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First Eagle

Q4 2014 13F · by Kimball Brooker, portfolio manager

As of
Dec 31, 2014
Filed
Feb 9, 2015
US stock
$41.1B · prev $40.3B
Positions
336 · prev 336
Options notional
$13M
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves251 since the prior filing

+10.0 pp in · −10.0 pp out

Options: 5 moves on a notional base, in the table below.

The book

Diversified · behaves like 66 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 40% a year, about 2.5 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions17% of US stock

  1. MSFT Microsoft Corp trimmed−0.09 pp trimmed−0.094.1%
  2. ORCL Oracle Corp added+0.49 pp added+0.493.7%
  3. unresolved Comcast Corp. Spl Cl A added+0.24 pp added+0.243.3%
  4. INTC Intel Corp trimmed−0.28 pp trimmed−0.283.2%
  5. BNY Bank of New York Mellon Corporation added+0.08 pp added+0.082.7%

Positions336 in this filing · 36 exited

MSFTMicrosoft Corp4.09%36,228,679$1.7Btrimmed−0%−0.09 pp7 q
ORCLOracle Corp3.72%34,008,778$1.5Badded0%+0.49 pp7 q
unresolvedComcast Corp. Spl Cl A3.31%23,690,277$1.4Badded+2%+0.24 pp7 q
INTCIntel Corp3.21%36,442,393$1.3Btrimmed−10%−0.28 pp7 q
BNYBank of New York Mellon Corporation2.74%27,760,645$1.1Badded0%+0.08 pp7 q
TVGrupo Televisa S.A.2.70%32,589,757$1.1Badded0%−0.04 pp7 q
MMM3M Company2.39%5,978,527$982Mtrimmed−0%+0.28 pp7 q
NOCNorthrop Grumman Corp.2.19%6,109,074$900Madded+21%+0.54 pp7 q
NOVNOV Inc.2.16%13,540,058$887Madded+20%+0.02 pp7 q
OMCOmnicom Group Inc.1.99%10,557,093$818Madded+2%+0.22 pp7 q
CNQCanadian Natural Resources Limited1.94%25,853,898$799Madded0%−0.55 pp7 q
BRK.ABerkshire Hathaway Inc.1.93%3,521$796Mtrimmed−7%−0.01 pp7 q
CVECenovus Energy Inc.1.86%37,202,883$767Madded+7%−0.45 pp7 q
CTASCintas Corp1.83%9,576,811$751Mtrimmed−23%−0.35 pp7 q
POTPotash Corp Of Saskatchewan1.83%21,342,816$754Madded0%0.00 pp7 q
AXPAmerican Express Company1.79%7,918,243$737Madded0%+0.07 pp7 q
18614USDGoldcorp Inc1.75%38,889,207$720Madded+15%−0.19 pp7 q
COPConocoPhillips1.51%8,970,151$619Madded+15%+0.03 pp7 q
BBTTruist Financial Corporation1.39%14,700,463$572Madded0%+0.03 pp7 q
TDCTeradata Corporation1.37%12,921,103$564Madded0%+0.03 pp5 q
unresolvedLinear Technology Group1.36%12,269,735$560Madded0%+0.01 pp7 q
MCDMcDonald's Corporation1.35%5,922,438$555Madded+6%+0.04 pp3 q
WYWeyerhaeuser Company1.29%14,808,163$531Madded0%+0.12 pp7 q
LMTLockheed Martin Corp.1.27%2,717,382$523Mtrimmed−1%+0.02 pp7 q
USBU.S. Bancorp1.27%11,650,376$524Madded0%+0.06 pp7 q
CINFCincinnati Financial Corp1.23%9,738,200$505Mtrimmed−1%+0.08 pp7 q
DVNDevon Energy Corporation1.22%8,200,552$502Madded+1%−0.15 pp7 q
unresolvedPlum Creek Timber Co Inc1.11%10,694,148$458Madded+21%+0.25 pp7 q
AEMAgnico Eagle Mines Ltd.1.08%17,790,673$443Mtrimmed−2%−0.22 pp7 q
GLDSPDR Gold Trust, SPDR Gold Shares1.04%3,769,699$428Mtrimmed−0%−0.05 pp7 q
LBTYKLiberty Global Ltd. Class C1.01%8,598,290$415Madded×43.8+0.99 pp7 q
DEDeere & Company0.98%4,538,466$402Madded+28%+0.26 pp2 q
MLMMartin Marietta Materials0.94%3,492,792$385Mtrimmed−1%−0.19 pp7 q
SMGThe Scotts Miracle-Gro Company0.91%5,977,243$373Mtrimmed−0%+0.09 pp7 q
unresolvedWillis Group Holdings Public0.91%8,386,374$376Madded+29%+0.24 pp7 q
ELVElevance Health, Inc.0.90%2,946,473$370Mnew+0.90 ppnew
WRBW.R. Berkley Corporation0.85%6,818,496$350Madded0%+0.04 pp7 q
unresolvedAlliant Techsystems Inc0.83%2,944,518$342Madded0%−0.10 pp7 q
TWXTime Warner Inc0.82%3,962,208$338Mtrimmed−5%+0.04 pp7 q
XLNXXilinx Inc0.82%7,814,332$338Madded×2.1+0.43 pp2 q
CLColgate-Palmolive Company0.81%4,832,553$334Madded0%+0.03 pp7 q
VMCVulcan Materials Company(Holding Company)0.74%4,601,273$302Mtrimmed−6%+0.01 pp7 q
unresolvedActavis PLC0.74%1,176,582$303Madded+59%+0.30 pp3 q
IDAIDACORP, Inc.0.71%4,410,547$292Mtrimmed−0%+0.12 pp7 q
GFIGold Fields Ltd0.69%62,756,265$284Madded0%+0.08 pp7 q
AUAngloGold Ashanti plc0.67%31,746,875$276Mtrimmed−1%−0.29 pp7 q
VVISA Inc.0.67%1,057,883$277Madded0%+0.11 pp7 q
0VQJLTe Connectivity Ltd0.67%4,373,844$277Madded+42%+0.25 pp7 q
AIGAmerican International Group, Inc.0.65%4,766,709$267Madded+38%+0.19 pp2 q
ADPAutomatic Data Processing0.62%3,074,762$256Mtrimmed−1%−0.02 pp7 q
MAMastercard Incorporated0.61%2,908,095$251Madded0%+0.08 pp7 q
YAlleghany Corporation0.59%525,558$244Madded0%+0.05 pp7 q
PPGPPG Industries, Inc.0.58%1,028,349$238Mnew+0.58 ppnew
UNPUnion Pacific Corp.0.58%1,989,936$237Mnew+0.58 ppnew
LOWLowe's Companies Inc.0.56%3,360,683$231Mtrimmed−21%0.00 pp7 q
ABXBarrick Mining Corporation0.55%21,176,857$228Madded0%−0.22 pp7 q
WMTWalmart Inc.0.55%2,618,633$225Madded0%+0.05 pp7 q
DNOWDNOW Inc.0.54%8,583,603$221Madded+34%+0.06 pp3 q
RTNRaytheon Company0.54%2,043,424$221Madded+51%+0.20 pp6 q
unresolvedSanDisk Corp0.53%2,230,591$219Madded+79%+0.23 pp6 q
unresolvedIsrael Chemicals Ltd0.52%29,553,619$214Mtrimmed−0%−0.01 pp2 q
GRAW.R. Grace & Co.0.51%2,199,881$210Mtrimmed−34%−0.25 pp7 q
unresolvedHewlett Packard Co0.49%5,040,000$202Madded+8%+0.08 pp7 q
HRBH&R Block, Inc.0.48%5,870,226$198Madded0%+0.03 pp7 q
KGCKinross Gold Corporation0.46%66,736,935$188Mtrimmed−27%−0.29 pp7 q
PKGPackaging Corp of America0.46%2,429,031$190Mnew+0.46 ppnew
unresolvedGoogle Inc.0.45%345,724$183Madded0%−0.05 pp3 q
SEESealed Air Corp New0.45%4,390,985$186Madded+12%+0.11 pp7 q
STXNSeagate Technology Holdings PLC (Ireland)0.45%2,799,820$186Madded+3%+0.06 pp7 q
GOOGAlphabet Inc. Class C0.44%345,728$182Madded0%−0.05 pp3 q
unresolvedJpmorgan Chase & Co0.44%8,688,791$181Mheld—7 q
JNJJohnson & Johnson0.41%1,616,927$169Mtrimmed−2%−0.03 pp7 q
unresolvedValeant Pharmaceuticals Intl0.41%1,191,832$171Madded+18%+0.08 pp7 q
PFEPfizer Inc.0.40%5,272,943$164Madded×38.9+0.39 pp7 q
PBIPitney Bowes Inc.0.38%6,421,045$156Madded+13%+0.03 pp7 q
WYNTravel + Leisure Co.0.37%1,789,570$153Mtrimmed−6%−0.02 pp7 q
EMNEastman Chemical Company0.35%1,919,400$146Madded+6%−0.02 pp7 q
TEVATeva Pharmaceutical Industries Limited0.34%2,448,310$141Madded+72%+0.15 pp7 q
unresolvedAllergan Inc0.33%634,476$135Madded×63.4+0.33 pp3 q
BBYD20230930-DK-BUTTERFLY-1 Inc0.33%1,782,618$136Madded0%+0.04 pp2 q
MOSThe Mosaic Company0.31%2,806,420$128Mtrimmed−21%−0.08 pp3 q
GILDGilead Sciences Inc0.30%1,315,088$124Madded×3287.7+0.30 pp7 q
SYYSysco Corporation0.30%3,060,746$121Mtrimmed−63%−0.47 pp7 q
LYBLyondellBasell Industries N.V. Class A0.28%1,428,100$113Madded+15%−0.05 pp7 q
BROBrown & Brown, Inc.0.27%3,347,384$110Madded0%0.00 pp3 q
GPKGraphic Packaging Holding Company0.27%8,214,259$112Madded×2.4+0.16 pp2 q
unresolvedAOL Inc0.26%2,291,975$106Mheld—7 q
CARAvis Budget Group, Inc.0.26%1,618,687$107Mtrimmed−26%−0.04 pp7 q
AMGNAmgen Inc0.25%651,855$104Mtrimmed−9%0.00 pp2 q
HCAHCA Healthcare, Inc.0.25%1,415,378$104Mtrimmed−55%−0.31 pp3 q
BDXBecton, Dickinson and Co.0.23%668,683$93Mtrimmed−19%0.00 pp3 q
DALDelta Air Lines, Inc.0.23%1,908,890$94Madded+30%+0.10 pp3 q
ROSTRoss Stores Inc0.23%1,001,008$94Madded0%+0.04 pp2 q
CMCSAComcast Corp0.22%1,568,802$91Mtrimmed−41%−0.13 pp7 q
unresolvedMedtronic Inc0.22%1,236,314$89Mtrimmed−31%−0.06 pp3 q
PSXPhillips 660.22%1,246,280$89Madded+8%−0.01 pp2 q
CVLTCommvault Systems, Inc.0.21%1,632,057$84Madded+11%+0.03 pp3 q
CCUCompania Cervecerias Unidas S.A.0.21%4,634,395$86Madded+66%+0.06 pp3 q
LXKLexmark International Inc-a0.21%2,113,520$87Madded+16%+0.02 pp4 q
NEMNewmont Corporation0.21%4,551,116$86Mtrimmed−34%−0.18 pp7 q
SJTSan Juan Basin Royalty Trust UBI0.20%5,686,703$81Mtrimmed−0%−0.07 pp7 q
AZOAutoZone, Inc.0.19%125,550$78Mtrimmed−11%+0.01 pp5 q
DFSDiscover Financial Services0.19%1,189,993$78Mnew+0.19 ppnew
MASMasco Corporation0.19%3,120,940$79Madded×4.5+0.15 pp2 q
unresolvedDeltic Timber Corp0.18%1,104,224$76Mtrimmed−0%+0.01 pp7 q
HDHome Depot, Inc.0.18%717,445$75Mtrimmed−46%−0.13 pp3 q
unresolvedValspar Corp0.18%851,050$74Mheld—7 q
unresolvedItc Hldgs Corp0.17%1,754,080$71Madded+21%+0.04 pp7 q
MSIMotorola Solutions, Inc. New0.17%1,057,570$71Mtrimmed−14%−0.02 pp7 q
ABBVAbbvie Inc.0.16%1,016,097$66Mnew+0.16 ppnew
HUMHumana Inc.0.16%453,653$65Mnew+0.16 ppnew
RGLDRoyal Gold Inc0.16%1,050,637$66Madded+15%+0.01 pp7 q
UNHUNITEDHEALTH GROUP INCORPORATED (Delaware)0.16%663,058$67Mnew+0.16 ppnew
unresolvedOmnicare Inc0.15%844,500$62Mheld—7 q
unresolvedRandgold Res Ltd0.15%925,168$62Mtrimmed−13%−0.03 pp7 q
ABTAbbott Laboratories0.14%1,250,956$56Mtrimmed−12%−0.01 pp3 q
unresolvedHertz Global Holdings Inc0.14%2,360,050$59Mheld—5 q
NLNKNewLink Genetics Corporation0.14%1,406,386$56Madded+12%+0.07 pp7 q
unresolvedAltera Corp0.13%1,461,334$54Mnew+0.13 ppnew
CMTLComtech Telecommunications0.13%1,708,698$54Madded+14%−0.01 pp5 q
MUMicron Technology, Inc.0.13%1,519,000$53Mnew+0.13 ppnew
unresolvedPenn West Petroleum Ltd0.13%26,572,950$55Mtrimmed−25%−0.47 pp7 q
LBTYALiberty Global Ltd. Class A0.13%1,103,510$55Mheld—7 q
BAXBaxter International Inc.0.12%676,637$50Mtrimmed−32%−0.06 pp7 q
FNVFranco-Nevada Corporation0.12%1,000,353$49Madded+2%0.00 pp7 q
unresolvedMadison Square Garden Co0.12%642,540$48Madded+10%+0.02 pp4 q
unresolvedMylan Inc0.12%841,779$47Madded+4%+0.03 pp4 q
OXYOccidental Petroleum Corporation0.12%633,722$51Mtrimmed−72%−0.41 pp7 q
UTHRUnited Therapeutics Corp0.11%360,180$47Madded+37%+0.03 pp2 q
VIABViacom Inc. Class B0.11%619,030$47Mtrimmed−53%−0.14 pp7 q
AMATApplied Materials Inc0.10%1,713,778$43Madded+2%+0.01 pp3 q
unresolvedCoca Cola Enterprises Inc Ne0.10%957,084$42Mtrimmed−7%−0.01 pp6 q
unresolvedEldorado Gold (C$)0.10%6,443,257$39Mheld—7 q
HALOHalozyme Therapeutics, Inc.0.09%3,990,480$39Madded+10%+0.01 pp5 q
unresolvedTahoe Res Inc0.09%2,609,390$36Mheld—7 q
VCVisteon Corporation0.09%334,180$36Madded+15%+0.02 pp3 q
ZTSZoetis Inc.0.09%820,467$35Mtrimmed−62%−0.11 pp7 q
unresolvedAlliancebernstein Income Fun0.08%4,213,066$31Madded+1%0.00 pp5 q
SPYState Street SPDR S&P 500 ETF Trust0.08%153,770$32Mheld—4 q
ARDMAradigm Corp0.07%3,854,730$29Mheld—3 q
unresolvedCuris0.07%20,372,372$31Madded+4%0.00 pp7 q
unresolvedIntevac Inc0.07%3,705,186$29Madded+1%+0.01 pp7 q
NGDNew Gold Inc.0.07%6,359,731$27Mheld—7 q
PXGBXPraxair Inc0.07%214,000$28Mheld—7 q
RSTIRofin-sinar Technologies Inc0.07%1,063,901$31Mtrimmed−40%−0.03 pp7 q
KOPNKopin Corp0.06%6,313,549$23Mheld—7 q
unresolvedEncana Corp0.05%1,362,327$19Mtrimmed−1%−0.02 pp7 q
XONPrecigen, Inc.0.05%789,864$22Mtrimmed−0%+0.01 pp3 q
LAMRLamar Advertising Co0.05%393,299$21Mnew+0.05 ppnew
unresolvedTheravance Inc0.05%1,593,620$23Mheld—7 q
unresolvedAep Inds Inc0.04%281,314$16Mheld—7 q
unresolvedCui Global Inc0.04%2,281,242$17Madded+5%0.00 pp4 q
unresolvedDentsply Intl Inc New0.04%315,056$17Madded×2.7+0.03 pp2 q
FAFFirst American Financial Corporation0.04%429,481$15Mtrimmed−0%+0.01 pp6 q
NSNuStar Energy L.P.0.04%297,400$17Mheld—7 q
unresolvedPowershares Db Cmdty Idx Tra0.04%854,000$16Mheld—7 q
unresolvedShire PLC0.04%82,986$18Madded×5.5+0.03 pp2 q
XAWFXAlliancebernstein Gl Hi Inc0.03%880,833$11Madded×2.0+0.02 pp3 q
unresolvedLiberty Media Corp Delaware0.03%312,782$11Mheld—2 q
MGNXMacroGenics, Inc.0.03%339,285$12Madded+2%+0.01 pp3 q
unresolvedNustar Gp Holdings LLC0.03%316,638$11Mtrimmed−64%−0.06 pp7 q
unresolvedPain Therapeutics Inc0.03%5,684,510$12Madded+13%−0.02 pp7 q
XLIState Street Industrial Select Sector SPDR ETF0.03%210,000$12Mheld—7 q
unresolvedCarefusion Corp0.02%120,000$7Mnew+0.02 ppnew
unresolvedCelldex Therapeutics Inc New0.02%559,542$10Madded×2.2+0.01 pp2 q
DRRXDurect Corp0.02%10,707,142$8Mheld—7 q
IAGIAMGold Corporation0.02%2,991,219$8Mheld—7 q
unresolvedIndependence Hldg Co New0.02%591,001$8Mheld—7 q
KRThe Kroger Co.0.02%111,000$7Mheld—7 q
MTBM&T Bank Corp.0.02%65,832$8Mtrimmed−7%0.00 pp7 q
Omnicare Incconvertible0.02%2,730,000$8Mheld—7 q
TBFProShares Short 20+ Year Treasury ETF0.02%267,925$7Mheld—7 q
unresolvedRockwood Hldgs Inc0.02%90,000$7Mtrimmed−63%−0.03 pp7 q
SGMOQSangamo Therapeutics Inc0.02%559,780$9Madded+4%+0.01 pp7 q
unresolvedSeacor Holdings Inc.0.02%121,506$9Mheld—7 q
SPHSuburban Propane Partners L P0.02%196,250$8Mheld—7 q
AMPAmeriprise Financial, Inc.0.01%25,260$3Mheld—7 q
unresolvedAmreit Inc New0.01%100,000$3Mnew+0.01 ppnew
ARQLArqule Inc0.01%4,444,899$5Madded+56%0.00 pp7 q
unresolvedBrookfield Residential Pptys0.01%138,500$3Mnew+0.01 ppnew
unresolvedCovance Inc0.01%20,000$2Mnew+0.01 ppnew
unresolvedDow Chemical Co0.01%100,000$5Mheld—2 q
DRCDresser-rand Group Inc0.01%30,000$2Mtrimmed−95%−0.11 pp7 q
unresolvedFamily Dlr Stores Inc0.01%55,000$4Mtrimmed−27%0.00 pp2 q
unresolvedGfi Group Inc0.01%700,000$4Mnew+0.01 ppnew
GERNGeron Corp0.01%1,128,866$4Mtrimmed−49%0.00 pp7 q
unresolvedGlimcher Rlty Tr0.01%300,000$4Mnew+0.01 ppnew
unresolvedHudson City Bancorp0.01%340,000$3Madded×6.8+0.01 pp2 q
JPMJPMorgan Chase & Co.0.01%46,561$3Madded+1%0.00 pp7 q
unresolvedKalobios Pharmaceuticals Inc0.01%1,746,591$3Mheld—6 q
unresolvedLeucadia National0.01%107,100$2Madded+22%0.00 pp5 q
LBRDKLiberty Broadband Corporation Class C0.01%78,194$4Mnew+0.01 ppnew
unresolvedLiberty Media Corp Delaware0.01%156,391$6Mheld—7 q
unresolvedLorillard Inc0.01%40,000$3Mtrimmed−20%0.00 pp2 q
unresolvedMkt Vectors Gld Miners ETF0.01%331,900$6Madded×48.1+0.01 pp7 q
unresolvedMcGraw Hill0.01%40,000$4Mheld—7 q
unresolvedPrimero Mng Corp0.01%1,071,100$4Mheld—7 q
unresolvedStarz0.01%73,355$2Mheld—7 q
unresolvedSunesis Pharmaceuticals Inc0.01%1,414,276$4Mnew+0.01 ppnew
unresolvedTRW Automotive Holdings Corp.0.01%25,000$3Mnew+0.01 ppnew
unresolvedThreshold Pharmaceutical Inc0.01%1,377,448$4Madded+26%0.00 pp7 q
UNMUnum Group0.01%60,000$2Mheld—7 q
unresolvedVerastem Inc0.01%302,622$3Mtrimmed−41%0.00 pp6 q
unresolvedWilliams Clayton Energy Inc0.01%55,000$4Mtrimmed−31%−0.01 pp7 q
CYDChina Yuchai International Ltd.0.01%210,000$4Madded+5%0.00 pp7 q
QUREuniQure N.V.0.01%352,000$5Mheld—3 q
unresolvedThe Adt Corporation0.00%750$27,000held—7 q
MOAltria Group, Inc.0.00%13,000$641,000held—7 q
AMZNAmazon.Com Inc0.00%307$95,000held—7 q
ABEVAmbev S.a.0.00%17,875$111,000held—5 q
unresolvedAmerican Independence Corp0.00%136,074$1Madded+8%0.00 pp7 q
MJCAntares Pharma Inc0.00%20,000$51,000held—7 q
AAPLApple Inc.0.00%7,336$810,000held—7 q
ATRAptarGroup, Inc.0.00%14,129$944,000held—7 q
unresolvedAsterias Biotherapeutics Inc0.00%147,838$478,000new0.00 ppnew
ATHXAthersys, Inc.0.00%712,500$1Mtrimmed−41%0.00 pp7 q
unresolvedAviat Networks Inc0.00%397$1,000held—7 q
AVPAvon Products, Inc.0.00%69,500$653,000new0.00 ppnew
BPBP p.l.c.0.00%273$10,000trimmed−1%0.00 pp7 q
BIDUBaidu, Inc.0.00%10$2,000held—7 q
unresolvedBaker Hughes Inc.0.00%200$11,000held—7 q
Barclays Bank PLCconvertible0.00%500$13,000held—7 q
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,669$251,000held—7 q
unresolvedBiotime Inc0.00%180,899$190,000new0.00 ppnew
BMYBristol-Myers Squibb Co.0.00%14,492$855,000held—7 q
unresolvedCleco Corp0.00%30,000$2Mnew0.00 ppnew
unresolvedCalifornia Res Corp0.00%1,008$6,000new0.00 ppnew
unresolvedCalpine Corp0.00%1,000$22,000held—7 q
CARBCarbonite Inc0.00%75,000$1Mnew0.00 ppnew
CVXChevron Corporation0.00%1,004$113,000held—7 q
CHDChurch & Dwight Co., Inc.0.00%2,400$189,000held—7 q
CSCOCisco Systems, Inc. (DE)0.00%5,100$142,000trimmed−100%−0.71 pp7 q
CAGConagra Brands, Inc.0.00%19,762$717,000held—7 q
CTOCTO Realty Growth, Inc.0.00%4,000$223,000held—7 q
STZConstellation Brands, Inc.0.00%2,400$236,000held—7 q
GLWCorning Incorporated0.00%40$1,000held—7 q
unresolvedCubist Pharms Inc.0.00%20,000$2Mnew0.00 ppnew
unresolvedCubist Pharmaceuticals Inc0.00%131,300$5,000held—5 q
DKSDick's Sporting Goods, Inc.0.00%1,000$50,000held—3 q
DGICADonegal Group Inc0.00%39,500$631,000trimmed−34%0.00 pp5 q
DMLPDorchester Minerals LP0.00%600$15,000held—7 q
unresolvedDu Pont E I De Nemours & Co0.00%600$44,000held—7 q
unresolvedElectro Rent Corp.0.00%83,700$1Madded+2%0.00 pp7 q
ETREntergy Corporation0.00%200$17,000held—7 q
unresolvedExelis Inc0.00%5,000$88,000held—7 q
unresolvedExpress Scripts Hldg Co0.00%1,168$99,000held—7 q
XOMExxon Mobil Corp0.00%6,628$613,000held—7 q
METAMeta Platforms, Inc. Class A0.00%2,300$179,000held—7 q
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$46,000held—7 q
unresolvedFrontier Communications Corp0.00%72$0held—7 q
unresolvedGeneral Electric Co0.00%11,301$286,000held—7 q
unresolvedGlaxosmithkline PLC0.00%1$0held—7 q
GSGoldman Sachs Group Inc.0.00%151$29,000held—7 q
unresolvedGoodrich Pete Corp0.00%160,000$710,000trimmed−68%−0.02 pp7 q
HRSL3Harris Technologies, Inc.0.00%1,600$115,000held—7 q
HIGThe Hartford Insurance Group, Inc.0.00%200$8,000held—7 q
HONHoneywell International, Inc.0.00%1,500$150,000held—7 q
INVEINVE Technologies, Inc.0.00%14,000$194,000added+40%0.00 pp2 q
ILMNIllumina Inc0.00%400$74,000held—7 q
IBMInternational Business Machines Corporation0.00%9,952$2Mtrimmed−3%0.00 pp7 q
EFAiShares MSCI EAFE ETF0.00%30,000$2Mheld—5 q
SLViShares Silver Trust0.00%86,000$1Madded×5.70.00 pp7 q
unresolvedKraft Foods Group Inc0.00%1,845$116,000held—7 q
KLICKulicke & Soffa Industries Inc0.00%120,700$2Madded+21%0.00 pp4 q
unresolvedLayne Christensen Co0.00%78,700$751,000added+80%0.00 pp5 q
LBRDALiberty Broadband Corporation Class A0.00%39,093$2Mnew0.00 ppnew
unresolvedLiberty Interactive Corp0.00%4,375$129,000held—7 q
unresolvedLiberty Interactive Corp0.00%1,057$40,000added×2.40.00 pp7 q
LTRPALiberty TripAdvisor Holdings, Inc. Series A0.00%436$12,000held—2 q
LMNRLimoneira Co0.00%78,197$2Mheld—7 q
LLoews Corporation0.00%14,000$588,000held—7 q
LORLLoral Space and Communications, Inc.0.00%15,000$1Mtrimmed−25%0.00 pp5 q
MFCManulife Financial Corp.0.00%942$18,000held—7 q
unresolvedMarket Vectors ETF Tr0.00%10,100$242,000held—3 q
MRKMerck & Co., Inc.0.00%9,050$514,000trimmed−99%−0.16 pp7 q
METMetLife, Inc.0.00%16,800$909,000held—7 q
MRTXMirati Therapeutics, Inc.0.00%99,912$2Mheld—5 q
MDLZMondelez International, Inc. Class A0.00%5,536$201,000held—7 q
unresolvedMonster Beverage Corp0.00%15,000$2Mheld—7 q
unresolvedMorgans Hotel Group Co0.00%180,000$1Mtrimmed−58%−0.01 pp7 q
MURMurphy Oil Corp.0.00%34,477$2Madded×2.40.00 pp7 q
MUSAMurphy USA Inc.0.00%3,181$219,000held—6 q
GFNEW GERMANY FUND Inc0.00%9,214$129,000held—7 q
NWSANews Corporation Class A0.00%365$6,000held—6 q
NWSNews Corporation Class B0.00%230$3,000held—6 q
NVSNovartis AG0.00%12,848$1Mheld—7 q
NUANNuance Communications, Inc.0.00%700$10,000held—7 q
JGHNuveen Global High Income Fund0.00%44,128$761,000new0.00 ppnew
unresolvedOncogenex Pharmaceuticals In0.00%515,512$1Mheld—3 q
PDLIPDL BioPharma, Inc.0.00%2,800$22,000held—7 q
ROYTLPacific Coast Oil Tr Uts0.00%80,000$410,000new0.00 ppnew
unresolvedPall Corp0.00%300$30,000held—7 q
TRAKReposiTrak, Inc.0.00%167,461$2Madded+12%0.00 pp5 q
JCPJ.C. Penney Company, Inc.0.00%5,000$32,000held—4 q
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$1,000held—7 q
PMPhilip Morris International Inc.0.00%13,800$1Mheld—7 q
unresolvedPrecision Castparts Corp0.00%900$217,000held—7 q
unresolvedQlt Inc0.00%67,972$273,000new0.00 ppnew
Rayonier Trs Holdings Inconvertible0.00%250,000$305,000held—3 q
ORealty Income Corporation0.00%1,340$64,000held—5 q
ROVIRovi Corporation Com Stk (De)0.00%184$4,000held—7 q
unresolvedSws Group Inc0.00%100,000$691,000trimmed−82%−0.01 pp3 q
SNYSanofi0.00%34,157$2Mheld—7 q
unresolvedSanofi0.00%146,402$116,000trimmed−35%0.00 pp7 q
SLBSLB Limited0.00%900$77,000held—7 q
SCHWThe Charles Schwab Corporation0.00%900$27,000held—7 q
unresolvedSigma Aldrich Corp0.00%12,500$2Madded+67%0.00 pp2 q
SONYSony Group Corporation0.00%800$16,000held—7 q
unresolvedSprint Corporation0.00%602$2,000held—6 q
unresolvedSusquehanna Bancshares Inc P0.00%130,000$2Mnew0.00 ppnew
SYTSyngenta Ag-adr0.00%66$4,000held—7 q
TDSTelephone and Data Systems Inc.0.00%17,500$442,000trimmed−36%0.00 pp5 q
TLOGTetralogic Pharms Corp0.00%114,456$552,000held—4 q
TMOThermo Fisher Scientific, Inc.0.00%200$25,000held—7 q
TIMETime Inc0.00%2,060$51,000held—3 q
unresolvedTime Warner Cable Inc0.00%2,612$397,000held—7 q
unresolvedTwenty First Centy Fox Inc0.00%1,460$56,000held—6 q
unresolvedTwenty First Centy Fox Inc0.00%920$34,000held—6 q
TWTRTwitter, Inc.0.00%650$23,000held—5 q
unresolvedUIL Holdings Corporation0.00%15,998$697,000held—7 q
UTXZRTX Corporation0.00%8,000$920,000held—7 q
OLEDUniversal Display Corp0.00%14,200$394,000new0.00 ppnew
VVXV2X, Inc.0.00%277$8,000trimmed−0%0.00 pp2 q
VTRVentas, Inc.0.00%20,852$1Mnew0.00 ppnew
VZVerizon Communications0.00%431$20,000held—7 q
VODVodafone Group PLC0.00%272$9,000held—3 q
unresolvedWashington Prime Group Inc0.00%15,000$258,000held—2 q
WFCWells Fargo & Co.0.00%1,800$99,000held—7 q
unresolvedWilliams Partners LP0.00%5,333$239,000trimmed−58%0.00 pp7 q
unresolvedWorld Energy Solutions Inc D0.00%75,139$413,000new0.00 ppnew
XYLXylem Inc0.00%39,100$1Mheld—7 q
ZBHZimmer Biomet Holdings, Inc.0.00%873$99,000held—7 q
unresolvedCovidien PLC0.00%1,500$153,000held—7 q
MNKMallinckrodt PLC0.00%187$19,000held—5 q
PNRPentair plc0.00%359$24,000held—3 q
unresolvedTyco Intl PLC0.00%1,500$66,000new0.00 ppnew
unresolvedWellpoint Inc—−3,892,825—exited−1.16 pp—
APCAnadarko Petroleum Corp—−3,090,143—exited−0.78 pp—
BUDAnheuser-Busch INBEV SA/NV—−1,968,994—exited−0.54 pp—
NSCNorfolk Southern Corp.—−1,475,231—exited−0.41 pp—
RYNRayonier Inc.—−4,180,914—exited−0.32 pp—
CTRACoterra Energy Inc.—−2,537,673—exited−0.21 pp—
NTAPNetApp, Inc—−1,702,564—exited−0.18 pp—
AAgilent Technologies Inc.—−1,129,300—exited−0.16 pp—
DISCADiscovery, Inc. Series A—−1,342,021—exited−0.13 pp—
PPLPPL Corporation—−1,550,536—exited−0.13 pp—
LRCXLam Research Corp—−644,215—exited−0.12 pp—
TAPMolson Coors Beverage Company Class B—−635,455—exited−0.12 pp—
PXDPioneer Natural Resource Co.—−211,015—exited−0.10 pp—
DISCKDiscovery Inc-c—−949,876—exited−0.09 pp—
SEMGSemgroup Corp-class A—−348,580—exited−0.07 pp—
FMCFMC Corporation—−383,975—exited−0.05 pp—
unresolvedIms Health Hldgs Inc—−604,352—exited−0.04 pp—
YRIYamana Gold Inc—−1,784,222—exited−0.03 pp—
TBPHTheravance Biopharma, Inc.—−455,330—exited−0.03 pp—
unresolvedConcur Technologies Inc—−30,000—exited−0.01 pp—
HMYHarmony Gold Mining Company Limited—−2,054,453—exited−0.01 pp—
Headwaters Incconvertible—−2,000,000—exited−0.01 pp—
unresolvedMedical Action Inds Inc—−150,000—exited−0.01 pp—
unresolvedNovavax Inc—−500,000—exited−0.01 pp—
AVVIYAviva PLC U/—−2,500—exited0.00 pp—
HP5AEquity Commonwealth—−40,000—exited0.00 pp—
FNFFidelity National Financial, Inc.—−30,000—exited0.00 pp—
unresolvedKinder Morgan Energy Partners—−4,563—exited0.00 pp—
unresolvedLiposcience Inc—−200,000—exited0.00 pp—
unresolvedRio Alto Mng Ltd New—−152,499—exited0.00 pp—
SIRISirius XM Holdings, Inc—−350,000—exited0.00 pp—
SPHSSophiris Bio, Inc.—−250,000—exited0.00 pp—
VALEVale S.a.—−3,098—exited0.00 pp—
VEOEYVeolia Environnement—−300—exited0.00 pp—
BPY-UCADBrookfield Property Partners—−65,000—exited0.00 pp—
unresolvedTyco International Ltd—−1,500—exited0.00 pp—

Other 13(f) securities

Options 6

Contract% of notionalSharesNotional
NLNK CALL84.81%12,375$11M
SGMOQ CALL9.72%4,017$1M
GILD CALL5.15%1,200$685,000
Actavis PLC CALL0.26%60$34,000
EWH PUT0.04%1,000$5,000
Cubist Pharms Inc. PUT0.02%200$3,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 111 unresolved
Accession
0001325447-15-000039
Notes
none in this filing
SEC cross-check
SEC data set not published yet