PRIMECAP

Q4 2016 13F · by Joel Fried, portfolio manager

As of: Dec 31, 2016
Filed: Feb 13, 2017
US stock: $101.6B · prev $100.2B
Positions: 276 · prev 273
Options notional: $0
Documents: 1· no amendments

Picture96.3% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 96.3%
Foreign stock not listed in the US 3.7%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves241 since the prior filing

+3.0 pp in · −3.0 pp out

New 15 +0.78 pp
Added 80 +2.18 pp
Trimmed 134 −2.21 pp
Exited 12 −0.76 pp

The book

Diversified · behaves like 59 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 8.5% a year, about 11.8 years per position

Low
Moderate
High

Top 5 positions19% of US stock

Positions276 in this filing · 12 exited


BIIBBiogen Inc.	4.35%	15,584,387	$4.4B	trimmed−1%	−0.55 pp	15 q
LLYEli Lilly & Co.	4.16%	57,501,098	$4.2B	added+2%	−0.36 pp	15 q
AMGNAmgen Inc	3.60%	24,999,391	$3.7B	trimmed−6%	−0.82 pp	15 q
LUVSouthwest Airlines Co.	3.55%	72,467,912	$3.6B	added0%	+0.74 pp	15 q
TXNTexas Instruments Incorporated	3.29%	45,857,124	$3.3B	trimmed−3%	−0.02 pp	15 q
MSFTMicrosoft Corp	3.28%	53,576,304	$3.3B	trimmed−5%	+0.03 pp	15 q
FDXFedEx Corporation	2.90%	15,805,070	$2.9B	trimmed−0%	+0.14 pp	15 q
ADBEAdobe Inc.	2.82%	27,819,717	$2.9B	trimmed−1%	−0.22 pp	15 q
NVDANvidia Corp	2.36%	22,466,180	$2.4B	trimmed−11%	+0.63 pp	15 q
unresolvedRoche Holding Ag-chf	2.24%	9,954,565	$2.3B	trimmed−0%	−0.23 pp	15 q
AALAmerican Airlines Group Inc.	2.08%	45,221,791	$2.1B	added+2%	+0.46 pp	13 q
JPMJPMorgan Chase & Co.	2.00%	23,550,782	$2.0B	added0%	+0.44 pp	8 q
GOOGLAlphabet Inc. Class A	1.90%	2,434,183	$1.9B	trimmed−0%	−0.06 pp	6 q
GOOGAlphabet Inc. Class C	1.84%	2,426,562	$1.9B	added+1%	−0.03 pp	12 q
SCHWThe Charles Schwab Corporation	1.76%	45,240,000	$1.8B	trimmed−14%	+0.10 pp	15 q
NVSNovartis AG	1.52%	21,246,828	$1.5B	added+3%	−0.10 pp	15 q
NTAPNetApp, Inc	1.45%	41,682,076	$1.5B	trimmed−0%	−0.04 pp	15 q
UALUnited Airlines Holdings, Inc.	1.41%	19,727,254	$1.4B	trimmed−1%	+0.37 pp	15 q
BABAAlibaba Group Holding Limited	1.34%	15,556,605	$1.4B	added+1%	−0.28 pp	10 q
MUMicron Technology, Inc.	1.34%	62,122,100	$1.4B	trimmed−0%	+0.24 pp	15 q
HPEHewlett Packard Enterprise Company	1.28%	56,003,148	$1.3B	trimmed−0%	+0.01 pp	5 q
unresolvedEads Industrial - Eur	1.26%	19,394,348	$1.3B	added+1%	+0.09 pp	15 q
SONYSony Group Corporation	1.22%	44,283,050	$1.2B	trimmed−0%	−0.25 pp	15 q
KMXCarMax Inc.	1.17%	18,501,035	$1.2B	trimmed−2%	+0.17 pp	15 q
unresolvedMonsanto Co	1.15%	11,152,737	$1.2B	trimmed−0%	+0.01 pp	15 q
INTCIntel Corp	1.13%	31,785,569	$1.2B	added+1%	−0.05 pp	15 q
CCLCarnival Corporation Ltd.	1.11%	21,715,980	$1.1B	trimmed−0%	+0.05 pp	15 q
KLACKLA Corporation	1.08%	14,008,696	$1.1B	added+5%	+0.15 pp	15 q
LBBath & Body Works, Inc.	1.05%	16,197,331	$1.1B	added+3%	−0.06 pp	15 q
QCOMQualcomm Inc	1.03%	16,108,699	$1.1B	trimmed−5%	−0.13 pp	15 q
DALDelta Air Lines, Inc.	1.01%	20,783,280	$1.0B	added+4%	+0.23 pp	15 q
WFCWells Fargo & Co.	1.01%	18,548,127	$1.0B	added+1%	+0.20 pp	15 q
ROSTRoss Stores Inc	0.95%	14,792,500	$970M	trimmed−0%	0.00 pp	15 q
TJXTJX Companies, Inc. (The)	0.91%	12,268,796	$922M	trimmed−0%	−0.01 pp	15 q
HPQHP Inc.	0.90%	61,688,098	$915M	trimmed−0%	−0.06 pp	5 q
BSXBoston Scientific Corp.	0.89%	41,920,457	$907M	added0%	−0.10 pp	15 q
MDTMedtronic plc	0.89%	12,767,922	$909M	trimmed−12%	−0.36 pp	8 q
RCLRoyal Caribbean Group	0.88%	10,905,505	$895M	added+3%	+0.09 pp	15 q
CSCOCisco Systems, Inc. (DE)	0.80%	26,954,740	$815M	trimmed−2%	−0.07 pp	15 q
INTUIntuit Inc	0.74%	6,589,825	$755M	added0%	+0.02 pp	15 q
MRSHMarsh	0.74%	11,080,456	$749M	trimmed−9%	−0.08 pp	15 q
TMOThermo Fisher Scientific, Inc.	0.74%	5,304,730	$748M	added+2%	−0.09 pp	13 q
FLEXFlex Ltd.	0.73%	51,632,805	$742M	added+1%	+0.04 pp	15 q
AZNNAstrazeneca Plc-spons ADR	0.70%	25,980,275	$710M	added+50%	+0.13 pp	6 q
SGENSeagen Inc.	0.69%	13,230,162	$698M	trimmed−1%	−0.03 pp	15 q
TAT&T Inc.	0.64%	15,194,065	$646M	trimmed−2%	+0.01 pp	6 q
BMRNBioMarin Pharmaceuticals Inc	0.64%	7,885,948	$653M	added+11%	−0.02 pp	15 q
DISThe Walt Disney Company	0.58%	5,695,099	$594M	trimmed−0%	+0.05 pp	15 q
CATCaterpillar Inc.	0.57%	6,211,141	$576M	trimmed−1%	+0.02 pp	15 q
ABTAbbott Laboratories	0.56%	14,859,619	$571M	trimmed−5%	−0.10 pp	15 q
ALKAlaska Air Group, Inc.	0.56%	6,386,900	$567M	trimmed−11%	+0.09 pp	15 q
DEDeere & Company	0.54%	5,367,719	$553M	trimmed−1%	+0.08 pp	15 q
unresolvedQiagen N.V	0.53%	19,143,036	$536M	new	+0.53 pp	new
ABMDAbiomed Inc	0.52%	4,676,630	$527M	trimmed−1%	−0.08 pp	15 q
BBBlackBerry Limited	0.52%	76,459,507	$527M	added+1%	−0.08 pp	15 q
HONHoneywell International, Inc.	0.49%	4,280,845	$496M	trimmed−10%	−0.06 pp	15 q
ERICEricsson	0.46%	79,611,304	$464M	trimmed−0%	−0.11 pp	15 q
GLWCorning Incorporated	0.45%	18,767,400	$455M	trimmed−0%	+0.01 pp	15 q
UPSUnited Parcel Service, Inc. Class B	0.45%	3,952,013	$453M	trimmed−0%	+0.02 pp	15 q
VVISA Inc.	0.45%	5,843,575	$456M	trimmed−3%	−0.05 pp	15 q
JBLUJetBlue Airways Corp	0.44%	19,933,364	$447M	trimmed−1%	+0.09 pp	15 q
JECJacobs Engineering Group	0.43%	7,659,247	$437M	trimmed−0%	+0.03 pp	15 q
ETRAE*trade Financial Corp	0.41%	12,164,200	$421M	added+2%	+0.06 pp	9 q
DFSDiscover Financial Services	0.40%	5,593,200	$403M	added+3%	+0.09 pp	12 q
TRMBTrimble Inc.	0.36%	12,126,512	$366M	trimmed−2%	+0.01 pp	15 q
ALKSAlkermes Inc. plc	0.35%	6,376,270	$354M	added×2.0	+0.20 pp	3 q
PGRProgressive Corporation	0.34%	9,629,400	$342M	trimmed−3%	+0.03 pp	10 q
UNPUnion Pacific Corp.	0.34%	3,348,725	$347M	trimmed−29%	−0.12 pp	15 q
AIYActivision Blizzard Inc	0.33%	9,426,950	$340M	trimmed−0%	−0.09 pp	15 q
SLBSLB Limited	0.32%	3,872,232	$325M	trimmed−14%	−0.04 pp	15 q
ADIAnalog Devices, Inc.	0.30%	4,255,830	$309M	added0%	+0.03 pp	15 q
unresolvedSprint Corporation	0.30%	36,441,300	$307M	added0%	+0.06 pp	10 q
unresolvedEllie Mae	0.28%	3,391,950	$284M	trimmed−3%	−0.09 pp	15 q
ACMAecom	0.27%	7,424,025	$270M	added+1%	+0.05 pp	15 q
ORCLOracle Corp	0.27%	7,098,300	$273M	trimmed−4%	−0.02 pp	15 q
PLTPlantronics Inc	0.27%	4,923,150	$270M	held	—	15 q
CVSCvs Health Corporation	0.26%	3,409,100	$269M	trimmed−2%	−0.05 pp	15 q
EBAYeBay Inc	0.26%	9,015,300	$268M	added+6%	−0.02 pp	14 q
ILMNIllumina Inc	0.26%	2,079,730	$266M	trimmed−0%	−0.12 pp	15 q
NKTRNektar Therapeutics	0.26%	21,436,186	$263M	added+7%	−0.08 pp	15 q
SFLYShutterfly, Inc.	0.26%	5,329,682	$267M	trimmed−1%	+0.02 pp	15 q
USBU.S. Bancorp	0.26%	5,092,400	$262M	added+1%	+0.04 pp	13 q
JNJJohnson & Johnson	0.25%	2,171,097	$250M	trimmed−14%	−0.05 pp	15 q
TSLATesla, Inc.	0.25%	1,168,090	$250M	added+15%	+0.04 pp	15 q
unresolvedNeustar Inc	0.24%	7,302,746	$244M	trimmed−0%	+0.05 pp	15 q
unresolvedYahoo Inc	0.24%	6,297,030	$244M	added0%	−0.03 pp	15 q
AMZNAmazon.Com Inc	0.23%	309,638	$232M	added+6%	−0.01 pp	15 q
unresolvedCree Inc	0.23%	8,853,241	$234M	trimmed−0%	0.00 pp	15 q
CMECME Group Inc.	0.22%	1,941,113	$224M	trimmed−0%	+0.02 pp	15 q
EOGEOG Resources, Inc.	0.22%	2,194,575	$222M	trimmed−1%	+0.01 pp	15 q
AAgilent Technologies Inc.	0.21%	4,654,830	$212M	trimmed−1%	−0.01 pp	15 q
unresolvedDell Technologies Inc	0.21%	3,969,498	$218M	added+1%	+0.02 pp	2 q
TRCOTribune Media Company Class A	0.21%	5,971,270	$209M	trimmed−11%	−0.03 pp	15 q
NCLHNorwegian Cruise Line Holdings Ltd.	0.21%	5,029,375	$214M	added+1%	+0.02 pp	12 q
RIGTransocean LTD.	0.21%	14,722,807	$217M	trimmed−8%	+0.04 pp	15 q
ASMLASML Holding NV	0.21%	1,865,013	$209M	trimmed−6%	−0.01 pp	15 q
KEYSKeysight Technologies, Inc.	0.20%	5,605,844	$205M	trimmed−17%	−0.01 pp	9 q
RBARB Global, Inc.	0.20%	5,969,261	$203M	trimmed−7%	−0.03 pp	15 q
AMATApplied Materials Inc	0.19%	5,918,555	$191M	added+1%	+0.01 pp	15 q
PODDInsulet Corporation	0.19%	5,179,272	$195M	trimmed−0%	−0.02 pp	15 q
PYPLPayPal Holdings, Inc.	0.19%	4,813,700	$190M	trimmed−1%	−0.01 pp	6 q
CSXCSX Corporation	0.18%	4,957,600	$178M	trimmed−1%	+0.03 pp	15 q
RVTYRevvity, Inc.	0.18%	3,506,130	$183M	added+1%	−0.01 pp	15 q
PXGBXPraxair Inc	0.18%	1,549,470	$182M	trimmed−1%	−0.01 pp	15 q
SCORcomScore, Inc.	0.17%	5,628,332	$178M	added+1%	0.00 pp	15 q
MRKMerck & Co., Inc.	0.17%	2,959,100	$174M	trimmed−0%	−0.01 pp	9 q
NTRSNorthern Trust Corp	0.17%	1,961,400	$175M	held	—	4 q
NUANNuance Communications, Inc.	0.17%	11,830,349	$176M	trimmed−1%	0.00 pp	15 q
BBYD20230930-DK-BUTTERFLY-1 Inc	0.16%	4,047,356	$164M	trimmed−0%	−0.01 pp	15 q
BABoeing Company	0.16%	1,058,025	$165M	trimmed−2%	+0.02 pp	15 q
UTXZRTX Corporation	0.15%	1,407,300	$154M	held	—	13 q
XNCRXencor, Inc.	0.15%	5,768,822	$152M	added+11%	+0.02 pp	13 q
MKTXMarketAxess Holdings Inc.	0.14%	959,720	$141M	trimmed−4%	−0.03 pp	15 q
VMWVMware, Inc	0.14%	1,841,812	$145M	trimmed−0%	0.00 pp	15 q
unresolvedSafran	0.13%	1,853,800	$133M	added+16%	+0.02 pp	15 q
LVSLas Vegas Sands Corp.	0.13%	2,502,481	$134M	held	—	15 q
unresolvedAbaxis	0.12%	2,289,200	$121M	trimmed−1%	0.00 pp	13 q
AAPLApple Inc.	0.12%	1,021,700	$118M	held	—	15 q
CWCurtiss-Wright Corp.	0.12%	1,212,900	$119M	trimmed−8%	0.00 pp	14 q
RMBSRambus Inc	0.12%	8,708,272	$120M	trimmed−2%	+0.01 pp	15 q
ROKRockwell Automation, Inc.	0.12%	944,610	$127M	trimmed−0%	0.00 pp	15 q
WHRWhirlpool Corp.	0.12%	649,022	$118M	added×8.2	+0.11 pp	15 q
unresolvedDow Chemical Co	0.11%	1,922,700	$110M	added+22%	+0.03 pp	15 q
EAElectronic Arts Inc	0.11%	1,389,100	$109M	trimmed−2%	−0.01 pp	15 q
IEXIDEX Corporation	0.11%	1,196,210	$108M	trimmed−1%	0.00 pp	15 q
DSGXDescartes Systems Group Inc	0.10%	4,883,890	$105M	trimmed−0%	−0.01 pp	15 q
PNRPentair plc	0.10%	1,734,500	$97M	trimmed−0%	−0.01 pp	11 q
ENTGEntegris Inc	0.09%	5,086,052	$91M	trimmed−0%	0.00 pp	15 q
JBLJabil Inc.	0.09%	4,018,800	$95M	added+1%	0.00 pp	15 q
CHGGChegg, Inc.	0.08%	11,232,528	$83M	added0%	0.00 pp	12 q
CMCSAComcast Corp	0.08%	1,144,800	$79M	added+5%	+0.01 pp	6 q
EPZMEpizyme, Inc	0.08%	6,543,327	$79M	added0%	+0.02 pp	15 q
FORMFormFactor Inc.	0.08%	6,993,918	$78M	trimmed−17%	−0.01 pp	15 q
NBLNoble Energy, Inc.	0.08%	2,262,700	$86M	trimmed−1%	0.00 pp	15 q
SNYSanofi	0.08%	2,037,207	$82M	held	—	15 q
SW5Southwestern Energy Co	0.08%	7,154,875	$77M	added+11%	−0.01 pp	15 q
WDCWestern Digital Corp.	0.08%	1,145,171	$78M	trimmed−3%	+0.01 pp	3 q
SSYSStratasys Inc (ISRAEL)	0.08%	5,010,000	$83M	added+11%	−0.03 pp	15 q
unresolvedSIEMENS AG-Reg	0.07%	584,000	$72M	added+38%	+0.02 pp	2 q
CRLCharles River Laboratories International, Inc.	0.07%	875,000	$67M	trimmed−4%	−0.01 pp	15 q
LOWLowe's Companies Inc.	0.07%	929,300	$66M	held	—	4 q
6SSServicesource International	0.07%	12,898,236	$73M	held	—	12 q
VFCV.F. Corporation	0.07%	1,400,400	$75M	added+12%	0.00 pp	15 q
ABBVAbbvie Inc.	0.06%	901,845	$56M	trimmed−5%	0.00 pp	15 q
ASNAAscena Retail Group Inc	0.06%	9,884,100	$61M	held	—	15 q
EXKExact Sciences Corp	0.06%	4,491,300	$60M	held	—	11 q
FAROFaro Technologies Inc	0.06%	1,823,000	$66M	held	—	15 q
GILGildan Activewear Inc.	0.06%	2,431,800	$62M	trimmed−7%	−0.01 pp	11 q
IMAXImax Corp	0.06%	1,792,713	$56M	added×4.3	+0.05 pp	4 q
NUVANuVasive, Inc.	0.06%	853,900	$58M	trimmed−2%	0.00 pp	15 q
TERTeradyne, Inc.	0.06%	2,557,200	$65M	added+3%	+0.01 pp	6 q
TXTTextron, Inc.	0.06%	1,257,000	$61M	added+21%	+0.02 pp	3 q
OLEDUniversal Display Corp	0.06%	1,069,725	$60M	added+3%	0.00 pp	10 q
WATWaters Corp	0.06%	471,657	$63M	trimmed−3%	−0.02 pp	15 q
ACLSAxcelis Technologies Inc	0.05%	3,478,393	$51M	trimmed−0%	0.00 pp	2 q
CHTRCharter Comm Inc Del CL A New	0.05%	162,900	$47M	held	—	3 q
EWEdwards Lifesciences Corp	0.05%	560,000	$52M	held	—	15 q
LGFLions Gate Entertainment-a	0.05%	1,942,500	$52M	new	+0.05 pp	new
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares	0.05%	1,942,500	$48M	new	+0.05 pp	new
PEPPepsiCo, Inc.	0.05%	450,000	$47M	held	—	15 q
CRMSalesforce, Inc.	0.05%	734,110	$50M	added+12%	0.00 pp	15 q
SAVEQSpirit Airlines, Inc.	0.05%	916,824	$53M	trimmed−2%	+0.01 pp	15 q
unresolvedTronc Inc	0.05%	3,541,993	$49M	trimmed−0%	−0.01 pp	3 q
ZBHZimmer Biomet Holdings, Inc.	0.05%	450,000	$46M	trimmed−1%	−0.01 pp	15 q
JCIJohnson Controls International plc	0.05%	1,168,700	$48M	trimmed−5%	−0.01 pp	2 q
AXPAmerican Express Company	0.04%	574,600	$43M	trimmed−0%	0.00 pp	15 q
CTRACoterra Energy Inc.	0.04%	1,824,000	$43M	trimmed−32%	−0.03 pp	15 q
GDGeneral Dynamics Corporation	0.04%	238,000	$41M	new	+0.04 pp	new
unresolvedGlaxosmithkline PLC	0.04%	1,093,985	$42M	trimmed−1%	−0.01 pp	15 q
HANHawaiian Holdings Inc	0.04%	641,300	$37M	added+3%	+0.01 pp	11 q
HLTHilton Worldwide Holdings Inc.	0.04%	1,533,400	$42M	new	+0.04 pp	new
KEXKirby Corporation	0.04%	606,895	$40M	trimmed−3%	0.00 pp	15 q
MNTAMomenta Pharmaceuticals, Inc.	0.04%	2,739,900	$41M	held	—	15 q
NOVNOV Inc.	0.04%	1,008,995	$38M	trimmed−17%	0.00 pp	15 q
NWLNewell Brands Inc.	0.04%	941,760	$42M	added+33%	0.00 pp	12 q
unresolvedNovadaq Technologies Inc	0.04%	5,643,449	$40M	trimmed−1%	−0.03 pp	9 q
TRVThe Travelers Companies, Inc.	0.04%	347,100	$42M	added+5%	0.00 pp	3 q
CERSCerus Corp	0.03%	7,800,000	$34M	held	—	8 q
unresolvedDu Pont E I De Nemours & Co	0.03%	476,500	$35M	held	—	15 q
EXPDExpeditors International of Washington, Inc.	0.03%	529,400	$28M	trimmed−24%	−0.01 pp	15 q
LABStandard BioTools Inc.	0.03%	4,295,532	$31M	added+1%	0.00 pp	15 q
unresolvedGuidance Software Inc	0.03%	4,661,615	$33M	added+2%	0.00 pp	15 q
MARMarriott International Class A	0.03%	387,000	$32M	held	—	6 q
NNBRNN Inc	0.03%	1,568,500	$30M	added+14%	0.00 pp	12 q
NSCNorfolk Southern Corp.	0.03%	275,000	$30M	trimmed−5%	0.00 pp	15 q
OSISOSI Systems Inc	0.03%	362,300	$28M	added+11%	+0.01 pp	4 q
SYKStryker Corporation	0.03%	228,400	$27M	held	—	15 q
TDGTransDigm Group Incorporated	0.03%	110,200	$27M	added×7.0	+0.03 pp	13 q
TSNTyson Foods, Inc.	0.03%	521,100	$32M	added+13%	0.00 pp	9 q
ARAYAccuray Incorporated	0.02%	5,513,300	$25M	trimmed−26%	−0.03 pp	15 q
AZOAutoZone, Inc.	0.02%	23,775	$19M	held	—	4 q
CARAvis Budget Group, Inc.	0.02%	510,100	$19M	held	—	7 q
unresolvedBarracuda Networks Inc	0.02%	825,000	$18M	held	—	6 q
BOOTBoot Barn Holdings, Inc.	0.02%	1,770,000	$22M	trimmed−0%	0.00 pp	8 q
unresolvedCBS Corp	0.02%	270,000	$17M	new	+0.02 pp	new
CNACNA Financial Corporation	0.02%	503,700	$21M	added+20%	+0.01 pp	2 q
CECelanese Corporation	0.02%	260,100	$20M	trimmed−67%	−0.03 pp	15 q
CIRCircor International Inc	0.02%	369,000	$24M	trimmed−0%	0.00 pp	15 q
DBDDiebold Nixdorf, Incorporated	0.02%	770,000	$19M	held	—	15 q
HTZGQHertz Global Holdings Inc	0.02%	1,109,580	$24M	added+6%	−0.02 pp	3 q
HUBSHubspot, Inc.	0.02%	537,100	$25M	added+4%	−0.01 pp	4 q
MGMMgm Resorts International	0.02%	703,600	$20M	added+28%	+0.01 pp	2 q
MCYMercury General Corp.	0.02%	281,600	$17M	held	—	15 q
PFNXPfenex Inc.	0.02%	2,368,100	$21M	trimmed−2%	0.00 pp	7 q
PEGPublic Service Enterprise Group Incorporated	0.02%	372,379	$16M	held	—	15 q
RSGRepublic Services Inc.	0.02%	392,535	$22M	held	—	15 q
RUBIMagnite, Inc.	0.02%	2,915,328	$22M	trimmed−15%	−0.01 pp	7 q
unresolvedDhx Media Cl A	0.01%	1,400,400	$7M	new	+0.01 pp	new
unresolvedDhx Media Cl B	0.01%	1,520,000	$8M	added+11%	0.00 pp	2 q
ALGTAllegiant Travel Company	0.01%	41,500	$7M	held	—	15 q
ABUSArbutus Biopharma Corporation	0.01%	3,935,000	$10M	added+2%	0.00 pp	6 q
unresolvedBlue Buffalo Pet Prods Inc	0.01%	627,000	$15M	trimmed−0%	0.00 pp	6 q
CHRWC.H. Robinson Worldwide, Inc.	0.01%	196,400	$14M	trimmed−68%	−0.03 pp	15 q
CBTCabot Corporation	0.01%	125,000	$6M	held	—	15 q
CIENCiena Corporation	0.01%	517,470	$13M	trimmed−0%	0.00 pp	15 q
CCKCrown Holdings Inc.	0.01%	102,000	$5M	held	—	15 q
96669EURDmrc LLC	0.01%	353,000	$11M	added+16%	0.00 pp	6 q
unresolvedDyax (Non-tradable) Cont Val R	0.01%	10,482,860	$12M	held	—	4 q
unresolvedEsterline Technologies Corp	0.01%	113,331	$10M	held	—	13 q
XOMExxon Mobil Corp	0.01%	106,200	$10M	trimmed−86%	−0.06 pp	15 q
unresolvedFlex Pharma Inc	0.01%	1,082,600	$6M	added+26%	0.00 pp	8 q
GEFGreif, Inc.	0.01%	170,000	$9M	trimmed−11%	0.00 pp	15 q
HRIHerc Holdings Inc.	0.01%	369,992	$15M	added+16%	0.00 pp	2 q
IMGNImmunogen Inc	0.01%	5,052,943	$10M	trimmed−47%	−0.02 pp	15 q
IRBTiRobot Corporation	0.01%	120,000	$7M	held	—	2 q
KELKellanova	0.01%	70,000	$5M	held	—	15 q
MBIIMarrone Bio Innovations, Inc.	0.01%	2,843,200	$6M	trimmed−3%	0.00 pp	14 q
MAMastercard Incorporated	0.01%	129,800	$13M	added×2.4	0.00 pp	15 q
MATXMatsons, Inc.	0.01%	199,761	$7M	held	—	10 q
MXLMaxLinear, Inc.	0.01%	288,700	$6M	new	+0.01 pp	new
unresolvedMindbody Cl A	0.01%	598,877	$13M	added+3%	0.00 pp	2 q
unresolvedNci Building Systems	0.01%	670,000	$10M	added+2%	0.00 pp	13 q
unresolvedOncomed Pharmaceuticals Inc	0.01%	1,800,700	$14M	added+38%	0.00 pp	14 q
OSUROraSure Technologies Inc	0.01%	1,262,000	$11M	trimmed−37%	−0.01 pp	15 q
JCPJ.C. Penney Company, Inc.	0.01%	778,900	$6M	trimmed−8%	0.00 pp	6 q
POTPotash Corp Of Saskatchewan	0.01%	744,700	$13M	trimmed−86%	−0.07 pp	15 q
MATVMativ Holdings, Inc.	0.01%	180,000	$8M	held	—	15 q
unresolvedTaser International Inc	0.01%	370,000	$9M	added+57%	0.00 pp	3 q
SGISomnigroup International Inc.	0.01%	106,000	$7M	new	+0.01 pp	new
SZYMTerravia Holdings Inc	0.01%	12,608,921	$15M	added+9%	−0.02 pp	3 q
TUESTuesday Morning Corp	0.01%	2,812,900	$15M	trimmed−28%	−0.01 pp	15 q
ADNTAdient plc	0.01%	113,870	$7M	new	+0.01 pp	new
unresolvedAxovant Sciences Ltd	0.01%	719,502	$9M	trimmed−3%	0.00 pp	7 q
SIGSignet Jewelers Limited	0.01%	136,700	$13M	new	+0.01 pp	new
CBChubb Limited	0.01%	60,411	$8M	held	—	4 q
GRMNGarmin Ltd	0.01%	128,700	$6M	trimmed−83%	−0.03 pp	6 q
CSTMConstellium SE Class A	0.01%	1,552,400	$9M	trimmed−3%	0.00 pp	9 q
LYBLyondellBasell Industries N.V. Class A	0.01%	74,900	$6M	trimmed−11%	0.00 pp	13 q
AANAaron's Inc	0.00%	73,000	$2M	trimmed−1%	0.00 pp	6 q
ASIXAdvanSix Inc.	0.00%	97,667	$2M	new	0.00 pp	new
ADVMAdverum Biotechnologies, Inc.	0.00%	425,600	$1M	trimmed−0%	0.00 pp	3 q
ACDVFAir Canada Inc Vtg & Var	0.00%	150,100	$2M	held	—	2 q
ANETArista Networks	0.00%	3,400	$329,000	trimmed−59%	0.00 pp	11 q
AWIArmstrong World Industries, Inc.	0.00%	45,000	$2M	new	0.00 pp	new
unresolvedBrocade Communications Sys I	0.00%	334,747	$4M	held	—	15 q
CRICarter's Inc.	0.00%	48,270	$4M	held	—	14 q
CERNCerner Corp	0.00%	20,000	$947,000	held	—	15 q
CMAComerica Incorporated	0.00%	53,500	$4M	held	—	15 q
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.00%	122,000	$2M	held	—	13 q
CVACovanta Holding Corporation	0.00%	170,000	$3M	held	—	5 q
CRAYCray, Inc.	0.00%	208,000	$4M	trimmed−39%	−0.01 pp	10 q
DXTRDextera Surgical Inc.	0.00%	600,450	$576,000	trimmed−0%	0.00 pp	3 q
FRANFrancesca's Holdings Corporation	0.00%	125,300	$2M	held	—	7 q
GEF.BGreif, Inc. Class B	0.00%	37,000	$2M	held	—	15 q
MCDMcDonald's Corporation	0.00%	10,000	$1M	held	—	4 q
unresolvedNimble Storage Inc	0.00%	430,400	$3M	added+19%	0.00 pp	13 q
OLLIOllie's Bargain Outlet Holdings, Inc.	0.00%	23,800	$677,000	trimmed−83%	0.00 pp	6 q
PENPenumbra, Inc.	0.00%	66,000	$4M	trimmed−17%	−0.01 pp	6 q
POSTPost Holdings, Inc.	0.00%	11,000	$884,000	trimmed−8%	0.00 pp	10 q
RRCRange Resources Corp	0.00%	133,000	$5M	trimmed−49%	−0.01 pp	15 q
unresolvedRex Energy Corporation	0.00%	3,275,000	$2M	trimmed−10%	0.00 pp	15 q
SKAASkechers USA Inc-cl A	0.00%	73,000	$2M	new	0.00 pp	new
SPLKSplunk Inc	0.00%	59,700	$3M	new	0.00 pp	new
WDAYWorkday, Inc. Class A	0.00%	10,000	$661,000	held	—	15 q
unresolvedFranks Intl N V	0.00%	70,800	$872,000	trimmed−61%	0.00 pp	14 q
unresolvedMobileye Nv	0.00%	117,431	$4M	trimmed−16%	−0.01 pp	10 q
unresolvedQiagen N.V	—	−19,473,847	—	exited	−0.53 pp	—
unresolvedCepheid	—	−2,336,400	—	exited	−0.12 pp	—
unresolvedLions Gate Entmnt Corp	—	−3,485,000	—	exited	−0.07 pp	—
unresolvedHilton Worldwide Hldgs Inc	—	−1,040,300	—	exited	−0.02 pp	—
FFIVF5, Inc.	—	−120,275	—	exited	−0.01 pp	—
PBR.APetroleo Brasileiro S.A.-Petrobras	—	−681,600	—	exited	−0.01 pp	—
ATENA10 Networks Inc	—	−35,000	—	exited	0.00 pp	—
unresolvedCabelas Inc. Cl A	—	−23,000	—	exited	0.00 pp	—
unresolvedChicago Bridge & Iron Co N V	—	−120,000	—	exited	0.00 pp	—
PBRPetroleo Brasileiro S.a.-petrobras	—	−421,100	—	exited	0.00 pp	—
TWLOTwilio Inc.	—	−3,900	—	exited	0.00 pp	—
unresolvedEnsco PLC	—	−143,340	—	exited	0.00 pp	—

Source

Form: 13F-HR
Reading: 15 defects · 37 unresolved
Accession: 0001104659-17-008452
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A row was set aside — invalid CUSIP 004012250
A row was set aside — invalid CUSIP 00BRF12N3
A row was set aside — invalid CUSIP 00BRF12P5
A row was set aside — invalid CUSIP 007110388
A row was set aside — invalid CUSIP 00B058TZ6
A row was set aside — invalid CUSIP 005727973
A security outside the official 13F list — CUSIP 004012250 not on the Official 13(f) List for 2016-12-31
A security outside the official 13F list — CUSIP 005727973 not on the Official 13(f) List for 2016-12-31
A security outside the official 13F list — CUSIP 007110388 not on the Official 13(f) List for 2016-12-31
A security outside the official 13F list — CUSIP 008911877 not on the Official 13(f) List for 2016-12-31
A security outside the official 13F list — CUSIP 00B058TZ6 not on the Official 13(f) List for 2016-12-31
A security outside the official 13F list — CUSIP 00BRF12N3 not on the Official 13(f) List for 2016-12-31
A security outside the official 13F list — CUSIP 00BRF12P5 not on the Official 13(f) List for 2016-12-31
A security outside the official 13F list — CUSIP 267CVR991 not on the Official 13(f) List for 2016-12-31
A security outside the official 13F list — CUSIP N72482123 not on the Official 13(f) List for 2016-12-31

Search