PRIMECAP

Q1 2017 13F · by Joel Fried, portfolio manager

As of: Mar 31, 2017
Filed: May 12, 2017
US stock: $110.2B · prev $101.6B
Positions: 282 · prev 276
Options notional: $0
Documents: 1· no amendments

Picture96.1% US stock

Full picture · of what this 13F reports is US stock

US stock listed on a US exchange 96.1%
Foreign stock not listed in the US 3.9%
Notes debt, at principal 0.0%
Puts at notional value 0.0%
Calls at notional value 0.0%

Moves231 since the prior filing

+2.1 pp in · −2.1 pp out

New 9 +0.74 pp
Added 94 +1.37 pp
Trimmed 125 −2.08 pp
Exited 3 −0.03 pp

The book

Diversified · behaves like 60 equal-sized positions

Very concentrated
Concentrated
Focused
Diversified

Low turnover · 7.3% a year, about 13.7 years per position

Low
Moderate
High

Top 5 positions19% of US stock

LLY Eli Lilly & Co. trimmed+0.20 pp trimmed+0.204.4%
BIIB Biogen Inc. trimmed−0.51 pp trimmed−0.513.8%
AMGN Amgen Inc trimmed−0.01 pp trimmed−0.013.6%
LUV Southwest Airlines Co. trimmed−0.04 pp trimmed−0.043.5%
TXN Texas Instruments Incorporated trimmed+0.03 pp trimmed+0.033.3%

Positions282 in this filing · 3 exited


LLYEli Lilly & Co.	4.36%	57,129,705	$4.8B	trimmed−1%	+0.20 pp	16 q
BIIBBiogen Inc.	3.84%	15,477,424	$4.2B	trimmed−1%	−0.51 pp	16 q
AMGNAmgen Inc	3.59%	24,105,794	$4.0B	trimmed−4%	−0.01 pp	16 q
LUVSouthwest Airlines Co.	3.51%	71,933,417	$3.9B	trimmed−1%	−0.04 pp	16 q
TXNTexas Instruments Incorporated	3.32%	45,427,949	$3.7B	trimmed−1%	+0.03 pp	16 q
ADBEAdobe Inc.	3.24%	27,467,516	$3.6B	trimmed−1%	+0.42 pp	16 q
MSFTMicrosoft Corp	3.17%	53,101,394	$3.5B	trimmed−1%	−0.11 pp	16 q
FDXFedEx Corporation	2.79%	15,730,767	$3.1B	trimmed−0%	−0.11 pp	16 q
unresolvedRoche Holding Ag-chf	2.30%	9,944,332	$2.5B	trimmed−0%	+0.06 pp	16 q
NVDANvidia Corp	2.18%	22,046,580	$2.4B	trimmed−2%	−0.18 pp	16 q
GOOGAlphabet Inc. Class C	1.87%	2,487,579	$2.1B	added+3%	+0.03 pp	13 q
GOOGLAlphabet Inc. Class A	1.86%	2,416,883	$2.0B	trimmed−1%	−0.04 pp	7 q
JPMJPMorgan Chase & Co.	1.86%	23,388,282	$2.1B	trimmed−1%	−0.14 pp	9 q
AALAmerican Airlines Group Inc.	1.79%	46,745,831	$2.0B	added+3%	−0.29 pp	14 q
MUMicron Technology, Inc.	1.63%	62,155,800	$1.8B	added0%	+0.29 pp	16 q
NTAPNetApp, Inc	1.57%	41,210,901	$1.7B	trimmed−1%	+0.12 pp	16 q
BABAAlibaba Group Holding Limited	1.53%	15,629,355	$1.7B	added0%	+0.19 pp	11 q
SCHWThe Charles Schwab Corporation	1.53%	41,371,424	$1.7B	trimmed−9%	−0.23 pp	16 q
NVSNovartis AG	1.46%	21,693,804	$1.6B	added+2%	−0.06 pp	16 q
SONYSony Group Corporation	1.37%	44,778,550	$1.5B	added+1%	+0.15 pp	16 q
unresolvedEads Industrial - Eur	1.34%	19,383,148	$1.5B	trimmed−0%	+0.08 pp	16 q
HPEHewlett Packard Enterprise Company	1.32%	61,397,295	$1.5B	added+10%	+0.04 pp	6 q
UALUnited Airlines Holdings, Inc.	1.25%	19,553,425	$1.4B	trimmed−1%	−0.16 pp	16 q
KLACKLA Corporation	1.22%	14,149,226	$1.3B	added+1%	+0.14 pp	16 q
CCLCarnival Corporation Ltd.	1.15%	21,467,705	$1.3B	trimmed−1%	+0.04 pp	16 q
unresolvedMonsanto Co	1.14%	11,097,073	$1.3B	trimmed−1%	−0.01 pp	16 q
HPQHP Inc.	1.04%	63,851,245	$1.1B	added+4%	+0.14 pp	6 q
AZNNAstrazeneca Plc-spons ADR	0.97%	34,310,950	$1.1B	added+32%	+0.27 pp	7 q
RCLRoyal Caribbean Group	0.97%	10,895,405	$1.1B	trimmed−0%	+0.09 pp	16 q
DALDelta Air Lines, Inc.	0.95%	22,713,894	$1.0B	added+9%	−0.06 pp	16 q
BSXBoston Scientific Corp.	0.94%	41,755,967	$1.0B	trimmed−0%	+0.05 pp	16 q
WFCWells Fargo & Co.	0.93%	18,446,147	$1.0B	trimmed−1%	−0.08 pp	16 q
KMXCarMax Inc.	0.89%	16,539,785	$979M	trimmed−11%	−0.28 pp	16 q
ROSTRoss Stores Inc	0.88%	14,667,800	$966M	trimmed−1%	−0.07 pp	16 q
TJXTJX Companies, Inc. (The)	0.88%	12,212,596	$966M	trimmed−0%	−0.03 pp	16 q
QCOMQualcomm Inc	0.84%	16,197,444	$929M	added+1%	−0.19 pp	16 q
CSCOCisco Systems, Inc. (DE)	0.82%	26,803,015	$906M	trimmed−1%	+0.02 pp	16 q
MDTMedtronic plc	0.81%	11,093,565	$894M	trimmed−13%	−0.08 pp	9 q
INTCIntel Corp	0.80%	24,403,635	$880M	trimmed−23%	−0.33 pp	16 q
LBBath & Body Works, Inc.	0.80%	18,797,936	$885M	added+16%	−0.25 pp	16 q
FLEXFlex Ltd.	0.79%	51,633,209	$867M	added0%	+0.06 pp	16 q
SGENSeagen Inc.	0.75%	13,182,312	$829M	trimmed−0%	+0.06 pp	16 q
TMOThermo Fisher Scientific, Inc.	0.73%	5,271,490	$810M	trimmed−1%	−0.01 pp	14 q
MRSHMarsh	0.71%	10,523,767	$778M	trimmed−5%	−0.03 pp	16 q
BMRNBioMarin Pharmaceuticals Inc	0.69%	8,712,268	$765M	added+10%	+0.05 pp	16 q
INTUIntuit Inc	0.67%	6,402,900	$743M	trimmed−3%	−0.07 pp	16 q
CATCaterpillar Inc.	0.61%	7,259,063	$673M	added+17%	+0.04 pp	16 q
ABTAbbott Laboratories	0.59%	14,730,964	$654M	trimmed−1%	+0.03 pp	16 q
DISThe Walt Disney Company	0.57%	5,583,799	$633M	trimmed−2%	−0.01 pp	16 q
DEDeere & Company	0.55%	5,518,919	$601M	added+3%	+0.01 pp	16 q
TAT&T Inc.	0.53%	14,028,149	$583M	trimmed−8%	−0.11 pp	7 q
ABMDAbiomed Inc	0.53%	4,636,590	$581M	trimmed−1%	+0.01 pp	16 q
BBBlackBerry Limited	0.53%	75,745,507	$587M	trimmed−1%	+0.01 pp	16 q
ALKAlaska Air Group, Inc.	0.51%	6,068,000	$560M	trimmed−5%	−0.05 pp	16 q
ERICEricsson	0.49%	81,901,979	$544M	added+3%	+0.03 pp	16 q
HONHoneywell International, Inc.	0.48%	4,251,115	$531M	trimmed−1%	−0.01 pp	16 q
unresolvedQiagen N.V	0.48%	18,252,184	$529M	trimmed−5%	−0.05 pp	2 q
GLWCorning Incorporated	0.46%	18,669,906	$504M	trimmed−1%	+0.01 pp	16 q
NKTRNektar Therapeutics	0.46%	21,453,485	$504M	added0%	+0.20 pp	16 q
VVISA Inc.	0.46%	5,696,431	$506M	trimmed−3%	+0.01 pp	16 q
AIYActivision Blizzard Inc	0.43%	9,418,425	$470M	trimmed−0%	+0.10 pp	16 q
ALKSAlkermes Inc. plc	0.42%	7,856,543	$460M	added+23%	+0.07 pp	4 q
DFSDiscover Financial Services	0.41%	6,681,700	$457M	added+19%	+0.01 pp	13 q
JECJacobs Engineering Group	0.41%	8,258,797	$457M	added+8%	−0.02 pp	16 q
ETRAE*trade Financial Corp	0.40%	12,762,600	$445M	added+5%	−0.01 pp	10 q
BIVVBioverativ Inc	0.38%	7,741,094	$422M	new	+0.38 pp	new
JBLUJetBlue Airways Corp	0.37%	19,707,964	$406M	trimmed−1%	−0.07 pp	16 q
UPSUnited Parcel Service, Inc. Class B	0.37%	3,831,008	$411M	trimmed−3%	−0.08 pp	16 q
TRMBTrimble Inc.	0.35%	11,971,610	$383M	trimmed−1%	−0.01 pp	16 q
ADIAnalog Devices, Inc.	0.34%	4,620,190	$379M	added+9%	+0.04 pp	16 q
ILMNIllumina Inc	0.32%	2,072,110	$354M	trimmed−0%	+0.06 pp	16 q
unresolvedEllie Mae	0.31%	3,386,050	$340M	trimmed−0%	+0.03 pp	16 q
TSLATesla, Inc.	0.31%	1,215,640	$338M	added+4%	+0.06 pp	16 q
EBAYeBay Inc	0.29%	9,505,100	$319M	added+5%	+0.03 pp	15 q
ORCLOracle Corp	0.29%	7,070,450	$315M	trimmed−0%	+0.02 pp	16 q
PGRProgressive Corporation	0.29%	8,289,200	$325M	trimmed−14%	−0.05 pp	11 q
unresolvedSprint Corporation	0.29%	36,683,700	$318M	added+1%	−0.01 pp	11 q
UNPUnion Pacific Corp.	0.29%	3,050,625	$323M	trimmed−9%	−0.05 pp	16 q
ACMAecom	0.28%	8,636,075	$307M	added+16%	+0.01 pp	16 q
MRKMerck & Co., Inc.	0.28%	4,875,300	$310M	added+65%	+0.11 pp	10 q
SLBSLB Limited	0.28%	3,891,478	$304M	added+1%	−0.04 pp	16 q
AMZNAmazon.Com Inc	0.26%	317,588	$282M	added+3%	+0.03 pp	16 q
unresolvedYahoo Inc	0.26%	6,249,330	$290M	trimmed−1%	+0.02 pp	16 q
CVSCvs Health Corporation	0.24%	3,391,470	$266M	trimmed−1%	−0.02 pp	16 q
PLTPlantronics Inc	0.24%	4,923,150	$266M	held	—	16 q
USBU.S. Bancorp	0.24%	5,059,550	$261M	trimmed−1%	−0.02 pp	14 q
AAgilent Technologies Inc.	0.23%	4,765,730	$252M	added+2%	+0.02 pp	16 q
unresolvedDell Technologies Inc	0.23%	3,933,232	$252M	trimmed−1%	+0.02 pp	3 q
SFLYShutterfly, Inc.	0.23%	5,329,482	$257M	trimmed0%	−0.03 pp	16 q
NCLHNorwegian Cruise Line Holdings Ltd.	0.23%	4,986,475	$253M	trimmed−1%	+0.02 pp	13 q
AMATApplied Materials Inc	0.22%	6,155,507	$239M	added+4%	+0.03 pp	16 q
unresolvedNeustar Inc	0.22%	7,319,152	$243M	added0%	−0.02 pp	16 q
ASMLASML Holding NV	0.22%	1,842,015	$245M	trimmed−1%	+0.01 pp	16 q
CMECME Group Inc.	0.21%	1,941,913	$231M	added0%	−0.01 pp	16 q
unresolvedCree Inc	0.21%	8,768,141	$234M	trimmed−1%	−0.02 pp	16 q
PODDInsulet Corporation	0.20%	5,178,572	$223M	trimmed−0%	+0.01 pp	16 q
NTRSNorthern Trust Corp	0.20%	2,553,950	$221M	added+30%	+0.03 pp	5 q
CSXCSX Corporation	0.19%	4,570,375	$213M	trimmed−8%	+0.01 pp	16 q
EOGEOG Resources, Inc.	0.19%	2,194,150	$214M	trimmed−0%	−0.03 pp	16 q
NUANNuance Communications, Inc.	0.19%	11,901,565	$206M	added+1%	+0.02 pp	16 q
PYPLPayPal Holdings, Inc.	0.19%	4,957,900	$213M	added+3%	0.00 pp	7 q
RVTYRevvity, Inc.	0.19%	3,531,955	$205M	added+1%	+0.01 pp	16 q
CCitigroup Inc.	0.18%	3,399,700	$203M	new	+0.18 pp	new
KEYSKeysight Technologies, Inc.	0.18%	5,532,410	$200M	trimmed−1%	−0.02 pp	10 q
TRCOTribune Media Company Class A	0.18%	5,245,050	$195M	trimmed−12%	−0.03 pp	16 q
RBARB Global, Inc.	0.17%	5,820,761	$192M	trimmed−2%	−0.03 pp	16 q
RIGTransocean LTD.	0.17%	14,624,407	$182M	trimmed−1%	−0.04 pp	16 q
BABoeing Company	0.16%	1,014,100	$179M	trimmed−4%	0.00 pp	16 q
MKTXMarketAxess Holdings Inc.	0.16%	959,720	$180M	held	—	16 q
PXGBXPraxair Inc	0.16%	1,532,470	$182M	trimmed−1%	−0.02 pp	16 q
VMWVMware, Inc	0.15%	1,818,162	$168M	trimmed−1%	+0.01 pp	16 q
UTXZRTX Corporation	0.14%	1,407,300	$158M	held	—	14 q
unresolvedSafran	0.13%	1,938,800	$145M	added+5%	0.00 pp	16 q
AAPLApple Inc.	0.13%	1,021,700	$147M	held	—	16 q
LVSLas Vegas Sands Corp.	0.13%	2,502,481	$143M	held	—	16 q
ROKRockwell Automation, Inc.	0.13%	935,010	$146M	trimmed−1%	+0.01 pp	16 q
XNCRXencor, Inc.	0.13%	5,793,356	$139M	added0%	−0.02 pp	14 q
SCORcomScore, Inc.	0.12%	6,100,332	$132M	added+8%	−0.05 pp	16 q
unresolvedDow Chemical Co	0.12%	2,157,075	$137M	added+12%	+0.01 pp	16 q
SSYSStratasys Inc (ISRAEL)	0.12%	6,291,000	$129M	added+26%	+0.04 pp	16 q
EAElectronic Arts Inc	0.11%	1,355,075	$121M	trimmed−2%	0.00 pp	16 q
ENTGEntegris Inc	0.11%	5,084,981	$119M	trimmed−0%	+0.02 pp	16 q
JNJJohnson & Johnson	0.11%	949,075	$118M	trimmed−56%	−0.14 pp	16 q
RMBSRambus Inc	0.11%	9,589,497	$126M	added+10%	−0.01 pp	16 q
unresolvedAbaxis	0.10%	2,282,300	$111M	trimmed−0%	−0.02 pp	14 q
DSGXDescartes Systems Group Inc	0.10%	4,876,490	$112M	trimmed−0%	0.00 pp	16 q
EPZMEpizyme, Inc	0.10%	6,541,327	$112M	trimmed−0%	+0.02 pp	16 q
EXKExact Sciences Corp	0.10%	4,491,300	$106M	held	—	12 q
IEXIDEX Corporation	0.10%	1,178,440	$110M	trimmed−1%	−0.01 pp	16 q
JBLJabil Inc.	0.10%	3,944,100	$114M	trimmed−2%	+0.01 pp	16 q
WHRWhirlpool Corp.	0.10%	657,722	$113M	added+1%	−0.02 pp	16 q
PNRPentair plc	0.10%	1,734,500	$109M	held	—	12 q
BBYD20230930-DK-BUTTERFLY-1 Inc	0.09%	2,634,856	$104M	trimmed−35%	−0.07 pp	16 q
BMYBristol-Myers Squibb Co.	0.09%	1,772,900	$96M	new	+0.09 pp	new
CHGGChegg, Inc.	0.09%	11,240,528	$95M	added0%	+0.01 pp	13 q
CWCurtiss-Wright Corp.	0.09%	1,053,900	$96M	trimmed−13%	−0.03 pp	15 q
WDCWestern Digital Corp.	0.09%	1,134,784	$94M	trimmed−1%	+0.01 pp	4 q
unresolvedSIEMENS AG-Reg	0.08%	615,000	$84M	added+5%	+0.01 pp	3 q
CMCSAComcast Corp	0.08%	2,289,600	$86M	held	—	7 q
SNYSanofi	0.08%	2,024,807	$92M	trimmed−1%	0.00 pp	16 q
OLEDUniversal Display Corp	0.08%	1,066,900	$92M	trimmed−0%	+0.02 pp	11 q
VFCV.F. Corporation	0.08%	1,552,400	$85M	added+11%	+0.01 pp	16 q
CRLCharles River Laboratories International, Inc.	0.07%	874,000	$79M	trimmed−0%	0.00 pp	16 q
FORMFormFactor Inc.	0.07%	6,908,329	$82M	trimmed−1%	−0.01 pp	16 q
LOWLowe's Companies Inc.	0.07%	929,300	$76M	held	—	5 q
NBLNoble Energy, Inc.	0.07%	2,262,700	$78M	held	—	16 q
CRMSalesforce, Inc.	0.07%	894,560	$74M	added+22%	+0.02 pp	16 q
SW5Southwestern Energy Co	0.07%	9,774,475	$80M	added+37%	−0.01 pp	16 q
TERTeradyne, Inc.	0.07%	2,638,600	$82M	added+3%	+0.01 pp	7 q
TXTTextron, Inc.	0.07%	1,716,900	$82M	added+37%	+0.01 pp	4 q
ACLSAxcelis Technologies Inc	0.06%	3,617,800	$68M	added+4%	+0.01 pp	3 q
FAROFaro Technologies Inc	0.06%	1,857,500	$66M	added+2%	0.00 pp	16 q
GILGildan Activewear Inc.	0.06%	2,401,800	$65M	trimmed−1%	0.00 pp	12 q
IMAXImax Corp	0.06%	1,904,530	$65M	added+6%	0.00 pp	5 q
MGMMgm Resorts International	0.06%	2,408,600	$66M	added×3.4	+0.04 pp	3 q
NUVANuVasive, Inc.	0.06%	853,000	$64M	trimmed−0%	0.00 pp	16 q
WATWaters Corp	0.06%	436,137	$68M	trimmed−8%	0.00 pp	16 q
ABBVAbbvie Inc.	0.05%	826,345	$54M	trimmed−8%	−0.01 pp	16 q
CTRACoterra Energy Inc.	0.05%	2,427,400	$58M	added+33%	+0.01 pp	16 q
CHTRCharter Comm Inc Del CL A New	0.05%	162,900	$53M	held	—	4 q
EWEdwards Lifesciences Corp	0.05%	560,000	$53M	held	—	16 q
GDGeneral Dynamics Corporation	0.05%	275,500	$52M	added+16%	+0.01 pp	2 q
LGFLions Gate Entertainment-a	0.05%	1,950,000	$52M	added0%	0.00 pp	2 q
LGF.BLions Gate Entertainment Corp. Class B Non-Voting Shares	0.05%	2,157,500	$53M	added+11%	0.00 pp	2 q
NWLNewell Brands Inc.	0.05%	1,061,760	$50M	added+13%	+0.01 pp	13 q
PEPPepsiCo, Inc.	0.05%	450,000	$50M	held	—	16 q
unresolvedRockwell Collins Inc	0.05%	571,700	$56M	new	+0.05 pp	new
6SSServicesource International	0.05%	13,014,636	$50M	added+1%	−0.02 pp	13 q
ZBHZimmer Biomet Holdings, Inc.	0.05%	443,800	$54M	trimmed−1%	0.00 pp	16 q
JCIJohnson Controls International plc	0.05%	1,208,700	$51M	added+3%	0.00 pp	3 q
AXPAmerican Express Company	0.04%	574,600	$45M	held	—	16 q
ASNAAscena Retail Group Inc	0.04%	9,884,100	$42M	held	—	16 q
unresolvedCBS Corp	0.04%	597,600	$41M	added×2.2	+0.02 pp	2 q
unresolvedGlaxosmithkline PLC	0.04%	1,093,985	$46M	held	—	16 q
HLTHilton Worldwide Holdings Inc.	0.04%	687,464	$40M	added+35%	0.00 pp	2 q
MARMarriott International Class A	0.04%	436,500	$41M	added+13%	+0.01 pp	7 q
NNBRNN Inc	0.04%	1,705,000	$43M	added+9%	+0.01 pp	13 q
NOVNOV Inc.	0.04%	1,011,995	$41M	added0%	0.00 pp	16 q
unresolvedNovadaq Technologies Inc	0.04%	5,655,849	$44M	added0%	0.00 pp	10 q
SAVEQSpirit Airlines, Inc.	0.04%	914,724	$49M	trimmed−0%	−0.01 pp	16 q
TRVThe Travelers Companies, Inc.	0.04%	347,100	$42M	held	—	4 q
unresolvedTronc Inc	0.04%	3,539,193	$49M	trimmed−0%	−0.01 pp	4 q
unresolvedAxovant Sciences Ltd	0.04%	2,878,930	$43M	added×4.0	+0.03 pp	8 q
CERSCerus Corp	0.03%	7,800,000	$35M	held	—	9 q
unresolvedDu Pont E I De Nemours & Co	0.03%	475,700	$38M	trimmed−0%	0.00 pp	16 q
unresolvedGuidance Software Inc	0.03%	4,779,594	$28M	added+3%	0.00 pp	16 q
HANHawaiian Holdings Inc	0.03%	641,300	$30M	held	—	12 q
HUBSHubspot, Inc.	0.03%	574,850	$35M	added+7%	+0.01 pp	5 q
MAMastercard Incorporated	0.03%	314,800	$35M	added×2.4	+0.02 pp	16 q
MNTAMomenta Pharmaceuticals, Inc.	0.03%	2,739,900	$37M	held	—	16 q
NSCNorfolk Southern Corp.	0.03%	275,000	$31M	held	—	16 q
OSISOSI Systems Inc	0.03%	402,800	$29M	added+11%	0.00 pp	5 q
SYKStryker Corporation	0.03%	228,400	$30M	held	—	16 q
TDGTransDigm Group Incorporated	0.03%	132,500	$29M	added+20%	0.00 pp	14 q
TSNTyson Foods, Inc.	0.03%	531,100	$33M	added+2%	0.00 pp	10 q
ARAYAccuray Incorporated	0.02%	5,512,800	$26M	trimmed−0%	0.00 pp	16 q
unresolvedDhx Media Cl A	0.02%	6,274,640	$26M	added×4.5	+0.01 pp	2 q
AZOAutoZone, Inc.	0.02%	23,775	$17M	held	—	5 q
BACBank of America Corporation	0.02%	1,012,200	$24M	new	+0.02 pp	new
unresolvedBarracuda Networks Inc	0.02%	815,000	$19M	trimmed−1%	0.00 pp	7 q
CNACNA Financial Corporation	0.02%	495,300	$22M	trimmed−2%	0.00 pp	3 q
CECelanese Corporation	0.02%	211,900	$19M	trimmed−19%	0.00 pp	16 q
CIRCircor International Inc	0.02%	366,500	$22M	trimmed−1%	0.00 pp	16 q
DBDDiebold Nixdorf, Incorporated	0.02%	770,000	$24M	held	—	16 q
LABStandard BioTools Inc.	0.02%	4,294,843	$24M	trimmed−0%	−0.01 pp	16 q
HRIHerc Holdings Inc.	0.02%	379,440	$19M	added+3%	+0.01 pp	3 q
MCYMercury General Corp.	0.02%	281,600	$17M	held	—	16 q
unresolvedOncomed Pharmaceuticals Inc	0.02%	1,906,600	$18M	added+6%	+0.01 pp	15 q
ALGTAllegiant Travel Company	0.01%	41,500	$7M	held	—	16 q
ABUSArbutus Biopharma Corporation	0.01%	3,940,400	$13M	added0%	0.00 pp	7 q
CARAvis Budget Group, Inc.	0.01%	510,100	$15M	held	—	8 q
unresolvedBlue Buffalo Pet Prods Inc	0.01%	548,200	$13M	trimmed−13%	0.00 pp	7 q
BOOTBoot Barn Holdings, Inc.	0.01%	925,000	$9M	trimmed−48%	−0.01 pp	9 q
CBTCabot Corporation	0.01%	125,000	$7M	held	—	16 q
CIENCiena Corporation	0.01%	512,641	$12M	trimmed−1%	0.00 pp	16 q
96669EURDmrc LLC	0.01%	460,000	$12M	added+30%	0.00 pp	7 q
unresolvedDyax (Non-tradable) Cont Val R	0.01%	10,482,860	$12M	held	—	5 q
unresolvedEsterline Technologies Corp	0.01%	113,331	$10M	held	—	14 q
EXPDExpeditors International of Washington, Inc.	0.01%	190,300	$11M	trimmed−64%	−0.02 pp	16 q
XOMExxon Mobil Corp	0.01%	106,200	$9M	held	—	16 q
unresolvedFlex Pharma Inc	0.01%	1,472,800	$6M	added+36%	0.00 pp	9 q
GEFGreif, Inc.	0.01%	160,000	$9M	trimmed−6%	0.00 pp	16 q
HTZGQHertz Global Holdings Inc	0.01%	451,800	$8M	trimmed−59%	−0.01 pp	4 q
IMGNImmunogen Inc	0.01%	3,966,000	$15M	trimmed−22%	0.00 pp	16 q
IRBTiRobot Corporation	0.01%	128,000	$8M	added+7%	0.00 pp	3 q
MATXMatsons, Inc.	0.01%	199,761	$6M	held	—	11 q
MXLMaxLinear, Inc.	0.01%	428,700	$12M	added+48%	0.00 pp	2 q
unresolvedMindbody Cl A	0.01%	598,877	$16M	held	—	3 q
unresolvedNci Building Systems	0.01%	680,000	$12M	added+1%	0.00 pp	14 q
unresolvedNimble Storage Inc	0.01%	575,400	$7M	added+34%	+0.01 pp	14 q
OSUROraSure Technologies Inc	0.01%	1,261,500	$16M	trimmed−0%	0.00 pp	16 q
PKPark Hotels & Resorts Inc.	0.01%	290,106	$7M	new	+0.01 pp	new
PFNXPfenex Inc.	0.01%	2,368,100	$14M	held	—	8 q
POTPotash Corp Of Saskatchewan	0.01%	640,000	$11M	trimmed−14%	0.00 pp	16 q
PEGPublic Service Enterprise Group Incorporated	0.01%	372,379	$17M	held	—	16 q
RSGRepublic Services Inc.	0.01%	107,000	$7M	trimmed−73%	−0.01 pp	16 q
RUBIMagnite, Inc.	0.01%	2,282,800	$13M	trimmed−22%	−0.01 pp	8 q
MATVMativ Holdings, Inc.	0.01%	150,000	$6M	trimmed−17%	0.00 pp	16 q
SPLKSplunk Inc	0.01%	160,000	$10M	added×2.7	+0.01 pp	2 q
TMUST-Mobile US, Inc.	0.01%	131,000	$8M	new	+0.01 pp	new
unresolvedTaser International Inc	0.01%	447,000	$10M	added+21%	0.00 pp	4 q
SZYMTerravia Holdings Inc	0.01%	12,671,746	$9M	added+1%	0.00 pp	4 q
TUESTuesday Morning Corp	0.01%	2,729,524	$10M	trimmed−3%	0.00 pp	16 q
ADNTAdient plc	0.01%	113,870	$8M	held	—	2 q
SIGSignet Jewelers Limited	0.01%	136,700	$9M	held	—	2 q
CBChubb Limited	0.01%	59,588	$8M	trimmed−1%	0.00 pp	5 q
CSTMConstellium SE Class A	0.01%	1,445,700	$9M	trimmed−7%	0.00 pp	10 q
unresolvedMobileye Nv	0.01%	117,431	$7M	held	—	11 q
LYBLyondellBasell Industries N.V. Class A	0.01%	65,000	$6M	trimmed−13%	0.00 pp	14 q
AANAaron's Inc	0.00%	73,000	$2M	held	—	7 q
ASIXAdvanSix Inc.	0.00%	17,335	$474,000	trimmed−82%	0.00 pp	2 q
ADVMAdverum Biotechnologies, Inc.	0.00%	440,400	$1M	added+3%	0.00 pp	4 q
ACDVFAir Canada Inc Vtg & Var	0.00%	150,100	$2M	held	—	3 q
unresolvedDhx Media Cl B	0.00%	600,000	$3M	trimmed−61%	−0.01 pp	3 q
ANETArista Networks	0.00%	3,200	$423,000	trimmed−6%	0.00 pp	12 q
AWIArmstrong World Industries, Inc.	0.00%	57,000	$3M	added+27%	0.00 pp	2 q
unresolvedBrocade Communications Sys I	0.00%	300,000	$4M	trimmed−10%	0.00 pp	16 q
CRICarter's Inc.	0.00%	48,270	$4M	held	—	15 q
CERNCerner Corp	0.00%	20,000	$1M	held	—	16 q
CMAComerica Incorporated	0.00%	53,500	$4M	held	—	16 q
VLRSControladora Vuela Compania De Aviacion, S.a.b. De C.v.	0.00%	122,000	$2M	held	—	14 q
CVACovanta Holding Corporation	0.00%	170,000	$3M	held	—	6 q
CRAYCray, Inc.	0.00%	207,000	$5M	trimmed−0%	0.00 pp	11 q
CCKCrown Holdings Inc.	0.00%	102,000	$5M	held	—	16 q
DXTRDextera Surgical Inc.	0.00%	600,450	$636,000	held	—	4 q
FRANFrancesca's Holdings Corporation	0.00%	125,300	$2M	held	—	8 q
GEF.BGreif, Inc. Class B	0.00%	36,000	$2M	trimmed−3%	0.00 pp	16 q
HABTThe Habit Restaurants, Inc. - Class A	0.00%	40,000	$708,000	new	0.00 pp	new
HGVHilton Grand Vacations Inc.	0.00%	39,060	$1M	new	0.00 pp	new
KEXKirby Corporation	0.00%	3,600	$254,000	trimmed−99%	−0.04 pp	16 q
MBIIMarrone Bio Innovations, Inc.	0.00%	2,719,915	$5M	trimmed−4%	−0.01 pp	15 q
MCDMcDonald's Corporation	0.00%	10,000	$1M	held	—	5 q
OLLIOllie's Bargain Outlet Holdings, Inc.	0.00%	13,100	$439,000	trimmed−45%	0.00 pp	7 q
PENPenumbra, Inc.	0.00%	64,850	$5M	trimmed−2%	0.00 pp	7 q
POSTPost Holdings, Inc.	0.00%	11,000	$963,000	held	—	11 q
RRCRange Resources Corp	0.00%	140,000	$4M	added+5%	0.00 pp	16 q
unresolvedRex Energy Corporation	0.00%	3,425,000	$2M	added+5%	0.00 pp	16 q
SKAASkechers USA Inc-cl A	0.00%	73,000	$2M	held	—	2 q
SGISomnigroup International Inc.	0.00%	106,000	$5M	held	—	2 q
WDAYWorkday, Inc. Class A	0.00%	10,000	$833,000	held	—	16 q
GRMNGarmin Ltd	0.00%	74,731	$4M	trimmed−42%	−0.01 pp	7 q
unresolvedFranks Intl N V	0.00%	70,800	$748,000	held	—	15 q
CHRWC.H. Robinson Worldwide, Inc.	—	−196,400	—	exited	−0.01 pp	—
KELKellanova	—	−70,000	—	exited	−0.01 pp	—
JCPJ.C. Penney Company, Inc.	—	−778,900	—	exited	−0.01 pp	—

Source

Form: 13F-HR
Reading: 14 defects · 38 unresolved
Accession: 0001104659-17-032130
Options: none in this filing
Notes: none in this filing
SEC cross-check: SEC data set not published yet

A row was set aside — invalid CUSIP 004012250
A row was set aside — invalid CUSIP 00BRF12N3
A row was set aside — invalid CUSIP 00BRF12P5
A row was set aside — invalid CUSIP 007110388
A row was set aside — invalid CUSIP 00B058TZ6
A row was set aside — invalid CUSIP 005727973
A security outside the official 13F list — CUSIP 004012250 not on the Official 13(f) List for 2017-03-31
A security outside the official 13F list — CUSIP 005727973 not on the Official 13(f) List for 2017-03-31
A security outside the official 13F list — CUSIP 007110388 not on the Official 13(f) List for 2017-03-31
A security outside the official 13F list — CUSIP 008911877 not on the Official 13(f) List for 2017-03-31
A security outside the official 13F list — CUSIP 00B058TZ6 not on the Official 13(f) List for 2017-03-31
A security outside the official 13F list — CUSIP 00BRF12N3 not on the Official 13(f) List for 2017-03-31
A security outside the official 13F list — CUSIP 00BRF12P5 not on the Official 13(f) List for 2017-03-31
A security outside the official 13F list — CUSIP 267CVR991 not on the Official 13(f) List for 2017-03-31

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