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First Eagle

Q1 2014 13F · by Kimball Brooker, portfolio manager

As of
Mar 31, 2014
Filed
May 13, 2014
US stock
$37.7B · prev $36.7B
Positions
387 · prev 371
Options notional
$5M
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves259 since the prior filing

+7.1 pp in · −7.2 pp out

Options: 6 moves on a notional base, in the table below.

The book

Diversified · behaves like 63 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 29% a year, about 3.4 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions16% of US stock

  1. MSFT Microsoft Corp added+0.43 pp added+0.433.7%
  2. ORCL Oracle Corp added+0.26 pp added+0.263.6%
  3. TV Grupo Televisa S.A. added+0.22 pp added+0.222.9%
  4. CNQ Canadian Natural Resources Limited trimmed+0.23 pp trimmed+0.232.7%
  5. unresolved Comcast Corp. Spl Cl A added−0.13 pp added−0.132.6%

Positions387 in this filing · 31 exited

MSFTMicrosoft Corp3.71%34,090,987$1.4Badded+6%+0.43 pp4 q
ORCLOracle Corp3.60%33,215,399$1.4Badded+4%+0.26 pp4 q
TVGrupo Televisa S.A.2.94%33,298,946$1.1Badded+1%+0.22 pp4 q
CNQCanadian Natural Resources Limited2.74%26,946,076$1.0Btrimmed−1%+0.23 pp4 q
unresolvedComcast Corp. Spl Cl A2.61%20,218,695$986Madded0%−0.13 pp4 q
INTCIntel Corp2.61%38,202,874$986Madded+9%+0.13 pp4 q
CSCOCisco Systems, Inc. (DE)2.54%42,824,825$960Madded+1%−0.05 pp4 q
BNYBank of New York Mellon Corporation2.53%27,018,445$953Madded+6%+0.11 pp4 q
CVECenovus Energy Inc.2.51%32,728,020$948Madded+20%+0.38 pp4 q
CTASCintas Corp2.40%15,154,087$903Mtrimmed−12%−0.40 pp4 q
unresolvedLinear Technology Group2.30%17,817,238$868Madded+10%+0.29 pp4 q
MMM3M Company2.16%5,994,801$813Madded+1%−0.11 pp4 q
18614USDGoldcorp Inc2.05%31,510,415$771Mtrimmed−4%+0.12 pp4 q
BRK.ABerkshire Hathaway Inc.1.95%3,918$734Madded+1%+0.07 pp4 q
SYYSysco Corporation1.89%19,719,249$712Mtrimmed−17%−0.43 pp4 q
AXPAmerican Express Company1.84%7,705,875$694Madded+1%−0.05 pp4 q
POTPotash Corp Of Saskatchewan1.77%18,441,641$668Madded+1%+0.13 pp4 q
OMCOmnicom Group Inc.1.76%9,149,336$664Madded+1%−0.08 pp4 q
NOCNorthrop Grumman Corp.1.75%5,353,264$660Mtrimmed−9%−0.08 pp4 q
COPConocoPhillips1.54%8,269,836$582Mtrimmed−9%−0.21 pp4 q
BBTTruist Financial Corporation1.51%14,219,126$571Madded+1%+0.08 pp4 q
NOVNOV Inc.1.51%7,334,436$571Madded+77%+0.61 pp4 q
AUAngloGold Ashanti plc1.46%32,346,935$552Mtrimmed−1%+0.41 pp4 q
AEMAgnico Eagle Mines Ltd.1.43%17,791,956$539Mtrimmed−6%+0.07 pp4 q
DVNDevon Energy Corporation1.42%7,993,837$535Madded+1%+0.08 pp4 q
unresolvedWellpoint Inc1.40%5,307,814$528Madded+1%+0.07 pp4 q
USBU.S. Bancorp1.30%11,401,015$489Madded+1%+0.05 pp4 q
TDCTeradata Corporation1.29%9,892,262$487Madded+17%+0.25 pp2 q
CINFCincinnati Financial Corp1.24%9,615,811$468Madded+1%−0.12 pp4 q
LMTLockheed Martin Corp.1.18%2,729,711$446Mtrimmed−20%−0.20 pp4 q
unresolvedAlliant Techsystems Inc1.16%3,078,661$438Mtrimmed−1%+0.13 pp4 q
GLDSPDR Gold Trust, SPDR Gold Shares1.14%3,489,204$431Madded+11%+0.14 pp4 q
WYWeyerhaeuser Company1.11%14,276,974$419Madded+1%−0.11 pp4 q
ABXBarrick Mining Corporation0.98%20,688,125$369Madded+1%0.00 pp4 q
KGCKinross Gold Corporation0.98%89,474,170$370Madded+1%−0.08 pp4 q
SMGThe Scotts Miracle-Gro Company0.96%5,906,426$362Mtrimmed−0%−0.05 pp4 q
unresolvedPlum Creek Timber Co Inc0.94%8,460,421$356Madded+1%−0.12 pp4 q
VMCVulcan Materials Company(Holding Company)0.89%5,061,250$336Mtrimmed−11%−0.03 pp4 q
MLMMartin Marietta Materials0.86%2,519,682$323Madded+1%+0.18 pp4 q
CLColgate-Palmolive Company0.81%4,682,452$304Madded+1%−0.02 pp4 q
unresolvedPenn West Petroleum Ltd0.81%36,722,409$307Mtrimmed−1%−0.03 pp4 q
unresolvedWillis Group Holdings Public0.74%6,310,079$278Madded+1%−0.02 pp4 q
WRBW.R. Berkley Corporation0.73%6,632,335$276Madded+1%−0.05 pp4 q
unresolvedRockwood Hldgs Inc0.72%3,655,068$272Mtrimmed−27%−0.26 pp4 q
APCAnadarko Petroleum Corp0.71%3,138,833$266Madded×2.6+0.45 pp2 q
PFEPfizer Inc.0.67%7,866,473$253Mtrimmed−23%−0.18 pp4 q
IDAIDACORP, Inc.0.65%4,413,305$245Mtrimmed−0%+0.03 pp4 q
ADPAutomatic Data Processing0.63%3,075,955$238Madded0%−0.04 pp4 q
unresolvedCoca Cola Enterprises Inc Ne0.62%4,929,440$235Mtrimmed−1%+0.02 pp3 q
GFIGold Fields Ltd0.60%61,677,853$228Madded+3%+0.08 pp4 q
VVISA Inc.0.59%1,036,061$224Mtrimmed−49%−0.65 pp4 q
MAMastercard Incorporated0.56%2,848,187$213Madded+1%−0.08 pp4 q
YAlleghany Corporation0.55%513,111$209Madded+79%+0.24 pp4 q
HONHoneywell International, Inc.0.55%2,232,617$207Madded×5.0+0.44 pp4 q
LOWLowe's Companies Inc.0.55%4,269,613$209Madded×2.8+0.34 pp4 q
WMTWalmart Inc.0.50%2,480,278$190Madded+1%−0.03 pp4 q
unresolvedTyco International Ltd0.49%4,342,051$184Mtrimmed−21%−0.13 pp4 q
RYNRayonier Inc.0.48%3,960,868$182Madded+1%+0.03 pp4 q
unresolvedMonsanto Co0.47%1,574,111$179Madded+35%+0.10 pp3 q
HRBH&R Block, Inc.0.46%5,699,326$172Madded0%+0.01 pp4 q
unresolvedJpmorgan Chase & Co0.46%8,635,748$174Madded+1%+0.01 pp4 q
9990302DApache Corp0.45%2,044,427$170Mtrimmed−15%−0.12 pp4 q
CVXChevron Corporation0.43%1,364,185$162Madded×1358.8+0.43 pp4 q
CMCSAComcast Corp0.43%3,272,296$164Mtrimmed−26%−0.20 pp4 q
EMNEastman Chemical Company0.42%1,817,900$157Mtrimmed−0%+0.02 pp4 q
JNJJohnson & Johnson0.42%1,617,567$159Madded+1%+0.02 pp4 q
NEMNewmont Corporation0.42%6,720,782$158Madded0%0.00 pp4 q
unresolvedHewlett Packard Co0.40%4,635,700$150Madded+1%+0.05 pp4 q
STXNSeagate Technology Holdings PLC (Ireland)0.40%2,687,520$151Madded+3%0.00 pp4 q
MTBM&T Bank Corp.0.38%1,177,956$143Madded+3%+0.02 pp4 q
BUDAnheuser-Busch INBEV SA/NV0.37%1,316,817$139Mnew+0.37 ppnew
FMCFMC Corporation0.37%1,815,784$139Madded+29%+0.08 pp4 q
RTNRaytheon Company0.37%1,414,951$140Mtrimmed−14%−0.04 pp3 q
WYNTravel + Leisure Co.0.37%1,909,500$140Mheld—4 q
EIXEdison International0.36%2,395,044$136Mtrimmed−28%−0.06 pp4 q
unresolvedMeadwestvaco Corp0.35%3,514,180$132Madded+46%+0.11 pp4 q
PBIPitney Bowes Inc.0.35%5,079,805$132Madded0%+0.03 pp4 q
GRAW.R. Grace & Co.0.34%1,285,880$128Mtrimmed−10%−0.04 pp4 q
MRKMerck & Co., Inc.0.34%2,236,839$127Madded×159.2+0.34 pp4 q
OXYOccidental Petroleum Corporation0.34%1,347,246$128Mtrimmed−19%−0.09 pp4 q
unresolvedValeant Pharmaceuticals Intl0.32%902,542$119Mtrimmed−0%+0.03 pp4 q
VZVerizon Communications0.32%2,555,626$122Madded×8518.8+0.32 pp4 q
CARAvis Budget Group, Inc.0.31%2,439,090$119Mheld—4 q
unresolvedItc Hldgs Corp0.29%2,892,321$108Madded×3.0+0.04 pp4 q
SEESealed Air Corp New0.29%3,276,917$108Madded+18%+0.03 pp4 q
ZTSZoetis Inc.0.29%3,763,386$109Mtrimmed−43%−0.30 pp4 q
unresolvedAOL Inc0.26%2,257,727$99Madded+15%+0.01 pp4 q
SJTSan Juan Basin Royalty Trust UBI0.26%5,530,621$98Madded+1%+0.01 pp4 q
LYBLyondellBasell Industries N.V. Class A0.26%1,096,200$97Mheld—4 q
VIABViacom Inc. Class B0.25%1,130,200$96Mheld—4 q
FLSFlowserve Corporation0.23%1,100,052$86Mtrimmed−10%−0.03 pp4 q
unresolvedNustar Gp Holdings LLC0.23%2,497,814$85Mtrimmed−23%−0.02 pp4 q
MSIMotorola Solutions, Inc. New0.21%1,226,930$79Madded+4%−0.01 pp4 q
unresolvedRandgold Res Ltd0.21%1,050,128$79Mtrimmed−4%+0.02 pp4 q
AZOAutoZone, Inc.0.20%138,250$74Mheld—2 q
unresolvedDirectv0.20%1,011,551$77Madded+41%+0.06 pp4 q
unresolvedForest Labs Inc0.20%806,230$74Mtrimmed−16%+0.04 pp3 q
PCGPG&E Corporation0.20%1,717,314$74Mnew+0.20 ppnew
unresolvedDeltic Timber Corp0.19%1,103,006$72Mtrimmed−1%−0.02 pp4 q
unresolvedSanDisk Corp0.19%904,300$73Madded+17%+0.04 pp3 q
LXKLexmark International Inc-a0.16%1,294,200$60Mnew+0.16 ppnew
NTAPNetApp, Inc0.16%1,666,428$61Madded+1%−0.03 pp4 q
unresolvedValspar Corp0.16%851,050$61Mheld—4 q
DRCDresser-rand Group Inc0.15%993,160$58Mheld—4 q
unresolvedTahoe Res Inc0.15%2,609,390$55Mtrimmed−17%+0.01 pp4 q
unresolvedHertz Global Holdings Inc0.14%1,934,450$52Madded+56%+0.04 pp2 q
RGLDRoyal Gold Inc0.14%867,401$54Mheld—4 q
unresolvedCuris0.13%17,935,951$51Madded0%−0.01 pp4 q
unresolvedHealth Net Inc0.13%1,428,900$49Mheld—4 q
unresolvedOmnicare Inc0.13%846,300$50Mtrimmed−1%−0.01 pp4 q
unresolvedTesoro Corp0.13%946,314$48Mtrimmed−46%−0.15 pp4 q
unresolvedTheravance Inc0.13%1,595,520$49Madded+6%−0.02 pp4 q
FNVFranco-Nevada Corporation0.12%968,033$45Mheld—4 q
RSTIRofin-sinar Technologies Inc0.12%1,853,165$44Mtrimmed−3%−0.02 pp4 q
unresolvedLamar Advertising Co0.11%781,894$40Mnew+0.11 ppnew
unresolvedEldorado Gold (C$)0.10%6,443,257$36Mheld—4 q
unresolvedIntevac Inc0.09%3,510,384$34Mtrimmed−1%+0.02 pp4 q
unresolvedMylan Inc0.09%675,428$33Mnew+0.09 ppnew
NLNKNewLink Genetics Corporation0.09%1,161,805$33Madded+28%+0.04 pp4 q
CMTLComtech Telecommunications0.08%991,654$32Madded+63%+0.03 pp2 q
unresolvedEncana Corp0.08%1,369,236$29Mtrimmed−0%+0.01 pp4 q
NGDNew Gold Inc.0.08%6,359,731$31Mheld—4 q
SNYSanofi0.08%610,749$32Mtrimmed−7%−0.02 pp4 q
unresolvedMadison Square Garden Co0.07%486,040$28Mnew+0.07 ppnew
PXGBXPraxair Inc0.07%214,000$28Mheld—4 q
PRKSUnited Parks & Resorts Inc.0.07%840,740$25Madded+12%+0.01 pp2 q
unresolvedAlliancebernstein Income Fun0.06%3,227,194$24Madded×2.2+0.03 pp2 q
KOPNKopin Corp0.06%6,263,549$24Madded+7%−0.01 pp4 q
HALOHalozyme Therapeutics, Inc.0.05%1,433,780$18Madded+11%0.00 pp2 q
unresolvedLiberty Media Corp Delaware0.05%156,391$20Mheld—4 q
unresolvedPain Therapeutics Inc0.05%3,663,750$20Madded+25%+0.01 pp4 q
unresolvedStarwood HOTELS&RESORTS Wrld0.05%214,200$17Mnew+0.05 ppnew
unresolvedWeatherford Intl Ltd0.05%1,151,212$20Mnew+0.05 ppnew
DRRXDurect Corp0.04%10,707,142$14Mheld—4 q
NSNuStar Energy L.P.0.04%297,400$16Mtrimmed−2%0.00 pp4 q
PEPPepsiCo, Inc.0.04%165,695$14Mtrimmed−84%−0.20 pp3 q
ATHXAthersys, Inc.0.03%2,985,414$10Mtrimmed−29%0.00 pp4 q
FAFFirst American Financial Corporation0.03%425,423$11Madded0%0.00 pp3 q
HMYHarmony Gold Mining Company Limited0.03%3,326,107$10Mtrimmed−79%−0.08 pp4 q
IAGIAMGold Corporation0.03%2,991,219$11Mheld—4 q
LDOSLeidos Holdings, Inc.0.03%302,335$11Mtrimmed−62%−0.07 pp2 q
MYGNMyriad Genetics Inc0.03%284,826$10Mnew+0.03 ppnew
unresolvedSeacor Holdings Inc.0.03%121,253$10Mtrimmed−4%0.00 pp4 q
XLIState Street Industrial Select Sector SPDR ETF0.03%210,000$11Mheld—4 q
unresolvedWilliams Clayton Energy Inc0.03%89,760$10Mtrimmed−9%+0.01 pp4 q
ARQLArqule Inc0.02%2,843,599$6Mheld—4 q
unresolvedCui Global Inc0.02%733,804$8Mnew+0.02 ppnew
GERNGeron Corp0.02%3,054,252$6Madded+46%−0.01 pp4 q
unresolvedGoodrich Pete Corp0.02%475,173$8Madded+95%+0.01 pp4 q
unresolvedIndependence Hldg Co New0.02%591,001$8Madded+2%0.00 pp4 q
LORLLoral Space and Communications, Inc.0.02%84,000$6Madded×11.2+0.02 pp2 q
unresolvedMorgans Hotel Group Co0.02%819,404$7Madded×5.9+0.02 pp4 q
Omnicare Incconvertible0.02%2,730,000$6Mheld—4 q
unresolvedOncothyreon Inc0.02%2,724,987$8Madded+4%+0.01 pp4 q
unresolvedPowershares Db Cmdty Idx Tra0.02%251,000$7Mheld—4 q
unresolvedPrimero Mng Corp0.02%1,071,100$8Mheld—4 q
TBFProShares Short 20+ Year Treasury ETF0.02%267,925$8Mheld—4 q
SGMOQSangamo Therapeutics Inc0.02%400,000$7Mtrimmed−53%−0.01 pp4 q
SPHSuburban Propane Partners L P0.02%196,250$8Mheld—4 q
LBTYKLiberty Global Ltd. Class C0.02%196,148$8Madded+37%0.00 pp4 q
AMPAmeriprise Financial, Inc.0.01%25,260$3Mheld—4 q
unresolvedBoardwalk Pipeline Partners0.01%150,000$2Mtrimmed−50%−0.01 pp4 q
unresolvedChemtura Corp0.01%119,755$3Madded×24.7+0.01 pp2 q
unresolvedCommonWealth REIT0.01%140,000$4Madded×2.8+0.01 pp2 q
ETREntergy Corporation0.01%80,664$5Mtrimmed−98%−0.65 pp4 q
Headwaters Incconvertible0.01%2,000,000$2Mheld—4 q
IBMInternational Business Machines Corporation0.01%11,668$2Mheld—4 q
EFAiShares MSCI EAFE ETF0.01%30,000$2Mheld—2 q
JPMJPMorgan Chase & Co.0.01%45,943$3Mheld—4 q
unresolvedJos A Bank Clothiers Inc.0.01%54,900$4Madded+83%+0.01 pp2 q
unresolvedKalobios Pharmaceuticals Inc0.01%1,746,591$5Madded+100%0.00 pp3 q
KRThe Kroger Co.0.01%111,000$5Mheld—4 q
unresolvedLeucadia National0.01%77,000$2Madded×3.9+0.01 pp2 q
unresolvedMcGraw Hill0.01%40,000$3Mheld—4 q
MRTXMirati Therapeutics, Inc.0.01%149,912$3Mtrimmed−61%−0.01 pp2 q
MURMurphy Oil Corp.0.01%42,226$3Madded×3.0+0.01 pp4 q
PMPhilip Morris International Inc.0.01%51,300$4Madded×3.9+0.01 pp4 q
unresolvedPhilippine Long Distance Tel0.01%40,000$2Madded+33%+0.01 pp4 q
unresolvedRentrak Corp0.01%83,701$5Mtrimmed−69%−0.02 pp4 q
SPYState Street SPDR S&P 500 ETF Trust0.01%22,500$4Mnew+0.01 ppnew
SIRISirius XM Holdings, Inc0.01%1,438,500$5Mnew+0.01 ppnew
unresolvedStarz0.01%73,355$2Mheld—4 q
unresolvedThreshold Pharmaceutical Inc0.01%700,000$3Madded×3.5+0.01 pp4 q
unresolvedTime Warner Cable Inc0.01%17,612$2Mtrimmed−97%−0.23 pp4 q
UNMUnum Group0.01%60,000$2Mheld—4 q
unresolvedVerastem Inc0.01%511,254$6Mheld—3 q
BPY-UCADBrookfield Property Partners0.01%137,352$3Mnew+0.01 ppnew
CYDChina Yuchai International Ltd.0.01%125,000$3Madded+18%0.00 pp4 q
LBTYALiberty Global Ltd. Class A0.01%63,800$3Mtrimmed−68%−0.04 pp4 q
unresolvedFoster Wheeler AG0.01%90,000$3Mnew+0.01 ppnew
unresolvedThe Adt Corporation0.00%750$22,000held—4 q
unresolvedAep Inds Inc0.00%47,996$2Mtrimmed−72%−0.03 pp4 q
unresolvedAtmi Inc0.00%30,000$1Mnew0.00 ppnew
AGENAgenus Inc.0.00%200,000$634,000new0.00 ppnew
ATIATI Inc.0.00%7,500$283,000new0.00 ppnew
MOAltria Group, Inc.0.00%13,000$487,000held—4 q
AMZNAmazon.Com Inc0.00%307$103,000held—4 q
ABEVAmbev S.a.0.00%17,875$132,000held—2 q
unresolvedAmerican Cap Ltd0.00%7,249$114,000added+46%0.00 pp2 q
unresolvedAmerican Independence Corp0.00%113,917$1Mheld—4 q
unresolvedAmerican Railcar Industries Inc0.00%6,000$420,000new0.00 ppnew
unresolvedAmerican Woodmark Corporation0.00%15,000$505,000new0.00 ppnew
AKXAnsys Inc0.00%6,000$462,000held—4 q
MJCAntares Pharma Inc0.00%20,000$70,000held—4 q
ARAntero Resources Corporation0.00%3,045$191,000held—2 q
AAPLApple Inc.0.00%1,048$563,000held—4 q
ATRAptarGroup, Inc.0.00%15,619$1Mheld—4 q
unresolvedArch Coal Inc0.00%13,880$67,000held—3 q
ADMArcher Daniels Midland Company0.00%2,000$87,000held—4 q
AIArlington Asset Investment-a0.00%6,366$169,000held—2 q
unresolvedAviat Networks Inc0.00%397$1,000held—4 q
AVVIYAviva PLC U/0.00%5,000$80,000held—4 q
unresolvedAxiall Corp0.00%8,000$359,000new0.00 ppnew
BPBP p.l.c.0.00%273$13,000added+1%0.00 pp4 q
BIDUBaidu, Inc.0.00%10$2,000held—4 q
unresolvedBaker Hughes Inc.0.00%250$16,000held—4 q
Barclays Bank PLCconvertible0.00%500$13,000held—4 q
BBGBill Barrett Corp0.00%4,215$108,000trimmed−40%0.00 pp3 q
BAXBaxter International Inc.0.00%1,100$81,000trimmed−86%0.00 pp4 q
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,669$209,000held—4 q
unresolvedBio-reference Labs Inc0.00%12,000$332,000held—4 q
BABoeing Company0.00%200$25,000held—4 q
BMYBristol-Myers Squibb Co.0.00%16,520$858,000held—4 q
CVUCPI Aerostructures, Inc.0.00%7,895$103,000new0.00 ppnew
CTRACoterra Energy Inc.0.00%10,228$347,000held—3 q
unresolvedCalpine Corp0.00%1,000$21,000held—4 q
CRZOCarrizo Oil & Gas Inc0.00%5,330$285,000held—2 q
unresolvedChicago Bridge & Iron Co N V0.00%1,391$121,000added+16%0.00 pp2 q
CHDChurch & Dwight Co., Inc.0.00%2,400$166,000held—4 q
CTXSCitrix Systems Inc0.00%5,000$287,000new0.00 ppnew
unresolvedCobalt Intl Energy Inc0.00%10,680$196,000held—3 q
CAGConagra Brands, Inc.0.00%21,748$675,000held—4 q
CONNQConn's Inc0.00%6,000$231,000new0.00 ppnew
unresolvedConsol Energy Inc0.00%14,110$564,000held—3 q
CTOCTO Realty Growth, Inc.0.00%4,000$161,000held—4 q
STZConstellation Brands, Inc.0.00%2,400$204,000held—4 q
GLWCorning Incorporated0.00%40$1,000held—4 q
unresolvedCowen group Inc.0.00%140,143$618,000added+18%0.00 pp2 q
CUBLionheart Holdings Class A0.00%8,000$409,000new0.00 ppnew
unresolvedCubist Pharmaceuticals Inc0.00%131,300$85,000added+8%0.00 pp2 q
DHID.R. Horton Inc.0.00%15,000$325,000new0.00 ppnew
DEDeere & Company0.00%14,300$1Madded×3.30.00 pp2 q
DNRDenbury Resources, Inc.0.00%3,978$65,000held—3 q
DGICADonegal Group Inc0.00%40,000$583,000trimmed−39%0.00 pp2 q
DMLPDorchester Minerals LP0.00%600$16,000held—4 q
unresolvedDow Chemical Co0.00%24,847$1Mnew0.00 ppnew
unresolvedDu Pont E I De Nemours & Co0.00%600$40,000trimmed−83%0.00 pp4 q
EOGEOG Resources, Inc.0.00%1,433$281,000held—3 q
EQTEqt Corp0.00%5,080$493,000held—3 q
unresolvedElectro Rent Corp.0.00%71,600$1Mheld—4 q
unresolvedEllie Mae0.00%65,000$2Madded+63%0.00 pp2 q
unresolvedEnergen Corp0.00%2,758$223,000held—3 q
EXELExelixis Inc0.00%400,000$1Mtrimmed−66%−0.02 pp4 q
unresolvedExelis Inc0.00%5,000$95,000held—4 q
unresolvedExpress Scripts Hldg Co0.00%1,168$88,000held—4 q
XOMExxon Mobil Corp0.00%6,628$647,000held—4 q
METAMeta Platforms, Inc. Class A0.00%2,300$139,000held—4 q
FDSFactset Research Systems0.00%4,000$431,000held—4 q
FB1Farmer Bros Co0.00%6,343$125,000added+26%0.00 pp2 q
FOEFerro Corporation0.00%49,693$679,000added+13%0.00 pp2 q
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$56,000held—4 q
FORRForrester Research Inc0.00%8,000$287,000held—4 q
unresolvedFrontier Communications Corp0.00%72$0held—4 q
GDGeneral Dynamics Corporation0.00%6,000$654,000new0.00 ppnew
unresolvedGeneral Electric Co0.00%11,301$293,000held—4 q
GNTXGentex Corp0.00%30,000$946,000held—4 q
GILDGilead Sciences Inc0.00%400$28,000held—4 q
unresolvedGlaxosmithkline PLC0.00%1$0held—4 q
GSGoldman Sachs Group Inc.0.00%151$25,000held—4 q
GTEGran Tierra Energy Inc.0.00%13,660$103,000held—3 q
GPKGraphic Packaging Holding Company0.00%1,782$18,000held—2 q
GPORGulfport Energy Corporation0.00%7,130$508,000held—3 q
HMSYHMS Holdings Corp.0.00%18,000$343,000added+20%0.00 pp4 q
HAEHaemonetics Corporation0.00%10,000$326,000held—4 q
HNRGHallador Energy Company0.00%10,080$86,000held—3 q
HALHalliburton Company0.00%6,040$356,000held—3 q
HRSL3Harris Technologies, Inc.0.00%5,600$410,000added×3.50.00 pp4 q
HIGThe Hartford Insurance Group, Inc.0.00%200$7,000held—4 q
unresolvedHealthways Inc0.00%15,000$257,000held—4 q
HOLXHologic Inc0.00%17,000$366,000held—4 q
IDXXIdexx Laboratories Inc0.00%4,000$486,000held—4 q
ILMNIllumina Inc0.00%400$59,000held—4 q
unresolvedIshares0.00%50,000$567,000held—2 q
SLViShares Silver Trust0.00%15,000$286,000held—4 q
unresolvedKinder Morgan Energy Partners0.00%4,563$337,000held—4 q
unresolvedKodiak Oil & Gas Corp0.00%12,440$151,000held—3 q
unresolvedKraft Foods Group Inc0.00%1,845$104,000held—4 q
KLICKulicke & Soffa Industries Inc0.00%40,000$504,000new0.00 ppnew
LKQLKQ Corporation0.00%28,000$738,000held—4 q
unresolvedLmi Aerospace Inc0.00%15,000$212,000new0.00 ppnew
LPIVital Energy Inc0.00%9,488$245,000held—3 q
unresolvedLayne Christensen Co0.00%17,000$309,000added×7.00.00 pp2 q
LENLennar Corporation Class A0.00%10,000$396,000new0.00 ppnew
unresolvedLiberty Interactive Corp0.00%4,375$126,000trimmed−36%0.00 pp4 q
unresolvedLiberty Interactive Corp0.00%218$28,000trimmed−36%0.00 pp4 q
LMNRLimoneira Co0.00%78,197$2Mtrimmed−30%−0.01 pp4 q
LLoews Corporation0.00%14,000$617,000held—4 q
LPXLouisiana-Pacific Corp.0.00%30,000$506,000new0.00 ppnew
unresolvedMagnum Hunter Res Corp DEL0.00%78,450$667,000held—3 q
MANHManhattan Associates Inc0.00%40,000$1Mheld—4 q
MFCManulife Financial Corp.0.00%942$18,000held—4 q
unresolvedMkt Vectors Gld Miners ETF0.00%6,900$163,000trimmed−99%−0.04 pp4 q
MDPediatrix Medical Group, Inc.0.00%8,000$496,000held—4 q
METMetLife, Inc.0.00%16,800$887,000held—4 q
unresolvedMicros Sys Inc0.00%8,000$423,000held—4 q
MDLZMondelez International, Inc. Class A0.00%5,536$191,000held—4 q
unresolvedMonster Beverage Corp0.00%15,000$1Mheld—4 q
MUSAMurphy USA Inc.0.00%3,181$129,000held—3 q
GFNEW GERMANY FUND Inc0.00%9,214$179,000held—4 q
NWSANews Corporation Class A0.00%365$6,000held—3 q
NWSNews Corporation Class B0.00%230$4,000trimmed−100%−0.19 pp3 q
NICENICE Ltd0.00%8,450$377,000new0.00 ppnew
unresolvedNoranda Alum Hldg Corp0.00%7,680$32,000new0.00 ppnew
NVSNovartis AG0.00%13,060$1Mheld—4 q
unresolvedNovavax Inc0.00%200,000$906,000trimmed−75%−0.01 pp3 q
NUANNuance Communications, Inc.0.00%700$12,000held—4 q
unresolvedNutri Sys Inc New0.00%25,195$380,000trimmed−14%0.00 pp2 q
Nuvasive Incconvertible0.00%300,000$358,000held—4 q
unresolvedOncolytics Biotech Inc0.00%427,200$773,000held—4 q
PDLIPDL BioPharma, Inc.0.00%2,800$23,000held—4 q
ROYTLPacific Coast Oil Tr Uts0.00%67,400$902,000held—3 q
unresolvedPall Corp0.00%300$27,000held—4 q
TRAKReposiTrak, Inc.0.00%150,000$1Madded×2.50.00 pp2 q
unresolvedPeabody Energy Corp0.00%11,660$191,000held—3 q
unresolvedPenn Va Corp0.00%22,470$393,000held—3 q
JCPJ.C. Penney Company, Inc.0.00%5,000$43,000new0.00 ppnew
TLKPT Telekomunikasi Indonesia0.00%15,000$591,000held—2 q
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$3,000held—4 q
PXDPioneer Natural Resource Co.0.00%1,762$330,000held—3 q
unresolvedPrecision Castparts Corp0.00%900$227,000held—4 q
PRMWPrimo Water Corp0.00%76,557$298,000trimmed−5%0.00 pp2 q
PHMPultegroup, Inc.0.00%15,000$288,000new0.00 ppnew
unresolvedRti Intl Metals Inc0.00%20,000$556,000new0.00 ppnew
RRCRange Resources Corp0.00%5,480$455,000held—3 q
ORealty Income Corporation0.00%1,340$55,000held—2 q
RMDResMed Inc.0.00%22,000$983,000held—4 q
unresolvedResolute Energy Corp0.00%25,950$187,000held—3 q
unresolvedRex Energy Corporation0.00%4,790$90,000held—3 q
ROVIRovi Corporation Com Stk (De)0.00%184$4,000held—4 q
unresolvedRyland Group Inc0.00%12,000$479,000new0.00 ppnew
SEICSEI Investments Co0.00%15,000$504,000held—4 q
unresolvedSafeway Inc0.00%10,000$369,000new0.00 ppnew
JOESt. Joe Company0.00%2,000$39,000held—4 q
SNSharkNinja, Inc.0.00%8,530$253,000held—3 q
unresolvedSanofi0.00%229,402$73,000held—4 q
SLBSLB Limited0.00%2,600$254,000held—4 q
SCHWThe Charles Schwab Corporation0.00%900$25,000held—4 q
SONYSony Group Corporation0.00%800$15,000held—4 q
SPHSSophiris Bio, Inc.0.00%250,000$833,000held—3 q
S9QSpirit Aerosystems Hold-cl A0.00%10,000$282,000new0.00 ppnew
unresolvedSprint Corporation0.00%602$6,000held—3 q
unresolvedSunesis Pharmaceuticals Inc0.00%219,557$1Mtrimmed−9%0.00 pp3 q
SSUPSuperior Industries Intl0.00%40,306$826,000new0.00 ppnew
unresolvedSupervalu Inc0.00%12,000$82,000new0.00 ppnew
SYTSyngenta Ag-adr0.00%88$7,000held—4 q
TDSTelephone and Data Systems Inc.0.00%27,500$721,000held—2 q
TEVATeva Pharmaceutical Industries Limited0.00%200$11,000held—4 q
TLOGTetralogic Pharms Corp0.00%152,800$975,000new0.00 ppnew
TMOThermo Fisher Scientific, Inc.0.00%200$24,000held—4 q
TWXTime Warner Inc0.00%16,496$1Mtrimmed−18%0.00 pp4 q
unresolvedTriangle Pete Corp0.00%16,140$133,000held—3 q
TG7Triumph Group Inc0.00%9,000$581,000new0.00 ppnew
unresolvedTwenty First Centy Fox Inc0.00%1,460$47,000held—3 q
unresolvedTwenty First Centy Fox Inc0.00%920$29,000held—3 q
TWTRTwitter, Inc.0.00%650$30,000held—2 q
unresolvedUIL Holdings Corporation0.00%15,998$589,000held—4 q
unresolvedU S G Corp0.00%8,000$262,000new0.00 ppnew
UTXZRTX Corporation0.00%8,000$935,000held—4 q
VALEVale S.a.0.00%3,098$43,000held—4 q
VEOEYVeolia Environnement0.00%300$6,000held—4 q
unresolvedWalter Energy, Inc.0.00%7,640$58,000held—3 q
WFCWells Fargo & Co.0.00%1,800$90,000held—4 q
unresolvedWhiting Pete Corp New0.00%3,610$250,000held—3 q
unresolvedWilliams Partners LP0.00%12,833$654,000trimmed−88%−0.01 pp4 q
XYLXylem Inc0.00%39,100$1Mtrimmed−17%0.00 pp4 q
YRIYamana Gold Inc0.00%16,400$144,000new0.00 ppnew
ZBRAZebra Technologies Corporation0.00%7,000$486,000held—4 q
ZBHZimmer Biomet Holdings, Inc.0.00%1,632$154,000held—4 q
EXXIEnergy Xxi Ltd0.00%13,690$323,000held—3 q
unresolvedCovidien PLC0.00%1,500$110,000held—4 q
unresolvedEnsco PLC0.00%3,272$173,000new0.00 ppnew
ICLRIcon Plc0.00%12,000$571,000held—4 q
MNKMallinckrodt PLC0.00%187$12,000held—2 q
unresolvedPentair Ltd0.00%359$28,000held—4 q
0VQJLTe Connectivity Ltd0.00%1,500$90,000trimmed−100%−0.12 pp4 q
unresolvedAvg Technologies N V0.00%13,913$292,000new0.00 ppnew
unresolvedScorpio Tankers Inc0.00%6,120$61,000held—3 q
unresolvedGoogle Inc.—−394,292—exited−1.20 pp—
unresolvedLorillard Inc—−4,631,935—exited−0.64 pp—
FEFirstEnergy Corp.—−4,326,187—exited−0.39 pp—
unresolvedVodafone Group PLC New—−1,754,673—exited−0.19 pp—
Advanced Micro Devicesconvertible—−51,929,000—exited−0.15 pp—
UNFUnifirst Corp—−221,413—exited−0.06 pp—
unresolvedCempra Inc—−780,275—exited−0.03 pp—
unresolvedSibanye Gold Ltd—−2,307,705—exited−0.03 pp—
unresolvedAtlas Energy LP—−129,470—exited−0.02 pp—
unresolvedBrookfield Properties Inc.—−355,676—exited−0.02 pp—
IPGThe Interpublic Group of Companies, Inc.—−316,900—exited−0.02 pp—
MOSThe Mosaic Company—−181,100—exited−0.02 pp—
ACHNAchillion Pharmaceuticals, Inc.—−600,000—exited−0.01 pp—
unresolvedCelldex Therapeutics Inc New—−135,000—exited−0.01 pp—
CORTCorcept Therapeutics Inc.—−991,978—exited−0.01 pp—
unresolvedHudson City Bancorp—−205,000—exited−0.01 pp—
unresolvedLife Technologies Corp—−72,600—exited−0.01 pp—
PLXProtalix BioTherapeutics, Inc.—−700,000—exited−0.01 pp—
unresolvedVitran Corp Inc—−625,175—exited−0.01 pp—
Alliance One Intl Incconvertible—−356,000—exited0.00 pp—
unresolvedCapitalsource Inc—−101,600—exited0.00 pp—
unresolvedColeman Cable Inc—−50,000—exited0.00 pp—
unresolvedCrestwood Equity Partners LP—−50,000—exited0.00 pp—
unresolvedCrestwood Midstream Partners—−21,602—exited0.00 pp—
EEAThe European Equity Fund, Inc.—−4,293—exited0.00 pp—
HSBCHSBC Holdings PLC—−21,420—exited0.00 pp—
unresolvedInovio Pharmaceuticals Inc—−250,000—exited0.00 pp—
AAXJiShares MSCI All Country Asia ex Japan ETF—−10,000—exited0.00 pp—
unresolvedLsi Corporation—−50,000—exited0.00 pp—
unresolvedMedtronic Inc—−8,000—exited0.00 pp—
unresolvedSolta Med Inc.—−350,000—exited0.00 pp—

Other 13(f) securities

Options 4

Contract% of notionalSharesNotional
NLNK CALL98.75%6,888$5M
SSUP CALL0.59%520$29,000
NLNK PUT0.45%3,285$22,000
GERN CALL0.20%2,013$10,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 136 unresolved
Accession
0001325447-14-000045
Notes
none in this filing
SEC cross-check
SEC data set not published yet