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First Eagle

Q4 2013 13F · by Kimball Brooker, portfolio manager

As of
Dec 31, 2013
Filed
Feb 14, 2014
US stock
$36.7B · prev $34.4B
Positions
371 · prev 358
Options notional
$6M
Documents
1· no amendments

Picture100.0% US stock

Full picture · of what this 13F reports is US stock

  • US stock listed on a US exchange 100.0%
  • Foreign stock not listed in the US 0.0%
  • Notes debt, at principal 0.0%
  • Puts at notional value 0.0%
  • Calls at notional value 0.0%

Moves284 since the prior filing

+6.8 pp in · −6.9 pp out

Options: 7 moves on a notional base, in the table below.

The book

Diversified · behaves like 65 equal-sized positions

  1. Very concentrated
  2. Concentrated
  3. Focused
  4. Diversified

Moderate turnover · 31% a year, about 3.2 years per position

  1. Low
  2. Moderate
  3. High

Top 5 positions15% of US stock

  1. ORCL Oracle Corp added+0.70 pp added+0.703.3%
  2. MSFT Microsoft Corp added+0.27 pp added+0.273.3%
  3. CTAS Cintas Corp added+0.25 pp added+0.252.8%
  4. unresolved Comcast Corp. Spl Cl A trimmed−0.38 pp trimmed−0.382.7%
  5. TV Grupo Televisa S.A. added+0.06 pp added+0.062.7%

Positions371 in this filing · 37 exited

ORCLOracle Corp3.34%32,074,484$1.2Badded+17%+0.70 pp3 q
MSFTMicrosoft Corp3.28%32,185,263$1.2Badded+3%+0.27 pp3 q
CTASCintas Corp2.80%17,251,320$1.0Badded+1%+0.25 pp3 q
unresolvedComcast Corp. Spl Cl A2.74%20,178,245$1.0Btrimmed−18%−0.38 pp3 q
TVGrupo Televisa S.A.2.72%33,039,688$1000Madded+1%+0.06 pp3 q
CSCOCisco Systems, Inc. (DE)2.59%42,402,902$952Madded+8%−0.08 pp3 q
CNQCanadian Natural Resources Limited2.51%27,252,298$922Madded+1%+0.04 pp3 q
INTCIntel Corp2.48%35,144,757$912Madded0%+0.15 pp3 q
BNYBank of New York Mellon Corporation2.42%25,443,943$889Madded0%+0.19 pp3 q
SYYSysco Corporation2.32%23,622,888$853Mtrimmed−6%−0.01 pp3 q
MMM3M Company2.27%5,949,676$834Mtrimmed−0%+0.20 pp3 q
CVECenovus Energy Inc.2.13%27,286,025$782Madded+35%+0.37 pp3 q
unresolvedLinear Technology Group2.01%16,225,702$739Madded+37%+0.65 pp3 q
18614USDGoldcorp Inc1.93%32,719,527$709Madded+4%−0.44 pp3 q
AXPAmerican Express Company1.89%7,659,535$695Mtrimmed−25%−0.34 pp3 q
BRK.ABerkshire Hathaway Inc.1.88%3,881$690Madded+2%−0.01 pp3 q
OMCOmnicom Group Inc.1.84%9,090,338$676Madded0%+0.17 pp3 q
NOCNorthrop Grumman Corp.1.83%5,859,023$672Mtrimmed−25%−0.33 pp3 q
COPConocoPhillips1.75%9,085,737$642Mtrimmed−1%−0.11 pp3 q
POTPotash Corp Of Saskatchewan1.64%18,319,452$604Madded+1%−0.01 pp3 q
BBTTruist Financial Corporation1.43%14,118,383$527Madded+1%+0.05 pp3 q
LMTLockheed Martin Corp.1.38%3,400,975$506Mtrimmed−29%−0.40 pp3 q
AEMAgnico Eagle Mines Ltd.1.36%19,003,296$501Madded+1%−0.08 pp3 q
CINFCincinnati Financial Corp1.36%9,562,094$501Mtrimmed−1%+0.03 pp3 q
DVNDevon Energy Corporation1.34%7,943,119$491Madded0%+0.01 pp3 q
unresolvedWellpoint Inc1.33%5,275,335$487Madded0%+0.06 pp3 q
USBU.S. Bancorp1.25%11,329,711$458Madded+1%+0.06 pp3 q
VVISA Inc.1.24%2,045,472$455Mtrimmed−0%+0.10 pp3 q
WYWeyerhaeuser Company1.22%14,177,820$448Madded+1%+0.05 pp3 q
unresolvedGoogle Inc.1.20%394,292$442Mtrimmed−1%+0.19 pp3 q
KGCKinross Gold Corporation1.06%88,633,872$388Madded+18%−0.05 pp3 q
unresolvedPlum Creek Timber Co Inc1.06%8,347,301$388Madded+2%−0.06 pp3 q
AUAngloGold Ashanti plc1.05%32,782,600$384Madded+1%−0.21 pp3 q
TDCTeradata Corporation1.04%8,424,651$383Mnew+1.04 ppnew
unresolvedAlliant Techsystems Inc1.03%3,099,569$377Mtrimmed−20%−0.07 pp3 q
SMGThe Scotts Miracle-Gro Company1.01%5,933,817$369Mtrimmed−1%+0.05 pp3 q
GLDSPDR Gold Trust, SPDR Gold Shares1.00%3,152,667$366Madded+13%−0.04 pp3 q
ABXBarrick Mining Corporation0.98%20,516,213$362Madded×9.0+0.86 pp3 q
unresolvedRockwood Hldgs Inc0.98%5,017,758$361Madded+27%+0.21 pp3 q
VMCVulcan Materials Company(Holding Company)0.92%5,668,376$337Madded+1%+0.07 pp3 q
NOVNOV Inc.0.90%4,141,957$329Madded+10%+0.04 pp3 q
PFEPfizer Inc.0.85%10,186,005$312Madded+23%+0.16 pp3 q
unresolvedPenn West Petroleum Ltd0.84%37,047,299$310Madded0%−0.36 pp3 q
CLColgate-Palmolive Company0.83%4,654,102$303Madded+1%+0.04 pp3 q
WRBW.R. Berkley Corporation0.78%6,571,288$285Madded+1%−0.03 pp3 q
unresolvedWillis Group Holdings Public0.76%6,268,616$281Mtrimmed−1%−0.04 pp3 q
MLMMartin Marietta Materials0.68%2,503,415$250Mtrimmed−1%−0.04 pp3 q
ADPAutomatic Data Processing0.67%3,065,898$248Mtrimmed−8%−0.03 pp3 q
ETREntergy Corporation0.66%3,810,409$241Madded0%−0.04 pp3 q
unresolvedLorillard Inc0.64%4,631,935$235Mtrimmed−36%−0.30 pp3 q
MAMastercard Incorporated0.64%283,295$237Mtrimmed−1%+0.08 pp3 q
CMCSAComcast Corp0.63%4,426,949$230Mtrimmed−14%−0.05 pp3 q
IDAIDACORP, Inc.0.62%4,424,819$229Mtrimmed−0%0.00 pp3 q
unresolvedTyco International Ltd0.62%5,515,181$226Madded+27%+0.18 pp3 q
unresolvedCoca Cola Enterprises Inc Ne0.60%4,983,461$220Madded+15%+0.09 pp2 q
ZTSZoetis Inc.0.59%6,647,674$217Madded+14%+0.06 pp3 q
9990302DApache Corp0.57%2,417,347$208Mtrimmed−23%−0.21 pp3 q
WMTWalmart Inc.0.53%2,459,786$194Madded+1%+0.01 pp3 q
GFIGold Fields Ltd0.52%59,595,028$191Madded+4%−0.24 pp3 q
HRBH&R Block, Inc.0.45%5,671,800$165Madded+1%+0.01 pp3 q
unresolvedJpmorgan Chase & Co0.45%8,592,201$167Madded+1%+0.04 pp3 q
RYNRayonier Inc.0.45%3,925,956$165Madded0%−0.18 pp3 q
OXYOccidental Petroleum Corporation0.43%1,656,440$158Mtrimmed−26%−0.18 pp3 q
EIXEdison International0.42%3,343,370$155Madded+8%0.00 pp3 q
NEMNewmont Corporation0.42%6,695,191$154Madded+3%−0.11 pp3 q
RTNRaytheon Company0.41%1,652,126$150Madded+44%+0.15 pp2 q
EMNEastman Chemical Company0.40%1,818,481$147Madded+2%0.00 pp3 q
JNJJohnson & Johnson0.40%1,607,280$147Madded+1%0.00 pp3 q
STXNSeagate Technology Holdings PLC (Ireland)0.40%2,606,820$146Mheld—3 q
FEFirstEnergy Corp.0.39%4,326,187$143Mtrimmed−62%−0.82 pp3 q
GRAW.R. Grace & Co.0.38%1,424,385$141Madded+17%+0.07 pp3 q
WYNTravel + Leisure Co.0.38%1,909,500$141Mheld—3 q
unresolvedMonsanto Co0.37%1,166,338$136Mtrimmed−30%−0.14 pp2 q
MTBM&T Bank Corp.0.36%1,146,161$133Madded×13.1+0.33 pp3 q
unresolvedHewlett Packard Co0.35%4,586,400$128Madded+17%+0.11 pp3 q
PBIPitney Bowes Inc.0.32%5,077,455$118Madded+1%+0.05 pp3 q
YAlleghany Corporation0.31%286,592$115Madded+57%+0.09 pp3 q
FMCFMC Corporation0.29%1,403,539$106Madded+22%+0.05 pp3 q
unresolvedValeant Pharmaceuticals Intl0.29%902,742$106Mheld—3 q
unresolvedTesoro Corp0.28%1,753,423$103Madded×4.7+0.23 pp3 q
CARAvis Budget Group, Inc.0.27%2,439,090$99Madded+11%+0.09 pp3 q
VIABViacom Inc. Class B0.27%1,130,200$99Mheld—3 q
APCAnadarko Petroleum Corp0.26%1,192,133$95Mnew+0.26 ppnew
FLSFlowserve Corporation0.26%1,220,230$96Mtrimmed−17%−0.01 pp3 q
SEESealed Air Corp New0.26%2,773,582$94Madded+29%+0.09 pp3 q
unresolvedAOL Inc0.25%1,966,821$92Madded+6%+0.06 pp3 q
unresolvedItc Hldgs Corp0.25%972,939$93Mtrimmed−4%−0.03 pp3 q
unresolvedNustar Gp Holdings LLC0.25%3,253,029$91Madded+7%+0.05 pp3 q
SJTSan Juan Basin Royalty Trust UBI0.25%5,493,614$92Madded0%0.00 pp3 q
unresolvedMeadwestvaco Corp0.24%2,404,588$89Madded+25%+0.03 pp3 q
PEPPepsiCo, Inc.0.24%1,043,238$87Mtrimmed−59%−0.35 pp2 q
unresolvedTime Warner Cable Inc0.24%655,121$89Madded+60%+0.11 pp3 q
LYBLyondellBasell Industries N.V. Class A0.24%1,096,200$88Madded+12%+0.03 pp3 q
MSIMotorola Solutions, Inc. New0.22%1,182,130$80Mheld—3 q
unresolvedDeltic Timber Corp0.21%1,110,725$75Mtrimmed−0%0.00 pp3 q
LOWLowe's Companies Inc.0.21%1,529,800$76Madded+21%+0.04 pp3 q
NTAPNetApp, Inc0.19%1,653,878$68Mtrimmed−0%−0.02 pp3 q
NWSNews Corporation Class B0.19%3,845,848$69Mtrimmed−2%0.00 pp2 q
unresolvedRandgold Res Ltd0.19%1,095,128$69Mtrimmed−10%−0.06 pp3 q
unresolvedVodafone Group PLC New0.19%1,754,673$69Madded+54%+0.07 pp3 q
AZOAutoZone, Inc.0.18%138,250$66Mnew+0.18 ppnew
unresolvedValspar Corp0.17%851,050$61Mheld—3 q
DRCDresser-rand Group Inc0.16%993,160$59Madded+11%0.00 pp3 q
unresolvedForest Labs Inc0.16%964,630$58Madded+49%+0.08 pp2 q
Advanced Micro Devicesconvertible0.15%51,929,000$54Mheld—3 q
unresolvedSanDisk Corp0.15%772,300$54Madded+57%+0.07 pp2 q
unresolvedTheravance Inc0.15%1,509,404$54Madded+23%0.00 pp3 q
unresolvedCuris0.14%17,889,009$50Madded+3%−0.09 pp3 q
unresolvedDirectv0.14%718,758$50Madded+99%+0.08 pp3 q
unresolvedOmnicare Inc0.14%851,300$51Mheld—3 q
RSTIRofin-sinar Technologies Inc0.14%1,906,810$52Madded0%+0.01 pp3 q
unresolvedTahoe Res Inc0.14%3,148,490$52Mtrimmed−6%−0.03 pp3 q
unresolvedHealth Net Inc0.12%1,428,900$42Mheld—3 q
0VQJLTe Connectivity Ltd0.12%821,258$45Mtrimmed−79%−0.46 pp3 q
FNVFranco-Nevada Corporation0.11%968,033$39Mheld—3 q
HMYHarmony Gold Mining Company Limited0.11%15,784,210$40Mtrimmed−18%−0.08 pp3 q
HONHoneywell International, Inc.0.11%443,657$41Mtrimmed−50%−0.10 pp3 q
RGLDRoyal Gold Inc0.11%867,401$40Mheld—3 q
unresolvedEldorado Gold (C$)0.10%6,443,257$37Mheld—3 q
unresolvedHertz Global Holdings Inc0.10%1,240,950$36Mnew+0.10 ppnew
LDOSLeidos Holdings, Inc.0.10%796,672$37Mnew+0.10 ppnew
SNYSanofi0.10%654,462$35Madded0%0.00 pp3 q
NGDNew Gold Inc.0.09%6,359,731$33Mheld—3 q
PXGBXPraxair Inc0.08%214,000$28Mheld—3 q
unresolvedEncana Corp0.07%1,372,218$25Mtrimmed−1%0.00 pp3 q
unresolvedIntevac Inc0.07%3,560,384$26Madded+1%+0.01 pp3 q
KOPNKopin Corp0.07%5,879,516$25Madded+1%0.00 pp3 q
unresolvedLiberty Media Corp Delaware0.06%156,391$23Mheld—3 q
PRKSUnited Parks & Resorts Inc.0.06%750,000$22Mnew+0.06 ppnew
UNFUnifirst Corp0.06%221,413$24Mtrimmed−70%−0.17 pp3 q
CMTLComtech Telecommunications0.05%609,079$19Mnew+0.05 ppnew
DRRXDurect Corp0.05%10,707,142$19Madded+26%+0.02 pp3 q
HALOHalozyme Therapeutics, Inc.0.05%1,294,580$19Mnew+0.05 ppnew
NLNKNewLink Genetics Corporation0.05%905,154$20Madded+16%+0.01 pp3 q
LBTYALiberty Global Ltd. Class A0.05%198,051$18Madded×2.8+0.03 pp3 q
unresolvedMkt Vectors Gld Miners ETF0.04%758,900$16Madded×110.0+0.04 pp3 q
NSNuStar Energy L.P.0.04%302,400$15Mtrimmed−17%0.00 pp3 q
unresolvedPain Therapeutics Inc0.04%2,927,386$14Madded+20%+0.02 pp3 q
unresolvedAep Inds Inc0.03%173,880$9Madded×3.5+0.02 pp3 q
unresolvedAlliancebernstein Income Fun0.03%1,498,955$11Mnew+0.03 ppnew
ATHXAthersys, Inc.0.03%4,207,600$11Mheld—3 q
unresolvedCempra Inc0.03%780,275$10Mtrimmed−40%−0.01 pp3 q
FAFFirst American Financial Corporation0.03%425,247$12Madded+9%0.00 pp2 q
GERNGeron Corp0.03%2,085,827$10Mtrimmed−17%+0.01 pp3 q
IAGIAMGold Corporation0.03%2,991,219$10Mheld—3 q
unresolvedRentrak Corp0.03%269,390$10Mtrimmed−15%0.00 pp3 q
SGMOQSangamo Therapeutics Inc0.03%847,550$12Mheld—3 q
unresolvedSeacor Holdings Inc.0.03%125,945$11Mtrimmed−36%−0.02 pp3 q
XLIState Street Industrial Select Sector SPDR ETF0.03%210,000$11Madded+32%+0.01 pp3 q
unresolvedSibanye Gold Ltd0.03%2,307,705$11Mtrimmed−65%−0.07 pp3 q
SPHSuburban Propane Partners L P0.03%196,250$9Mtrimmed−54%−0.03 pp3 q
ARQLArqule Inc0.02%2,843,599$6Mtrimmed−14%0.00 pp3 q
unresolvedAtlas Energy LP0.02%129,470$6Mtrimmed−63%−0.04 pp3 q
unresolvedBoardwalk Pipeline Partners0.02%300,000$8Madded×3.0+0.01 pp3 q
unresolvedBrookfield Properties Inc.0.02%355,676$7Mnew+0.02 ppnew
EXELExelixis Inc0.02%1,173,300$7Mheld—3 q
unresolvedIndependence Hldg Co New0.02%581,881$8Mheld—3 q
IPGThe Interpublic Group of Companies, Inc.0.02%316,900$6Mtrimmed−86%−0.10 pp3 q
MRTXMirati Therapeutics, Inc.0.02%387,325$6Mnew+0.02 ppnew
MOSThe Mosaic Company0.02%181,100$9Mtrimmed−92%−0.28 pp2 q
Omnicare Incconvertible0.02%2,730,000$6Mheld—3 q
unresolvedPowershares Db Cmdty Idx Tra0.02%251,000$6Mtrimmed−37%−0.01 pp3 q
TBFProShares Short 20+ Year Treasury ETF0.02%267,925$9Mtrimmed−16%−0.01 pp3 q
unresolvedVerastem Inc0.02%511,254$6Madded+4%0.00 pp2 q
unresolvedWilliams Clayton Energy Inc0.02%98,605$8Madded+5%+0.01 pp3 q
LBTYKLiberty Global Ltd. Class C0.02%71,407$6Mheld—3 q
ACHNAchillion Pharmaceuticals, Inc.0.01%600,000$2Mnew+0.01 ppnew
AMPAmeriprise Financial, Inc.0.01%25,260$3Mheld—3 q
unresolvedCelldex Therapeutics Inc New0.01%135,000$3Mtrimmed−75%−0.05 pp3 q
CORTCorcept Therapeutics Inc.0.01%991,978$3Mtrimmed−60%0.00 pp3 q
unresolvedGoodrich Pete Corp0.01%243,960$4Mtrimmed−40%−0.02 pp3 q
Headwaters Incconvertible0.01%2,000,000$2Mheld—3 q
unresolvedHudson City Bancorp0.01%205,000$2Mtrimmed−59%0.00 pp3 q
IBMInternational Business Machines Corporation0.01%11,668$2Mheld—3 q
EFAiShares MSCI EAFE ETF0.01%30,000$2Mnew+0.01 ppnew
JPMJPMorgan Chase & Co.0.01%45,943$3Mheld—3 q
unresolvedKalobios Pharmaceuticals Inc0.01%875,000$4Mheld—2 q
KRThe Kroger Co.0.01%111,000$4Mtrimmed−95%−0.23 pp3 q
unresolvedLife Technologies Corp0.01%72,600$6Mtrimmed−64%−0.03 pp3 q
LMNRLimoneira Co0.01%111,351$3Mtrimmed−29%0.00 pp3 q
unresolvedMcGraw Hill0.01%40,000$3Mheld—3 q
unresolvedNovavax Inc0.01%800,000$4Mheld—2 q
unresolvedOncothyreon Inc0.01%2,624,987$5Madded+15%0.00 pp3 q
unresolvedPrimero Mng Corp0.01%1,071,100$5Mheld—3 q
PLXProtalix BioTherapeutics, Inc.0.01%700,000$3Madded+40%0.00 pp3 q
unresolvedStarz0.01%73,355$2Mheld—3 q
UNMUnum Group0.01%60,000$2Mheld—3 q
unresolvedVitran Corp Inc0.01%625,175$4Mnew+0.01 ppnew
unresolvedWilliams Partners LP0.01%105,647$5Mheld—3 q
CYDChina Yuchai International Ltd.0.01%105,558$2Madded+6%0.00 pp3 q
unresolvedThe Adt Corporation0.00%750$30,000held—3 q
Alliance One Intl Incconvertible0.00%356,000$363,000held—3 q
MOAltria Group, Inc.0.00%13,000$499,000held—3 q
AMZNAmazon.Com Inc0.00%307$122,000held—3 q
ABEVAmbev S.a.0.00%17,875$131,000new0.00 ppnew
unresolvedAmerican Cap Ltd0.00%4,979$78,000new0.00 ppnew
unresolvedAmerican Independence Corp0.00%113,917$1Mtrimmed−32%0.00 pp3 q
AKXAnsys Inc0.00%6,000$523,000held—3 q
MJCAntares Pharma Inc0.00%20,000$90,000held—3 q
ARAntero Resources Corporation0.00%3,045$193,000new0.00 ppnew
AAPLApple Inc.0.00%1,048$588,000added+11%0.00 pp3 q
ATRAptarGroup, Inc.0.00%15,619$1Mheld—3 q
unresolvedArch Coal Inc0.00%13,880$62,000added+78%0.00 pp2 q
ADMArcher Daniels Midland Company0.00%2,000$87,000trimmed−20%0.00 pp3 q
AIArlington Asset Investment-a0.00%6,366$168,000new0.00 ppnew
unresolvedAviat Networks Inc0.00%397$1,000held—3 q
AVVIYAviva PLC U/0.00%5,000$76,000held—3 q
BPBP p.l.c.0.00%270$13,000held—3 q
BIDUBaidu, Inc.0.00%10$2,000held—3 q
unresolvedBaker Hughes Inc.0.00%250$14,000held—3 q
Barclays Bank PLCconvertible0.00%500$13,000held—3 q
BBGBill Barrett Corp0.00%7,040$189,000added+78%0.00 pp2 q
BAXBaxter International Inc.0.00%7,600$529,000trimmed−99%−0.26 pp3 q
BRK.BBERKSHIRE HATHAWAY Class B0.00%1,669$198,000held—3 q
unresolvedBio-reference Labs Inc0.00%12,000$306,000held—3 q
BABoeing Company0.00%200$27,000held—3 q
BMYBristol-Myers Squibb Co.0.00%16,520$878,000held—3 q
CTRACoterra Energy Inc.0.00%10,228$396,000added×3.00.00 pp2 q
unresolvedCalpine Corp0.00%1,000$20,000held—3 q
unresolvedCapitalsource Inc0.00%101,600$1Mtrimmed−86%−0.03 pp2 q
CRZOCarrizo Oil & Gas Inc0.00%5,330$239,000new0.00 ppnew
unresolvedChemtura Corp0.00%4,839$135,000new0.00 ppnew
CVXChevron Corporation0.00%1,004$125,000held—3 q
unresolvedChicago Bridge & Iron Co N V0.00%1,199$100,000new0.00 ppnew
CHDChurch & Dwight Co., Inc.0.00%2,400$159,000held—3 q
unresolvedCobalt Intl Energy Inc0.00%10,680$176,000added+78%0.00 pp2 q
unresolvedColeman Cable Inc0.00%50,000$1Mnew0.00 ppnew
unresolvedCommonWealth REIT0.00%50,000$1Mnew0.00 ppnew
CAGConagra Brands, Inc.0.00%21,748$733,000held—3 q
unresolvedConsol Energy Inc0.00%14,110$537,000added+87%0.00 pp2 q
CTOCTO Realty Growth, Inc.0.00%4,000$145,000held—3 q
STZConstellation Brands, Inc.0.00%2,400$169,000held—3 q
GLWCorning Incorporated0.00%40$1,000held—3 q
unresolvedCowen group Inc.0.00%118,718$464,000new0.00 ppnew
unresolvedCrestwood Equity Partners LP0.00%50,000$692,000new0.00 ppnew
unresolvedCrestwood Midstream Partners0.00%21,602$538,000new0.00 ppnew
unresolvedCubist Pharmaceuticals Inc0.00%121,300$164,000new0.00 ppnew
DEDeere & Company0.00%4,300$393,000new0.00 ppnew
DNRDenbury Resources, Inc.0.00%3,978$65,000added+78%0.00 pp2 q
DGICADonegal Group Inc0.00%65,919$1Mnew0.00 ppnew
DMLPDorchester Minerals LP0.00%600$16,000held—3 q
unresolvedDu Pont E I De Nemours & Co0.00%3,600$234,000held—3 q
EOGEOG Resources, Inc.0.00%1,433$241,000added+79%0.00 pp2 q
EQTEqt Corp0.00%5,080$456,000added+78%0.00 pp2 q
unresolvedElectro Rent Corp.0.00%71,600$1Mheld—3 q
unresolvedEllie Mae0.00%40,000$1Mnew0.00 ppnew
unresolvedEnergen Corp0.00%2,758$195,000added×3.80.00 pp2 q
EEAThe European Equity Fund, Inc.0.00%4,293$39,000held—3 q
unresolvedExelis Inc0.00%5,000$95,000trimmed−75%0.00 pp3 q
unresolvedExpress Scripts Hldg Co0.00%1,168$82,000held—3 q
XOMExxon Mobil Corp0.00%6,628$671,000held—3 q
METAMeta Platforms, Inc. Class A0.00%2,300$126,000held—3 q
FDSFactset Research Systems0.00%4,000$434,000held—3 q
FB1Farmer Bros Co0.00%5,043$117,000new0.00 ppnew
FOEFerro Corporation0.00%44,036$565,000new0.00 ppnew
FBZFirst Trust Brazil AlphaDEX Fund0.00%2,915$57,000held—3 q
FORRForrester Research Inc0.00%8,000$306,000held—3 q
unresolvedFrontier Communications Corp0.00%72$0held—3 q
unresolvedGeneral Electric Co0.00%11,301$317,000held—3 q
GNTXGentex Corp0.00%30,000$990,000held—3 q
GILDGilead Sciences Inc0.00%400$30,000held—3 q
unresolvedGlaxosmithkline PLC0.00%1$0held—3 q
GSGoldman Sachs Group Inc.0.00%151$27,000trimmed−77%0.00 pp3 q
GTEGran Tierra Energy Inc.0.00%13,660$100,000added×3.50.00 pp2 q
GPKGraphic Packaging Holding Company0.00%1,782$17,000new0.00 ppnew
GPORGulfport Energy Corporation0.00%7,130$450,000held—2 q
HMSYHMS Holdings Corp.0.00%15,000$341,000held—3 q
HSBCHSBC Holdings PLC0.00%21,420$1Mheld—3 q
HAEHaemonetics Corporation0.00%10,000$421,000added+11%0.00 pp3 q
HNRGHallador Energy Company0.00%10,080$81,000added+78%0.00 pp2 q
HALHalliburton Company0.00%6,040$307,000added+78%0.00 pp2 q
HRSL3Harris Technologies, Inc.0.00%1,600$112,000held—3 q
HIGThe Hartford Insurance Group, Inc.0.00%200$7,000held—3 q
unresolvedHealthways Inc0.00%15,000$230,000held—3 q
HOLXHologic Inc0.00%17,000$380,000held—3 q
IDXXIdexx Laboratories Inc0.00%4,000$425,000held—3 q
ILMNIllumina Inc0.00%400$44,000held—3 q
unresolvedInovio Pharmaceuticals Inc0.00%250,000$725,000new0.00 ppnew
unresolvedIshares0.00%50,000$607,000new0.00 ppnew
AAXJiShares MSCI All Country Asia ex Japan ETF0.00%10,000$603,000new0.00 ppnew
SLViShares Silver Trust0.00%15,000$281,000held—3 q
unresolvedJos A Bank Clothiers Inc.0.00%30,000$2Mnew0.00 ppnew
unresolvedKinder Morgan Energy Partners0.00%4,563$368,000held—3 q
unresolvedKodiak Oil & Gas Corp0.00%12,440$139,000added+78%0.00 pp2 q
unresolvedKraft Foods Group Inc0.00%1,845$99,000held—3 q
LKQLKQ Corporation0.00%28,000$921,000held—3 q
unresolvedLsi Corporation0.00%50,000$551,000new0.00 ppnew
LPIVital Energy Inc0.00%9,488$263,000added×3.00.00 pp2 q
unresolvedLayne Christensen Co0.00%2,433$42,000new0.00 ppnew
unresolvedLeucadia National0.00%20,000$567,000new0.00 ppnew
unresolvedLiberty Interactive Corp0.00%6,875$202,000held—3 q
unresolvedLiberty Interactive Corp0.00%343$42,000held—3 q
LLoews Corporation0.00%14,000$675,000held—3 q
LORLLoral Space and Communications, Inc.0.00%7,500$607,000new0.00 ppnew
unresolvedMagnum Hunter Res Corp DEL0.00%78,450$573,000added+78%0.00 pp2 q
MANHManhattan Associates Inc0.00%10,000$1Mheld—3 q
MFCManulife Financial Corp.0.00%942$19,000held—3 q
MDPediatrix Medical Group, Inc.0.00%8,000$427,000held—3 q
unresolvedMedtronic Inc0.00%8,000$459,000held—3 q
MRKMerck & Co., Inc.0.00%14,050$703,000trimmed−99%−0.16 pp3 q
METMetLife, Inc.0.00%16,800$906,000held—3 q
unresolvedMicros Sys Inc0.00%8,000$459,000held—3 q
MDLZMondelez International, Inc. Class A0.00%5,536$195,000held—3 q
unresolvedMonster Beverage Corp0.00%15,000$1Mheld—3 q
unresolvedMorgans Hotel Group Co0.00%140,000$1Mtrimmed−47%−0.01 pp3 q
MURMurphy Oil Corp.0.00%14,226$923,000trimmed−71%−0.01 pp3 q
MUSAMurphy USA Inc.0.00%3,181$132,000trimmed−74%0.00 pp2 q
GFNEW GERMANY FUND Inc0.00%9,214$184,000held—3 q
NWSANews Corporation Class A0.00%365$7,000held—2 q
NVSNovartis AG0.00%13,060$1Mheld—3 q
NUANNuance Communications, Inc.0.00%700$11,000held—3 q
unresolvedNutri Sys Inc New0.00%29,195$480,000new0.00 ppnew
Nuvasive Incconvertible0.00%300,000$326,000held—3 q
unresolvedOncolytics Biotech Inc0.00%427,200$662,000held—3 q
PDLIPDL BioPharma, Inc.0.00%2,800$24,000held—3 q
ROYTLPacific Coast Oil Tr Uts0.00%67,400$855,000added×2.20.00 pp2 q
unresolvedPall Corp0.00%300$26,000held—3 q
TRAKReposiTrak, Inc.0.00%60,000$610,000new0.00 ppnew
unresolvedPeabody Energy Corp0.00%11,660$228,000added+78%0.00 pp2 q
unresolvedPenn Va Corp0.00%22,470$212,000added+78%0.00 pp2 q
TLKPT Telekomunikasi Indonesia0.00%15,000$538,000new0.00 ppnew
PBRPetroleo Brasileiro S.a.-petrobras0.00%200$3,000held—3 q
PMPhilip Morris International Inc.0.00%13,000$1Mtrimmed−68%−0.01 pp3 q
unresolvedPhilippine Long Distance Tel0.00%30,000$2Mheld—3 q
PXDPioneer Natural Resource Co.0.00%1,762$324,000added×2.60.00 pp2 q
unresolvedPrecision Castparts Corp0.00%900$242,000held—3 q
PRMWPrimo Water Corp0.00%80,536$212,000new0.00 ppnew
RRCRange Resources Corp0.00%5,480$462,000added+78%0.00 pp2 q
ORealty Income Corporation0.00%1,340$50,000new0.00 ppnew
RMDResMed Inc.0.00%22,000$1Mheld—3 q
unresolvedResolute Energy Corp0.00%25,950$234,000added×2.20.00 pp2 q
unresolvedRex Energy Corporation0.00%4,790$94,000added×2.90.00 pp2 q
ROVIRovi Corporation Com Stk (De)0.00%184$4,000held—3 q
SEICSEI Investments Co0.00%15,000$521,000held—3 q
JOESt. Joe Company0.00%2,000$38,000held—3 q
SNSharkNinja, Inc.0.00%8,530$209,000added+78%0.00 pp2 q
unresolvedSanofi0.00%229,402$78,000added×163.60.00 pp3 q
SLBSLB Limited0.00%2,600$234,000added+19%0.00 pp3 q
SCHWThe Charles Schwab Corporation0.00%900$23,000held—3 q
unresolvedSolta Med Inc.0.00%350,000$1Mnew0.00 ppnew
SONYSony Group Corporation0.00%800$14,000held—3 q
SPHSSophiris Bio, Inc.0.00%250,000$925,000held—2 q
unresolvedSprint Corporation0.00%602$6,000held—2 q
unresolvedSunesis Pharmaceuticals Inc0.00%239,956$1Madded+20%0.00 pp2 q
SYTSyngenta Ag-adr0.00%88$7,000held—3 q
TDSTelephone and Data Systems Inc.0.00%27,500$709,000new0.00 ppnew
TEVATeva Pharmaceutical Industries Limited0.00%200$8,000held—3 q
TMOThermo Fisher Scientific, Inc.0.00%200$22,000held—3 q
unresolvedThreshold Pharmaceutical Inc0.00%200,000$934,000held—3 q
TWXTime Warner Inc0.00%20,163$1Mtrimmed−3%0.00 pp3 q
unresolvedTriangle Pete Corp0.00%16,140$134,000added+78%0.00 pp2 q
unresolvedTwenty First Centy Fox Inc0.00%1,460$51,000held—2 q
unresolvedTwenty First Centy Fox Inc0.00%920$32,000held—2 q
TWTRTwitter, Inc.0.00%650$41,000new0.00 ppnew
unresolvedUIL Holdings Corporation0.00%15,998$620,000held—3 q
UTXZRTX Corporation0.00%8,000$910,000trimmed−98%−0.10 pp3 q
VALEVale S.a.0.00%3,098$47,000held—3 q
VEOEYVeolia Environnement0.00%300$5,000held—3 q
VZVerizon Communications0.00%300$15,000held—3 q
unresolvedWalter Energy, Inc.0.00%7,640$127,000added+78%0.00 pp2 q
WFCWells Fargo & Co.0.00%1,800$82,000held—3 q
unresolvedWhiting Pete Corp New0.00%3,610$223,000added+78%0.00 pp2 q
XYLXylem Inc0.00%47,000$2Mtrimmed−25%−0.01 pp3 q
ZBRAZebra Technologies Corporation0.00%7,000$379,000held—3 q
ZBHZimmer Biomet Holdings, Inc.0.00%1,632$152,000held—3 q
EXXIEnergy Xxi Ltd0.00%13,690$370,000added+78%0.00 pp2 q
unresolvedCovidien PLC0.00%1,500$102,000held—3 q
ICLRIcon Plc0.00%12,000$485,000held—3 q
MNKMallinckrodt PLC0.00%187$3,000new0.00 ppnew
unresolvedPentair Ltd0.00%359$28,000held—3 q
unresolvedScorpio Tankers Inc0.00%6,120$72,000added+78%0.00 pp2 q
HPHelmerich & Payne, Inc.—−1,086,316—exited−0.22 pp—
BALLBall Corporation—−1,400,660—exited−0.18 pp—
TKRThe Timken Company—−1,007,495—exited−0.18 pp—
CCKCrown Holdings Inc.—−1,208,270—exited−0.15 pp—
PKGPackaging Corp of America—−728,000—exited−0.12 pp—
unresolvedLender Processing Svcs Inc—−800,000—exited−0.08 pp—
unresolvedElan PLC—−1,000,000—exited−0.05 pp—
unresolvedNyse Euronext—−423,311—exited−0.05 pp—
PSXPhillips 66—−306,486—exited−0.05 pp—
unresolvedE M C Corp Mass—−429,756—exited−0.03 pp—
IIINInsteel Industries, Inc.—−582,893—exited−0.03 pp—
unresolvedPaa Nat Gas Storage L P—−467,926—exited−0.03 pp—
unresolvedWms Inds Inc—−350,000—exited−0.03 pp—
unresolvedHealth Mgmt Assoc Inc New—−475,000—exited−0.02 pp—
unresolvedNV Energy Inc—−300,000—exited−0.02 pp—
unresolvedSpreadtrum Communications In—−220,000—exited−0.02 pp—
BNDVanguard Total Bond Market—−100,625—exited−0.02 pp—
unresolvedBelo Corp—−360,000—exited−0.01 pp—
unresolvedIdera Pharmaceuticals Inc—−1,434,296—exited−0.01 pp—
ODPOffice Depot Inc—−650,000—exited−0.01 pp—
unresolvedOptimer Pharmaceuticals Inc—−160,100—exited−0.01 pp—
unresolvedSaks Inc—−300,000—exited−0.01 pp—
unresolvedCompanhia De Bebidas Spon ADR Pfd—−3,575—exited0.00 pp—
unresolvedCrestwood Midstream Prtners—−21,602—exited0.00 pp—
DONDiamond Offshore Drilling—−740—exited0.00 pp—
unresolvedFlow Intl Corp—−350,000—exited0.00 pp—
Hologic Incconvertible—−200,000—exited0.00 pp—
unresolvedItt Corp New—−30,000—exited0.00 pp—
LTRELearning Tree Intl Inc—−244,283—exited0.00 pp—
OIO-I Glass, Inc.—−33,600—exited0.00 pp—
PDCEPDC Energy, Inc.—−4,190—exited0.00 pp—
unresolvedPinnacle Entertainment Inc.—−26,000—exited0.00 pp—
VLOValero Energy Corporation—−7,050—exited0.00 pp—
unresolvedVerenium Corp—−337—exited0.00 pp—
unresolvedZoltek Cos Inc—−47,500—exited0.00 pp—
RIGTransocean LTD.—−530—exited0.00 pp—
DHTDht Holdings, Inc.—−1,666—exited0.00 pp—

Other 13(f) securities

Options 5

Contract% of notionalSharesNotional
NLNK CALL87.68%5,965$5M
GERN CALL6.65%6,511$384,000
SEE CALL3.98%1,000$230,000
MS PUT1.33%1,700$77,000
NLNK PUT0.35%2,000$20,000

Notes 0

None in this filing

Source

Form
13F-HR
Reading
0 defects · 134 unresolved
Accession
0001325447-14-000038
Notes
none in this filing
SEC cross-check
SEC data set not published yet