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First Eagle

Q1 2015 13F · by Kimball Brooker, portfolio manager

As of
Mar 31, 2015
Filed
May 7, 2015
US stock
$42.0B · prev $41.1B
Positions
329 · prev 336
Options notional
$11M
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves239 since the prior filing

+9.0 pp in · −9.0 pp out

Options: 9 moves on a notional base, in the table below.

The book

Diversified · behaves like 71 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 30% a year, about 3.3 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions16% of US stock

  1. ORCL Oracle Corp added+0.15 pp added+0.153.9%
  2. MSFT Microsoft Corp trimmed−0.75 pp trimmed−0.753.3%
  3. unresolved Comcast Corp. Spl Cl A added−0.12 pp added−0.123.2%
  4. BNY Bank of New York Mellon Corporation added−0.06 pp added−0.062.7%
  5. TV Grupo Televisa S.A. trimmed−0.15 pp trimmed−0.152.5%

Positions329 in this filing · 40 exited

ORCLOracle Corp3.87%37,600,182$1.6Badded+11%+0.15 pp8 q
MSFTMicrosoft Corp3.34%34,443,595$1.4Btrimmed−5%−0.75 pp8 q
unresolvedComcast Corp. Spl Cl A3.19%23,847,024$1.3Badded+1%−0.12 pp8 q
BNYBank of New York Mellon Corporation2.68%27,942,789$1.1Badded+1%−0.06 pp8 q
TVGrupo Televisa S.A.2.55%32,376,299$1.1Btrimmed−1%−0.15 pp8 q
MMM3M Company2.36%6,009,157$991Madded+1%−0.03 pp8 q
NOCNorthrop Grumman Corp.2.24%5,852,255$942Mtrimmed−4%+0.05 pp8 q
AXPAmerican Express Company2.18%11,736,352$917Madded+48%+0.39 pp8 q
INTCIntel Corp2.15%28,844,017$902Mtrimmed−21%−1.06 pp8 q
OMCOmnicom Group Inc.2.07%11,165,083$871Madded+6%+0.08 pp8 q
NOVNOV Inc.2.02%16,949,281$847Madded+25%−0.14 pp8 q
BRK.ABerkshire Hathaway Inc.1.84%3,542$770Madded+1%−0.09 pp8 q
CTASCintas Corp1.76%9,057,089$739Mtrimmed−5%−0.07 pp8 q
CNQCanadian Natural Resources Limited1.72%23,561,775$721Mtrimmed−9%−0.22 pp8 q
18614USDGoldcorp Inc1.58%36,584,197$663Mtrimmed−6%−0.17 pp8 q
CVECenovus Energy Inc.1.48%36,747,273$620Mtrimmed−1%−0.38 pp8 q
POTPotash Corp Of Saskatchewan1.45%18,900,324$610Mtrimmed−11%−0.38 pp8 q
BBTTruist Financial Corporation1.38%14,851,112$579Madded+1%−0.01 pp8 q
unresolvedLinear Technology Group1.37%12,326,154$577Madded0%+0.01 pp8 q
MCDMcDonald's Corporation1.37%5,915,613$576Mtrimmed−0%+0.02 pp4 q
TDCTeradata Corporation1.37%13,004,351$574Madded+1%0.00 pp6 q
LMTLockheed Martin Corp.1.32%2,723,277$553Madded0%+0.05 pp8 q
CINFCincinnati Financial Corp1.24%9,799,883$522Madded+1%+0.01 pp8 q
USBU.S. Bancorp1.22%11,726,511$512Madded+1%−0.05 pp8 q
AEMAgnico Eagle Mines Ltd.1.18%17,909,273$497Madded+1%+0.10 pp8 q
DVNDevon Energy Corporation1.18%8,241,579$497Madded+1%−0.04 pp8 q
WYWeyerhaeuser Company1.18%14,921,414$495Madded+1%−0.11 pp8 q
COPConocoPhillips1.15%7,735,877$482Mtrimmed−14%−0.36 pp8 q
unresolvedPlum Creek Timber Co Inc1.12%10,836,960$471Madded+1%+0.01 pp8 q
GLDSPDR Gold Trust, SPDR Gold Shares1.12%4,142,447$471Madded+10%+0.08 pp8 q
unresolvedActavis PLC1.12%1,573,572$468Madded+34%+0.38 pp4 q
LBTYKLiberty Global Ltd. Class C1.09%9,154,466$456Madded+6%+0.08 pp8 q
ELVElevance Health, Inc.1.08%2,940,087$454Mtrimmed−0%+0.18 pp2 q
MLMMartin Marietta Materials1.05%3,140,535$439Mtrimmed−10%+0.11 pp8 q
XLNXXilinx Inc1.02%10,141,628$429Madded+30%+0.20 pp3 q
PSXPhillips 660.97%5,178,462$407Madded×4.2+0.75 pp3 q
unresolvedWillis Group Holdings Public0.97%8,441,022$407Madded+1%+0.06 pp8 q
DEDeere & Company0.96%4,575,270$401Madded+1%−0.02 pp3 q
SMGThe Scotts Miracle-Gro Company0.96%5,976,335$401Mtrimmed−0%+0.05 pp8 q
unresolvedGoogle Inc.0.84%634,836$352Madded+84%+0.39 pp4 q
WRBW.R. Berkley Corporation0.83%6,869,826$347Madded+1%−0.02 pp8 q
AIGAmerican International Group, Inc.0.80%6,117,140$335Madded+28%+0.15 pp3 q
CLColgate-Palmolive Company0.80%4,869,028$338Madded+1%−0.01 pp8 q
ABXBarrick Mining Corporation0.76%29,196,376$320Madded+38%+0.21 pp8 q
VSTOVista Outdoor Inc.0.74%7,299,349$313Mnew+0.74 ppnew
VMCVulcan Materials Company(Holding Company)0.74%3,699,093$312Mtrimmed−20%0.00 pp8 q
0VQJLTe Connectivity Ltd0.73%4,298,808$308Mtrimmed−2%+0.06 pp8 q
AUAngloGold Ashanti plc0.71%31,950,077$298Madded+1%+0.04 pp8 q
IDAIDACORP, Inc.0.66%4,410,547$277Mheld—8 q
VVISA Inc.0.66%4,248,614$278Madded0%−0.01 pp8 q
unresolvedOrbital Atk Inc0.64%3,481,091$267Mnew+0.64 ppnew
TWXTime Warner Inc0.64%3,185,481$269Mtrimmed−20%−0.18 pp8 q
RTNRaytheon Company0.62%2,392,385$261Madded+17%+0.08 pp7 q
TEVATeva Pharmaceutical Industries Limited0.62%4,205,481$262Madded+72%+0.28 pp8 q
YAlleghany Corporation0.61%528,220$257Madded+1%+0.02 pp8 q
MAMastercard Incorporated0.60%2,919,287$252Madded0%−0.01 pp8 q
GFIGold Fields Ltd0.58%60,460,826$242Mtrimmed−4%−0.11 pp8 q
PKGPackaging Corp of America0.58%3,129,923$245Madded+29%+0.12 pp2 q
ABTAbbott Laboratories0.57%5,142,802$238Madded×4.1+0.43 pp4 q
ADPAutomatic Data Processing0.57%2,778,494$238Mtrimmed−10%−0.05 pp8 q
unresolvedValeant Pharmaceuticals Intl0.56%1,191,832$237Mheld—8 q
PPGPPG Industries, Inc.0.55%1,030,406$232Madded0%−0.03 pp2 q
WMTWalmart Inc.0.52%2,640,989$217Madded+1%−0.03 pp8 q
unresolvedIsrael Chemicals Ltd0.50%29,592,056$210Madded0%−0.02 pp3 q
SEESealed Air Corp New0.48%4,390,485$200Mtrimmed−0%+0.03 pp8 q
FLSFlowserve Corporation0.47%3,470,642$196Mnew+0.47 ppnew
LOWLowe's Companies Inc.0.47%2,626,965$195Mtrimmed−22%−0.09 pp8 q
unresolvedJpmorgan Chase & Co0.46%8,688,791$191Mheld—8 q
HRBH&R Block, Inc.0.45%5,916,760$190Madded+1%−0.03 pp8 q
GOOGAlphabet Inc. Class C0.45%347,517$190Madded+1%+0.01 pp4 q
DNOWDNOW Inc.0.44%8,602,866$186Madded0%−0.10 pp4 q
PFEPfizer Inc.0.44%5,266,820$183Mtrimmed−0%+0.04 pp8 q
unresolvedAltera Corp0.42%4,122,662$177Madded×2.8+0.29 pp2 q
unresolvedCoca Cola Enterprises Inc Ne0.42%3,956,157$175Madded×4.1+0.32 pp7 q
PBIPitney Bowes Inc.0.42%7,537,680$176Madded+17%+0.04 pp8 q
unresolvedHewlett Packard Co0.41%5,465,860$170Madded+8%−0.08 pp8 q
JNJJohnson & Johnson0.39%1,627,823$164Madded+1%−0.02 pp8 q
MDLZMondelez International, Inc. Class A0.39%4,492,648$162Madded×811.5+0.39 pp8 q
WYNTravel + Leisure Co.0.39%1,789,570$162Mheld—8 q
LYBLyondellBasell Industries N.V. Class A0.38%1,832,002$161Madded+28%+0.10 pp8 q
KGCKinross Gold Corporation0.36%67,250,868$151Madded+1%−0.10 pp8 q
STXNSeagate Technology Holdings PLC (Ireland)0.35%2,833,860$147Madded+1%−0.10 pp8 q
GRAW.R. Grace & Co.0.34%1,449,730$143Mtrimmed−34%−0.17 pp8 q
GWWW.W. Grainger, Inc.0.34%611,237$144Mnew+0.34 ppnew
BBYD20230930-DK-BUTTERFLY-1 Inc0.33%1,785,827$137Madded0%0.00 pp3 q
EMNEastman Chemical Company0.33%2,021,560$140Madded+5%−0.02 pp8 q
HONHoneywell International, Inc.0.32%1,299,736$136Madded×866.5+0.32 pp8 q
TKRThe Timken Company0.32%3,151,409$133Mnew+0.32 ppnew
DALDelta Air Lines, Inc.0.30%2,841,590$128Madded+49%+0.07 pp4 q
unresolvedSanDisk Corp0.30%1,966,020$125Mtrimmed−12%−0.23 pp7 q
CFCF Industries Holding, Inc.0.28%413,865$117Mnew+0.28 ppnew
GPKGraphic Packaging Holding Company0.28%8,214,259$119Mheld—3 q
BROBrown & Brown, Inc.0.27%3,373,474$112Madded+1%0.00 pp4 q
MASMasco Corporation0.25%3,915,350$105Madded+25%+0.06 pp3 q
unresolvedTwenty First Centy Fox Inc0.25%3,141,131$106Madded×2151.5+0.25 pp7 q
CCUCompania Cervecerias Unidas S.A.0.24%4,794,317$100Madded+3%+0.03 pp4 q
CARAvis Budget Group, Inc.0.23%1,618,687$96Mheld—8 q
BDXBecton, Dickinson and Co.0.23%659,598$95Mtrimmed−1%0.00 pp4 q
unresolvedAOL Inc0.22%2,291,975$91Mheld—8 q
AZOAutoZone, Inc.0.20%125,550$86Mheld—6 q
unresolvedSalix Pharmaceuticals Ltd0.20%479,891$83Mnew+0.20 ppnew
AMGNAmgen Inc0.19%497,622$80Mtrimmed−24%−0.06 pp3 q
LXKLexmark International Inc-a0.19%1,910,575$81Mtrimmed−10%−0.02 pp5 q
NLNKNewLink Genetics Corporation0.19%1,430,700$78Madded+2%+0.05 pp8 q
CVLTCommvault Systems, Inc.0.17%1,644,158$72Madded+1%−0.04 pp4 q
unresolvedDeltic Timber Corp0.17%1,104,387$73Madded0%−0.01 pp8 q
DISCADiscovery, Inc. Series A0.17%2,260,915$70Mnew+0.17 ppnew
MSIMotorola Solutions, Inc. New0.17%1,057,570$71Mheld—8 q
unresolvedShire PLC0.17%294,539$70Madded×3.5+0.13 pp3 q
UNPUnion Pacific Corp.0.17%665,470$72Mtrimmed−67%−0.41 pp2 q
unresolvedValspar Corp0.17%871,550$73Madded+2%−0.01 pp8 q
MDTMedtronic plc0.17%937,172$73Mnew+0.17 ppnew
unresolvedOmnicare Inc0.16%844,500$65Mheld—8 q
RGLDRoyal Gold Inc0.16%1,050,125$66Mtrimmed−0%0.00 pp8 q
SJTSan Juan Basin Royalty Trust UBI0.16%5,686,703$68Mheld—8 q
NEMNewmont Corporation0.15%2,831,369$61Mtrimmed−38%−0.06 pp8 q
UTHRUnited Therapeutics Corp0.15%372,580$64Madded+3%+0.04 pp3 q
unresolvedCuris0.14%24,008,672$58Madded+18%+0.07 pp8 q
unresolvedHertz Global Holdings Inc0.14%2,690,480$58Madded+14%0.00 pp6 q
HALOHalozyme Therapeutics, Inc.0.13%3,834,050$55Mtrimmed−4%+0.04 pp6 q
HUMHumana Inc.0.13%296,553$53Mtrimmed−35%−0.03 pp2 q
unresolvedMadison Square Garden Co0.13%636,379$54Mtrimmed−1%+0.01 pp5 q
MUMicron Technology, Inc.0.13%2,062,770$56Madded+36%0.00 pp2 q
unresolvedRandgold Res Ltd0.13%798,168$55Mtrimmed−14%−0.02 pp8 q
ACNAccenture PLC0.13%574,183$54Mnew+0.13 ppnew
LBTYALiberty Global Ltd. Class A0.13%1,100,681$57Mtrimmed−0%0.00 pp8 q
CMTLComtech Telecommunications0.12%1,701,267$49Mtrimmed−0%−0.01 pp6 q
FNVFranco-Nevada Corporation0.12%1,000,353$48Mheld—8 q
UNHUNITEDHEALTH GROUP INCORPORATED (Delaware)0.12%420,519$50Mtrimmed−37%−0.04 pp2 q
VCVisteon Corporation0.12%505,840$49Madded+51%+0.03 pp4 q
unresolvedPenn West Petroleum Ltd0.10%25,488,958$42Mtrimmed−4%−0.03 pp8 q
APDAir Products & Chemicals, Inc.0.09%243,500$37Mnew+0.09 ppnew
XONPrecigen, Inc.0.09%828,104$38Madded+5%+0.04 pp4 q
TIMETime Inc0.09%1,641,077$37Madded×796.6+0.09 pp4 q
ZTSZoetis Inc.0.09%820,467$38Mheld—8 q
unresolvedAlliancebernstein Income Fun0.08%4,213,066$33Mheld—6 q
HDHome Depot, Inc.0.08%293,670$33Mtrimmed−59%−0.10 pp4 q
SPYState Street SPDR S&P 500 ETF Trust0.08%153,770$32Mheld—5 q
MYLMylan NV0.08%586,016$35Mnew+0.08 ppnew
ADIAnalog Devices, Inc.0.07%459,998$29Mnew+0.07 ppnew
unresolvedEldorado Gold (C$)0.07%6,443,257$30Mheld—8 q
unresolvedTahoe Res Inc0.07%2,609,390$29Mheld—8 q
ARDMAradigm Corp0.06%3,854,730$24Mheld—4 q
CMCSAComcast Corp0.06%439,209$25Mtrimmed−72%−0.16 pp8 q
DRRXDurect Corp0.06%13,196,397$25Madded+23%+0.04 pp8 q
PXGBXPraxair Inc0.06%214,000$26Mheld—8 q
unresolvedTheravance Inc0.06%1,680,910$26Madded+5%+0.01 pp8 q
unresolvedIntevac Inc0.05%3,705,186$23Mheld—8 q
KOPNKopin Corp0.05%6,363,549$22Madded+1%−0.01 pp8 q
NGDNew Gold Inc.0.05%6,359,731$21Mheld—8 q
unresolvedAep Inds Inc0.04%281,314$15Mheld—8 q
unresolvedCelldex Therapeutics Inc New0.04%559,542$16Mheld—3 q
unresolvedEncana Corp0.04%1,362,708$15Madded0%−0.01 pp8 q
NSNuStar Energy L.P.0.04%297,400$18Mheld—8 q
NXPINXP Semiconductors N.V.0.04%174,652$18Mnew+0.04 ppnew
XAWFXAlliancebernstein Gl Hi Inc0.03%880,833$11Mheld—4 q
ARQLArqule Inc0.03%5,719,968$13Madded+29%+0.02 pp8 q
unresolvedCui Global Inc0.03%2,281,242$13Mheld—5 q
unresolvedLiberty Media Corp Delaware0.03%312,782$12Mheld—3 q
MGNXMacroGenics, Inc.0.03%393,181$12Madded+16%0.00 pp4 q
unresolvedPain Therapeutics Inc0.03%5,684,510$11Mheld—8 q
unresolvedPowershares Db Cmdty Idx Tra0.03%854,000$15Mheld—8 q
XLIState Street Industrial Select Sector SPDR ETF0.03%210,000$12Mheld—8 q
unresolvedIndependence Hldg Co New0.02%593,501$8Madded0%0.00 pp8 q
KRThe Kroger Co.0.02%111,000$9Mheld—8 q
MTBM&T Bank Corp.0.02%63,332$8Mtrimmed−4%0.00 pp8 q
unresolvedNustar Gp Holdings LLC0.02%250,000$9Mtrimmed−21%−0.01 pp8 q
PPLPPL Corporation0.02%287,500$10Mnew+0.02 ppnew
SGMOQSangamo Therapeutics Inc0.02%559,780$9Mheld—8 q
unresolvedSeacor Holdings Inc.0.02%120,847$8Mtrimmed−1%0.00 pp8 q
SPHSuburban Propane Partners L P0.02%196,250$8Mheld—8 q
unresolvedTransmontaigne Partners L P0.02%215,000$7Mnew+0.02 ppnew
AMPAmeriprise Financial, Inc.0.01%25,260$3Mheld—8 q
ATHXAthersys, Inc.0.01%807,601$2Madded+13%+0.01 pp8 q
unresolvedCleco Corp0.01%46,200$3Madded+54%+0.01 pp2 q
CXCemex S.A.B. de C.V.0.01%632,977$6Mnew+0.01 ppnew
unresolvedDirectv0.01%50,000$4Mnew+0.01 ppnew
unresolvedDow Chemical Co0.01%100,000$5Mheld—3 q
DRCDresser-rand Group Inc0.01%30,000$2Mheld—8 q
unresolvedFamily Dlr Stores Inc0.01%50,000$4Mtrimmed−9%0.00 pp3 q
GERNGeron Corp0.01%728,866$3Mtrimmed−35%0.00 pp8 q
IAGIAMGold Corporation0.01%2,991,219$6Mheld—8 q
SLViShares Silver Trust0.01%251,600$4Madded×2.9+0.01 pp8 q
JPMJPMorgan Chase & Co.0.01%46,561$3Mheld—8 q
KLICKulicke & Soffa Industries Inc0.01%200,000$3Madded+66%+0.01 pp5 q
unresolvedLeucadia National0.01%107,100$2Mheld—6 q
LBRDALiberty Broadband Corporation Class A0.01%39,093$2Mheld—2 q
LBRDKLiberty Broadband Corporation Class C0.01%78,194$4Mheld—2 q
unresolvedLiberty Media Corp Delaware0.01%156,391$6Mheld—8 q
MQ8Mag Silver Corp0.01%804,200$5Mnew+0.01 ppnew
unresolvedMkt Vectors Gld Miners ETF0.01%331,900$6Mheld—8 q
unresolvedMarket Vectors ETF Tr0.01%45,000$2Mnew+0.01 ppnew
unresolvedMcGraw Hill0.01%40,000$4Mheld—8 q
MRTXMirati Therapeutics, Inc.0.01%119,912$4Madded+20%+0.01 pp6 q
NGLNgl Energy Partners LP0.01%200,000$5Mnew+0.01 ppnew
unresolvedOncothyreon Inc0.01%1,300,000$2Mnew+0.01 ppnew
TRAKReposiTrak, Inc.0.01%168,461$2Madded+1%+0.01 pp6 q
unresolvedPrimero Mng Corp0.01%1,071,100$4Mheld—8 q
TBFProShares Short 20+ Year Treasury ETF0.01%237,820$6Mtrimmed−11%−0.01 pp8 q
unresolvedStarz0.01%73,355$3Mheld—8 q
SMMTSummit Therapeutics Inc.0.01%175,000$2Mnew+0.01 ppnew
unresolvedTRW Automotive Holdings Corp.0.01%25,000$3Mheld—2 q
unresolvedThreshold Pharmaceutical Inc0.01%1,405,768$6Madded+2%0.00 pp8 q
unresolvedVerastem Inc0.01%427,622$4Madded+41%0.00 pp7 q
CYDChina Yuchai International Ltd.0.01%210,000$4Mheld—8 q
QUREuniQure N.V.0.01%89,300$2Mtrimmed−75%0.00 pp4 q
unresolvedThe Adt Corporation0.00%750$31,000held—8 q
MOAltria Group, Inc.0.00%13,000$650,000held—8 q
AMZNAmazon.Com Inc0.00%307$114,000held—8 q
ABEVAmbev S.a.0.00%17,875$103,000held—6 q
unresolvedAmerican Independence Corp0.00%143,711$2Madded+6%0.00 pp8 q
MJCAntares Pharma Inc0.00%20,000$54,000held—8 q
AAPLApple Inc.0.00%7,536$938,000added+3%0.00 pp8 q
ATRAptarGroup, Inc.0.00%14,129$897,000held—8 q
unresolvedAsterias Biotherapeutics Inc0.00%63,038$425,000trimmed−57%0.00 pp2 q
unresolvedAviat Networks Inc0.00%397$0held—8 q
AVPAvon Products, Inc.0.00%143,000$1Madded×2.10.00 pp2 q
BPBP p.l.c.0.00%273$11,000held—8 q
BIDUBaidu, Inc.0.00%10$2,000held—8 q
unresolvedBaker Hughes Inc.0.00%200$13,000held—8 q
Barclays Bank PLCconvertible0.00%500$13,000held—8 q
BAXBaxter International Inc.0.00%1,100$75,000trimmed−100%−0.12 pp8 q
unresolvedBellicum Pharmaceuticals Inc0.00%50,000$1Mnew0.00 ppnew
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,450$209,000trimmed−13%0.00 pp8 q
unresolvedBiotime Inc0.00%180,899$362,000held—2 q
BMYBristol-Myers Squibb Co.0.00%14,492$935,000held—8 q
unresolvedCalifornia Res Corp0.00%1,008$8,000held—2 q
unresolvedCalpine Corp0.00%1,000$23,000held—8 q
CARBCarbonite Inc0.00%80,400$1Madded+7%0.00 pp2 q
CVXChevron Corporation0.00%4,304$452,000added×4.30.00 pp8 q
CHDChurch & Dwight Co., Inc.0.00%2,400$205,000held—8 q
CSCOCisco Systems, Inc. (DE)0.00%4,600$127,000trimmed−10%0.00 pp8 q
CAGConagra Brands, Inc.0.00%19,762$722,000held—8 q
CTOCTO Realty Growth, Inc.0.00%4,000$239,000held—8 q
STZConstellation Brands, Inc.0.00%2,400$279,000held—8 q
GLWCorning Incorporated0.00%40$1,000held—8 q
DKSDick's Sporting Goods, Inc.0.00%1,000$57,000held—4 q
DGICADonegal Group Inc0.00%39,500$621,000held—6 q
DMLPDorchester Minerals LP0.00%600$14,000held—8 q
unresolvedDu Pont E I De Nemours & Co0.00%600$43,000held—8 q
unresolvedElectro Rent Corp.0.00%88,700$1Madded+6%0.00 pp8 q
ETREntergy Corporation0.00%200$15,000held—8 q
unresolvedExelis Inc0.00%80,000$2Madded×16.00.00 pp8 q
unresolvedExpress Scripts Hldg Co0.00%1,168$101,000held—8 q
XOMExxon Mobil Corp0.00%6,628$563,000held—8 q
METAMeta Platforms, Inc. Class A0.00%2,300$189,000held—8 q
FEYEFireEye, Inc.0.00%635$25,000new0.00 ppnew
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$38,000held—8 q
unresolvedFrontier Communications Corp0.00%72$1,000held—8 q
unresolvedGeneral Electric Co0.00%11,301$280,000held—8 q
GILDGilead Sciences Inc0.00%400$39,000trimmed−100%−0.30 pp8 q
unresolvedGlaxosmithkline PLC0.00%1$0held—8 q
GSGoldman Sachs Group Inc.0.00%151$28,000held—8 q
unresolvedGoodrich Pete Corp0.00%160,000$568,000held—8 q
HRSL3Harris Technologies, Inc.0.00%1,600$126,000held—8 q
HIGThe Hartford Insurance Group, Inc.0.00%200$8,000held—8 q
IBNICICI Bank Limited0.00%100,000$1Mnew0.00 ppnew
INVEINVE Technologies, Inc.0.00%14,000$120,000held—3 q
ILMNIllumina Inc0.00%400$74,000held—8 q
IBMInternational Business Machines Corporation0.00%9,052$1Mtrimmed−9%0.00 pp8 q
EFAiShares MSCI EAFE ETF0.00%30,000$2Mheld—6 q
unresolvedKraft Foods Group Inc0.00%1,845$161,000held—8 q
unresolvedLayne Christensen Co0.00%78,700$394,000held—6 q
Layne Christensen Coconvertible0.00%1,550,000$1Mnew0.00 ppnew
unresolvedLiberty Interactive Corp0.00%4,375$128,000held—8 q
unresolvedLiberty Interactive Corp0.00%1,057$44,000held—8 q
LTRPALiberty TripAdvisor Holdings, Inc. Series A0.00%436$14,000held—3 q
LMNRLimoneira Co0.00%78,197$2Mheld—8 q
LLoews Corporation0.00%14,000$572,000held—8 q
LORLLoral Space and Communications, Inc.0.00%15,000$1Mheld—6 q
unresolvedLorillard Inc0.00%20,000$1Mtrimmed−50%−0.01 pp3 q
MFCManulife Financial Corp.0.00%942$16,000held—8 q
unresolvedMarket Vectors ETF Tr0.00%60,100$1Madded×6.00.00 pp4 q
MRKMerck & Co., Inc.0.00%9,050$520,000held—8 q
METMetLife, Inc.0.00%16,800$849,000held—8 q
unresolvedMonster Beverage Corp0.00%15,000$2Mheld—8 q
unresolvedMorgans Hotel Group Co0.00%200,000$2Madded+11%0.00 pp8 q
MURMurphy Oil Corp.0.00%34,477$2Mheld—8 q
MUSAMurphy USA Inc.0.00%3,181$230,000held—7 q
GFNEW GERMANY FUND Inc0.00%11,502$178,000added+25%0.00 pp8 q
NWSANews Corporation Class A0.00%365$6,000held—7 q
NWSNews Corporation Class B0.00%230$4,000held—7 q
NVSNovartis AG0.00%12,848$1Mheld—8 q
NUANNuance Communications, Inc.0.00%700$10,000held—8 q
JGHNuveen Global High Income Fund0.00%90,000$2Madded×2.00.00 pp2 q
OXYOccidental Petroleum Corporation0.00%7,222$527,000trimmed−99%−0.12 pp8 q
PDLIPDL BioPharma, Inc.0.00%2,800$20,000held—8 q
ROYTLPacific Coast Oil Tr Uts0.00%107,807$413,000added+35%0.00 pp2 q
unresolvedPall Corp0.00%300$30,000held—8 q
JCPJ.C. Penney Company, Inc.0.00%5,000$42,000held—5 q
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$1,000held—8 q
PMPhilip Morris International Inc.0.00%13,800$1Mheld—8 q
unresolvedPrecision Castparts Corp0.00%900$189,000held—8 q
unresolvedQlt Inc0.00%90,000$352,000added+32%0.00 pp2 q
unresolvedRti Intl Metals Inc0.00%40,000$1Mnew0.00 ppnew
Rayonier Trs Holdings Inconvertible0.00%250,000$295,000held—4 q
ORealty Income Corporation0.00%1,340$69,000held—6 q
unresolvedRiverbed Technology Inc0.00%100,000$2Mnew0.00 ppnew
ROVIRovi Corporation Com Stk (De)0.00%184$3,000held—8 q
unresolvedSanofi0.00%146,402$99,000held—8 q
SLBSLB Limited0.00%900$75,000held—8 q
SCHWThe Charles Schwab Corporation0.00%900$27,000held—8 q
unresolvedSigma Aldrich Corp0.00%12,500$2Mheld—3 q
SONYSony Group Corporation0.00%800$21,000held—8 q
unresolvedSprint Corporation0.00%602$3,000held—7 q
SUSuncor Energy, Inc.0.00%12,000$351,000new0.00 ppnew
unresolvedSunesis Pharmaceuticals Inc0.00%587,976$1Mtrimmed−58%−0.01 pp2 q
SYTSyngenta Ag-adr0.00%66$4,000held—8 q
TDSTelephone and Data Systems Inc.0.00%17,500$436,000held—6 q
TLOGTetralogic Pharms Corp0.00%114,456$501,000held—5 q
TMOThermo Fisher Scientific, Inc.0.00%200$27,000held—8 q
unresolvedTime Warner Cable Inc0.00%2,612$391,000held—8 q
unresolvedTwenty First Centy Fox Inc0.00%920$30,000held—7 q
TWTRTwitter, Inc.0.00%650$33,000held—6 q
unresolvedUIL Holdings Corporation0.00%15,998$823,000held—8 q
UTXZRTX Corporation0.00%8,000$938,000held—8 q
UNMUnum Group0.00%60,000$2Mheld—8 q
unresolvedUranerz Energy Corp0.00%470,000$522,000new0.00 ppnew
VVXV2X, Inc.0.00%277$7,000held—3 q
VZVerizon Communications0.00%431$21,000held—8 q
VODVodafone Group PLC0.00%272$9,000held—4 q
unresolvedWp Glimcher In0.00%15,000$249,000new0.00 ppnew
WFCWells Fargo & Co.0.00%1,800$98,000held—8 q
unresolvedWilliams Partners L P New0.00%4,622$227,000new0.00 ppnew
XYLXylem Inc0.00%39,100$1Mheld—8 q
ZBHZimmer Biomet Holdings, Inc.0.00%873$103,000held—8 q
MNKMallinckrodt PLC0.00%187$24,000held—6 q
PNRPentair plc0.00%359$23,000held—4 q
unresolvedTyco Intl PLC0.00%1,500$65,000held—2 q
unresolvedAlliant Techsystems Inc—−2,944,518—exited−0.83 pp—
unresolvedAllergan Inc—−634,476—exited−0.33 pp—
MOSThe Mosaic Company—−2,806,420—exited−0.31 pp—
SYYSysco Corporation—−3,060,746—exited−0.30 pp—
HCAHCA Healthcare, Inc.—−1,415,378—exited−0.25 pp—
ROSTRoss Stores Inc—−1,001,008—exited−0.23 pp—
unresolvedMedtronic Inc—−1,236,314—exited−0.22 pp—
DFSDiscover Financial Services—−1,189,993—exited−0.19 pp—
unresolvedItc Hldgs Corp—−1,754,080—exited−0.17 pp—
ABBVAbbvie Inc.—−1,016,097—exited−0.16 pp—
unresolvedMylan Inc—−841,779—exited−0.12 pp—
VIABViacom Inc. Class B—−619,030—exited−0.11 pp—
AMATApplied Materials Inc—−1,713,778—exited−0.10 pp—
RSTIRofin-sinar Technologies Inc—−1,063,901—exited−0.07 pp—
LAMRLamar Advertising Co—−393,299—exited−0.05 pp—
unresolvedDentsply Intl Inc New—−315,056—exited−0.04 pp—
FAFFirst American Financial Corporation—−429,481—exited−0.04 pp—
unresolvedCarefusion Corp—−120,000—exited−0.02 pp—
Omnicare Incconvertible—−2,730,000—exited−0.02 pp—
unresolvedRockwood Hldgs Inc—−90,000—exited−0.02 pp—
unresolvedAmreit Inc New—−100,000—exited−0.01 pp—
unresolvedBrookfield Residential Pptys—−138,500—exited−0.01 pp—
unresolvedCovance Inc—−20,000—exited−0.01 pp—
unresolvedGfi Group Inc—−700,000—exited−0.01 pp—
unresolvedGlimcher Rlty Tr—−300,000—exited−0.01 pp—
unresolvedHudson City Bancorp—−340,000—exited−0.01 pp—
unresolvedKalobios Pharmaceuticals Inc—−1,746,591—exited−0.01 pp—
unresolvedWilliams Clayton Energy Inc—−55,000—exited−0.01 pp—
unresolvedCubist Pharms Inc.—−20,000—exited0.00 pp—
unresolvedCubist Pharmaceuticals Inc—−131,300—exited0.00 pp—
unresolvedOncogenex Pharmaceuticals In—−515,512—exited0.00 pp—
unresolvedSws Group Inc—−100,000—exited0.00 pp—
SNYSanofi—−34,157—exited0.00 pp—
unresolvedSusquehanna Bancshares Inc P—−130,000—exited0.00 pp—
OLEDUniversal Display Corp—−14,200—exited0.00 pp—
VTRVentas, Inc.—−20,852—exited0.00 pp—
unresolvedWashington Prime Group Inc—−15,000—exited0.00 pp—
unresolvedWilliams Partners LP—−5,333—exited0.00 pp—
unresolvedWorld Energy Solutions Inc D—−75,139—exited0.00 pp—
unresolvedCovidien PLC—−1,500—exited0.00 pp—

Other 13(f) securities

Options 6

Contract% of notionalSharesNotional
NLNK CALL89.72%10,959$10M
SGMOQ CALL8.63%4,017$964,000
Directv PUT0.76%500$85,000
ATHX CALL0.72%2,500$80,000
Lorillard Inc CALL0.13%200$15,000
Reynolds American CALL0.04%20$4,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 98 unresolved
Accession
0001325447-15-000045
Notes
none in this filing
SEC cross-check
SEC data set not published yet