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First Eagle

Q4 2017 13F · by Kimball Brooker, portfolio manager

As of
Dec 31, 2017
Filed
Feb 5, 2018
US stock
$42.5B · prev $44.7B
Positions
320 · prev 339
Options notional
$39M
Documents
1· no amendments

Picture99.9% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 99.9%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.1%

Moves220 since the prior filing

+5.2 pp in · −5.3 pp out

Options: 4 moves on a notional base, in the table below.

The book

Diversified · behaves like 53 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Low turnover · 11% a year, about 9.4 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions19% of US stock

  1. MSFT Microsoft Corp trimmed+0.54 pp trimmed+0.544.9%
  2. ORCL Oracle Corp added+0.13 pp added+0.134.5%
  3. WY Weyerhaeuser Company trimmed+0.25 pp trimmed+0.253.1%
  4. SLB SLB Limited added+0.31 pp added+0.313.0%
  5. AXP American Express Company trimmed+0.38 pp trimmed+0.383.0%

Positions320 in this filing · 32 exited

MSFTMicrosoft Corp4.89%24,313,586$2.1Btrimmed−7%+0.54 pp19 q
ORCLOracle Corp4.53%40,738,675$1.9Badded0%+0.13 pp19 q
WYWeyerhaeuser Company3.12%37,618,469$1.3Btrimmed−0%+0.25 pp19 q
SLBSLB Limited3.03%19,128,265$1.3Badded+10%+0.31 pp19 q
AXPAmerican Express Company3.00%12,851,346$1.3Btrimmed−1%+0.38 pp19 q
CMCSAComcast Corp2.99%31,727,195$1.3Btrimmed−0%+0.25 pp19 q
OMCOmnicom Group Inc.2.66%15,518,340$1.1Badded+3%+0.16 pp19 q
FTITechnipFMC plc2.56%34,776,691$1.1Badded+2%+0.44 pp4 q
MMM3M Company2.51%4,527,937$1.1Btrimmed−2%+0.34 pp19 q
XOMExxon Mobil Corp2.49%12,645,184$1.1Badded+18%+0.52 pp19 q
BNYBank of New York Mellon Corporation2.48%19,583,093$1.1Btrimmed−1%+0.14 pp19 q
POTPotash Corp Of Saskatchewan2.44%50,179,750$1.0Btrimmed−13%−0.03 pp19 q
NOVNOV Inc.2.29%27,041,180$974Mtrimmed−0%+0.13 pp19 q
UNPUnion Pacific Corp.1.98%6,265,344$840Madded0%+0.36 pp10 q
BBTTruist Financial Corporation1.95%16,656,750$828Mtrimmed−0%+0.20 pp19 q
GLDSPDR Gold Trust, SPDR Gold Shares1.86%6,399,082$791Madded+2%+0.15 pp19 q
DEDeere & Company1.81%4,918,838$770Mtrimmed−7%+0.33 pp14 q
ELVElevance Health, Inc.1.66%3,143,500$707Madded+1%+0.34 pp13 q
SYFSynchrony Financial1.58%17,366,677$671Mtrimmed−2%+0.35 pp10 q
TDCTeradata Corporation1.55%17,130,309$659Mtrimmed−1%+0.24 pp17 q
USBU.S. Bancorp1.49%11,814,344$633Mtrimmed−1%+0.06 pp19 q
COPConocoPhillips1.47%11,374,088$624Madded+7%+0.28 pp19 q
XLNXXilinx Inc1.47%9,269,332$625Mtrimmed−1%−0.01 pp14 q
LBTYKLiberty Global Ltd. Class C1.43%17,918,057$606Mtrimmed−0%+0.11 pp19 q
WTWWillis Towers Watson Public Limited Company1.43%4,020,406$606Mtrimmed−0%+0.04 pp8 q
unresolvedOrbital Atk Inc1.40%4,512,118$593Mtrimmed−3%+0.01 pp12 q
AEMAgnico Eagle Mines Ltd.1.34%12,350,053$570Madded0%+0.09 pp19 q
CHRWC.H. Robinson Worldwide, Inc.1.34%6,407,308$571Madded+1%+0.26 pp4 q
FLSFlowserve Corporation1.29%12,968,265$546Mtrimmed−1%+0.05 pp12 q
IMOImperial Oil Limited1.29%17,514,595$547Madded+45%+0.42 pp10 q
VARVarian Medical Systems, Inc.1.24%4,744,676$527Mtrimmed−1%+0.17 pp10 q
ABXBarrick Mining Corporation1.20%35,157,259$509Mtrimmed−1%−0.07 pp19 q
WRBW.R. Berkley Corporation1.14%6,762,275$485Mtrimmed−3%+0.10 pp19 q
18614USDGoldcorp Inc1.12%37,179,979$475Madded+4%+0.08 pp19 q
BRK.ABerkshire Hathaway Inc.1.10%1,577$469Mtrimmed−0%+0.13 pp19 q
CTASCintas Corp1.05%2,858,698$445Mtrimmed−16%−0.04 pp19 q
FNVFranco-Nevada Corporation1.05%5,588,644$447Mtrimmed−16%−0.11 pp19 q
TXNTexas Instruments Incorporated0.97%3,935,538$411Mtrimmed−9%+0.10 pp10 q
CLColgate-Palmolive Company0.95%5,374,756$406Mtrimmed−19%−0.13 pp19 q
TIFTiffany & Co.0.94%3,827,807$398Mtrimmed−1%+0.15 pp8 q
YAlleghany Corporation0.93%662,300$395Mtrimmed−1%+0.10 pp19 q
BROBrown & Brown, Inc.0.86%7,102,779$366Mtrimmed−2%+0.08 pp15 q
WPMWheaton Precious Metals Corp.0.85%16,312,580$361Madded+2%+0.16 pp3 q
CMICummins Inc.0.83%1,986,510$351Mtrimmed−1%+0.08 pp9 q
UGIUGI Corporation0.83%7,543,104$354Madded+1%+0.04 pp10 q
PXGBXPraxair Inc0.79%2,175,523$337Mtrimmed−45%−0.44 pp19 q
CVECenovus Energy Inc.0.69%31,942,579$292Mtrimmed−0%−0.03 pp19 q
RGLDRoyal Gold Inc0.68%3,528,086$290Mtrimmed−0%0.00 pp19 q
unresolvedAgrium Inc.0.66%2,440,231$281Madded+2%+0.08 pp3 q
ADIAnalog Devices, Inc.0.66%3,155,919$281Mtrimmed−14%−0.04 pp12 q
SMGThe Scotts Miracle-Gro Company0.62%2,467,282$264Mtrimmed−23%−0.08 pp19 q
GOOGLAlphabet Inc. Class A0.61%248,124$261Madded+32%+0.20 pp9 q
GOOGAlphabet Inc. Class C0.58%237,267$248Mtrimmed−2%+0.06 pp15 q
MAMastercard Incorporated0.58%1,615,749$245Mtrimmed−8%+0.02 pp19 q
SUSuncor Energy, Inc.0.58%6,719,155$247Mtrimmed−1%+0.05 pp12 q
CCUCompania Cervecerias Unidas S.A.0.51%7,321,698$217Madded+4%+0.09 pp15 q
CINFCincinnati Financial Corp0.48%2,716,644$204Mtrimmed−1%+0.01 pp19 q
VVISA Inc.0.48%1,804,150$206Mtrimmed−50%−0.36 pp19 q
DVNDevon Energy Corporation0.47%4,856,102$201Mtrimmed−1%+0.07 pp19 q
ADPAutomatic Data Processing0.44%1,607,959$188Madded0%+0.05 pp19 q
HRBH&R Block, Inc.0.39%6,347,634$166Madded+1%+0.02 pp19 q
CNQCanadian Natural Resources Limited0.39%4,651,067$166Mtrimmed−7%+0.02 pp19 q
NEMNewmont Corporation0.39%4,447,155$167Madded+6%+0.04 pp19 q
PKGPackaging Corp of America0.29%1,019,160$123Mtrimmed−51%−0.25 pp9 q
unresolvedRandgold Res Ltd0.29%1,240,531$123Mtrimmed−4%+0.01 pp19 q
MLMMartin Marietta Materials0.27%519,735$115Mheld—19 q
APDAir Products & Chemicals, Inc.0.26%679,877$112Mtrimmed−71%−0.52 pp12 q
DCPDCP Midstream, LP0.26%3,020,300$110Mtrimmed−3%+0.02 pp9 q
unresolvedIsrael Chemicals Ltd0.25%26,070,912$106Mtrimmed−1%−0.01 pp14 q
GDGeneral Dynamics Corporation0.24%493,190$100Mtrimmed−13%−0.02 pp8 q
HALOHalozyme Therapeutics, Inc.0.22%4,531,081$92Mtrimmed−30%−0.03 pp17 q
WYNTravel + Leisure Co.0.22%801,276$93Madded+10%+0.05 pp19 q
HPQHP Inc.0.20%4,128,320$87Mheld—6 q
DNOWDNOW Inc.0.20%7,871,637$87Madded+1%−0.04 pp15 q
TSNTyson Foods, Inc.0.19%987,056$80Madded+22%+0.06 pp11 q
VCVisteon Corporation0.19%631,315$79Mtrimmed−6%0.00 pp15 q
BBBlackBerry Limited0.17%6,280,301$70Mheld—6 q
VREXVarex Imaging Corporation0.17%1,767,444$71Mtrimmed−1%+0.04 pp4 q
AWIArmstrong World Industries, Inc.0.16%1,102,533$67Mheld—7 q
IPInternational Paper Co.0.16%1,168,935$68Mheld—5 q
MPCMarathon Petroleum Corporation0.16%1,057,377$70Mtrimmed−35%−0.04 pp5 q
VSTOVista Outdoor Inc.0.16%4,640,912$68Mtrimmed−1%−0.08 pp12 q
ALBAlbemarle Corporation0.15%493,915$63Mtrimmed−11%−0.02 pp7 q
EBAYeBay Inc0.15%1,704,591$64Mtrimmed−17%−0.03 pp7 q
unresolvedKlx Inc0.15%923,380$63Mheld—5 q
unresolvedLa Quinta Hldgs Inc0.15%3,506,916$65Madded+6%+0.02 pp4 q
OLNOlin Corp.0.15%1,762,353$63Mtrimmed−3%+0.01 pp7 q
TRVThe Travelers Companies, Inc.0.15%474,333$64Mtrimmed−1%+0.02 pp4 q
WDCWestern Digital Corp.0.15%809,528$64Madded+93%+0.07 pp2 q
FLEXFlex Ltd.0.15%3,486,442$63Madded+8%+0.03 pp6 q
ATIATI Inc.0.13%2,230,848$54Madded+4%+0.02 pp5 q
ADNTAdient plc0.13%701,316$55Madded+16%+0.02 pp5 q
PNRPentair plc0.13%767,203$54Madded×3.0+0.09 pp15 q
PEPPepsiCo, Inc.0.12%414,721$50Mtrimmed−59%−0.13 pp11 q
CATCaterpillar Inc.0.11%305,393$48Mnew+0.11 ppnew
CVXChevron Corporation0.11%359,182$45Mtrimmed−86%−0.58 pp19 q
EOGEOG Resources, Inc.0.11%451,958$49Mtrimmed−32%−0.03 pp2 q
BALLBall Corporation0.10%1,134,878$43Mheld—3 q
GCPNGcp Applied Technologies0.10%1,285,041$41Mtrimmed−4%+0.01 pp8 q
OROR Royalties Inc.0.10%3,507,037$41Mtrimmed−11%−0.01 pp6 q
POSTPost Holdings, Inc.0.10%546,253$43Mtrimmed−37%−0.07 pp6 q
SJTSan Juan Basin Royalty Trust UBI0.10%5,085,656$42Mheld—19 q
UNVRUnivar Solutions Inc.0.10%1,384,421$43Madded+5%+0.01 pp7 q
FTSFortis Inc.0.09%997,027$37Mtrimmed−75%−0.23 pp5 q
HUNHuntsman Corporation0.09%1,172,810$39Mnew+0.09 ppnew
SPGIS&P Global Inc.0.09%228,445$39Mheld—7 q
EGRXEagle Pharms Inc0.08%601,505$32Mheld—6 q
NGDNew Gold Inc.0.08%10,007,331$33Mheld—19 q
unresolvedTahoe Res Inc0.08%7,516,667$36Mheld—19 q
unresolvedTwenty First Centy Fox Inc0.08%982,249$34Madded×672.8+0.08 pp18 q
VSMVersum Materials, Inc.0.08%915,515$35Madded+3%0.00 pp5 q
PPLPPL Corporation0.07%991,862$31Mtrimmed−84%−0.47 pp5 q
TWXTime Warner Inc0.07%324,383$30Madded×21.8+0.07 pp19 q
ARDMAradigm Corp0.06%3,854,730$26Mheld—15 q
ARQLArqule Inc0.06%14,883,484$25Madded+20%+0.03 pp19 q
BTGB2Gold Corp.0.06%7,700,300$24Mheld—11 q
unresolvedIntevac Inc0.06%3,963,796$27Mtrimmed−1%−0.02 pp19 q
MGMMgm Resorts International0.06%713,004$24Mnew+0.06 ppnew
MQ8Mag Silver Corp0.06%1,999,467$25Mheld—12 q
MOHMolina Healthcare, Inc.0.06%339,551$26Mnew+0.06 ppnew
NGLNgl Energy Partners LP0.06%1,833,095$26Mtrimmed−7%+0.01 pp12 q
unresolvedTransmontaigne Partners L P0.06%611,161$24Mtrimmed−9%0.00 pp12 q
AGIAlamos Gold Inc. Class A0.05%2,964,338$19Mheld—5 q
unresolvedCuris0.05%27,758,672$19Madded+5%−0.04 pp19 q
DRRXDurect Corp0.05%22,476,546$21Madded0%−0.04 pp19 q
ICEIntercontinental Exchange Inc.0.05%328,150$23Madded+31%+0.01 pp2 q
NLNKNewLink Genetics Corporation0.05%2,644,700$21Madded+6%−0.01 pp19 q
NXPINXP Semiconductors N.V.0.05%189,795$22Mtrimmed−61%−0.07 pp2 q
XAWFXAlliancebernstein Gl Hi Inc0.04%1,451,730$19Mheld—15 q
AABAAltaba Inc.0.04%225,281$16Mtrimmed−67%−0.06 pp3 q
AUAngloGold Ashanti plc0.04%1,840,964$19Mheld—19 q
unresolvedIndependence Hldg Co New0.04%570,249$16Madded+2%+0.01 pp19 q
INVAInnoviva, Inc.0.04%1,288,150$18Mtrimmed−33%−0.02 pp8 q
NOCNorthrop Grumman Corp.0.04%58,829$18Mtrimmed−91%−0.40 pp2 q
NGNovaGold Resources Inc.0.04%4,515,161$18Madded+19%+0.01 pp8 q
OCOwens Corning0.04%164,300$15Mtrimmed−7%+0.01 pp2 q
PCGPG&E Corporation0.04%369,296$17Mnew+0.04 ppnew
unresolvedBroadcom Ltd0.04%59,764$15Mnew+0.04 ppnew
unresolvedDowdupont Inc0.03%202,563$14Madded×10.1+0.03 pp2 q
unresolvedEldorado Gold (C$)0.03%7,718,257$11Mheld—19 q
XONPrecigen, Inc.0.03%1,102,004$13Mheld—15 q
MDCOMedicines Co0.03%465,863$13Mheld—7 q
TGTTarget Corporation0.03%197,155$13Mnew+0.03 ppnew
VZVerizon Communications0.03%232,813$12Mtrimmed−78%−0.09 pp19 q
CCEPCoca-Cola Europacific Partners plc0.03%338,076$13Mtrimmed−95%−0.56 pp7 q
unresolvedCui Global Inc0.02%3,455,542$10Madded+47%0.00 pp16 q
GBDCGolub Capital BDC, Inc.0.02%543,700$10Mheld—10 q
unresolvedHaymaker Acquisition Corp0.02%1,000,000$10Mnew+0.02 ppnew
INVEINVE Technologies, Inc.0.02%1,943,004$6Madded+77%+0.01 pp14 q
KOPNKopin Corp0.02%2,857,918$9Mtrimmed−2%−0.01 pp19 q
KLICKulicke & Soffa Industries Inc0.02%282,328$7Mtrimmed−12%0.00 pp16 q
ELThe Estee Lauder Companies Inc. Class A0.02%51,960$7Mtrimmed−93%−0.15 pp3 q
LSXMKLiberty Media Cor-siriusxm C0.02%161,344$6Mtrimmed−13%0.00 pp7 q
MTBM&T Bank Corp.0.02%48,771$8Mtrimmed−1%0.00 pp19 q
unresolvedMolecular Templates Inc0.02%644,890$6Mheld—2 q
NSNuStar Energy L.P.0.02%251,400$8Mtrimmed−7%0.00 pp19 q
TXMDTherapeuticsMD, Inc.0.02%1,568,092$9Mnew+0.02 ppnew
STXNSeagate Technology Holdings PLC (Ireland)0.02%188,600$8Mtrimmed−36%0.00 pp19 q
RMTORM2 International Inc0.01%1,705,576$4Mheld—11 q
AMPAmeriprise Financial, Inc.0.01%21,324$4Mheld—4 q
AGRAvangrid, Inc.0.01%55,998$3Mheld—9 q
BBYD20230930-DK-BUTTERFLY-1 Inc0.01%105,700$2Madded+39%+0.01 pp3 q
BMYBristol-Myers Squibb Co.0.01%49,229$3Mheld—19 q
CCJCameco Corporation0.01%411,400$4Madded+29%0.00 pp6 q
CASYCasey's General Stores Inc0.01%56,280$6Mtrimmed−83%−0.07 pp5 q
CHLChina Mobile Limited0.01%90,000$5Madded×2.3+0.01 pp3 q
DDSDillard's, Inc. Class A0.01%45,900$3Mheld—7 q
UFSDOMTAR CORPORATION (New)0.01%118,100$6Mtrimmed−58%−0.02 pp3 q
WOOFoot Locker Inc0.01%73,300$3Madded+29%+0.01 pp2 q
GILDGilead Sciences Inc0.01%59,700$4Mheld—19 q
GPROGoPro, Inc.0.01%339,597$3Mtrimmed−38%0.00 pp7 q
unresolvedHrg Group Inc0.01%230,500$4Madded+4%0.00 pp11 q
IDNIntellicheck, Inc.0.01%1,710,000$4Mtrimmed−23%0.00 pp6 q
IBMInternational Business Machines Corporation0.01%32,122$5Mheld—19 q
SLViShares Silver Trust0.01%236,600$4Mheld—19 q
JPMJPMorgan Chase & Co.0.01%30,300$3Mheld—19 q
JNJJohnson & Johnson0.01%26,921$4Mheld—19 q
unresolvedLeucadia National0.01%211,000$6Mheld—17 q
LM03Liberty Media Cor-siriusxm A0.01%80,672$3Mtrimmed−13%0.00 pp7 q
NWLNewell Brands Inc.0.01%156,310$5Madded×3.9+0.01 pp2 q
unresolvedPain Therapeutics Inc0.01%936,096$4Madded0%0.00 pp3 q
TRAKReposiTrak, Inc.0.01%268,461$3Mheld—17 q
PFEPfizer Inc.0.01%79,061$3Madded+20%0.00 pp19 q
QCOMQualcomm Inc0.01%50,000$3Mheld—3 q
unresolvedSeacor Holdings Inc.0.01%96,554$4Mheld—19 q
SMMTSummit Therapeutics Inc.0.01%194,900$2Madded+11%+0.01 pp12 q
UNMUnum Group0.01%60,000$3Mheld—19 q
WPGWashington Prime Group Inc.0.01%415,800$3Madded+65%+0.01 pp6 q
AXTAAxalta Coating Systems Ltd.0.01%80,742$3Mnew+0.01 ppnew
CYDChina Yuchai International Ltd.0.01%185,000$4Mtrimmed−28%0.00 pp19 q
ASIXAdvanSix Inc.0.00%30$1,000held—5 q
BABAAlibaba Group Holding Limited0.00%600$103,000held—2 q
MOAltria Group, Inc.0.00%13,000$928,000held—19 q
AMZNAmazon.Com Inc0.00%1,102$1Madded+8%0.00 pp19 q
ABEVAmbev S.a.0.00%17,875$115,000held—17 q
MJCAntares Pharma Inc0.00%50,000$100,000held—19 q
AAPLApple Inc.0.00%9,506$2Mheld—19 q
ATRAptarGroup, Inc.0.00%14,129$1Mheld—19 q
BPBP p.l.c.0.00%273$11,000trimmed−1%0.00 pp19 q
BIDUBaidu, Inc.0.00%10$2,000held—19 q
BKRBaker Hughes Company0.00%181$6,000held—2 q
BNSBank of Nova Scotia0.00%1,000$65,000held—10 q
Barclays Bank PLCconvertible0.00%500$13,000held—19 q
BAXBaxter International Inc.0.00%1,100$71,000held—19 q
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,150$228,000held—19 q
BHFBrighthouse Financial, Inc.0.00%1,616$95,000held—2 q
CCLCarnival Corporation Ltd.0.00%500$33,000held—6 q
unresolvedCentral Fd Cda Ltd0.00%22,104$296,000trimmed−45%0.00 pp3 q
CHTRCharter Comm Inc Del CL A New0.00%1,276$429,000held—7 q
CHDChurch & Dwight Co., Inc.0.00%3,600$181,000held—19 q
CSCOCisco Systems, Inc. (DE)0.00%10,200$391,000held—19 q
CAGConagra Brands, Inc.0.00%19,762$744,000held—19 q
CTOCTO Realty Growth, Inc.0.00%4,000$254,000held—19 q
STZConstellation Brands, Inc.0.00%2,400$549,000held—19 q
GLWCorning Incorporated0.00%40$1,000held—19 q
DFODQDean Foods Co0.00%131,000$2Madded+1%0.00 pp5 q
unresolvedDeltic Timber Corp0.00%3,684$337,000held—19 q
DKSDick's Sporting Goods, Inc.0.00%40,300$1Mtrimmed−29%0.00 pp15 q
DISThe Walt Disney Company0.00%7,000$753,000held—7 q
DGICADonegal Group Inc0.00%56,820$983,000trimmed−9%0.00 pp17 q
DRQInnovex International, Inc.0.00%24,500$1Mheld—3 q
unresolvedEnergy Xxi Gulf Coast Inc0.00%219,238$1Madded×4.20.00 pp2 q
unresolvedExpress Scripts Hldg Co0.00%1,168$87,000held—19 q
METAMeta Platforms, Inc. Class A0.00%3,800$671,000held—19 q
FRGIFiesta Restaurant Group, Inc.0.00%52,600$999,000held—2 q
Frontier Communicationsconvertible0.00%14,920$161,000trimmed−61%0.00 pp2 q
FTRFrontier Communications Corp.0.00%4$0held—2 q
unresolvedGeneral Electric Co0.00%114,101$2Madded+36%0.00 pp19 q
GNTXGentex Corp0.00%56,000$1Mheld—2 q
GERNGeron Corp0.00%144,700$260,000held—19 q
unresolvedGlaxosmithkline PLC0.00%1$0held—19 q
GSGoldman Sachs Group Inc.0.00%151$38,000held—19 q
HIGThe Hartford Insurance Group, Inc.0.00%200$11,000held—19 q
HONHoneywell International, Inc.0.00%750$115,000held—19 q
ILMNIllumina Inc0.00%400$87,000held—19 q
INTCIntel Corp0.00%28,296$1Mtrimmed−1%0.00 pp19 q
unresolvedKlondex Mns Ltd0.00%5,000$13,000held—9 q
KHCThe Kraft Heinz Company0.00%1,845$143,000held—10 q
LWLamb Weston Holdings, Inc.0.00%6,587$372,000held—5 q
unresolvedLayne Christensen Co0.00%65,200$818,000held—17 q
Layne Christensen Coconvertible0.00%1,550,000$2Mheld—12 q
LBRDALiberty Broadband Corporation Class A0.00%220$19,000held—13 q
LBRDKLiberty Broadband Corporation Class C0.00%440$37,000held—13 q
LEXEALiberty Expedia Holdings, Inc. Class A0.00%422$19,000held—5 q
unresolvedLiberty Interactive Corp0.00%4,375$107,000held—19 q
unresolvedLiberty Ventures0.00%634$34,000held—5 q
BATRAAtlanta Braves Holdings, Inc. Series A0.00%8,065$178,000trimmed−13%0.00 pp7 q
FWONKLiberty Media Corporation Series C Liberty Formula One0.00%40,335$1Mtrimmed−13%0.00 pp7 q
LM05Liberty Media Corp-liberty-a0.00%20,166$660,000trimmed−13%0.00 pp7 q
BATRKAtlanta Braves Holdings, Inc. Series C0.00%16,133$358,000trimmed−13%0.00 pp7 q
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares0.00%261$8,000trimmed−97%0.00 pp5 q
LLoews Corporation0.00%14,000$700,000held—19 q
LORLLoral Space and Communications, Inc.0.00%41,350$2Mheld—17 q
MMacy's Inc.0.00%62,600$2Madded+34%0.00 pp2 q
MRKMerck & Co., Inc.0.00%33,790$2Madded+22%0.00 pp19 q
METMetLife, Inc.0.00%41,000$2Mheld—19 q
MDLZMondelez International, Inc. Class A0.00%5,536$237,000held—19 q
unresolvedMonsanto Co0.00%3,731$436,000trimmed−99%−0.10 pp2 q
MNSTMonster Beverage Corporation0.00%20,000$1Mheld—11 q
MURMurphy Oil Corp.0.00%14,226$442,000held—19 q
MUSAMurphy USA Inc.0.00%3,031$244,000held—18 q
GFNEW GERMANY FUND Inc0.00%13,661$266,000held—19 q
NWSANews Corporation Class A0.00%365$6,000held—18 q
NWSNews Corporation Class B0.00%230$4,000held—18 q
NVSNovartis AG0.00%15,848$1Madded+23%0.00 pp19 q
NUANNuance Communications, Inc.0.00%700$11,000held—19 q
FSCOaktree Specialty Lending Corporation0.00%416,700$2Mnew0.00 ppnew
OXYOccidental Petroleum Corporation0.00%2,522$186,000held—19 q
OIIOceaneering International Inc.0.00%92,800$2Mheld—7 q
unresolvedOncomed Pharmaceuticals Inc0.00%219,420$900,000held—8 q
PDLIPDL BioPharma, Inc.0.00%2,800$8,000held—19 q
JCPJ.C. Penney Company, Inc.0.00%5,000$16,000held—16 q
PMPhilip Morris International Inc.0.00%13,000$1Mheld—19 q
PAAPlains All American Pipeline, L.P. Common Units representing Limited Partner Interests0.00%100,000$2Mheld—10 q
ORealty Income Corporation0.00%1,340$76,000held—17 q
REXXRex Energy Corporation0.00%13,126$18,000held—3 q
RIBTRicebran Techs0.00%65,400$97,000trimmed−67%0.00 pp2 q
SMHISEACOR Marine Holdings Inc.0.00%97,076$1Mheld—3 q
unresolvedSanofi0.00%146,402$56,000held—19 q
SCHWThe Charles Schwab Corporation0.00%900$46,000held—19 q
SEESealed Air Corp New0.00%2,000$99,000trimmed−99%−0.02 pp19 q
SENSSenseonics Holdings, Inc.0.00%27,216$72,000trimmed−23%0.00 pp3 q
unresolvedShire PLC0.00%163$25,000held—2 q
SONYSony Group Corporation0.00%800$36,000held—19 q
PHYSSprott Physical Gold Trust0.00%12,540$133,000held—4 q
PSLVSprott Physical Silver Trust0.00%37,209$236,000held—4 q
unresolvedSprint Corporation0.00%602$4,000held—18 q
XYZBlock, Inc.0.00%1,940$67,000held—9 q
SNSSViracta Therapeutics Inc0.00%319,480$1Mheld—6 q
TISITeam, Inc.0.00%75,000$1Mheld—2 q
TSLATesla, Inc.0.00%405$126,000held—9 q
TEVATeva Pharmaceutical Industries Limited0.00%200$4,000held—19 q
TMOThermo Fisher Scientific, Inc.0.00%200$38,000trimmed−100%−0.15 pp19 q
TIMETime Inc0.00%1,854$34,000held—15 q
TIVOTivo Inc0.00%9$0trimmed−91%0.00 pp6 q
unresolvedTwenty First Centy Fox Inc0.00%920$31,000held—18 q
UTXZRTX Corporation0.00%1,060$135,000held—19 q
GDXVanEck Gold Miners ETF0.00%11,770$274,000held—7 q
VRTVVeritiv Corporation0.00%68,500$2Madded×2.40.00 pp2 q
VODVodafone Group PLC0.00%272$9,000held—15 q
VMCVulcan Materials Company(Holding Company)0.00%800$103,000held—19 q
WMTWalmart Inc.0.00%7,686$759,000held—19 q
WFCWells Fargo & Co.0.00%1,800$109,000held—19 q
XWIAXWestern Asset Infl-link Sec0.00%40,726$480,000held—6 q
WIWWestern Asset Inflation-Linked Opportunities & Income Fund0.00%142,100$2Mheld—6 q
unresolvedWilliams Partners L P New0.00%4,622$179,000held—12 q
XYLXylem Inc0.00%20,000$1Mtrimmed−1%0.00 pp19 q
ZBHZimmer Biomet Holdings, Inc.0.00%494$60,000held—19 q
JCIJohnson Controls International plc0.00%1,432$55,000held—6 q
LBTYALiberty Global Ltd. Class A0.00%48,978$2Mheld—19 q
MNKMallinckrodt PLC0.00%187$4,000held—17 q
MDTMedtronic plc0.00%1,434$116,000held—12 q
unresolvedNordic American Offshore Ltd0.00%6,802$8,000held—2 q
NATNordic American Tanker0.00%166,000$408,000held—2 q
SIGSignet Jewelers Limited0.00%15,000$848,000trimmed−4%0.00 pp3 q
LILALiberty Latin America Ltd. Class A0.00%8,555$172,000new0.00 ppnew
LILAKLiberty Latin America Ltd. Class C0.00%25,859$514,000new0.00 ppnew
0VQJLTe Connectivity Ltd0.00%4,094$389,000trimmed−99%−0.10 pp19 q
unresolvedVascular Biogenics Ltd0.00%120,000$852,000trimmed−56%0.00 pp9 q
TNKTeekay Tankers Ltd.0.00%562,200$787,000held—2 q
TVGrupo Televisa S.A.—−37,389,527—exited−2.06 pp—
DHRDanaher Corporation—−1,568,751—exited−0.30 pp—
HSYThe Hershey Company—−1,115,299—exited−0.27 pp—
PSXPhillips 66—−1,313,698—exited−0.27 pp—
FTVFortive Corporation—−1,486,938—exited−0.24 pp—
AMATApplied Materials Inc—−1,877,588—exited−0.22 pp—
APHAmphenol Corporation—−1,069,110—exited−0.20 pp—
PXDPioneer Natural Resource Co.—−510,483—exited−0.17 pp—
BUDAnheuser-Busch INBEV SA/NV—−605,989—exited−0.16 pp—
TAT&T Inc.—−1,368,679—exited−0.12 pp—
MSGSMadison Square Garden Sports Corp.—−183,224—exited−0.09 pp—
GRAW.R. Grace & Co.—−345,500—exited−0.06 pp—
AMGNAmgen Inc—−121,835—exited−0.05 pp—
HDSHD Supply Holdings, Inc.—−310,200—exited−0.03 pp—
VISNVistance Networks, Inc.—−260,000—exited−0.02 pp—
unresolvedValeant Pharmaceuticals Intl—−551,300—exited−0.02 pp—
EZPWEzcorp Inc—−362,000—exited−0.01 pp—
KBRKBR, Inc.—−198,600—exited−0.01 pp—
TWTRTwitter, Inc.—−162,000—exited−0.01 pp—
URBNUrban Outfitters Inc—−104,400—exited−0.01 pp—
BASBasis Energy Services, Inc.—−17,417—exited0.00 pp—
unresolvedBellatrix Exploration Ltd—−406,000—exited0.00 pp—
unresolvedExpress Inc—−156,000—exited0.00 pp—
FMCFMC Corporation—−14,497—exited0.00 pp—
unresolvedFifth Street Finance Corp—−228,400—exited0.00 pp—
FBZFirst Trust Brazil AlphaDEX Fund—−2,915—exited0.00 pp—
unresolvedGigamon Inc—−2,000—exited0.00 pp—
HB6Hibbett Inc—−70,000—exited0.00 pp—
PBRPetroleo Brasileiro S.a.-petrobras—−200—exited0.00 pp—
TMUST-Mobile US, Inc.—−17,833—exited0.00 pp—
99998USDLiberty Global PLC Lilac - A—−8,555—exited0.00 pp—
1LGEUSDLiberty Global PLC Lilac - C—−25,859—exited0.00 pp—

Other 13(f) securities

Options 12

Contract% of notionalSharesNotional
EFX CALL29.26%2,500$11M
ICE CALL21.01%4,000$8M
ALB CALL18.47%1,500$7M
DAL CALL8.84%2,000$3M
La Quinta Hldgs Inc CALL7.67%4,000$3M
AEM CALL5.37%1,000$2M
POST CALL3.71%500$1M
ADNT CALL2.71%279$1M
CASY CALL2.09%250$820,000
BALL CALL0.82%533$320,000
NLNK CALL0.06%2,278$23,000
GILD CALL0.00%300$1,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 41 unresolved
Accession
0001325447-18-000002
Notes
none in this filing
SEC cross-check
SEC data set not published yet