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First Eagle

Q2 2017 13F · by Kimball Brooker, portfolio manager

As of
Jun 30, 2017
Filed
Aug 4, 2017
US stock
$41.7B · prev $40.5B
Positions
321 · prev 319
Options notional
$21M
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.1%

Moves197 since the prior filing

+6.7 pp in · −6.7 pp out

Options: 6 moves on a notional base, in the table below.

The book

Diversified · behaves like 59 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 27% a year, about 3.7 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions18% of US stock

  1. ORCL Oracle Corp added+0.48 pp added+0.485.0%
  2. MSFT Microsoft Corp trimmed−0.02 pp trimmed−0.023.9%
  3. AXP American Express Company added+0.13 pp added+0.133.3%
  4. WY Weyerhaeuser Company added−0.03 pp added−0.033.0%
  5. CMCSA Comcast Corp trimmed−0.33 pp trimmed−0.332.9%

Positions321 in this filing · 20 exited

ORCLOracle Corp5.02%41,717,395$2.1Badded+1%+0.48 pp17 q
MSFTMicrosoft Corp3.92%23,683,668$1.6Btrimmed−2%−0.02 pp17 q
AXPAmerican Express Company3.30%16,342,822$1.4Badded+1%+0.13 pp17 q
WYWeyerhaeuser Company2.96%36,761,190$1.2Badded+3%−0.03 pp17 q
CMCSAComcast Corp2.90%31,071,617$1.2Btrimmed−11%−0.33 pp17 q
OMCOmnicom Group Inc.2.67%13,429,677$1.1Badded+3%−0.12 pp17 q
SLBSLB Limited2.53%16,025,764$1.1Badded×2.0+1.01 pp17 q
BNYBank of New York Mellon Corporation2.39%19,481,430$994Mtrimmed−1%+0.09 pp17 q
MMM3M Company2.26%4,520,131$941Madded+2%+0.17 pp17 q
TVGrupo Televisa S.A.2.25%38,547,427$939Madded+3%−0.14 pp17 q
POTPotash Corp Of Saskatchewan2.13%54,356,354$886Madded+33%+0.41 pp17 q
NOVNOV Inc.2.10%26,505,005$873Madded+2%−0.48 pp17 q
FTITechnipFMC plc2.00%30,585,688$832Madded+53%+0.40 pp2 q
DEDeere & Company1.92%6,476,196$800Mtrimmed−3%+0.13 pp12 q
BBTTruist Financial Corporation1.76%16,158,157$734Madded+3%+0.04 pp17 q
UNPUnion Pacific Corp.1.60%6,105,753$665Madded+3%+0.04 pp8 q
XLNXXilinx Inc1.56%10,076,044$648Mtrimmed−26%−0.38 pp12 q
GLDSPDR Gold Trust, SPDR Gold Shares1.52%5,371,482$634Madded+4%+0.01 pp17 q
USBU.S. Bancorp1.45%11,625,567$604Madded+1%−0.01 pp17 q
AEMAgnico Eagle Mines Ltd.1.43%13,205,941$596Madded+3%+0.09 pp17 q
FLSFlowserve Corporation1.42%12,782,998$594Madded+2%−0.08 pp10 q
XOMExxon Mobil Corp1.38%7,139,533$576Madded×1365.6+1.38 pp17 q
WTWWillis Towers Watson Public Limited Company1.38%3,963,208$576Madded+4%+0.15 pp6 q
ELVElevance Health, Inc.1.37%3,032,773$571Madded+1%+0.15 pp11 q
PXGBXPraxair Inc1.34%4,201,427$557Mtrimmed−3%+0.07 pp17 q
ABXBarrick Mining Corporation1.33%34,808,237$554Madded0%−0.30 pp17 q
LBTYKLiberty Global Ltd. Class C1.33%17,778,763$554Mtrimmed−0%−0.21 pp17 q
FNVFranco-Nevada Corporation1.24%7,161,191$517Mtrimmed−0%+0.08 pp17 q
SYFSynchrony Financial1.24%17,303,205$516Madded+1%−0.21 pp8 q
TDCTeradata Corporation1.23%17,330,913$511Mtrimmed−1%−0.11 pp15 q
CTASCintas Corp1.18%3,892,527$491Mtrimmed−1%−0.05 pp17 q
VARVarian Medical Systems, Inc.1.16%4,679,471$483Madded+1%+0.12 pp8 q
WRBW.R. Berkley Corporation1.12%6,762,988$468Madded+1%−0.05 pp17 q
COPConocoPhillips1.09%10,298,915$453Madded+2%−0.15 pp17 q
unresolvedOrbital Atk Inc1.09%4,609,890$453Mtrimmed−1%−0.03 pp10 q
18614USDGoldcorp Inc1.08%34,814,349$449Madded+5%−0.12 pp17 q
BRK.ABerkshire Hathaway Inc.0.95%1,555$396Madded+1%0.00 pp17 q
YAlleghany Corporation0.93%654,941$390Madded0%−0.06 pp17 q
TIFTiffany & Co.0.93%4,140,990$389Madded+3%−0.02 pp6 q
CLColgate-Palmolive Company0.87%4,891,131$363Madded+2%+0.01 pp17 q
UGIUGI Corporation0.85%7,324,417$355Madded+3%−0.02 pp8 q
PEPPepsiCo, Inc.0.80%2,883,383$333Madded+20%+0.13 pp9 q
CMICummins Inc.0.76%1,958,189$318Madded+1%+0.03 pp7 q
BROBrown & Brown, Inc.0.74%7,133,481$307Madded0%+0.01 pp13 q
TXNTexas Instruments Incorporated0.71%3,827,519$294Mtrimmed−19%−0.23 pp8 q
CHRWC.H. Robinson Worldwide, Inc.0.69%4,208,490$289Madded×81.1+0.68 pp2 q
SMGThe Scotts Miracle-Gro Company0.68%3,150,211$282Mtrimmed−13%−0.16 pp17 q
IMOImperial Oil Limited0.65%9,319,242$272Madded+10%+0.01 pp8 q
RGLDRoyal Gold Inc0.65%3,479,449$272Madded+2%+0.06 pp17 q
MAMastercard Incorporated0.63%2,164,957$263Madded+26%+0.15 pp17 q
TWXTime Warner Inc0.62%2,566,983$258Mtrimmed−15%−0.11 pp17 q
VVISA Inc.0.62%2,773,795$260Madded+29%+0.15 pp17 q
ADIAnalog Devices, Inc.0.60%3,215,098$250Mtrimmed−51%−0.72 pp10 q
DHRDanaher Corporation0.59%2,925,603$247Madded+12%+0.04 pp9 q
CVECenovus Energy Inc.0.57%32,113,640$237Madded+1%−0.31 pp17 q
SUSuncor Energy, Inc.0.54%7,691,250$225Madded+2%−0.03 pp10 q
CCEPCoca-Cola Europacific Partners plc0.54%5,561,886$226Madded+95%+0.28 pp5 q
GOOGAlphabet Inc. Class C0.51%234,493$213Madded+1%+0.03 pp13 q
ZTSZoetis Inc.0.50%3,339,926$208Mtrimmed−23%−0.07 pp6 q
CINFCincinnati Financial Corp0.48%2,780,168$201Mtrimmed−1%−0.02 pp17 q
PKGPackaging Corp of America0.48%1,780,644$198Madded+22%+0.15 pp7 q
PPLPPL Corporation0.47%5,069,220$196Mtrimmed−0%0.00 pp3 q
HRBH&R Block, Inc.0.46%6,144,521$190Madded+3%+0.12 pp17 q
ELThe Estee Lauder Companies Inc. Class A0.45%1,938,542$186Mnew+0.45 ppnew
APDAir Products & Chemicals, Inc.0.44%1,284,361$184Mtrimmed−28%−0.16 pp10 q
MSGSMadison Square Garden Sports Corp.0.43%920,093$181Mtrimmed−10%−0.08 pp7 q
GOOGLAlphabet Inc. Class A0.42%188,009$175Mtrimmed−2%+0.02 pp7 q
CCUCompania Cervecerias Unidas S.A.0.42%6,662,451$175Madded+4%+0.02 pp13 q
FTVFortive Corporation0.41%2,711,391$172Mtrimmed−43%−0.29 pp4 q
ADPAutomatic Data Processing0.38%1,563,262$160Madded+3%0.00 pp17 q
DVNDevon Energy Corporation0.37%4,798,650$153Madded0%−0.12 pp17 q
FTSFortis Inc.0.33%3,940,033$138Madded+10%+0.04 pp3 q
CNQCanadian Natural Resources Limited0.32%4,607,324$133Mtrimmed−10%−0.09 pp17 q
0VQJLTe Connectivity Ltd0.32%1,684,659$133Madded×1123.1+0.32 pp17 q
DNOWDNOW Inc.0.30%7,676,152$123Mtrimmed−1%−0.02 pp13 q
VSTOVista Outdoor Inc.0.30%5,523,517$124Madded+18%+0.06 pp10 q
APHAmphenol Corporation0.29%1,622,499$120Mtrimmed−53%−0.32 pp6 q
IPInternational Paper Co.0.29%2,162,979$122Madded×2.1+0.16 pp3 q
unresolvedIsrael Chemicals Ltd0.29%25,861,352$122Mtrimmed−1%+0.02 pp12 q
CSXCSX Corporation0.28%2,105,723$115Madded×2.7+0.19 pp2 q
MLMMartin Marietta Materials0.28%519,735$116Mheld—17 q
unresolvedRandgold Res Ltd0.28%1,313,259$116Mtrimmed−3%−0.01 pp17 q
GDGeneral Dynamics Corporation0.27%564,690$112Mtrimmed−15%−0.04 pp6 q
DCPDCP Midstream, LP0.26%3,190,300$108Madded0%−0.05 pp7 q
PSXPhillips 660.25%1,284,604$106Madded+1%0.00 pp12 q
HALOHalozyme Therapeutics, Inc.0.23%7,394,315$95Mheld—15 q
MPCMarathon Petroleum Corporation0.20%1,629,777$85Madded+11%+0.02 pp3 q
QCOMQualcomm Inc0.20%1,495,038$83Mnew+0.20 ppnew
WYNTravel + Leisure Co.0.20%848,186$85Mtrimmed−20%−0.02 pp17 q
AMGNAmgen Inc0.17%412,708$71Mnew+0.17 ppnew
HPQHP Inc.0.17%4,128,320$72Madded+17%+0.01 pp4 q
VCVisteon Corporation0.17%683,115$70Madded+11%+0.02 pp13 q
TAT&T Inc.0.16%1,724,246$65Mnew+0.16 ppnew
POSTPost Holdings, Inc.0.16%869,410$68Madded+9%−0.01 pp4 q
AWIArmstrong World Industries, Inc.0.15%1,323,541$61Madded+9%+0.01 pp5 q
BBBlackBerry Limited0.15%6,159,856$62Mheld—4 q
ALBAlbemarle Corporation0.14%557,515$59Mheld—5 q
EBAYeBay Inc0.14%1,701,275$59Madded+23%+0.03 pp5 q
HSYThe Hershey Company0.14%541,500$58Mtrimmed−30%−0.07 pp3 q
unresolvedTahoe Res Inc0.14%6,727,169$58Madded+8%+0.02 pp17 q
TRVThe Travelers Companies, Inc.0.14%471,308$60Madded×18.3+0.13 pp2 q
VREXVarex Imaging Corporation0.14%1,758,945$59Mtrimmed−1%−0.01 pp2 q
NEMNewmont Corporation0.13%1,623,421$53Mheld—17 q
OLNOlin Corp.0.13%1,812,353$55Madded+13%0.00 pp5 q
EGRXEagle Pharms Inc0.12%651,505$51Mtrimmed−1%−0.02 pp4 q
unresolvedKlx Inc0.12%958,880$48Madded+22%+0.03 pp3 q
OROR Royalties Inc.0.12%3,922,337$48Mtrimmed−2%+0.01 pp4 q
WPMWheaton Precious Metals Corp.0.12%2,553,500$51Mnew+0.12 ppnew
AABAAltaba Inc.0.11%820,465$45Mnew+0.11 ppnew
unresolvedCuris0.11%24,008,672$45Mheld—17 q
unresolvedIntevac Inc0.11%4,132,237$46Mtrimmed−13%−0.04 pp17 q
unresolvedLa Quinta Hldgs Inc0.11%3,092,505$46Madded+69%+0.05 pp2 q
SEESealed Air Corp New0.11%983,945$44Mtrimmed−2%0.00 pp17 q
FLEXFlex Ltd.0.11%2,778,633$45Madded+52%+0.03 pp4 q
unresolvedAdvisory Brd Co0.10%779,208$40Madded+46%+0.04 pp2 q
CASYCasey's General Stores Inc0.10%386,627$41Madded+23%+0.01 pp3 q
ADNTAdient plc0.10%638,201$42Madded×2.5+0.05 pp3 q
ATIATI Inc.0.09%2,146,948$37Madded+7%0.00 pp3 q
GCPNGcp Applied Technologies0.09%1,273,811$39Madded+37%+0.01 pp6 q
UNVRUnivar Solutions Inc.0.09%1,313,205$38Mheld—5 q
DRRXDurect Corp0.08%22,431,546$35Mheld—17 q
GRAW.R. Grace & Co.0.08%473,660$34Mtrimmed−10%−0.01 pp17 q
INVAInnoviva, Inc.0.08%2,678,043$34Mtrimmed−14%−0.03 pp6 q
NGDNew Gold Inc.0.08%10,007,331$32Mheld—17 q
SPGIS&P Global Inc.0.08%228,445$33Mheld—5 q
SJTSan Juan Basin Royalty Trust UBI0.08%5,085,656$35Mtrimmed−1%−0.01 pp17 q
TSNTyson Foods, Inc.0.08%564,856$35Mtrimmed−24%−0.03 pp9 q
AXTAAxalta Coating Systems Ltd.0.08%1,009,457$32Mtrimmed−17%−0.02 pp6 q
MDRXVeradigm Inc0.07%2,272,020$29Mtrimmed−27%−0.03 pp9 q
BALLBall Corporation0.07%659,434$28Mnew+0.07 ppnew
MDCOMedicines Co0.07%789,014$30Mtrimmed−20%−0.05 pp5 q
NGLNgl Energy Partners LP0.07%2,134,340$30Madded+2%−0.05 pp10 q
unresolvedTransmontaigne Partners L P0.07%732,203$31Madded+9%0.00 pp10 q
XONPrecigen, Inc.0.06%1,102,004$27Mheld—13 q
MQ8Mag Silver Corp0.06%1,999,467$26Mheld—10 q
VSMVersum Materials, Inc.0.06%758,315$25Madded×2.4+0.04 pp3 q
AGIAlamos Gold Inc. Class A0.05%2,964,338$21Madded×5.5+0.04 pp3 q
XAWFXAlliancebernstein Gl Hi Inc0.05%1,451,730$19Mheld—13 q
BTGB2Gold Corp.0.05%7,700,300$22Mheld—9 q
unresolvedEldorado Gold (C$)0.05%7,718,257$20Madded+20%0.00 pp17 q
AUAngloGold Ashanti plc0.04%1,840,964$18Mheld—17 q
ARQLArqule Inc0.04%11,847,575$15Madded+9%+0.01 pp17 q
KOPNKopin Corp0.04%4,795,729$18Mtrimmed−8%−0.01 pp17 q
NLNKNewLink Genetics Corporation0.04%2,444,200$18Madded+6%−0.10 pp17 q
NGNovaGold Resources Inc.0.04%3,796,285$17Mheld—6 q
THCTenet Healthcare Corporation New0.04%778,655$15Mnew+0.04 ppnew
STXNSeagate Technology Holdings PLC (Ireland)0.04%443,500$17Mtrimmed−0%−0.01 pp17 q
UFSDOMTAR CORPORATION (New)0.03%271,628$10Mnew+0.03 ppnew
unresolvedEncana Corp0.03%1,363,439$12Mheld—17 q
unresolvedIndependence Hldg Co New0.03%594,859$12Mheld—17 q
NSNuStar Energy L.P.0.03%291,400$14Mheld—17 q
SEMGSemgroup Corp-class A0.03%459,123$12Mtrimmed−62%−0.08 pp4 q
unresolvedAgrium Inc.0.02%75,354$7Mnew+0.02 ppnew
unresolvedCui Global Inc0.02%2,400,542$9Mheld—14 q
GBDCGolub Capital BDC, Inc.0.02%543,700$10Madded+58%0.00 pp8 q
LSXMKLiberty Media Cor-siriusxm C0.02%205,284$9Mheld—5 q
MTBM&T Bank Corp.0.02%49,358$8Madded+8%0.00 pp17 q
PBIPitney Bowes Inc.0.02%441,819$7Mtrimmed−63%−0.02 pp17 q
unresolvedValeant Pharmaceuticals Intl0.02%551,300$10Mtrimmed−10%0.00 pp17 q
RMTORM2 International Inc0.01%1,695,576$5Madded+7%−0.01 pp9 q
AMPAmeriprise Financial, Inc.0.01%21,324$3Madded×2.0+0.01 pp2 q
ARDMAradigm Corp0.01%3,854,730$5Mheld—13 q
AGRAvangrid, Inc.0.01%55,998$2Mheld—7 q
CVICvr Energy, Inc.0.01%116,308$3Mheld—5 q
CCJCameco Corporation0.01%318,300$3Madded+2%0.00 pp4 q
unresolvedCree Inc0.01%108,700$3Mheld—4 q
DFODQDean Foods Co0.01%315,785$5Mtrimmed−75%−0.05 pp3 q
DDSDillard's, Inc. Class A0.01%45,900$3Mheld—5 q
EZPWEzcorp Inc0.01%362,000$3Mheld—8 q
GILDGilead Sciences Inc0.01%59,700$4Mheld—17 q
GPROGoPro, Inc.0.01%547,200$4Mheld—5 q
INVEINVE Technologies, Inc.0.01%1,095,000$6Madded×16.8+0.01 pp12 q
IDNIntellicheck, Inc.0.01%1,068,386$4Madded+1%0.00 pp4 q
IBMInternational Business Machines Corporation0.01%32,122$5Madded+70%0.00 pp17 q
SLViShares Silver Trust0.01%236,600$4Mheld—17 q
JPMJPMorgan Chase & Co.0.01%30,300$3Mheld—17 q
JNJJohnson & Johnson0.01%26,921$4Mheld—17 q
KBRKBR, Inc.0.01%198,600$3Mheld—3 q
KLICKulicke & Soffa Industries Inc0.01%278,717$5Mtrimmed−4%0.00 pp14 q
unresolvedLeucadia National0.01%211,000$6Mheld—15 q
LM03Liberty Media Cor-siriusxm A0.01%102,642$4Mheld—5 q
MGMMgm Resorts International0.01%188,445$6Mnew+0.01 ppnew
METMetLife, Inc.0.01%41,000$2Mheld—17 q
OIIOceaneering International Inc.0.01%92,800$2Mheld—5 q
unresolvedPain Therapeutics Inc0.01%943,238$4Mnew+0.01 ppnew
TRAKReposiTrak, Inc.0.01%268,461$3Mheld—15 q
PFEPfizer Inc.0.01%66,061$2Mheld—17 q
PAAPlains All American Pipeline, L.P. Common Units representing Limited Partner Interests0.01%100,000$3Mheld—8 q
RHRh0.01%54,500$4Mtrimmed−14%0.00 pp2 q
unresolvedSeacor Holdings Inc.0.01%96,554$3Mheld—17 q
unresolvedThreshold Pharmaceutical Inc0.01%7,093,802$3Mheld—5 q
TWTRTwitter, Inc.0.01%162,000$3Mheld—6 q
UNMUnum Group0.01%60,000$3Mheld—17 q
XYLXylem Inc0.01%39,100$2Mheld—17 q
CYDChina Yuchai International Ltd.0.01%235,495$4Mtrimmed−4%0.00 pp17 q
PRGOPerrigo Company PLC0.01%34,200$3Mnew+0.01 ppnew
unresolvedVascular Biogenics Ltd0.01%655,574$3Mtrimmed−27%0.00 pp7 q
ASIXAdvanSix Inc.0.00%30$1,000held—3 q
MOAltria Group, Inc.0.00%13,000$968,000held—17 q
AMZNAmazon.Com Inc0.00%1,017$984,000added+11%0.00 pp17 q
ABEVAmbev S.a.0.00%17,875$98,000held—15 q
MJCAntares Pharma Inc0.00%20,000$64,000held—17 q
AAPLApple Inc.0.00%8,606$1Mheld—17 q
ATRAptarGroup, Inc.0.00%14,129$1Mheld—17 q
BPBP p.l.c.0.00%273$9,000trimmed−2%0.00 pp17 q
BIDUBaidu, Inc.0.00%10$2,000held—17 q
unresolvedBaker Hughes Inc.0.00%181$10,000held—17 q
BNSBank of Nova Scotia0.00%1,000$60,000held—8 q
Barclays Bank PLCconvertible0.00%500$13,000held—17 q
BASBasis Energy Services, Inc.0.00%17,417$434,000held—3 q
BAXBaxter International Inc.0.00%1,100$67,000held—17 q
BBYD20230930-DK-BUTTERFLY-1 Inc0.00%31,100$945,000new0.00 ppnew
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,150$195,000held—17 q
BMYBristol-Myers Squibb Co.0.00%11,329$631,000trimmed−2%0.00 pp17 q
CRCCalifornia Resources Corporation0.00%122$1,000held—5 q
CCLCarnival Corporation Ltd.0.00%500$33,000held—4 q
unresolvedCentral Fd Cda Ltd0.00%40,004$493,000new0.00 ppnew
CHTRCharter Comm Inc Del CL A New0.00%1,276$430,000held—5 q
CVXChevron Corporation0.00%854$89,000held—17 q
CHLChina Mobile Limited0.00%25,000$1Mnew0.00 ppnew
CHDChurch & Dwight Co., Inc.0.00%3,600$187,000held—17 q
CSCOCisco Systems, Inc. (DE)0.00%10,200$319,000held—17 q
CAGConagra Brands, Inc.0.00%19,762$707,000held—17 q
CTOCTO Realty Growth, Inc.0.00%4,000$228,000held—17 q
STZConstellation Brands, Inc.0.00%2,400$465,000trimmed−100%−0.20 pp17 q
GLWCorning Incorporated0.00%40$1,000held—17 q
unresolvedDeltic Timber Corp0.00%3,684$275,000held—17 q
DKSDick's Sporting Goods, Inc.0.00%1,000$40,000held—13 q
DISThe Walt Disney Company0.00%7,000$744,000held—5 q
DGICADonegal Group Inc0.00%50,703$806,000added+3%0.00 pp15 q
DRQInnovex International, Inc.0.00%19,600$956,000new0.00 ppnew
EPDEnterprise Products Partners L.P.0.00%4,800$130,000new0.00 ppnew
unresolvedExpress Scripts Hldg Co0.00%1,168$75,000held—17 q
METAMeta Platforms, Inc. Class A0.00%3,800$574,000held—17 q
unresolvedFifth Street Finance Corp0.00%228,400$1Madded×2.10.00 pp8 q
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$40,000held—17 q
unresolvedFrontier Communications Corp0.00%72$0held—17 q
unresolvedGeneral Electric Co0.00%44,301$1Mheld—17 q
GERNGeron Corp0.00%144,700$401,000held—17 q
unresolvedGigamon Inc0.00%2,000$79,000held—3 q
unresolvedGlaxosmithkline PLC0.00%1$0held—17 q
GSGoldman Sachs Group Inc.0.00%151$34,000held—17 q
unresolvedHrg Group Inc0.00%35,000$620,000trimmed−11%0.00 pp9 q
HIGThe Hartford Insurance Group, Inc.0.00%200$11,000held—17 q
HONHoneywell International, Inc.0.00%750$100,000held—17 q
ILMNIllumina Inc0.00%400$69,000held—17 q
INTCIntel Corp0.00%28,470$961,000held—17 q
unresolvedKlondex Mns Ltd0.00%5,000$17,000held—7 q
KHCThe Kraft Heinz Company0.00%1,845$158,000held—8 q
LWLamb Weston Holdings, Inc.0.00%6,587$290,000held—3 q
unresolvedLayne Christensen Co0.00%65,200$573,000held—15 q
Layne Christensen Coconvertible0.00%1,550,000$1Mheld—10 q
LBRDALiberty Broadband Corporation Class A0.00%220$19,000held—11 q
LBRDKLiberty Broadband Corporation Class C0.00%440$38,000held—11 q
LEXEALiberty Expedia Holdings, Inc. Class A0.00%422$23,000held—3 q
unresolvedLiberty Interactive Corp0.00%4,375$107,000held—17 q
unresolvedLiberty Ventures0.00%634$33,000held—3 q
BATRAAtlanta Braves Holdings, Inc. Series A0.00%10,261$245,000held—5 q
FWONKLiberty Media Corporation Series C Liberty Formula One0.00%51,320$2Mheld—5 q
LM05Liberty Media Corp-liberty-a0.00%25,658$899,000held—5 q
BATRKAtlanta Braves Holdings, Inc. Series C0.00%20,526$492,000held—5 q
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares0.00%15,166$399,000held—3 q
LLoews Corporation0.00%14,000$655,000held—17 q
LORLLoral Space and Communications, Inc.0.00%41,350$2Mheld—15 q
MRKMerck & Co., Inc.0.00%7,790$499,000held—17 q
MDLZMondelez International, Inc. Class A0.00%5,536$239,000held—17 q
MNSTMonster Beverage Corporation0.00%30,000$1Mheld—9 q
MURMurphy Oil Corp.0.00%14,226$365,000held—17 q
MUSAMurphy USA Inc.0.00%3,031$225,000held—16 q
GFNEW GERMANY FUND Inc0.00%13,661$227,000held—17 q
NWSANews Corporation Class A0.00%365$5,000held—16 q
NWSNews Corporation Class B0.00%230$3,000held—16 q
NVSNovartis AG0.00%12,848$1Mheld—17 q
NUANNuance Communications, Inc.0.00%700$12,000held—17 q
JGHNuveen Global High Income Fund0.00%52,500$886,000trimmed−42%0.00 pp11 q
OXYOccidental Petroleum Corporation0.00%2,522$151,000held—17 q
unresolvedOncomed Pharmaceuticals Inc0.00%219,420$731,000added+38%0.00 pp6 q
PDLIPDL BioPharma, Inc.0.00%2,800$7,000held—17 q
JCPJ.C. Penney Company, Inc.0.00%5,000$23,000held—14 q
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$2,000held—17 q
PMPhilip Morris International Inc.0.00%13,000$2Mheld—17 q
ORealty Income Corporation0.00%1,340$74,000held—15 q
REXXRex Energy Corporation0.00%13,126$38,000new0.00 ppnew
SMHISEACOR Marine Holdings Inc.0.00%97,076$2Mnew0.00 ppnew
unresolvedSanofi0.00%146,402$56,000held—17 q
SCHWThe Charles Schwab Corporation0.00%900$39,000held—17 q
SENSSenseonics Holdings, Inc.0.00%35,807$64,000new0.00 ppnew
SONYSony Group Corporation0.00%800$31,000held—17 q
PHYSSprott Physical Gold Trust0.00%12,540$127,000held—2 q
PSLVSprott Physical Silver Trust0.00%37,209$235,000held—2 q
unresolvedSprint Corporation0.00%602$5,000held—16 q
XYZBlock, Inc.0.00%1,940$46,000held—7 q
SMMTSummit Therapeutics Inc.0.00%174,900$2Mheld—10 q
SNSSViracta Therapeutics Inc0.00%319,480$863,000held—4 q
TSLATesla, Inc.0.00%405$146,000added×3.90.00 pp7 q
TEVATeva Pharmaceutical Industries Limited0.00%200$7,000held—17 q
TMOThermo Fisher Scientific, Inc.0.00%200$35,000held—17 q
TIMETime Inc0.00%1,854$27,000held—13 q
TIVOTivo Inc0.00%184$3,000held—4 q
unresolvedTwenty First Centy Fox Inc0.00%1,460$41,000held—16 q
unresolvedTwenty First Centy Fox Inc0.00%920$26,000held—16 q
UTXZRTX Corporation0.00%1,060$129,000held—17 q
GDXVanEck Gold Miners ETF0.00%11,770$260,000held—5 q
VZVerizon Communications0.00%431$19,000held—17 q
VODVodafone Group PLC0.00%272$8,000held—13 q
VMCVulcan Materials Company(Holding Company)0.00%800$101,000held—17 q
WMTWalmart Inc.0.00%7,686$582,000held—17 q
WPGWashington Prime Group Inc.0.00%184,000$2Mheld—4 q
WFCWells Fargo & Co.0.00%1,800$100,000held—17 q
XWIAXWestern Asset Infl-link Sec0.00%40,726$460,000held—4 q
WIWWestern Asset Inflation-Linked Opportunities & Income Fund0.00%142,100$2Mheld—4 q
unresolvedWilliams Partners L P New0.00%4,622$185,000held—10 q
ZBHZimmer Biomet Holdings, Inc.0.00%494$63,000held—17 q
JCIJohnson Controls International plc0.00%1,432$62,000held—4 q
LBTYALiberty Global Ltd. Class A0.00%48,978$2Mheld—17 q
99998USDLiberty Global PLC Lilac - A0.00%8,555$186,000held—8 q
1LGEUSDLiberty Global PLC Lilac - C0.00%25,859$554,000held—8 q
MNKMallinckrodt PLC0.00%187$8,000held—15 q
MDTMedtronic plc0.00%1,434$127,000held—10 q
PNRPentair plc0.00%359$24,000held—13 q
SIGSignet Jewelers Limited0.00%10,600$670,000new0.00 ppnew
AIGAmerican International Group, Inc.—−6,032,611—exited−0.93 pp—
FFIVF5, Inc.—−1,548,995—exited−0.55 pp—
unresolvedMonsanto Co—−1,697,100—exited−0.47 pp—
WMBWilliams Companies Inc.—−3,074,950—exited−0.22 pp—
ENBEnbridge, Inc—−1,995,517—exited−0.21 pp—
unresolvedAlere Inc—−1,372,088—exited−0.13 pp—
LOWLowe's Companies Inc.—−493,840—exited−0.10 pp—
CDKCDK Global, Inc.—−582,600—exited−0.09 pp—
ALLYAlly Financial Inc.—−1,581,707—exited−0.08 pp—
unresolvedYahoo Inc—−647,865—exited−0.07 pp—
THSTreehouse Foods, Inc.—−136,880—exited−0.03 pp—
BIVVBioverativ Inc—−157,035—exited−0.02 pp—
unresolvedPain Therapeutics Inc—−6,602,658—exited−0.01 pp—
QSRRestaurant Brands International Inc.—−62,101—exited−0.01 pp—
SPHSuburban Propane Partners L P—−196,250—exited−0.01 pp—
CCThe Chemours Company—−120—exited0.00 pp—
unresolvedDu Pont E I De Nemours & Co—−600—exited0.00 pp—
SYTSyngenta Ag-adr—−66—exited0.00 pp—
TKRThe Timken Company—−20,500—exited0.00 pp—
VUZIVuzix Corporation—−25,000—exited0.00 pp—

Other 13(f) securities

Options 8

Contract% of notionalSharesNotional
PRGO CALL57.35%4,800$12M
DAL CALL14.80%2,000$3M
ALB CALL13.61%1,000$3M
AEM CALL8.83%1,000$2M
ADNT CALL3.11%279$653,000
BALL CALL1.46%300$306,000
NLNK CALL0.73%3,190$153,000
GILD CALL0.11%300$24,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 42 unresolved
Accession
0001325447-17-000042
Notes
none in this filing
SEC cross-check
SEC data set not published yet