed−33%0.00 pp5 q
unresolvedPhilippine Long Distance Tel0.01%46,184$3Madded+15%0.00 pp5 q
unresolvedSws Group Inc0.01%730,200$5Mnew+0.01 ppnew
SIRISirius XM Holdings, Inc0.01%1,578,700$5Madded+10%0.00 pp2 q
unresolvedStarz0.01%73,355$2Mheld—5 q
unresolvedThreshold Pharmaceutical Inc0.01%800,000$3Madded+14%0.00 pp5 q
UNMUnum Group0.01%60,000$2Mheld—5 q
unresolvedVerastem Inc0.01%512,254$5Madded0%0.00 pp4 q
EXXIEnergy Xxi Ltd0.01%100,000$2Madded×7.3+0.01 pp4 q
BPY-UCADBrookfield Property Partners0.01%110,000$2Mtrimmed−20%0.00 pp2 q
CYDChina Yuchai International Ltd.0.01%155,651$3Madded+25%0.00 pp5 q
LBTYALiberty Global Ltd. Class A0.01%63,800$3Mheld—5 q
unresolvedFoster Wheeler AG0.01%100,000$3Madded+11%0.00 pp2 q
QUREuniQure N.V.0.01%352,000$5Mnew+0.01 ppnew
unresolvedThe Adt Corporation0.00%750$26,000held—5 q
MOAltria Group, Inc.0.00%13,000$545,000held—5 q
AMZNAmazon.Com Inc0.00%307$100,000held—5 q
ABEVAmbev S.a.0.00%17,875$126,000held—3 q
unresolvedAmerican Independence Corp0.00%113,917$1Mheld—5 q
MJCAntares Pharma Inc0.00%20,000$53,000held—5 q
AAPLApple Inc.0.00%7,336$682,000held—5 q
ATRAptarGroup, Inc.0.00%14,129$947,000trimmed−10%0.00 pp5 q
ADMArcher Daniels Midland Company0.00%2,000$88,000held—5 q
unresolvedAviat Networks Inc0.00%397$1,000held—5 q
AVVIYAviva PLC U/0.00%2,500$44,000trimmed−50%0.00 pp5 q
BPBP p.l.c.0.00%273$14,000held—5 q
BIDUBaidu, Inc.0.00%10$2,000held—5 q
unresolvedBaker Hughes Inc.0.00%250$19,000held—5 q
Barclays Bank PLCconvertible0.00%500$13,000held—5 q
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,669$211,000held—5 q
BABoeing Company0.00%200$25,000held—5 q
BMYBristol-Myers Squibb Co.0.00%14,492$703,000trimmed−12%0.00 pp5 q
unresolvedCalpine Corp0.00%1,000$24,000held—5 q
CHDChurch & Dwight Co., Inc.0.00%2,400$168,000held—5 q
CAGConagra Brands, Inc.0.00%19,762$587,000trimmed−9%0.00 pp5 q
CTOCTO Realty Growth, Inc.0.00%4,000$184,000held—5 q
STZConstellation Brands, Inc.0.00%2,400$212,000held—5 q
GLWCorning Incorporated0.00%40$1,000held—5 q
unresolvedCubist Pharmaceuticals Inc0.00%131,300$15,000held—3 q
DKSDick's Sporting Goods, Inc.0.00%1,000$47,000new0.00 ppnew
DGICADonegal Group Inc0.00%50,100$767,000added+25%0.00 pp3 q
DMLPDorchester Minerals LP0.00%600$18,000held—5 q
unresolvedDu Pont E I De Nemours & Co0.00%600$39,000held—5 q
unresolvedElectro Rent Corp.0.00%74,200$1Madded+4%0.00 pp5 q
ETREntergy Corporation0.00%200$16,000trimmed−100%−0.01 pp5 q
unresolvedExelis Inc0.00%5,000$85,000held—5 q
unresolvedExpress Scripts Hldg Co0.00%1,168$81,000held—5 q
XOMExxon Mobil Corp0.00%6,628$667,000held—5 q
METAMeta Platforms, Inc. Class A0.00%2,300$155,000held—5 q
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$58,000held—5 q
unresolvedFrontier Communications Corp0.00%72$0held—5 q
unresolvedGeneral Electric Co0.00%11,301$297,000held—5 q
GILDGilead Sciences Inc0.00%400$33,000held—5 q
unresolvedGlaxosmithkline PLC0.00%1$0held—5 q
GSGoldman Sachs Group Inc.0.00%151$25,000held—5 q
HRSL3Harris Technologies, Inc.0.00%1,600$121,000trimmed−71%0.00 pp5 q
HIGThe Hartford Insurance Group, Inc.0.00%200$7,000held—5 q
HONHoneywell International, Inc.0.00%1,500$139,000trimmed−100%−0.55 pp5 q
ILMNIllumina Inc0.00%400$71,000held—5 q
IBMInternational Business Machines Corporation0.00%10,428$2Mtrimmed−11%−0.01 pp5 q
ITCIIntra-Cellular Therapies Inc.0.00%17,500$295,000new0.00 ppnew
EFAiShares MSCI EAFE ETF0.00%30,000$2Mheld—3 q
SLViShares Silver Trust0.00%15,000$304,000held—5 q
unresolvedKinder Morgan Energy Partners0.00%4,563$375,000held—5 q
unresolvedKraft Foods Group Inc0.00%1,845$111,000held—5 q
KLICKulicke & Soffa Industries Inc0.00%73,800$1Madded+85%0.00 pp2 q
unresolvedLayne Christensen Co0.00%26,600$354,000added+56%0.00 pp3 q
unresolvedLiberty Interactive Corp0.00%4,375$128,000held—5 q
unresolvedLiberty Interactive Corp0.00%436$32,000added×2.00.00 pp5 q
LMNRLimoneira Co0.00%78,197$2Mheld—5 q
LLoews Corporation0.00%14,000$616,000held—5 q
MFCManulife Financial Corp.0.00%942$19,000held—5 q
unresolvedMkt Vectors Gld Miners ETF0.00%6,900$183,000held—5 q
unresolvedMarket Vectors ETF Tr0.00%10,100$427,000new0.00 ppnew
METMetLife, Inc.0.00%16,800$933,000held—5 q
MRTXMirati Therapeutics, Inc.0.00%99,912$2Mtrimmed−33%−0.01 pp3 q
MDLZMondelez International, Inc. Class A0.00%5,536$208,000held—5 q
unresolvedMonster Beverage Corp0.00%15,000$1Mheld—5 q
MURMurphy Oil Corp.0.00%14,226$946,000trimmed−66%−0.01 pp5 q
MUSAMurphy USA Inc.0.00%3,181$156,000held—4 q
GFNEW GERMANY FUND Inc0.00%9,214$172,000held—5 q
NWSANews Corporation Class A0.00%365$7,000held—4 q
NWSNews Corporation Class B0.00%230$4,000held—4 q
NVSNovartis AG0.00%13,060$1Mheld—5 q
NUANNuance Communications, Inc.0.00%700$13,000held—5 q
unresolvedOncolytics Biotech Inc0.00%188,600$243,000trimmed−56%0.00 pp5 q
PDLIPDL BioPharma, Inc.0.00%2,800$27,000held—5 q
ROYTLPacific Coast Oil Tr Uts0.00%67,400$880,000held—4 q
unresolvedPall Corp0.00%300$26,000held—5 q
TRAKReposiTrak, Inc.0.00%150,000$2Mheld—3 q
JCPJ.C. Penney Company, Inc.0.00%5,000$45,000held—2 q
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$3,000held—5 q
unresolvedPrecision Castparts Corp0.00%900$227,000held—5 q
Rayonier Trs Holdings Inconvertible0.00%250,000$289,000new0.00 ppnew
ORealty Income Corporation0.00%1,340$60,000held—3 q
unresolvedRio Alto Mng Ltd New0.00%100,000$232,000new0.00 ppnew
ROVIRovi Corporation Com Stk (De)0.00%184$4,000held—5 q
unresolvedSanofi0.00%226,402$113,000trimmed−1%0.00 pp5 q
SLBSLB Limited0.00%900$106,000trimmed−65%0.00 pp5 q
SCHWThe Charles Schwab Corporation0.00%900$24,000held—5 q
SONYSony Group Corporation0.00%800$13,000held—5 q
SPHSSophiris Bio, Inc.0.00%250,000$560,000held—4 q
unresolvedSprint Corporation0.00%602$5,000held—4 q
unresolvedSunesis Pharmaceuticals Inc0.00%200,000$1Mtrimmed−9%0.00 pp4 q
SYTSyngenta Ag-adr0.00%88$7,000held—5 q
TDSTelephone and Data Systems Inc.0.00%27,500$718,000held—3 q
TEVATeva Pharmaceutical Industries Limited0.00%200$10,000held—5 q
TLOGTetralogic Pharms Corp0.00%114,456$674,000trimmed−25%0.00 pp2 q
TMOThermo Fisher Scientific, Inc.0.00%200$24,000held—5 q
TIMETime Inc0.00%2,060$50,000new0.00 ppnew
TWXTime Warner Inc0.00%16,496$1Mheld—5 q
unresolvedTwenty First Centy Fox Inc0.00%1,460$51,000held—4 q
unresolvedTwenty First Centy Fox Inc0.00%920$31,000held—4 q
TWTRTwitter, Inc.0.00%650$27,000held—3 q
unresolvedUIL Holdings Corporation0.00%15,998$619,000held—5 q
UTXZRTX Corporation0.00%8,000$924,000held—5 q
VALEVale S.a.0.00%3,098$41,000held—5 q
VEOEYVeolia Environnement0.00%300$6,000held—5 q
VZVerizon Communications0.00%431$21,000trimmed−100%−0.32 pp5 q
VODVodafone Group PLC0.00%272$9,000new0.00 ppnew
WFCWells Fargo & Co.0.00%1,800$95,000held—5 q
unresolvedWilliams Partners LP0.00%12,833$697,000held—5 q
XYLXylem Inc0.00%39,100$2Mheld—5 q
ZBHZimmer Biomet Holdings, Inc.0.00%1,122$117,000trimmed−31%0.00 pp5 q
unresolvedCovidien PLC0.00%1,500$135,000held—5 q
MNKMallinckrodt PLC0.00%187$15,000held—3 q
PNRPentair plc0.00%359$26,000new0.00 ppnew
unresolvedMonsanto Co—−1,574,111—exited−0.47 pp—
9990302DApache Corp—−2,044,427—exited−0.45 pp—
FLSFlowserve Corporation—−1,100,052—exited−0.23 pp—
unresolvedDirectv—−1,011,551—exited−0.20 pp—
unresolvedTesoro Corp—−946,314—exited−0.13 pp—
unresolvedStarwood HOTELS&RESORTS Wrld—−214,200—exited−0.05 pp—
unresolvedWeatherford Intl Ltd—−1,151,212—exited−0.05 pp—
PEPPepsiCo, Inc.—−165,695—exited−0.04 pp—
LDOSLeidos Holdings, Inc.—−302,335—exited−0.03 pp—
MYGNMyriad Genetics Inc—−284,826—exited−0.03 pp—
unresolvedJos A Bank Clothiers Inc.—−54,900—exited−0.01 pp—
unresolvedRentrak Corp—−83,701—exited−0.01 pp—
unresolvedAtmi Inc—−30,000—exited0.00 pp—
AGENAgenus Inc.—−200,000—exited0.00 pp—
ATIATI Inc.—−7,500—exited0.00 pp—
unresolvedAmerican Cap Ltd—−7,249—exited0.00 pp—
unresolvedAmerican Railcar Industries Inc—−6,000—exited0.00 pp—
unresolvedAmerican Woodmark Corporation—−15,000—exited0.00 pp—
AKXAnsys Inc—−6,000—exited0.00 pp—
ARAntero Resources Corporation—−3,045—exited0.00 pp—
unresolvedArch Coal Inc—−13,880—exited0.00 pp—
AIArlington Asset Investment-a—−6,366—exited0.00 pp—
unresolvedAxiall Corp—−8,000—exited0.00 pp—
BBGBill Barrett Corp—−4,215—exited0.00 pp—
unresolvedBio-reference Labs Inc—−12,000—exited0.00 pp—
CVUCPI Aerostructures, Inc.—−7,895—exited0.00 pp—
CRZOCarrizo Oil & Gas Inc—−5,330—exited0.00 pp—
unresolvedChicago Bridge & Iron Co N V—−1,391—exited0.00 pp—
CTXSCitrix Systems Inc—−5,000—exited0.00 pp—
unresolvedCobalt Intl Energy Inc—−10,680—exited0.00 pp—
CONNQConn's Inc—−6,000—exited0.00 pp—
unresolvedConsol Energy Inc—−14,110—exited0.00 pp—
unresolvedCowen group Inc.—−140,143—exited0.00 pp—
CUBLionheart Holdings Class A—−8,000—exited0.00 pp—
DHID.R. Horton Inc.—−15,000—exited0.00 pp—
DEDeere & Company—−14,300—exited0.00 pp—
DNRDenbury Resources, Inc.—−3,978—exited0.00 pp—
unresolvedDow Chemical Co—−24,847—exited0.00 pp—
EQTEqt Corp—−5,080—exited0.00 pp—
unresolvedEllie Mae—−65,000—exited0.00 pp—
unresolvedEnergen Corp—−2,758—exited0.00 pp—
EXELExelixis Inc—−400,000—exited0.00 pp—
FDSFactset Research Systems—−4,000—exited0.00 pp—
FB1Farmer Bros Co—−6,343—exited0.00 pp—
FOEFerro Corporation—−49,693—exited0.00 pp—
FORRForrester Research Inc—−8,000—exited0.00 pp—
GDGeneral Dynamics Corporation—−6,000—exited0.00 pp—
GNTXGentex Corp—−30,000—exited0.00 pp—
GTEGran Tierra Energy Inc.—−13,660—exited0.00 pp—
GPKGraphic Packaging Holding Company—−1,782—exited0.00 pp—
GPORGulfport Energy Corporation—−7,130—exited0.00 pp—
HMSYHMS Holdings Corp.—−18,000—exited0.00 pp—
HAEHaemonetics Corporation—−10,000—exited0.00 pp—
HNRGHallador Energy Company—−10,080—exited0.00 pp—
HALHalliburton Company—−6,040—exited0.00 pp—
unresolvedHealthways Inc—−15,000—exited0.00 pp—
HOLXHologic Inc—−17,000—exited0.00 pp—
IDXXIdexx Laboratories Inc—−4,000—exited0.00 pp—
unresolvedIshares—−50,000—exited0.00 pp—
unresolvedKodiak Oil & Gas Corp—−12,440—exited0.00 pp—
LKQLKQ Corporation—−28,000—exited0.00 pp—
unresolvedLmi Aerospace Inc—−15,000—exited0.00 pp—
LPIVital Energy Inc—−9,488—exited0.00 pp—
LENLennar Corporation Class A—−10,000—exited0.00 pp—
LPXLouisiana-Pacific Corp.—−30,000—exited0.00 pp—
unresolvedMagnum Hunter Res Corp DEL—−78,450—exited0.00 pp—
MANHManhattan Associates Inc—−40,000—exited0.00 pp—
MDPediatrix Medical Group, Inc.—−8,000—exited0.00 pp—
unresolvedMicros Sys Inc—−8,000—exited0.00 pp—
NICENICE Ltd—−8,450—exited0.00 pp—
unresolvedNoranda Alum Hldg Corp—−7,680—exited0.00 pp—
unresolvedNutri Sys Inc New—−25,195—exited0.00 pp—
Nuvasive Incconvertible—−300,000—exited0.00 pp—
unresolvedPeabody Energy Corp—−11,660—exited0.00 pp—
unresolvedPenn Va Corp—−22,470—exited0.00 pp—
TLKPT Telekomunikasi Indonesia—−15,000—exited0.00 pp—
PXDPioneer Natural Resource Co.—−1,762—exited0.00 pp—
PRMWPrimo Water Corp—−76,557—exited0.00 pp—
PHMPultegroup, Inc.—−15,000—exited0.00 pp—
unresolvedRti Intl Metals Inc—−20,000—exited0.00 pp—
RRCRange Resources Corp—−5,480—exited0.00 pp—
RMDResMed Inc.—−22,000—exited0.00 pp—
unresolvedResolute Energy Corp—−25,950—exited0.00 pp—
unresolvedRex Energy Corporation—−4,790—exited0.00 pp—
unresolvedRyland Group Inc—−12,000—exited0.00 pp—
SEICSEI Investments Co—−15,000—exited0.00 pp—
unresolvedSafeway Inc—−10,000—exited0.00 pp—
JOESt. Joe Company—−2,000—exited0.00 pp—
SNSharkNinja, Inc.—−8,530—exited0.00 pp—
S9QSpirit Aerosystems Hold-cl A—−10,000—exited0.00 pp—
SSUPSuperior Industries Intl—−40,306—exited0.00 pp—
unresolvedSupervalu Inc—−12,000—exited0.00 pp—
unresolvedTriangle Pete Corp—−16,140—exited0.00 pp—
TG7Triumph Group Inc—−9,000—exited0.00 pp—
unresolvedU S G Corp—−8,000—exited0.00 pp—
unresolvedWalter Energy, Inc.—−7,640—exited0.00 pp—
unresolvedWhiting Pete Corp New—−3,610—exited0.00 pp—
ZBRAZebra Technologies Corporation—−7,000—exited0.00 pp—
unresolvedEnsco PLC—−3,272—exited0.00 pp—
ICLRIcon Plc—−12,000—exited0.00 pp—
unresolvedPentair Ltd—−359—exited0.00 pp—
unresolvedAvg Technologies N V—−13,913—exited0.00 pp—
unresolvedScorpio Tankers Inc—−6,120—exited0.00 pp—

Other 13(f) securities

Options 3

Contract% of notionalSharesNotional
NLNK CALL85.77%7,147$6M
SGMOQ CALL13.61%2,500$875,000
LORL CALL0.62%1,000$40,000

Notes 0

None in this filing

Source

Form
13F-HR/A
Reading
0 defects · 103 unresolved
Accession
0001325447-14-000051
Notes
none in this filing
SEC cross-check
SEC data set not published yet