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First Eagle

Q1 2017 13F · by Kimball Brooker, portfolio manager

As of
Mar 31, 2017
Filed
May 5, 2017
US stock
$40.5B · prev $39.4B
Positions
319 · prev 329
Options notional
$24M
Documents
1· no amendments

Picture99.9% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 99.9%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.1%

Moves190 since the prior filing

+9.5 pp in · −9.7 pp out

Options: 6 moves on a notional base, in the table below.

The book

Diversified · behaves like 60 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 33% a year, about 3.0 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions18% of US stock

  1. ORCL Oracle Corp added+0.66 pp added+0.664.5%
  2. MSFT Microsoft Corp added+0.22 pp added+0.223.9%
  3. CMCSA Comcast Corp trimmed−0.66 pp trimmed−0.663.2%
  4. AXP American Express Company added+0.17 pp added+0.173.2%
  5. WY Weyerhaeuser Company added+0.37 pp added+0.373.0%

Positions319 in this filing · 25 exited

ORCLOracle Corp4.54%41,235,175$1.8Badded+4%+0.66 pp16 q
MSFTMicrosoft Corp3.94%24,210,041$1.6Badded+3%+0.22 pp16 q
CMCSAComcast Corp3.23%34,799,928$1.3Btrimmed−22%−0.66 pp16 q
AXPAmerican Express Company3.17%16,239,276$1.3Badded+2%+0.17 pp16 q
WYWeyerhaeuser Company2.99%35,579,410$1.2Badded+4%+0.37 pp16 q
OMCOmnicom Group Inc.2.79%13,088,271$1.1Badded+2%+0.01 pp16 q
NOVNOV Inc.2.58%26,052,857$1.0Badded+3%+0.17 pp16 q
TVGrupo Televisa S.A.2.39%37,351,607$969Madded+1%+0.44 pp16 q
BNYBank of New York Mellon Corporation2.30%19,708,865$931Mtrimmed−10%−0.34 pp16 q
MMM3M Company2.09%4,413,897$845Madded+4%+0.16 pp16 q
XLNXXilinx Inc1.94%13,577,684$786Madded+4%−0.06 pp11 q
DEDeere & Company1.79%6,652,623$724Madded+5%+0.13 pp11 q
BBTTruist Financial Corporation1.72%15,618,624$698Madded+3%−0.10 pp16 q
POTPotash Corp Of Saskatchewan1.72%40,768,071$696Madded+22%+0.18 pp16 q
ABXBarrick Mining Corporation1.63%34,781,637$661Mheld—16 q
FTITechnipFMC plc1.60%19,967,797$649Mnew+1.60 ppnew
UNPUnion Pacific Corp.1.56%5,956,119$631Madded+3%+0.03 pp7 q
LBTYKLiberty Global Ltd. Class C1.54%17,843,985$625Mtrimmed−4%+0.14 pp16 q
SLBSLB Limited1.52%7,857,819$614Madded+71%+0.54 pp16 q
GLDSPDR Gold Trust, SPDR Gold Shares1.51%5,163,600$613Madded+15%+0.26 pp16 q
FLSFlowserve Corporation1.50%12,543,436$607Madded+4%+0.03 pp9 q
USBU.S. Bancorp1.46%11,507,504$593Madded+1%−0.02 pp16 q
SYFSynchrony Financial1.45%17,106,131$587Madded+3%−0.08 pp7 q
AEMAgnico Eagle Mines Ltd.1.34%12,855,579$545Madded+3%+0.01 pp16 q
TDCTeradata Corporation1.34%17,493,757$544Mtrimmed−0%+0.13 pp14 q
ADIAnalog Devices, Inc.1.32%6,520,656$534Madded+85%+0.67 pp9 q
PXGBXPraxair Inc1.27%4,321,727$513Madded+7%+0.07 pp16 q
COPConocoPhillips1.24%10,065,496$502Madded+21%+0.18 pp16 q
CTASCintas Corp1.23%3,928,792$497Mtrimmed−11%−0.07 pp16 q
WTWWillis Towers Watson Public Limited Company1.23%3,805,409$498Madded+8%+0.14 pp5 q
ELVElevance Health, Inc.1.22%2,988,930$494Madded+6%+0.19 pp10 q
18614USDGoldcorp Inc1.20%33,186,199$484Mheld—16 q
WRBW.R. Berkley Corporation1.17%6,718,476$475Madded+2%+0.05 pp16 q
FNVFranco-Nevada Corporation1.16%7,180,484$470Madded+2%+0.09 pp16 q
unresolvedOrbital Atk Inc1.12%4,644,955$455Mtrimmed−2%+0.07 pp9 q
VARVarian Medical Systems, Inc.1.04%4,641,466$423Madded+7%+0.06 pp7 q
YAlleghany Corporation0.99%652,185$401Madded+1%−0.01 pp16 q
BRK.ABerkshire Hathaway Inc.0.95%1,546$386Madded+2%+0.01 pp16 q
TIFTiffany & Co.0.95%4,031,064$384Madded+3%+0.18 pp5 q
TXNTexas Instruments Incorporated0.94%4,736,587$382Mtrimmed−10%−0.03 pp7 q
AIGAmerican International Group, Inc.0.93%6,032,611$377Mtrimmed−28%−0.45 pp11 q
CVECenovus Energy Inc.0.88%31,675,743$358Madded+26%−0.09 pp16 q
UGIUGI Corporation0.87%7,121,890$352Madded+3%+0.06 pp7 q
CLColgate-Palmolive Company0.86%4,782,281$350Madded+3%+0.09 pp16 q
SMGThe Scotts Miracle-Gro Company0.84%3,628,712$339Mheld—16 q
BROBrown & Brown, Inc.0.73%7,099,986$296Madded+3%−0.06 pp12 q
CMICummins Inc.0.73%1,944,961$294Madded+2%+0.07 pp6 q
TWXTime Warner Inc0.73%3,012,842$294Madded+5%+0.03 pp16 q
FTVFortive Corporation0.70%4,718,316$284Madded+25%+0.19 pp3 q
PEPPepsiCo, Inc.0.67%2,410,676$270Madded×4.5+0.53 pp8 q
IMOImperial Oil Limited0.64%8,487,803$258Madded+62%+0.18 pp7 q
APHAmphenol Corporation0.61%3,471,432$247Mtrimmed−9%−0.04 pp5 q
APDAir Products & Chemicals, Inc.0.60%1,789,910$242Madded×3.4+0.41 pp9 q
RGLDRoyal Gold Inc0.59%3,406,065$239Madded+5%+0.07 pp16 q
SUSuncor Energy, Inc.0.57%7,549,310$231Madded+2%−0.04 pp9 q
ZTSZoetis Inc.0.57%4,330,768$231Mtrimmed−1%−0.03 pp5 q
DHRDanaher Corporation0.55%2,623,552$224Mtrimmed−17%−0.07 pp8 q
FFIVF5, Inc.0.55%1,548,995$221Madded+2%−0.01 pp5 q
MSGSMadison Square Garden Sports Corp.0.51%1,024,919$205Mtrimmed−0%+0.06 pp6 q
CINFCincinnati Financial Corp0.50%2,802,478$203Madded0%−0.04 pp16 q
DVNDevon Energy Corporation0.49%4,798,466$200Mtrimmed−24%−0.25 pp16 q
GOOGAlphabet Inc. Class C0.48%232,862$193Madded+1%+0.03 pp12 q
MAMastercard Incorporated0.48%1,718,197$193Madded+2%+0.04 pp16 q
unresolvedMonsanto Co0.47%1,697,100$192Mtrimmed−23%−0.12 pp2 q
PPLPPL Corporation0.47%5,081,105$190Madded+16%+0.09 pp2 q
VVISA Inc.0.47%2,149,138$191Madded+2%+0.05 pp16 q
CNQCanadian Natural Resources Limited0.41%5,110,404$167Madded+3%+0.01 pp16 q
GOOGLAlphabet Inc. Class A0.40%191,388$162Mtrimmed−0%+0.01 pp6 q
CCUCompania Cervecerias Unidas S.A.0.40%6,390,711$161Madded+4%+0.07 pp12 q
ADPAutomatic Data Processing0.38%1,517,870$155Madded+3%0.00 pp16 q
HRBH&R Block, Inc.0.34%5,941,335$138Madded+3%0.00 pp16 q
PKGPackaging Corp of America0.33%1,464,960$134Mheld—6 q
DNOWDNOW Inc.0.32%7,744,218$131Madded+1%−0.08 pp12 q
DCPDCP Midstream, LP0.31%3,183,939$125Mheld—6 q
GDGeneral Dynamics Corporation0.31%664,090$124Mtrimmed−8%−0.01 pp5 q
FTSFortis Inc.0.29%3,566,492$118Madded+23%+0.06 pp2 q
unresolvedRandgold Res Ltd0.29%1,355,798$118Madded0%+0.03 pp16 q
MLMMartin Marietta Materials0.28%519,735$113Mtrimmed−11%−0.05 pp16 q
unresolvedIsrael Chemicals Ltd0.27%26,044,979$111Madded0%0.00 pp11 q
CCEPCoca-Cola Europacific Partners plc0.26%2,845,492$107Mtrimmed−33%−0.08 pp4 q
PSXPhillips 660.25%1,266,926$100Madded+3%−0.02 pp11 q
HALOHalozyme Therapeutics, Inc.0.24%7,394,315$96Mtrimmed−4%+0.05 pp14 q
VSTOVista Outdoor Inc.0.24%4,671,322$96Mtrimmed−0%−0.20 pp9 q
WMBWilliams Companies Inc.0.22%3,074,950$91Mtrimmed−38%−0.17 pp3 q
WYNTravel + Leisure Co.0.22%1,062,521$90Mtrimmed−38%−0.12 pp16 q
ENBEnbridge, Inc0.21%1,995,517$83Mtrimmed−3%−0.01 pp3 q
HSYThe Hershey Company0.21%768,316$84Mtrimmed−58%−0.27 pp2 q
STZConstellation Brands, Inc.0.20%504,771$82Madded×210.3+0.20 pp16 q
MPCMarathon Petroleum Corporation0.18%1,470,092$74Madded×2.5+0.11 pp2 q
POSTPost Holdings, Inc.0.17%800,130$70Madded+24%+0.04 pp3 q
unresolvedCuris0.16%24,008,672$67Mheld—16 q
HPQHP Inc.0.16%3,533,285$63Madded+34%+0.06 pp3 q
ALBAlbemarle Corporation0.15%557,515$59Mtrimmed−21%0.00 pp4 q
unresolvedIntevac Inc0.15%4,725,881$59Mheld—16 q
VREXVarex Imaging Corporation0.15%1,779,145$60Mnew+0.15 ppnew
VCVisteon Corporation0.15%613,955$60Madded+3%+0.03 pp12 q
AWIArmstrong World Industries, Inc.0.14%1,209,161$56Madded+2%+0.01 pp4 q
EGRXEagle Pharms Inc0.14%661,005$55Madded+4%+0.01 pp3 q
NLNKNewLink Genetics Corporation0.14%2,299,200$55Madded+8%+0.08 pp16 q
unresolvedAlere Inc0.13%1,372,088$55Mtrimmed−18%−0.03 pp4 q
IPInternational Paper Co.0.13%1,006,976$51Madded+18%+0.01 pp2 q
NEMNewmont Corporation0.13%1,623,421$54Mheld—16 q
OLNOlin Corp.0.13%1,600,649$53Mtrimmed−30%−0.02 pp4 q
BBBlackBerry Limited0.12%6,159,856$48Madded+49%+0.05 pp3 q
MDCOMedicines Co0.12%990,899$48Mtrimmed−6%+0.03 pp4 q
NGLNgl Energy Partners LP0.12%2,087,871$47Mheld—9 q
unresolvedTahoe Res Inc0.12%6,252,169$50Madded+14%−0.01 pp16 q
EBAYeBay Inc0.11%1,382,600$46Mtrimmed−12%−0.01 pp4 q
INVAInnoviva, Inc.0.11%3,126,898$43Mtrimmed−9%+0.02 pp5 q
OROR Royalties Inc.0.11%3,991,137$44Mheld—3 q
SEESealed Air Corp New0.11%1,008,760$44Mtrimmed−49%−0.12 pp16 q
SEMGSemgroup Corp-class A0.11%1,205,080$43Madded+18%0.00 pp3 q
TSNTyson Foods, Inc.0.11%738,821$46Mtrimmed−51%−0.12 pp8 q
MDRXVeradigm Inc0.10%3,108,915$39Mtrimmed−24%−0.01 pp8 q
LOWLowe's Companies Inc.0.10%493,840$41Mtrimmed−51%−0.08 pp16 q
UNVRUnivar Solutions Inc.0.10%1,313,205$40Mheld—4 q
AXTAAxalta Coating Systems Ltd.0.10%1,216,112$39Mtrimmed−46%−0.06 pp5 q
ATIATI Inc.0.09%2,006,348$36Madded×2.1+0.05 pp2 q
CDKCDK Global, Inc.0.09%582,600$38Madded+60%+0.03 pp2 q
CSXCSX Corporation0.09%768,352$36Mnew+0.09 ppnew
CASYCasey's General Stores Inc0.09%314,967$35Madded×2.9+0.06 pp2 q
GRAW.R. Grace & Co.0.09%527,020$37Mtrimmed−47%−0.08 pp16 q
unresolvedKlx Inc0.09%783,070$35Madded×3.0+0.06 pp2 q
SJTSan Juan Basin Royalty Trust UBI0.09%5,142,053$37Mheld—16 q
ALLYAlly Financial Inc.0.08%1,581,707$32Mnew+0.08 ppnew
GCPNGcp Applied Technologies0.08%932,643$30Mtrimmed−36%−0.02 pp5 q
FLEXFlex Ltd.0.08%1,823,515$31Mtrimmed−0%+0.01 pp3 q
NGDNew Gold Inc.0.07%10,007,331$30Madded+6%−0.01 pp16 q
SPGIS&P Global Inc.0.07%228,445$30Madded×5.7+0.06 pp4 q
unresolvedTransmontaigne Partners L P0.07%669,703$30Madded+10%0.00 pp9 q
unresolvedYahoo Inc0.07%647,865$30Mtrimmed−4%0.00 pp4 q
unresolvedAdvisory Brd Co0.06%532,208$25Mnew+0.06 ppnew
DFODQDean Foods Co0.06%1,260,380$25Madded×2.1+0.03 pp2 q
DRRXDurect Corp0.06%22,431,546$24Mheld—16 q
unresolvedLa Quinta Hldgs Inc0.06%1,833,940$25Mnew+0.06 ppnew
MQ8Mag Silver Corp0.06%1,999,467$26Mheld—9 q
XAWFXAlliancebernstein Gl Hi Inc0.05%1,451,730$18Mheld—12 q
AUAngloGold Ashanti plc0.05%1,840,964$20Mheld—16 q
BTGB2Gold Corp.0.05%7,700,300$22Mheld—8 q
unresolvedEldorado Gold (C$)0.05%6,443,257$22Mheld—16 q
XONPrecigen, Inc.0.05%1,102,004$22Mheld—12 q
KOPNKopin Corp0.05%5,228,840$21Mtrimmed−2%+0.01 pp16 q
NGNovaGold Resources Inc.0.05%3,796,285$18Mheld—5 q
ADNTAdient plc0.05%252,691$18Madded×1767.1+0.05 pp2 q
STXNSeagate Technology Holdings PLC (Ireland)0.05%444,000$20Madded+1%+0.01 pp16 q
unresolvedEncana Corp0.04%1,363,439$16Madded0%0.00 pp16 q
NSNuStar Energy L.P.0.04%291,400$15Mheld—16 q
PBIPitney Bowes Inc.0.04%1,204,309$16Mtrimmed−74%−0.14 pp16 q
ARQLArqule Inc0.03%10,912,733$12Mheld—16 q
unresolvedCui Global Inc0.03%2,400,542$11Mheld—13 q
unresolvedIndependence Hldg Co New0.03%594,859$11Mheld—16 q
THSTreehouse Foods, Inc.0.03%136,880$12Mnew+0.03 ppnew
RMTORM2 International Inc0.02%1,584,422$7Mheld—8 q
BIVVBioverativ Inc0.02%157,035$9Mnew+0.02 ppnew
GBDCGolub Capital BDC, Inc.0.02%343,700$7Mheld—7 q
LSXMKLiberty Media Cor-siriusxm C0.02%205,284$8Mheld—4 q
MTBM&T Bank Corp.0.02%45,842$7Madded+3%0.00 pp16 q
unresolvedSeacor Holdings Inc.0.02%96,554$7Mheld—16 q
unresolvedValeant Pharmaceuticals Intl0.02%613,100$7Mtrimmed−0%0.00 pp16 q
VSMVersum Materials, Inc.0.02%316,002$10Mheld—2 q
AGIAlamos Gold Inc. Class A0.01%537,100$4Mheld—2 q
ARDMAradigm Corp0.01%3,854,730$6Mheld—12 q
AGRAvangrid, Inc.0.01%55,998$2Mheld—6 q
CHRWC.H. Robinson Worldwide, Inc.0.01%51,900$4Mnew+0.01 ppnew
CVICvr Energy, Inc.0.01%116,308$2Mtrimmed−30%0.00 pp4 q
CCJCameco Corporation0.01%313,300$3Mheld—3 q
unresolvedCree Inc0.01%108,700$3Mheld—3 q
DDSDillard's, Inc. Class A0.01%45,900$2Mheld—4 q
EZPWEzcorp Inc0.01%362,000$3Mheld—7 q
GILDGilead Sciences Inc0.01%59,700$4Madded+20%0.00 pp16 q
GPROGoPro, Inc.0.01%547,200$5Madded+1%0.00 pp4 q
IDNIntellicheck, Inc.0.01%1,059,636$3Madded+1%0.00 pp3 q
IBMInternational Business Machines Corporation0.01%18,922$3Mtrimmed−18%0.00 pp16 q
SLViShares Silver Trust0.01%236,600$4Mtrimmed−6%0.00 pp16 q
JPMJPMorgan Chase & Co.0.01%30,300$3Mheld—16 q
JNJJohnson & Johnson0.01%26,921$3Mtrimmed−4%0.00 pp16 q
KBRKBR, Inc.0.01%198,600$3Mheld—2 q
KLICKulicke & Soffa Industries Inc0.01%289,717$6Mtrimmed−28%−0.01 pp13 q
unresolvedLeucadia National0.01%211,000$5Mheld—14 q
LM03Liberty Media Cor-siriusxm A0.01%102,642$4Mheld—4 q
METMetLife, Inc.0.01%41,000$2Mheld—16 q
OIIOceaneering International Inc.0.01%92,800$3Mheld—4 q
unresolvedPain Therapeutics Inc0.01%6,602,658$6Mheld—16 q
TRAKReposiTrak, Inc.0.01%268,461$3Mheld—14 q
PFEPfizer Inc.0.01%66,061$2Mheld—16 q
PAAPlains All American Pipeline, L.P. Common Units representing Limited Partner Interests0.01%100,000$3Mtrimmed−90%−0.07 pp7 q
RHRh0.01%63,200$3Mnew+0.01 ppnew
QSRRestaurant Brands International Inc.0.01%62,101$3Mnew+0.01 ppnew
SPHSuburban Propane Partners L P0.01%196,250$5Mheld—16 q
SMMTSummit Therapeutics Inc.0.01%174,900$2Mtrimmed−0%+0.01 pp9 q
unresolvedThreshold Pharmaceutical Inc0.01%7,093,802$4Mheld—4 q
TRVThe Travelers Companies, Inc.0.01%25,689$3Mnew+0.01 ppnew
TWTRTwitter, Inc.0.01%162,000$2Mheld—5 q
UNMUnum Group0.01%60,000$3Mheld—16 q
CYDChina Yuchai International Ltd.0.01%245,000$5Mheld—16 q
unresolvedVascular Biogenics Ltd0.01%892,330$5Mtrimmed−3%0.00 pp6 q
ASIXAdvanSix Inc.0.00%30$1,000held—2 q
MOAltria Group, Inc.0.00%13,000$928,000held—16 q
AMZNAmazon.Com Inc0.00%917$813,000held—16 q
ABEVAmbev S.a.0.00%17,875$103,000held—14 q
AMPAmeriprise Financial, Inc.0.00%10,662$1Mnew0.00 ppnew
MJCAntares Pharma Inc0.00%20,000$57,000held—16 q
AAPLApple Inc.0.00%8,606$1Mheld—16 q
ATRAptarGroup, Inc.0.00%14,129$1Mheld—16 q
BPBP p.l.c.0.00%273$9,000trimmed−2%0.00 pp16 q
BIDUBaidu, Inc.0.00%10$2,000held—16 q
unresolvedBaker Hughes Inc.0.00%181$11,000held—16 q
BNSBank of Nova Scotia0.00%1,000$59,000held—7 q
Barclays Bank PLCconvertible0.00%500$13,000held—16 q
BASBasis Energy Services, Inc.0.00%17,417$581,000held—2 q
BAXBaxter International Inc.0.00%1,100$57,000held—16 q
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,150$192,000held—16 q
BMYBristol-Myers Squibb Co.0.00%11,529$627,000held—16 q
CRCCalifornia Resources Corporation0.00%122$2,000held—4 q
CCLCarnival Corporation Ltd.0.00%500$29,000held—3 q
CHTRCharter Comm Inc Del CL A New0.00%1,276$418,000held—4 q
CCThe Chemours Company0.00%120$5,000held—7 q
CVXChevron Corporation0.00%854$92,000trimmed−15%0.00 pp16 q
CHDChurch & Dwight Co., Inc.0.00%3,600$180,000held—16 q
CSCOCisco Systems, Inc. (DE)0.00%10,200$345,000held—16 q
CAGConagra Brands, Inc.0.00%19,762$797,000held—16 q
CTOCTO Realty Growth, Inc.0.00%4,000$214,000held—16 q
GLWCorning Incorporated0.00%40$1,000held—16 q
unresolvedDeltic Timber Corp0.00%3,684$288,000held—16 q
DKSDick's Sporting Goods, Inc.0.00%1,000$49,000held—12 q
DISThe Walt Disney Company0.00%7,000$794,000held—4 q
DGICADonegal Group Inc0.00%49,463$872,000held—14 q
unresolvedDu Pont E I De Nemours & Co0.00%600$48,000held—16 q
unresolvedExpress Scripts Hldg Co0.00%1,168$77,000held—16 q
XOMExxon Mobil Corp0.00%5,228$429,000trimmed−4%0.00 pp16 q
METAMeta Platforms, Inc. Class A0.00%3,800$540,000held—16 q
unresolvedFifth Street Finance Corp0.00%109,000$504,000held—7 q
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$46,000held—16 q
unresolvedFrontier Communications Corp0.00%72$0held—16 q
unresolvedGeneral Electric Co0.00%44,301$1Mheld—16 q
GERNGeron Corp0.00%144,700$328,000held—16 q
unresolvedGigamon Inc0.00%2,000$71,000held—2 q
unresolvedGlaxosmithkline PLC0.00%1$0held—16 q
GSGoldman Sachs Group Inc.0.00%151$35,000held—16 q
unresolvedHrg Group Inc0.00%39,500$763,000trimmed−58%0.00 pp8 q
HIGThe Hartford Insurance Group, Inc.0.00%200$10,000held—16 q
HONHoneywell International, Inc.0.00%750$94,000held—16 q
INVEINVE Technologies, Inc.0.00%65,000$459,000held—11 q
ILMNIllumina Inc0.00%400$68,000held—16 q
INTCIntel Corp0.00%28,470$1Mheld—16 q
unresolvedKlondex Mns Ltd0.00%5,000$19,000held—6 q
KHCThe Kraft Heinz Company0.00%1,845$168,000held—7 q
LWLamb Weston Holdings, Inc.0.00%6,587$277,000held—2 q
unresolvedLayne Christensen Co0.00%65,200$576,000held—14 q
Layne Christensen Coconvertible0.00%1,550,000$1Mheld—9 q
LBRDALiberty Broadband Corporation Class A0.00%220$19,000held—10 q
LBRDKLiberty Broadband Corporation Class C0.00%440$38,000held—10 q
LEXEALiberty Expedia Holdings, Inc. Class A0.00%422$19,000held—2 q
unresolvedLiberty Interactive Corp0.00%4,375$88,000held—16 q
unresolvedLiberty Ventures0.00%634$28,000held—2 q
BATRAAtlanta Braves Holdings, Inc. Series A0.00%10,261$246,000held—4 q
FWONKLiberty Media Corporation Series C Liberty Formula One0.00%51,320$2Mheld—4 q
LM05Liberty Media Corp-liberty-a0.00%25,658$839,000held—4 q
BATRKAtlanta Braves Holdings, Inc. Series C0.00%20,526$485,000held—4 q
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares0.00%15,166$370,000held—2 q
LLoews Corporation0.00%14,000$655,000held—16 q
LORLLoral Space and Communications, Inc.0.00%41,350$2Mheld—14 q
MRKMerck & Co., Inc.0.00%7,790$495,000held—16 q
MDLZMondelez International, Inc. Class A0.00%5,536$238,000held—16 q
MNSTMonster Beverage Corporation0.00%30,000$1Mheld—8 q
MURMurphy Oil Corp.0.00%14,226$407,000held—16 q
MUSAMurphy USA Inc.0.00%3,031$223,000held—15 q
GFNEW GERMANY FUND Inc0.00%13,661$202,000added+6%0.00 pp16 q
NWSANews Corporation Class A0.00%365$5,000held—15 q
NWSNews Corporation Class B0.00%230$3,000held—15 q
NVSNovartis AG0.00%12,848$954,000held—16 q
NUANNuance Communications, Inc.0.00%700$12,000held—16 q
JGHNuveen Global High Income Fund0.00%90,000$1Mheld—10 q
OXYOccidental Petroleum Corporation0.00%2,522$160,000held—16 q
unresolvedOncomed Pharmaceuticals Inc0.00%159,420$1Mtrimmed−31%0.00 pp5 q
PDLIPDL BioPharma, Inc.0.00%2,800$6,000held—16 q
JCPJ.C. Penney Company, Inc.0.00%5,000$31,000held—13 q
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$2,000held—16 q
PMPhilip Morris International Inc.0.00%13,000$1Mheld—16 q
ORealty Income Corporation0.00%1,340$80,000held—14 q
unresolvedSanofi0.00%146,402$66,000held—16 q
SCHWThe Charles Schwab Corporation0.00%900$37,000held—16 q
SONYSony Group Corporation0.00%800$27,000held—16 q
PHYSSprott Physical Gold Trust0.00%12,540$128,000new0.00 ppnew
PSLVSprott Physical Silver Trust0.00%37,209$257,000new0.00 ppnew
unresolvedSprint Corporation0.00%602$5,000held—15 q
XYZBlock, Inc.0.00%1,940$34,000held—6 q
SNSSViracta Therapeutics Inc0.00%319,480$1Mtrimmed−44%−0.01 pp3 q
SYTSyngenta Ag-adr0.00%66$6,000held—16 q
TSLATesla, Inc.0.00%105$29,000held—6 q
TEVATeva Pharmaceutical Industries Limited0.00%200$6,000held—16 q
TMOThermo Fisher Scientific, Inc.0.00%200$31,000held—16 q
TIMETime Inc0.00%1,854$36,000held—12 q
TKRThe Timken Company0.00%20,500$927,000trimmed−100%−0.55 pp9 q
TIVOTivo Inc0.00%184$3,000held—3 q
unresolvedTwenty First Centy Fox Inc0.00%1,460$47,000held—15 q
unresolvedTwenty First Centy Fox Inc0.00%920$29,000held—15 q
UTXZRTX Corporation0.00%1,060$119,000held—16 q
GDXVanEck Gold Miners ETF0.00%11,770$268,000held—4 q
VZVerizon Communications0.00%431$21,000trimmed−100%−0.17 pp16 q
VODVodafone Group PLC0.00%272$7,000held—12 q
VMCVulcan Materials Company(Holding Company)0.00%800$96,000held—16 q
VUZIVuzix Corporation0.00%25,000$155,000held—7 q
WMTWalmart Inc.0.00%7,686$554,000held—16 q
WPGWashington Prime Group Inc.0.00%184,000$2Mheld—3 q
WFCWells Fargo & Co.0.00%1,800$100,000held—16 q
XWIAXWestern Asset Infl-link Sec0.00%40,726$469,000held—3 q
WIWWestern Asset Inflation-Linked Opportunities & Income Fund0.00%142,100$2Mheld—3 q
unresolvedWilliams Partners L P New0.00%4,622$189,000held—9 q
XYLXylem Inc0.00%39,100$2Mheld—16 q
ZBHZimmer Biomet Holdings, Inc.0.00%494$60,000trimmed−43%0.00 pp16 q
JCIJohnson Controls International plc0.00%1,432$60,000held—3 q
LBTYALiberty Global Ltd. Class A0.00%48,978$2Mheld—16 q
99998USDLiberty Global PLC Lilac - A0.00%8,555$190,000held—7 q
1LGEUSDLiberty Global PLC Lilac - C0.00%25,859$596,000held—7 q
MNKMallinckrodt PLC0.00%187$8,000held—14 q
MDTMedtronic plc0.00%1,434$116,000held—9 q
PNRPentair plc0.00%359$23,000held—12 q
0VQJLTe Connectivity Ltd0.00%1,500$112,000held—16 q
unresolvedLinear Technology Group—−13,850,921—exited−2.19 pp—
unresolvedFmc Technologies Inc—−11,845,793—exited−1.07 pp—
unresolvedDanaher Corp DEL—−3,157,097—exited−0.62 pp—
TAPMolson Coors Beverage Company Class B—−1,895,343—exited−0.47 pp—
QCOMQualcomm Inc—−2,254,453—exited−0.37 pp—
GWWW.W. Grainger, Inc.—−427,623—exited−0.25 pp—
BIIBBiogen Inc.—−257,025—exited−0.19 pp—
TAT&T Inc.—−1,360,796—exited−0.15 pp—
HPEHewlett Packard Enterprise Company—−2,434,490—exited−0.14 pp—
GPKGraphic Packaging Holding Company—−2,908,651—exited−0.09 pp—
99803EURLaboratory Crp Of Amer Hldgs—−268,515—exited−0.09 pp—
unresolvedSpectra Energy Corp.—−726,334—exited−0.08 pp—
unresolvedBellicum Pharmaceuticals Inc—−775,254—exited−0.03 pp—
MGNXMacroGenics, Inc.—−175,000—exited−0.01 pp—
ACTAllergan PLC—−26,600—exited−0.01 pp—
CALACalithera Biosciences Inc—−438,103—exited0.00 pp—
unresolvedCalpine Corp—−1,000—exited0.00 pp—
unresolvedCascadian Therapeutics Inc—−24,999—exited0.00 pp—
unresolvedCommerceHub, Inc., Series A—−105—exited0.00 pp—
unresolvedCommerceHub, Inc., Series C—−211—exited0.00 pp—
DMLPDorchester Minerals LP—−600—exited0.00 pp—
ETREntergy Corporation—−200—exited0.00 pp—
LTRPALiberty TripAdvisor Holdings, Inc. Series A—−436—exited0.00 pp—
unresolvedLion Biotechnologies Inc—−150,000—exited0.00 pp—
unresolvedRestoration Hardware Hldgs I—−44,900—exited0.00 pp—

Other 13(f) securities

Options 5

Contract% of notionalSharesNotional
BIIB CALL47.44%1,000$12M
PRGO CALL35.25%4,800$9M
NLNK CALL10.04%3,690$2M
AEM CALL7.18%1,000$2M
GILD CALL0.09%300$23,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 44 unresolved
Accession
0001325447-17-000039
Notes
none in this filing
SEC cross-check
SEC data set not published yet