Skip to content
berrytrail

Search

Search managers or tickers

First Eagle

Q3 2017 13F · by Kimball Brooker, portfolio manager

As of
Sep 30, 2017
Filed
Nov 6, 2017
US stock
$44.7B · prev $41.7B
Positions
339 · prev 321
Options notional
$25M
Documents
1· no amendments

Picture99.9% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 99.9%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.1%

Moves224 since the prior filing

+7.1 pp in · −7.2 pp out

Options: 7 moves on a notional base, in the table below.

The book

Diversified · behaves like 61 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 26% a year, about 3.9 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions17% of US stock

  1. ORCL Oracle Corp trimmed−0.62 pp trimmed−0.624.4%
  2. MSFT Microsoft Corp added+0.43 pp added+0.434.3%
  3. WY Weyerhaeuser Company added−0.09 pp added−0.092.9%
  4. CMCSA Comcast Corp added−0.16 pp added−0.162.7%
  5. SLB SLB Limited added+0.19 pp added+0.192.7%

Positions339 in this filing · 20 exited

ORCLOracle Corp4.40%40,678,388$2.0Btrimmed−2%−0.62 pp18 q
MSFTMicrosoft Corp4.35%26,072,817$1.9Badded+10%+0.43 pp18 q
WYWeyerhaeuser Company2.87%37,712,997$1.3Badded+3%−0.09 pp18 q
CMCSAComcast Corp2.74%31,772,836$1.2Badded+2%−0.16 pp18 q
SLBSLB Limited2.72%17,406,016$1.2Badded+9%+0.19 pp18 q
AXPAmerican Express Company2.62%12,939,595$1.2Btrimmed−21%−0.68 pp18 q
OMCOmnicom Group Inc.2.50%15,101,129$1.1Badded+12%−0.17 pp18 q
POTPotash Corp Of Saskatchewan2.47%57,457,469$1.1Badded+6%+0.34 pp18 q
BNYBank of New York Mellon Corporation2.34%19,753,288$1.0Badded+1%−0.05 pp18 q
MMM3M Company2.17%4,625,249$971Madded+2%−0.09 pp18 q
NOVNOV Inc.2.16%27,068,594$967Madded+2%+0.06 pp18 q
FTITechnipFMC plc2.12%33,933,562$947Madded+11%+0.12 pp3 q
TVGrupo Televisa S.A.2.06%37,389,527$922Mtrimmed−3%−0.19 pp18 q
XOMExxon Mobil Corp1.97%10,721,955$879Madded+50%+0.59 pp18 q
BBTTruist Financial Corporation1.75%16,699,414$784Madded+3%−0.01 pp18 q
GLDSPDR Gold Trust, SPDR Gold Shares1.71%6,299,803$766Madded+17%+0.19 pp18 q
UNPUnion Pacific Corp.1.62%6,245,527$724Madded+2%+0.02 pp9 q
DEDeere & Company1.48%5,271,946$662Mtrimmed−19%−0.44 pp13 q
XLNXXilinx Inc1.48%9,317,382$660Mtrimmed−8%−0.08 pp13 q
USBU.S. Bancorp1.43%11,901,940$638Madded+2%−0.02 pp18 q
unresolvedOrbital Atk Inc1.39%4,652,101$619Madded+1%+0.30 pp11 q
WTWWillis Towers Watson Public Limited Company1.39%4,027,867$621Madded+2%+0.01 pp7 q
ELVElevance Health, Inc.1.32%3,103,892$589Madded+2%−0.05 pp12 q
LBTYKLiberty Global Ltd. Class C1.32%17,996,078$588Madded+1%−0.01 pp18 q
TDCTeradata Corporation1.31%17,267,313$583Mtrimmed−0%+0.08 pp16 q
ABXBarrick Mining Corporation1.27%35,354,891$569Madded+2%−0.06 pp18 q
AEMAgnico Eagle Mines Ltd.1.25%12,319,696$557Mtrimmed−7%−0.18 pp18 q
FLSFlowserve Corporation1.24%13,059,375$556Madded+2%−0.18 pp11 q
PXGBXPraxair Inc1.23%3,935,045$550Mtrimmed−6%−0.11 pp18 q
SYFSynchrony Financial1.23%17,666,015$549Madded+2%−0.01 pp9 q
COPConocoPhillips1.19%10,608,598$531Madded+3%+0.10 pp18 q
FNVFranco-Nevada Corporation1.16%6,689,189$518Mtrimmed−7%−0.08 pp18 q
CTASCintas Corp1.09%3,390,327$489Mtrimmed−13%−0.09 pp18 q
CHRWC.H. Robinson Worldwide, Inc.1.08%6,370,010$485Madded+51%+0.39 pp3 q
CLColgate-Palmolive Company1.08%6,641,548$484Madded+36%+0.21 pp18 q
VARVarian Medical Systems, Inc.1.07%4,778,741$478Madded+2%−0.09 pp9 q
WRBW.R. Berkley Corporation1.04%6,939,857$463Madded+3%−0.08 pp18 q
18614USDGoldcorp Inc1.04%35,890,978$465Madded+3%−0.04 pp18 q
BRK.ABerkshire Hathaway Inc.0.97%1,584$435Madded+2%+0.02 pp18 q
IMOImperial Oil Limited0.87%12,113,231$387Madded+30%+0.22 pp9 q
TXNTexas Instruments Incorporated0.87%4,324,475$388Madded+13%+0.16 pp9 q
VVISA Inc.0.84%3,572,631$376Madded+29%+0.22 pp18 q
YAlleghany Corporation0.83%666,629$369Madded+2%−0.10 pp18 q
TIFTiffany & Co.0.79%3,854,513$354Mtrimmed−7%−0.14 pp7 q
UGIUGI Corporation0.79%7,499,119$351Madded+2%−0.06 pp9 q
APDAir Products & Chemicals, Inc.0.78%2,313,812$350Madded+80%+0.34 pp11 q
BROBrown & Brown, Inc.0.78%7,263,759$350Madded+2%+0.04 pp14 q
CMICummins Inc.0.75%1,997,863$336Madded+2%−0.01 pp8 q
CVECenovus Energy Inc.0.72%32,083,367$321Mtrimmed−0%+0.15 pp18 q
ADIAnalog Devices, Inc.0.70%3,654,773$315Madded+14%+0.10 pp11 q
SMGThe Scotts Miracle-Gro Company0.70%3,201,071$312Madded+2%+0.02 pp18 q
CVXChevron Corporation0.69%2,613,124$307Madded×3059.9+0.69 pp18 q
WPMWheaton Precious Metals Corp.0.69%16,054,344$306Madded×6.3+0.57 pp2 q
RGLDRoyal Gold Inc0.68%3,537,990$304Madded+2%+0.03 pp18 q
CCEPCoca-Cola Europacific Partners plc0.59%6,373,721$265Madded+15%+0.05 pp6 q
unresolvedAgrium Inc.0.58%2,399,091$257Madded×31.8+0.56 pp2 q
MAMastercard Incorporated0.56%1,763,444$249Mtrimmed−19%−0.07 pp18 q
PPLPPL Corporation0.54%6,303,238$239Madded+24%+0.07 pp4 q
PKGPackaging Corp of America0.54%2,100,096$241Madded+18%+0.06 pp8 q
SUSuncor Energy, Inc.0.53%6,753,474$237Mtrimmed−12%−0.01 pp11 q
GOOGAlphabet Inc. Class C0.52%242,541$233Madded+3%+0.01 pp14 q
CINFCincinnati Financial Corp0.47%2,744,885$210Mtrimmed−1%−0.01 pp18 q
NOCNorthrop Grumman Corp.0.44%688,608$198Mnew+0.44 ppnew
CCUCompania Cervecerias Unidas S.A.0.42%7,017,265$189Madded+5%0.00 pp14 q
GOOGLAlphabet Inc. Class A0.41%188,009$183Mheld—8 q
DVNDevon Energy Corporation0.40%4,887,600$179Madded+2%+0.03 pp18 q
ADPAutomatic Data Processing0.39%1,601,051$175Madded+2%+0.01 pp18 q
HRBH&R Block, Inc.0.37%6,302,315$167Madded+3%−0.09 pp18 q
CNQCanadian Natural Resources Limited0.37%4,990,229$167Madded+8%+0.05 pp18 q
NEMNewmont Corporation0.35%4,207,739$158Madded×2.6+0.22 pp18 q
FTSFortis Inc.0.32%3,966,300$142Madded+1%−0.01 pp4 q
DHRDanaher Corporation0.30%1,568,751$135Mtrimmed−46%−0.29 pp10 q
unresolvedRandgold Res Ltd0.28%1,295,881$127Mtrimmed−1%0.00 pp18 q
HSYThe Hershey Company0.27%1,115,299$122Madded×2.1+0.13 pp4 q
PSXPhillips 660.27%1,313,698$120Madded+2%+0.02 pp13 q
GDGeneral Dynamics Corporation0.26%564,690$116Mheld—7 q
unresolvedIsrael Chemicals Ltd0.26%26,215,367$116Madded+1%−0.03 pp13 q
HALOHalozyme Therapeutics, Inc.0.25%6,444,981$112Mtrimmed−13%+0.02 pp16 q
PEPPepsiCo, Inc.0.25%1,013,479$113Mtrimmed−65%−0.55 pp10 q
DCPDCP Midstream, LP0.24%3,105,300$108Mtrimmed−3%−0.02 pp8 q
FTVFortive Corporation0.24%1,486,938$105Mtrimmed−45%−0.17 pp5 q
MLMMartin Marietta Materials0.24%519,735$107Mheld—18 q
DNOWDNOW Inc.0.24%7,779,652$107Madded+1%−0.06 pp14 q
VSTOVista Outdoor Inc.0.24%4,680,817$107Mtrimmed−15%−0.06 pp11 q
AMATApplied Materials Inc0.22%1,877,588$98Mnew+0.22 ppnew
APHAmphenol Corporation0.20%1,069,110$90Mtrimmed−34%−0.09 pp7 q
MPCMarathon Petroleum Corporation0.20%1,629,777$91Mheld—4 q
VCVisteon Corporation0.19%671,415$83Mtrimmed−2%+0.02 pp14 q
EBAYeBay Inc0.18%2,054,591$79Madded+21%+0.04 pp6 q
HPQHP Inc.0.18%4,128,320$82Mheld—5 q
ALBAlbemarle Corporation0.17%557,515$76Mheld—6 q
ELThe Estee Lauder Companies Inc. Class A0.17%708,996$76Mtrimmed−63%−0.28 pp2 q
PXDPioneer Natural Resource Co.0.17%510,483$75Mnew+0.17 ppnew
POSTPost Holdings, Inc.0.17%869,410$77Mheld—5 q
WYNTravel + Leisure Co.0.17%731,676$77Mtrimmed−14%−0.03 pp18 q
BUDAnheuser-Busch INBEV SA/NV0.16%605,989$72Mnew+0.16 ppnew
BBBlackBerry Limited0.16%6,280,301$70Madded+2%+0.01 pp5 q
IPInternational Paper Co.0.15%1,168,935$66Mtrimmed−46%−0.14 pp4 q
TMOThermo Fisher Scientific, Inc.0.15%350,584$66Madded×1752.9+0.15 pp18 q
EOGEOG Resources, Inc.0.14%662,937$64Mnew+0.14 ppnew
OLNOlin Corp.0.14%1,812,353$62Mheld—6 q
AWIArmstrong World Industries, Inc.0.13%1,102,533$57Mtrimmed−17%−0.02 pp6 q
unresolvedLa Quinta Hldgs Inc0.13%3,309,973$58Madded+7%+0.02 pp3 q
TRVThe Travelers Companies, Inc.0.13%477,608$59Madded+1%−0.01 pp3 q
TSNTyson Foods, Inc.0.13%811,756$57Madded+44%+0.05 pp10 q
VREXVarex Imaging Corporation0.13%1,782,645$60Madded+1%−0.01 pp3 q
TAT&T Inc.0.12%1,368,679$54Mtrimmed−21%−0.04 pp2 q
VZVerizon Communications0.12%1,049,491$52Madded×2435.0+0.12 pp18 q
NXPINXP Semiconductors N.V.0.12%488,149$55Mnew+0.12 ppnew
FLEXFlex Ltd.0.12%3,220,233$53Madded+16%+0.01 pp5 q
ATIATI Inc.0.11%2,146,948$51Mheld—4 q
unresolvedKlx Inc0.11%923,380$49Mtrimmed−4%−0.01 pp4 q
OROR Royalties Inc.0.11%3,922,337$51Mheld—5 q
ADNTAdient plc0.11%605,216$51Mtrimmed−5%+0.01 pp4 q
AABAAltaba Inc.0.10%683,981$45Mtrimmed−17%−0.01 pp2 q
BALLBall Corporation0.10%1,134,878$47Madded+72%+0.03 pp2 q
unresolvedMonsanto Co0.10%378,238$45Mnew+0.10 ppnew
0VQJLTe Connectivity Ltd0.10%559,638$46Mtrimmed−67%−0.22 pp18 q
unresolvedCuris0.09%26,508,672$39Madded+10%−0.02 pp18 q
DRRXDurect Corp0.09%22,431,546$40Mheld—18 q
GCPNGcp Applied Technologies0.09%1,336,066$41Madded+5%0.00 pp7 q
MSGSMadison Square Garden Sports Corp.0.09%183,224$39Mtrimmed−80%−0.34 pp8 q
SJTSan Juan Basin Royalty Trust UBI0.09%5,085,656$40Mheld—18 q
unresolvedTahoe Res Inc0.09%7,516,667$40Madded+12%−0.05 pp18 q
UNVRUnivar Solutions Inc.0.09%1,313,205$38Mheld—6 q
CASYCasey's General Stores Inc0.08%327,439$36Mtrimmed−15%−0.02 pp4 q
EGRXEagle Pharms Inc0.08%601,505$36Mtrimmed−8%−0.04 pp5 q
unresolvedIntevac Inc0.08%4,023,020$34Mtrimmed−3%−0.03 pp18 q
NGDNew Gold Inc.0.08%10,007,331$37Mheld—18 q
SPGIS&P Global Inc.0.08%228,445$36Mheld—6 q
VSMVersum Materials, Inc.0.08%885,115$34Madded+17%+0.02 pp4 q
WDCWestern Digital Corp.0.08%419,988$36Mnew+0.08 ppnew
GRAW.R. Grace & Co.0.06%345,500$25Mtrimmed−27%−0.02 pp18 q
INVAInnoviva, Inc.0.06%1,922,313$27Mtrimmed−28%−0.02 pp7 q
NLNKNewLink Genetics Corporation0.06%2,494,200$25Madded+2%+0.02 pp18 q
unresolvedTransmontaigne Partners L P0.06%667,932$29Mtrimmed−9%−0.01 pp11 q
AMGNAmgen Inc0.05%121,835$23Mtrimmed−70%−0.12 pp2 q
BTGB2Gold Corp.0.05%7,700,300$21Mheld—10 q
XONPrecigen, Inc.0.05%1,102,004$21Mheld—14 q
MQ8Mag Silver Corp0.05%1,999,467$22Mheld—11 q
NGLNgl Energy Partners LP0.05%1,961,018$23Mtrimmed−8%−0.02 pp11 q
AGIAlamos Gold Inc. Class A0.04%2,964,338$20Mheld—4 q
XAWFXAlliancebernstein Gl Hi Inc0.04%1,451,730$19Mheld—14 q
AUAngloGold Ashanti plc0.04%1,840,964$17Mheld—18 q
ARDMAradigm Corp0.04%3,854,730$16Mheld—14 q
unresolvedEldorado Gold (C$)0.04%7,718,257$17Mheld—18 q
ICEIntercontinental Exchange Inc.0.04%251,296$17Mnew+0.04 ppnew
MDCOMedicines Co0.04%465,863$17Mtrimmed−41%−0.03 pp6 q
PNRPentair plc0.04%253,512$17Madded×706.2+0.04 pp14 q
ARQLArqule Inc0.03%12,438,996$14Madded+5%−0.01 pp18 q
UFSDOMTAR CORPORATION (New)0.03%279,300$12Madded+3%0.00 pp2 q
HDSHD Supply Holdings, Inc.0.03%310,200$11Mnew+0.03 ppnew
unresolvedIndependence Hldg Co New0.03%556,545$14Mtrimmed−6%0.00 pp18 q
KOPNKopin Corp0.03%2,919,501$12Mtrimmed−39%−0.01 pp18 q
NGNovaGold Resources Inc.0.03%3,796,285$16Mheld—7 q
OCOwens Corning0.03%176,000$14Mnew+0.03 ppnew
unresolvedCui Global Inc0.02%2,350,542$9Mtrimmed−2%0.00 pp15 q
VISNVistance Networks, Inc.0.02%260,000$9Mnew+0.02 ppnew
GBDCGolub Capital BDC, Inc.0.02%543,700$10Mheld—9 q
KLICKulicke & Soffa Industries Inc0.02%322,328$7Madded+16%+0.01 pp15 q
LSXMKLiberty Media Cor-siriusxm C0.02%185,344$8Mtrimmed−10%0.00 pp6 q
MTBM&T Bank Corp.0.02%49,358$8Mheld—18 q
NSNuStar Energy L.P.0.02%271,400$11Mtrimmed−7%−0.01 pp18 q
SEESealed Air Corp New0.02%247,545$11Mtrimmed−75%−0.09 pp18 q
unresolvedValeant Pharmaceuticals Intl0.02%551,300$8Mheld—18 q
STXNSeagate Technology Holdings PLC (Ireland)0.02%293,500$10Mtrimmed−34%−0.02 pp18 q
RMTORM2 International Inc0.01%1,705,576$4Madded+1%0.00 pp10 q
AMPAmeriprise Financial, Inc.0.01%21,324$3Mheld—3 q
AGRAvangrid, Inc.0.01%55,998$3Mheld—8 q
BMYBristol-Myers Squibb Co.0.01%49,229$3Madded×4.3+0.01 pp18 q
CCJCameco Corporation0.01%318,300$3Mheld—5 q
DDSDillard's, Inc. Class A0.01%45,900$3Mheld—6 q
EZPWEzcorp Inc0.01%362,000$3Mheld—9 q
GILDGilead Sciences Inc0.01%59,700$5Mheld—18 q
GPROGoPro, Inc.0.01%547,200$6Mheld—6 q
unresolvedHrg Group Inc0.01%222,500$3Madded×6.4+0.01 pp10 q
INVEINVE Technologies, Inc.0.01%1,095,000$5Mheld—13 q
IDNIntellicheck, Inc.0.01%2,214,818$6Madded×2.10.00 pp5 q
IBMInternational Business Machines Corporation0.01%32,122$5Mheld—18 q
SLViShares Silver Trust0.01%236,600$4Mheld—18 q
JPMJPMorgan Chase & Co.0.01%30,300$3Mheld—18 q
JNJJohnson & Johnson0.01%26,921$4Mheld—18 q
KBRKBR, Inc.0.01%198,600$4Mheld—4 q
unresolvedLeucadia National0.01%211,000$5Mheld—16 q
LM03Liberty Media Cor-siriusxm A0.01%92,672$4Mtrimmed−10%0.00 pp6 q
unresolvedMolecular Templates Inc0.01%644,890$4Mnew+0.01 ppnew
OIIOceaneering International Inc.0.01%92,800$2Mheld—6 q
unresolvedPain Therapeutics Inc0.01%936,095$4Mtrimmed−1%0.00 pp2 q
TRAKReposiTrak, Inc.0.01%268,461$3Mheld—16 q
PFEPfizer Inc.0.01%66,061$2Mheld—18 q
QCOMQualcomm Inc0.01%50,000$3Mtrimmed−97%−0.19 pp2 q
unresolvedSeacor Holdings Inc.0.01%96,554$4Mheld—18 q
TWTRTwitter, Inc.0.01%162,000$3Mheld—7 q
UNMUnum Group0.01%60,000$3Mheld—18 q
URBNUrban Outfitters Inc0.01%104,400$2Mnew+0.01 ppnew
CYDChina Yuchai International Ltd.0.01%256,947$6Madded+9%0.00 pp18 q
ASIXAdvanSix Inc.0.00%30$1,000held—4 q
BABAAlibaba Group Holding Limited0.00%600$104,000new0.00 ppnew
MOAltria Group, Inc.0.00%13,000$824,000held—18 q
AMZNAmazon.Com Inc0.00%1,017$978,000held—18 q
ABEVAmbev S.a.0.00%17,875$118,000held—16 q
MJCAntares Pharma Inc0.00%50,000$162,000added×2.50.00 pp18 q
AAPLApple Inc.0.00%9,506$1Madded+10%0.00 pp18 q
ATRAptarGroup, Inc.0.00%14,129$1Mheld—18 q
BPBP p.l.c.0.00%273$10,000trimmed−2%0.00 pp18 q
BIDUBaidu, Inc.0.00%10$2,000held—18 q
BKRBaker Hughes Company0.00%181$7,000new0.00 ppnew
BNSBank of Nova Scotia0.00%1,000$64,000held—9 q
Barclays Bank PLCconvertible0.00%500$13,000held—18 q
BASBasis Energy Services, Inc.0.00%17,417$336,000held—4 q
BAXBaxter International Inc.0.00%1,100$69,000held—18 q
BBYD20230930-DK-BUTTERFLY-1 Inc0.00%76,200$2Madded×2.50.00 pp2 q
unresolvedBellatrix Exploration Ltd0.00%406,000$1Mnew0.00 ppnew
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,150$211,000held—18 q
BHFBrighthouse Financial, Inc.0.00%1,616$98,000new0.00 ppnew
CCLCarnival Corporation Ltd.0.00%500$32,000held—5 q
unresolvedCentral Fd Cda Ltd0.00%40,004$507,000held—2 q
CHTRCharter Comm Inc Del CL A New0.00%1,276$464,000held—6 q
CHLChina Mobile Limited0.00%40,000$2Madded+60%0.00 pp2 q
CHDChurch & Dwight Co., Inc.0.00%3,600$174,000held—18 q
CSCOCisco Systems, Inc. (DE)0.00%10,200$343,000held—18 q
CAGConagra Brands, Inc.0.00%19,762$667,000held—18 q
CTOCTO Realty Growth, Inc.0.00%4,000$240,000held—18 q
STZConstellation Brands, Inc.0.00%2,400$479,000held—18 q
GLWCorning Incorporated0.00%40$1,000held—18 q
DFODQDean Foods Co0.00%130,000$1Mtrimmed−59%−0.01 pp4 q
unresolvedDeltic Timber Corp0.00%3,684$326,000held—18 q
DKSDick's Sporting Goods, Inc.0.00%57,000$2Madded×57.00.00 pp14 q
DISThe Walt Disney Company0.00%7,000$690,000held—6 q
DGICADonegal Group Inc0.00%62,200$1Madded+23%0.00 pp16 q
unresolvedDowdupont Inc0.00%20,000$1Mnew0.00 ppnew
DRQInnovex International, Inc.0.00%24,500$1Madded+25%0.00 pp2 q
unresolvedEnergy Xxi Gulf Coast Inc0.00%51,700$535,000new0.00 ppnew
unresolvedExpress Inc0.00%156,000$1Mnew0.00 ppnew
unresolvedExpress Scripts Hldg Co0.00%1,168$74,000held—18 q
FMCFMC Corporation0.00%14,497$1Mnew0.00 ppnew
METAMeta Platforms, Inc. Class A0.00%3,800$649,000held—18 q
FRGIFiesta Restaurant Group, Inc.0.00%52,600$999,000new0.00 ppnew
unresolvedFifth Street Finance Corp0.00%228,400$1Mheld—9 q
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$48,000held—18 q
WOOFoot Locker Inc0.00%56,800$2Mnew0.00 ppnew
Frontier Communicationsconvertible0.00%38,100$733,000new0.00 ppnew
FTRFrontier Communications Corp.0.00%4$0new0.00 ppnew
unresolvedGeneral Electric Co0.00%84,101$2Madded+90%0.00 pp18 q
GNTXGentex Corp0.00%56,000$1Mnew0.00 ppnew
GERNGeron Corp0.00%144,700$315,000held—18 q
unresolvedGigamon Inc0.00%2,000$84,000held—4 q
unresolvedGlaxosmithkline PLC0.00%1$0held—18 q
GSGoldman Sachs Group Inc.0.00%151$36,000held—18 q
HIGThe Hartford Insurance Group, Inc.0.00%200$11,000held—18 q
HB6Hibbett Inc0.00%70,000$998,000new0.00 ppnew
HONHoneywell International, Inc.0.00%750$106,000held—18 q
ILMNIllumina Inc0.00%400$80,000held—18 q
INTCIntel Corp0.00%28,470$1Mheld—18 q
unresolvedKlondex Mns Ltd0.00%5,000$18,000held—8 q
KHCThe Kraft Heinz Company0.00%1,845$143,000held—9 q
LWLamb Weston Holdings, Inc.0.00%6,587$309,000held—4 q
unresolvedLayne Christensen Co0.00%65,200$818,000held—16 q
Layne Christensen Coconvertible0.00%1,550,000$2Mheld—11 q
LBRDALiberty Broadband Corporation Class A0.00%220$21,000held—12 q
LBRDKLiberty Broadband Corporation Class C0.00%440$42,000held—12 q
LEXEALiberty Expedia Holdings, Inc. Class A0.00%422$22,000held—4 q
unresolvedLiberty Interactive Corp0.00%4,375$103,000held—18 q
unresolvedLiberty Ventures0.00%634$36,000held—4 q
BATRAAtlanta Braves Holdings, Inc. Series A0.00%9,264$235,000trimmed−10%0.00 pp6 q
FWONKLiberty Media Corporation Series C Liberty Formula One0.00%46,335$2Mtrimmed−10%0.00 pp6 q
LM05Liberty Media Corp-liberty-a0.00%23,165$845,000trimmed−10%0.00 pp6 q
BATRKAtlanta Braves Holdings, Inc. Series C0.00%18,532$468,000trimmed−10%0.00 pp6 q
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares0.00%8,401$267,000trimmed−45%0.00 pp4 q
LLoews Corporation0.00%14,000$670,000held—18 q
LORLLoral Space and Communications, Inc.0.00%41,350$2Mheld—16 q
MMacy's Inc.0.00%46,800$1Mnew0.00 ppnew
MRKMerck & Co., Inc.0.00%27,790$2Madded×3.60.00 pp18 q
METMetLife, Inc.0.00%41,000$2Mheld—18 q
MDLZMondelez International, Inc. Class A0.00%5,536$225,000held—18 q
MNSTMonster Beverage Corporation0.00%20,000$1Mtrimmed−33%0.00 pp10 q
MURMurphy Oil Corp.0.00%14,226$378,000held—18 q
MUSAMurphy USA Inc.0.00%3,031$209,000held—17 q
GFNEW GERMANY FUND Inc0.00%13,661$254,000held—18 q
NWLNewell Brands Inc.0.00%40,000$2Mnew0.00 ppnew
NWSANews Corporation Class A0.00%365$5,000held—17 q
NWSNews Corporation Class B0.00%230$3,000held—17 q
NVSNovartis AG0.00%12,848$1Mheld—18 q
NUANNuance Communications, Inc.0.00%700$11,000held—18 q
OXYOccidental Petroleum Corporation0.00%2,522$162,000held—18 q
unresolvedOncomed Pharmaceuticals Inc0.00%219,420$992,000held—7 q
PDLIPDL BioPharma, Inc.0.00%2,800$9,000held—18 q
JCPJ.C. Penney Company, Inc.0.00%5,000$19,000held—15 q
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$2,000held—18 q
PMPhilip Morris International Inc.0.00%13,000$1Mheld—18 q
PAAPlains All American Pipeline, L.P. Common Units representing Limited Partner Interests0.00%100,000$2Mheld—9 q
ORealty Income Corporation0.00%1,340$77,000held—16 q
REXXRex Energy Corporation0.00%13,126$35,000held—2 q
RIBTRicebran Techs0.00%199,978$256,000new0.00 ppnew
SMHISEACOR Marine Holdings Inc.0.00%97,076$2Mheld—2 q
unresolvedSanofi0.00%146,402$53,000held—18 q
SCHWThe Charles Schwab Corporation0.00%900$39,000held—18 q
SENSSenseonics Holdings, Inc.0.00%35,130$112,000trimmed−2%0.00 pp2 q
unresolvedShire PLC0.00%163$23,000new0.00 ppnew
SONYSony Group Corporation0.00%800$30,000held—18 q
PHYSSprott Physical Gold Trust0.00%12,540$131,000held—3 q
PSLVSprott Physical Silver Trust0.00%37,209$234,000held—3 q
unresolvedSprint Corporation0.00%602$5,000held—17 q
XYZBlock, Inc.0.00%1,940$56,000held—8 q
SMMTSummit Therapeutics Inc.0.00%174,900$2Mheld—11 q
SNSSViracta Therapeutics Inc0.00%319,480$620,000held—5 q
TMUST-Mobile US, Inc.0.00%17,833$1Mnew0.00 ppnew
TISITeam, Inc.0.00%75,000$1Mnew0.00 ppnew
TSLATesla, Inc.0.00%405$138,000held—8 q
TEVATeva Pharmaceutical Industries Limited0.00%200$4,000held—18 q
TIMETime Inc0.00%1,854$25,000held—14 q
TWXTime Warner Inc0.00%14,846$2Mtrimmed−99%−0.62 pp18 q
TIVOTivo Inc0.00%101$2,000trimmed−45%0.00 pp5 q
unresolvedTwenty First Centy Fox Inc0.00%1,460$39,000held—17 q
unresolvedTwenty First Centy Fox Inc0.00%920$24,000held—17 q
UTXZRTX Corporation0.00%1,060$123,000held—18 q
GDXVanEck Gold Miners ETF0.00%11,770$270,000held—6 q
VRTVVeritiv Corporation0.00%28,000$910,000new0.00 ppnew
VODVodafone Group PLC0.00%272$8,000held—14 q
VMCVulcan Materials Company(Holding Company)0.00%800$96,000held—18 q
WMTWalmart Inc.0.00%7,686$601,000held—18 q
WPGWashington Prime Group Inc.0.00%251,400$2Madded+37%0.00 pp5 q
WFCWells Fargo & Co.0.00%1,800$99,000held—18 q
XWIAXWestern Asset Infl-link Sec0.00%40,726$470,000held—5 q
WIWWestern Asset Inflation-Linked Opportunities & Income Fund0.00%142,100$2Mheld—5 q
unresolvedWilliams Partners L P New0.00%4,622$180,000held—11 q
XYLXylem Inc0.00%20,300$1Mtrimmed−48%−0.01 pp18 q
ZBHZimmer Biomet Holdings, Inc.0.00%494$58,000held—18 q
JCIJohnson Controls International plc0.00%1,432$58,000held—5 q
LBTYALiberty Global Ltd. Class A0.00%48,978$2Mheld—18 q
99998USDLiberty Global PLC Lilac - A0.00%8,555$203,000held—9 q
1LGEUSDLiberty Global PLC Lilac - C0.00%25,859$603,000held—9 q
MNKMallinckrodt PLC0.00%187$7,000held—16 q
MDTMedtronic plc0.00%1,434$112,000held—11 q
unresolvedNordic American Offshore Ltd0.00%6,802$10,000new0.00 ppnew
NATNordic American Tanker0.00%166,000$886,000new0.00 ppnew
SIGSignet Jewelers Limited0.00%15,600$1Madded+47%0.00 pp2 q
unresolvedVascular Biogenics Ltd0.00%274,820$2Mtrimmed−58%−0.01 pp8 q
TNKTeekay Tankers Ltd.0.00%562,200$911,000new0.00 ppnew
ZTSZoetis Inc.—−3,339,926—exited−0.50 pp—
CSXCSX Corporation—−2,105,723—exited−0.28 pp—
unresolvedAdvisory Brd Co—−779,208—exited−0.10 pp—
AXTAAxalta Coating Systems Ltd.—−1,009,457—exited−0.08 pp—
MDRXVeradigm Inc—−2,272,020—exited−0.07 pp—
THCTenet Healthcare Corporation New—−778,655—exited−0.04 pp—
unresolvedEncana Corp—−1,363,439—exited−0.03 pp—
SEMGSemgroup Corp-class A—−459,123—exited−0.03 pp—
PBIPitney Bowes Inc.—−441,819—exited−0.02 pp—
CVICvr Energy, Inc.—−116,308—exited−0.01 pp—
unresolvedCree Inc—−108,700—exited−0.01 pp—
MGMMgm Resorts International—−188,445—exited−0.01 pp—
RHRh—−54,500—exited−0.01 pp—
unresolvedThreshold Pharmaceutical Inc—−7,093,802—exited−0.01 pp—
PRGOPerrigo Company PLC—−34,200—exited−0.01 pp—
unresolvedBaker Hughes Inc.—−181—exited0.00 pp—
CRCCalifornia Resources Corporation—−122—exited0.00 pp—
EPDEnterprise Products Partners L.P.—−4,800—exited0.00 pp—
unresolvedFrontier Communications Corp—−72—exited0.00 pp—
JGHNuveen Global High Income Fund—−52,500—exited0.00 pp—

Other 13(f) securities

Options 10

Contract% of notionalSharesNotional
ALB CALL34.37%1,500$8M
ICE CALL27.68%3,500$7M
DAL CALL8.60%2,000$2M
AEM CALL8.13%1,000$2M
POST CALL7.68%500$2M
ADNT CALL4.70%279$1M
La Quinta Hldgs Inc CALL4.50%1,500$1M
NLNK CALL2.12%2,278$524,000
BALL CALL2.05%533$506,000
GILD CALL0.17%300$43,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 44 unresolved
Accession
0001325447-17-000045
Notes
none in this filing
SEC cross-check
SEC data set not published yet